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September 7, 2003 Data Mining: Concepts and Techniques 1 Data Mining: Concepts and Techniques September 7, 2003 Data Mining: Concepts and Techniques 2 Chapter 2: Data Warehousing and OLAP Technology for Data Mining What is a data warehouse? A multi-dimensional data model Data warehouse architecture Data warehouse implementation Further development of data cube technology From data warehousing to data mining September 7, 2003 Data Mining: Concepts and Techniques 3 What is Data Warehouse? Defined in many different ways, but not rigorously. A decision support database that is maintained separately from the organization’s operational database Support information processing by providing a solid platform of consolidated, historical data for analysis. “A data warehouse is a subject-oriented , integrated , time-variant , and nonvolatile collection of data in support of management’s decision-making process.”—W. H. Inmon Data warehousing: The process of constructing and using data warehouses September 7, 2003 Data Mining: Concepts and Techniques 4 Data Warehouse—Subject-Oriented Organized around major subjects, such as customer, product, sales. Focusing on the modeling and analysis of data for decision makers, not on daily operations or transaction processing. Provide a simple and concise view around particular subject issues by excluding data that are not useful in the decision support process. September 7, 2003 Data Mining: Concepts and Techniques 5 Data Warehouse—Integrated Constructed by integrating multiple, heterogeneous data sources relational databases, flat files, on-line transaction records Data cleaning and data integration techniques are applied. Ensure consistency in naming conventions, encoding structures, attribute measures, etc. among different data sources E.g., Hotel price: currency, tax, breakfast covered, etc. When data is moved to the warehouse, it is converted. September 7, 2003 Data Mining: Concepts and Techniques 6 Data Warehouse—Time Variant The time horizon for the data warehouse is significantly longer than that of operational systems. Operational database: current value data. Data warehouse data: provide information from a historical perspective (e.g., past 5-10 years) Every key structure in the data warehouse Contains an element of time, explicitly or implicitly But the key of operational data may or may not contain “time element”.

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Page 1: Chapter 2: Data Warehousing and Data Mining: Concepts and ...ivalova/Fall2003/cis430/Lecture/Leci/2Lec.pdf · 2 September 7, 2003 Data Mining: Concepts and Techniques 7 Data Warehouse—Non-Volatile

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September 7, 2003 Data Mining: Concepts and Techniques 1

Data Mining: Concepts and Techniques

September 7, 2003 Data Mining: Concepts and Techniques 2

Chapter 2: Data Warehousing and OLAP Technology for Data Mining

What is a data warehouse?

A multi-dimensional data model

Data warehouse architecture

Data warehouse implementation

Further development of data cube technology

From data warehousing to data mining

September 7, 2003 Data Mining: Concepts and Techniques 3

What is Data Warehouse?

Defined in many different ways, but not rigorously.

A decision support database that is maintained separately from

the organization’s operational database

Support information processing by providing a solid platform of

consolidated, historical data for analysis.

“A data warehouse is a subject-oriented, integrated, time-variant,

and nonvolatile collection of data in support of management’s

decision-making process.”—W. H. Inmon

Data warehousing:

The process of constructing and using data warehouses

September 7, 2003 Data Mining: Concepts and Techniques 4

Data Warehouse—Subject-Oriented

Organized around major subjects, such as customer,

product, sales.

Focusing on the modeling and analysis of data for decision

makers, not on daily operations or transaction processing.

Provide a simple and concise view around particular subject

issues by excluding data that are not useful in the decision

support process.

September 7, 2003 Data Mining: Concepts and Techniques 5

Data Warehouse—Integrated

Constructed by integrating multiple, heterogeneous data sources

relational databases, flat files, on-line transaction records

Data cleaning and data integration techniques are applied.

Ensure consistency in naming conventions, encoding structures, attribute measures, etc. among different data sources

E.g., Hotel price: currency, tax, breakfast covered, etc.

When data is moved to the warehouse, it is converted.

September 7, 2003 Data Mining: Concepts and Techniques 6

Data Warehouse—Time Variant

The time horizon for the data warehouse is significantly longer than that of operational systems.

Operational database: current value data.

Data warehouse data: provide information from a historical perspective (e.g., past 5-10 years)

Every key structure in the data warehouse

Contains an element of time, explicitly or implicitly

But the key of operational data may or may not contain “time element”.

Page 2: Chapter 2: Data Warehousing and Data Mining: Concepts and ...ivalova/Fall2003/cis430/Lecture/Leci/2Lec.pdf · 2 September 7, 2003 Data Mining: Concepts and Techniques 7 Data Warehouse—Non-Volatile

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September 7, 2003 Data Mining: Concepts and Techniques 7

Data Warehouse—Non-Volatile

A physically separate store of data transformed from the

operational environment.

