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PII S1050-1738(12)00272-1 TCM
TCM Vol. 22, No. 8, 2012
Challenges in Medical Applications ofWhole Exome/Genome SequencingDiscoveriesAli J. Marian*
Despite the well-documented influence of genetics on susceptibility tocardiovascular diseases, delineation of the full spectrum of the risk alleleshad to await the development of modern next-generation sequencingtechnologies. The techniques provide unbiased approaches for identifica-tion of the DNA sequence variants (DSVs) in the entire genome (wholegenome sequencing [WGS]) or the protein-coding exons (whole exomesequencing [WES]). Each genome contains approximately 4 million DSVsand each exome approximately 13,000 single nucleotide variants. Thechallenge facing researchers and clinicians alike is to decipher the biolog-ical and clinical significance of these variants and harness the informationfor the practice of medicine. The common DSVs typically exert modesteffect sizes, as evidenced by the results of genome-wide association studies,and hence have modest or negligible clinical implications. The focus is onthe rare variants with large effect sizes, which are expected to have strongerclinical implications, as in single gene disorders with Mendelian patternsof inheritance. However, the clinical implications of the rare variants forcommon complex cardiovascular diseases remain to be established. Themost important contribution of WES or WGS is in delineation of the novelmolecular pathways involved in the pathogenesis of the phenotype, whichwould be expected to provide for preventive and therapeutic opportunities.(Trends Cardiovasc Med 2012;22:219–223) © 2012 Elsevier Inc. All
• Introduction
The advent of massively parallel nucleicacid sequencing or next-generation se-quencing (NGS) technologies has had an
Ali J. Marian is at the Center for Cardiovas-cular Genetics, Brown Foundation Instituteof Molecular Medicine, The University ofTexas Health Science Center and Texas HeartInstitute, Houston, TX 77030, USA.
*Address correspondence to: Ali J. Marian,MD, Center for Cardiovascular Genetics,Brown Foundation Institute of MolecularMedicine, The University of Texas HealthSciences Center, Texas Heart Institute, 6770Bertner St, Suite C900A, Houston, TX 77030,USA. Tel.: (�1) 713 500 2350; fax: (�1) 713500 2320; e-mail: [email protected] online 24 August, 2012.
© 2012 Elsevier Inc. All rights reserved.
1050-1738/$-see front matterenabling impact in delineating the ge-netic makeup of each individual. NGShas raised considerable interest in po-tential applications of the informationembedded in the DNA sequence of eachgenome in the practice of medicine. TheNGS platforms have afforded the oppor-tunity to sequence the entire genome ofan individual (whole genome sequenc-ing [WGS]), which is composed of 3.2billion nucleotides, within a week. Like-wise, it has enabled sequencing of theentire protein-coding region, referred toas exome, which is composed of approx-imately 180,000 exons in approximately23,500 genes and 30 million nucleotides,in dozens of individuals within a fewdays (whole exome sequencing [WES]).
The enormity of this progress is remark-219
able: Whereas the draft sequence of thehuman genome (the Human GenomeProject), which was completed about adecade ago, took about 11 years and costapproximately $3 billion (Lander et al.2001), the modern NGS instruments cangenerate up to 600-gigabase output persequencing run in less than 2 weeks andat the cost of several thousand dollars.The output is sufficient to sequence sev-eral human genomes and several dozenexomes at an excellent average coverageper read. The exciting advances alongwith improvements in bioinformaticstools, which provide for the analysis of amassive amount of sequence reads gen-erated by the sequencing instruments,have led to the dawning of the genetic-based practice of medicine. Despitethese advances, however, a number ofimportant obstacles have to be resolvedbefore WGS or WES is routinely utilizedin the practice of medicine.
• Genetic Etiology of Susceptibilityto Cardiovascular Diseases
Clinical phenotypes are the conse-quences of complex, nonlinear, and of-ten stochastic interactions among vari-ous etiological determinants, includinggenetics factors. It is probably accurateto state that there is no phenotype thatdoes not have a genetic etiological com-ponent. It is equally important to realizethat there is no phenotype—Mendelianor otherwise—that is not influenced bythe nongenetic factors. The magnitudeof contribution of the genetic factors tothe clinical phenotypes typically followsa gradient that ranges from minimal tolarge (Marian 2009). It is best illustratedin familial segregation, which is indicativeof the heritable component of the pheno-type. Heritability, which is the fraction ofobserved variability in the phenotype thatis attributed to genetic differences amongthe population with the trait, is best esti-mated through twin and family studies.It is strongest for Mendelian diseases,wherein the presence of the risk allele issufficient to cause the phenotype, eventhough the phenotype is also influencedby a number of other genetic and nonge-netic factors. In complex traits, however,the risk allele is neither sufficient nor nec-essary for the disease to manifest. Never-theless, heritability estimates of the com-plex cardiovascular diseases, estimatedfrom monozygotic and dizygotic twins
studies, are quite variable and typically220
range from 30% to 80% (Marian 2012).The well-documented heritability of thecardiovascular phenotypes is the basis forintense interest in genome-wide associa-tion studies (GWAS), WGS, or WES todelineate the genetic basis for susceptibil-ity to disease, response to therapy, and theclinical outcomes. GWAS, which by de-sign analyze the common variants, haveled to identification of more than 200susceptibility loci for cardiovascular dis-eases (http://www.genome.gov/gwastudies).However, alleles identified throughGWAS account for only a small fractionof heritability of the complex cardiovas-cular diseases. Hence, the emphasis hasshifted toward identification and analy-sis of the rare variants through WES/WGS approaches, which might havelarger effect sizes.
• Abundance of DNA SequenceVariants in the Human Genome
The human genome is composed of 3.2billion pairs of nucleotides, of whichapproximately 4 million nucleotides arepolymorphic in a given individual—thatis, have a different nucleotide at a givenposition than the reference sequence.However, in a population of approxi-mately 10,000-15,000 individuals, ap-proximately 1 in every 20 nucleotides ispolymorphic (�5% of the population ge-nome) and the vast majority of the poly-morphic alleles are exceedingly rare(Keinan and Clark 2012, Nelson et al.2012). With the exception of monozy-gotic twins, no two individuals are ge-netically (ie, at the DNA sequence level)identical. On average, each human ge-nome contains approximately 4 millionDNA sequence variants (DSVs), of whichapproximately 3.5 million are single nu-cleotide variants (SNVs) (Levy et al.2007, Ng et al. 2008, Pennisi 2010, Wanget al. 2008, Wheeler et al. 2008). Inaddition, the genome contains thou-sands of small insertions/deletions andlarge segments of DNA duplications, in-sertions, deletions, and rearrangements,which are collectively referred to asstructural variations (SVs) (Kidd et al.2008, Korbel et al. 2007). SVs that in-crease or decrease the two copies of thegenes or chromosomal segments are re-ferred to as copy number variants(CNVs). The vast majority of the DSVs inthe human genome are SNVs, and aconsiderable number of them are unique
to an individual (Table 1). Almost half ofthe genes in each individual genome arepolymorphic—that is, the two copies ofthe genes are not precisely identical atthe DNA sequence level (Levy et al.2007). In addition, each genome/exomecontains approximately 13,000 nonsyn-onymous variants (nsSNVs) that — bydefinition — affect the amino acid se-quence in the encoded proteins andhence, might exert biological effects(Levy et al. 2007, Ng et al. 2008, Wang etal. 2008, Wheeler et al. 2008). The com-monly used bioinformatics tools for pre-dicting the functional consequences ofthe DSVs—outside of nonsense, frame-shift, and splice junction variants—of-ten do not offer concordant results (Ten-nessen et al. 2012). On average, 2.3% of13,595 SNVs identified in each exomeare predicted to affect protein functionby multiple bioinformatics tools (Ten-nessen et al. 2012). Thus, each exomecarries several hundred to several thou-sand SNVs that are considered poten-tially damaging. Likewise, each genomecontains approximately 100-120 loss-of-function (LoF) variants, of which ap-proximately 20 are homozygous andhence inactivate the corresponding gene(MacArthur et al. 2012). Approximately25-35 heterozygous and 2 or 3 homozy-gous variants affect stop codons andlead to inactivation of one or two copiesof the corresponding gene. Approxi-mately 50-100 variants in each genomeare known to be associated with inher-ited disorders, and approximately 30variants in each genome are de novo (ie,absent in the parents). The plethora ofDSVs, including putatively functionalDSVs, highlights the complexity of thegenetic diversity of humans, which isaccentuated by the recent acceleratedexpansion of the human population andintroduction of a very large number ofnew alleles in each generation. Thenewly introduced alleles are, as ex-pected, rare, often private, and expectedto be more deleterious because of anadequate filtering by natural selection.This complexity complicates clinical ap-plications of the DNA sequencing data.