Operational update of data does not occur in the data

warehouse environment.

Does not require transaction processing, recovery, and

concurrency control mechanisms

Requires only two operations in data accessing:

initial loading of data and access of data.

September 7, 2003 Data Mining: Concepts and Techniques 8

Data Warehouse vs. Heterogeneous DBMS

Traditional heterogeneous DB integration: Build wrappers/mediators on top of heterogeneous databases

Query driven approach

When a query is posed to a client site, a meta-dictionary is used to translate the query into queries appropriate for individual heterogeneous sites involved, and the results are integrated into a global answer set

Complex information filtering, compete for resources

Data warehouse: update-driven, high performanceInformation from heterogeneous sources is integrated in advance and stored in warehouses for direct query and analysis

September 7, 2003 Data Mining: Concepts and Techniques 9

Data Warehouse vs. Operational DBMS

OLTP (on-line transaction processing)Major task of traditional relational DBMS

Day-to-day operations: purchasing, inventory, banking, manufacturing, payroll, registration, accounting, etc.

OLAP (on-line analytical processing)Major task of data warehouse system

Data analysis and decision making

Distinct features (OLTP vs. OLAP):

User and system orientation: customer vs. market

Data contents: current, detailed vs. historical, consolidated

Database design: ER + application vs. star + subjectView: current, local vs. evolutionary, integrated

Access patterns: update vs. read-only but complex queries

September 7, 2003 Data Mining: Concepts and Techniques 10

OLTP vs. OLAP

OLTP OLAP users clerk, IT professional knowledge worker function day to day operations decision support DB design application-oriented subject-oriented data current, up-to-date

detailed, flat relational isolated

historical, summarized, multidimensional integrated, consolidated

usage repetitive ad-hoc access read/write

index/hash on prim. key lots of scans

unit of work short, simple transaction complex query # records accessed tens millions #users thousands hundreds DB size 100MB-GB 100GB-TB metric transaction throughput query throughput, response

September 7, 2003 Data Mining: Concepts and Techniques 11

Why Separate Data Warehouse?

High performance for both systems

DBMS— tuned for OLTP: access methods, indexing, concurrency control, recovery

Warehouse—tuned for OLAP: complex OLAP queries, multidimensional view, consolidation.

Different functions and different data:

missing data: Decision support requires historical data which operational DBs do not typically maintain

data consolidation: DS requires consolidation (aggregation, summarization) of data from heterogeneous sources

data quality: different sources typically use inconsistent data representations, codes and formats which have to be reconciled

September 7, 2003 Data Mining: Concepts and Techniques 12

Chapter 2: Data Warehousing and OLAP Technology for Data Mining

What is a data warehouse?

A multi-dimensional data model

Data warehouse architecture

Data warehouse implementation

Further development of data cube technology

From data warehousing to data mining

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September 7, 2003 Data Mining: Concepts and Techniques 13

From Tables and Spreadsheets to Data Cubes

A data warehouse is based on a multidimensional data model which views data in the form of a data cube

A data cube, such as sales, allows data to be modeled and viewed in multiple dimensions

Dimension tables, such as item (item_name, brand, type), ortime(day, week, month, quarter, year)

Fact table contains measures (such as dollars_sold) and keys to each of the related dimension tables

In data warehousing literature, an n-D base cube is called a base cuboid. The top most 0-D cuboid, which holds the highest-level of summarization, is called the apex cuboid. The lattice of cuboids forms a data cube.

September 7, 2003 Data Mining: Concepts and Techniques 14

Cube: A Lattice of Cuboids

all

time item location supplier

time,item time,location

time,supplier

item,location

item,supplier

location,supplier

time,item,location

time,item,supplier

time,location,supplier

item,location,supplier

time, item, location, supplier

0-D(apex) cuboid

1-D cuboids

2-D cuboids

3-D cuboids

4-D(base) cuboid

September 7, 2003 Data Mining: Concepts and Techniques 15

Conceptual Modeling of Data Warehouses

Modeling data warehouses: dimensions & measures

Star schema: A fact table in the middle connected to a

set of dimension tables

Snowflake schema: A refinement of star schema

where some dimensional hierarchy is normalized into a

set of smaller dimension tables, forming a shape

similar to snowflake

Fact constellations: Multiple fact tables share

dimension tables, viewed as a collection of stars,

therefore called galaxy schema or fact constellationSeptember 7, 2003 Data Mining: Concepts and Techniques 16