• Medical DNA Sequencing
The strength of the NGS in offering anunbiased approach to identification ofDSVs in an individual genome or exome,in terms of medical applications of thefindings, has to be considered in the
context of the enormous genetic diver-TCM Vol. 22, No. 8, 2012
sity of humans and the presence of avery large number of DSVs in each ge-nome or exome. Further complicatingthe clinical implications is the unknowncontributions of these variants to thephenotype. In considering the clinicalutility of NGS data, the effect sizes of theDSVs, which follow a gradient, have ma-jor implications (Marian 2009). By andlarge, rare DSVs exert larger effect sizesand hence are more likely to be patho-genic, as in diseases with Mendelianpatterns of inheritance. In contrast,common DSVs typically exert modesteffect sizes and hence have modest, ifany, clinical utility at an individual level,even though their population-attribut-able risk might be greater, simply be-cause of their abundance (Marian andBelmont 2011). For common complexdiseases, WES/WGS, in the best-casescenario, might lead to identification ofa clinically meaningful risk allele for atleast one disease (Roberts et al. 2012).However, the majority of individuals arelikely to have negative WES/WGS re-sults, but the negative predictive value ofsuch tests would be relatively small forcommon complex diseases (Roberts etal. 2012). Overall, the direct clinical im-pact of NGS is expected to be greater forsingle gene diseases, whereas the indi-rect impact—through delineation of theresponsible mechanisms for the patho-genesis of the phenotype—is equally im-portant for single gene and complexpolygenic traits. The complexity of ap-plying the NGS data to medical practicehas two major components: the imper-
Table 1. DNA sequence variants in
Nucleotides (base pairs)Protein-coding genesNo. of exonsSize of exome (base pairs)DSVsSNPsSVs/CNVsnsSNPsnsSNP potentially damagingLoF variantsHomozygous LoF variantsVariants known to be associated with inStop codon variantsHomozygous stop codon variantsDe novo variants
CNVs, copy number variants; DSVs, DNA senonsynonymous single nucleotide polymorphSVs, structural variants.
fectness of the NGS technologies and
TCM Vol. 22, No. 8, 2012
difficulty in identifying the clinically sig-nificant alleles.
Technical Challenges
At the technical level, the error rate ofallele calling (ie, false positives) is prob-ably the most important aspect of NGSbecause even a small error rate leads toan inflated number of false positives inthe genome simply because of the size ofthe human genome. The lowest sequenc-ing error rate of 10–4 per nucleotide withthe best available platforms is sufficientto introduce a large number of falsepositive calls. In the best circumstances,the false positive rate is approximately5%, which means that of approximately4 million variants detected in each ge-nome, 200,000 allele calls would be er-roneous. This would complicate clinicalimplications of the discoveries. Perhapsthe simplest way to reduce the numberof false positives in WES/WGS is toincrease the number of reads per eachnucleotide or read (ie, the coverage).Typically, there is an inverse relation-ship between the average coverage rateof reads and the number of false-positivealleles, albeit within a limit, becausesome errors might simply get amplifiedwith increasing average. Likewise, cer-tain genomic regions might be moreprone to false-positive calls; hence, re-sequencing alone might not be sufficientto eliminate such calls. In addition, in-creasing the coverage or re-sequencing,at least with the current instruments,adds to the cost of DNA sequencing as
e human genome
3.2 � 109
23,500180,00030 � 106
4 � 106
3.5 � 106
104-105
10,000-13,000100s-1,000s
12020
ited diseases 50-10025-352-330
nce variants; LoF, loss of function; nsSNPs,s; SNPs, single nucleotide polymorphisms;
well as the complexity of managing the
massive amount of data and the bioin-formatics analysis. Nevertheless, a cov-erage rate that offers the maximum con-fidence in accurate allele calling isessential in medical sequencing. Giventhe size of the whole genome, a highermean nucleotide coverage rate in WGSwould be necessary to reduce the tech-nical difficulties in accurate allele call-ing. The mean coverage rate for WES istypically much higher because of thesmaller size of the exome as opposed tothe genome. Also relevant to medicalsequencing is inadequate capture of1000-2000 genes for variant detectionbecause the current WES offers ade-quate capture for approximately 80-90%of the exons. Hence, this imperfect sen-sitivity of the NGS is another source forpotential missed diagnosis (Kiezun et al.2012).
Regarding the population genetic as-pects, the issue of discerning the false-positive calls is further complicated byfact that approximately 75% of alleles inthe population genome are singleton ordoubleton, which are subject to a highfalse-positive rate (Keinan and Clark2012, Nelson et al. 2012). Eliminatingsingleton and doubleton is expected toreduce the number of false-positive callsand yet it could also eliminate poten-tially important causal variants withlarge effect sizes. In addition, the false-positive rate or the confidence in accu-rate allele calling is not evenly distrib-uted to eliminate the false positives byre-sequencing the whole exome or thegenome. Thus, false-positive allele callsare expected to remain a major limita-tion in medical DNA sequencing, neces-sitating an alternative method for valida-tion of the variants identified by WES orWGS in individuals.
Challenges in Linking the DSVs toClinical Phenotypes
Perhaps an even larger challenge thanthe problem of false positives is the dif-ficulty in identifying the true causal al-lele from the vast number of relativelyinnocuous alleles because no gene orprotein is perfect and each carries anumber of nonpathogenic variants, in-cluding non-SNVs. Evidently, the largerthe gene, the greater the likelihood ofidentifying nsSNVs in the gene, some ofwhich might be the causal variants. For
th
her
queism
example, TTN gene encoding sarcomere
221
a2cietoitmlcfcstssm
rsaagtns
bgrdulcwi2gcgi
gbancwacpspocTvpr(maaeamtve
fctovmstatdsvcoantcafioppnpa
•
W
protein titin is one of the largest genes inthe genome. It carries a very large num-ber of nsSNVs, of which only a fractionmight be true causal variants despite thewell-established causal role of TTN vari-nts in cardiomyopathies (Herman et al.012). In a recent study, Seidman andolleagues considered only the truncat-ng variants—that is, those that short-ned the length of the titin protein—ashe causal variants for dilated cardiomy-pathy and did not include the nsSNVsn the initial analysis, partly because ofheir abundance in this large gene (Her-
an et al. 2012). Moreover, the chal-enge is to identify the clinically signifi-ant alleles from those that might beunctional but clinically not signifi-ant. In population genetics, varioustrategies might be employed to reducehe chance of a random association,uch as setting a proper threshold fortatistical significance, corrections for
rge
iant
Lar
of th
e Va
ri
Likely disease-
Disease-
causing
gnifi
canc
e
Disease-associated
diseasecausing
Clin
ical
Sig
Fnw
CSm
all
Population FrequRare
Figure 1. Plot showing population frequency of thclinical significance (effect size) of the variants. Rargreater clinical significance than common alleles, wsignificance. Each genome contains a few disease-genetic evidence of causality, typically through studgenome also contains a number of rare variantdisease-causing variants” because the genetic evideThis group typically includes rare variants that are iwith the phenotype cannot be robustly establishedpenetrance. Disease-associated variants are relativstudies, such as GWAS, have been associated withcause the disease nor necessary but, rather, increasehundred to several thousand nonsynonymous putaencompass approximately 4 million DSVs that neithwith a phenotype.
ultiple hypothesis testing by Bonfer- e
222
oni’s methods, or permutation analy-is (Kiezun et al. 2012). Such measurespply to population data and do notpply to a single individual. Thus, for aiven individual, one can only estimatehe risk based on the population ge-etic data; hence, this might not beufficiently accurate.
To better appreciate the clinical andiological significance of the DSVs in theenome, the variants may be catego-ized, in order of strength of the evi-ence for causality, into five classes (Fig-re 1) as follows: (1) disease-causing, (2)
ikely disease-causing, (3) disease-asso-iated, (4) functional but not associatedith a disease, and (5) unknown biolog-
cal function (Marian and Belmont011). The clinical significance follows aradient, being the highest for disease-ausing variants (category 1) and negli-ible for variants with unknown biolog-cal function (category 5). As would be
Unknown function and not associated with a disease
tional but ssociated a disease
y of the VariantCommon
IndividualGenome
SVs, abundance in an individual genome, and theleles impart larger effect sizes and generally have ah have modest effect sizes and typically no clinicaling variants, a category for which there is strongin large pedigrees with single gene disorders. Eachith large effect sizes that are considered “likelyfor their causal role is not sufficiently conclusive.
tified in affected individuals, wherein cosegregationcause of small size of the families or incompletemore common and are those that in large-scalephenotype. However, they are neither sufficient torisk of the disease. Each genome/exome has severaly functional variants. The most abundant variantsave a known biological function nor are associated
xpected, the frequency of the alleles, in r
eneral, follows the opposite gradient,eing rare for disease-causing variantsnd common for the variants that areot know to carry biological signifi-ance. Thus, the practical approachould be to focus on those variants thatlready have been implicated as theausal variants in the pathogenesis ofhenotype, such as nonsense or mis-ense mutations previously identified inatients with cardiovascular phenotypesr in a gene previously shown to be aausal gene for a Mendelian disorder.here are probably a handful of suchariants in each genome, which couldrovide for early detection of those atisk prior to development of the diseasepreclinical). The genetic information
ight be exploited for close monitoringnd follow-up of the mutation carriersnd even interventions to prevent thevolving phenotype. Nevertheless, as forny medical diagnostic test, the resultsust not be overinterpreted because of
he presence of considerable phenotypeariability as well as plasticity (Klassent al. 2011).
It would be expected that putativelyunctional nsSNVs in each genome alsoontribute to phenotypic expression ofhe diseases. However, the clinical utilityf these relatively common functionalariants in a given individual is relativelyodest and is negligible in most in-
tances. Accordingly, medical applica-ions of the NGS are largely restricted topproximately 100 variants that are ei-her known to be causal for inheritediseases or impart major effects on genetructure and function, such as the LoFariants. Astute clinical phenotypicharacterization and periodic follow-upf those who carry these typically rarend functionally important variants isecessary. Likewise, close monitoring ofhose who do not exhibit any discerniblelinical phenotype is necessary to detectny evolving disease early and prior toull-blown manifestations. The goal is tontervene early to prevent developmentf the disease. Nevertheless, despite thelausibility of the genetic-based medicalractice, the potential utility of the ge-etic information on early diagnosis andrevention of cardiovascular diseaseswaits to be tested and validated.
Concluding Remarks
ES affords an unbiased discovery of
uncot aith
enc
e De alhic
causies
s wnceden
beelythethe
tiveler h
are and common variants in the pro-
TCM Vol. 22, No. 8, 2012
tein-coding regions of the genomes andhence has the potential for clinical ap-plications. However, the imperfectnessof variant detection by NGS, which re-duces the sensitivity of the approach to80%-90% and the specificity to 90%-95%, poses major challenges. Althoughthe sensitivity and specificity of NGS invariant detection and calling are withinthe realm of clinical testing, the poten-tial implications of a false or a misseddiagnosis are greater—both from a med-ical standpoint and because of the psy-chological stress that such misdiagnosismight generate. In addition, clinical ap-plication of the information content ofDSVs is partially restricted by the phe-notypic variability and plasticity and,hence, the lack of a one-to-one correla-tion. Thus, experienced clinicians whoare trained in medical genetics shouldcarefully discuss the results of WES withthose involved in order to reduce and, itis hoped, eliminate the potential for pro-viding false information.
In addition to direct medical implica-tions, WES/WGS is also a robust ap-proach for various clinical applications,including identification of the causalgenes for cardiovascular disorders, par-ticularly single gene disorders (Hermanet al. 2012); genetic testing in probandsand family members with cardiovascu-lar diseases with a Mendelian pattern ofinheritance (Meder et al. 2011); and indefining the genetic architecture of adisease in a given individual/family. Es-tablishing the causal role of the rarevariants for complex phenotypes in pop-ulations is quite challenging because ofthe need for a very large sample size, theundefined effect size of the rare alleles,the multidirectionality of the effects,population heterogeneity, and so on (Ki-ezun et al. 2012). Perhaps the most im-
portant contribution of WES/WGS is inTCM Vol. 22, No. 8, 2012
providing insight into the molecularpathogenesis of the phenotype throughdelineating its genetic etiology. The lat-ter, namely elucidation of the moleculargenetic basis of cardiovascular diseases,has the potential to provide for newtherapeutic targets to prevent the dis-ease and reverse the established pheno-type.
Finally, it is important to recognizethat clinical phenotypes are the out-comes of complex intertwined, stochas-tic, and typically nonlinear interactionsamong genetic, genomics, and environ-mental factors. Hence, information em-bedded in the genome/exome should beutilized wisely to fulfill the promise of“primum non nocere.”
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