Example of Star Schema

time_keydayday_of_the_weekmonthquarteryear

time

location_keystreetcitystate_or_provincecountry

location

Sales Fact Table

time_key

item_key

branch_key

location_key

units_sold

dollars_sold

avg_salesMeasures

item_keyitem_namebrandtypesupplier_type

item

branch_keybranch_namebranch_type

branch

September 7, 2003 Data Mining: Concepts and Techniques 17

Example of Snowflake Schema

time_keydayday_of_the_weekmonthquarteryear

time

location_keystreetcity_key

location

Sales Fact Table

time_key

item_key

branch_key

location_key

units_sold

dollars_sold

avg_sales

Measures

item_keyitem_namebrandtypesupplier_key

item

branch_keybranch_namebranch_type

branch

supplier_keysupplier_type

supplier

city_keycitystate_or_provincecountry

city

September 7, 2003 Data Mining: Concepts and Techniques 18

Example of Fact Constellation

time_keydayday_of_the_weekmonthquarteryear

time

location_keystreetcityprovince_or_statecountry

location

Sales Fact Table

time_key

item_key

branch_key

location_key

units_sold

dollars_sold

avg_salesMeasures

item_keyitem_namebrandtypesupplier_type

item

branch_keybranch_namebranch_type

branch

Shipping Fact Table

time_key

item_key

shipper_key

from_location

to_location

dollars_cost

units_shipped

shipper_keyshipper_namelocation_keyshipper_type

shipper

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September 7, 2003 Data Mining: Concepts and Techniques 19

A Data Mining Query Language: DMQL

Cube Definition (Fact Table)define cube <cube_name> [<dimension_list>]:

<measure_list>Dimension Definition ( Dimension Table )define dimension <dimension_name> as

(<attribute_or_subdimension_list>)Special Case (Shared Dimension Tables)

First time as “cube definition”define dimension <dimension_name> as<dimension_name_first_time> in cube<cube_name_first_time>

September 7, 2003 Data Mining: Concepts and Techniques 20

Defining a Star Schema in DMQL

define cube sales_star [time, item, branch, location]:dollars_sold = sum(sales_in_dollars), avg_sales =

avg(sales_in_dollars), units_sold = count(*)define dimension time as (time_key, day, day_of_week,

month, quarter, year)define dimension item as (item_key, item_name, brand,

type, supplier_type)define dimension branch as (branch_key, branch_name,

branch_type)define dimension location as (location_key, street, city,

province_or_state, country)

September 7, 2003 Data Mining: Concepts and Techniques 21

Defining a Snowflake Schema in DMQL

define cube sales_snowflake [time, item, branch, location]:

dollars_sold = sum(sales_in_dollars), avg_sales = avg(sales_in_dollars), units_sold = count(*)

define dimension time as (time_key, day, day_of_week, month, quarter, year)

define dimension item as (item_key, item_name, brand, type, supplier(supplier_key, supplier_type))

define dimension branch as (branch_key, branch_name, branch_type)

define dimension location as (location_key, street, city(city_key, province_or_state, country))

September 7, 2003 Data Mining: Concepts and Techniques 22

Defining a Fact Constellation in DMQL

define cube sales [time, item, branch, location]:dollars_sold = sum(sales_in_dollars), avg_sales =

avg(sales_in_dollars), units_sold = count(*)define dimension time as (time_key, day, day_of_week, month, quarter, year)define dimension item as (item_key, item_name, brand, type, supplier_type)define dimension branch as (branch_key, branch_name, branch_type)define dimension location as (location_key, street, city, province_or_state,

country)define cube shipping [time, item, shipper, from_location, to_location]:

dollar_cost = sum(cost_in_dollars), unit_shipped = count(*)define dimension time as time in cube salesdefine dimension item as item in cube salesdefine dimension shipper as (shipper_key, shipper_name, location as location

in cube sales, shipper_type)define dimension from_location as location in cube salesdefine dimension to_location as location in cube sales

September 7, 2003 Data Mining: Concepts and Techniques 23

Measures: Three Categories

distributive: if the result derived by applying the function to n aggregate values is the same as that derived by applying the function on all the data without partitioning.

E.g., count(), sum(), min(), max().

algebraic: if it can be computed by an algebraic function with M arguments (where M is a bounded integer), each of which is obtained by applying a distributive aggregate function.

E.g., avg(), min_N(), standard_deviation().

holistic: if there is no constant bound on the storage size needed to describe a subaggregate.

E.g., median(), mode(), rank().September 7, 2003 Data Mining: Concepts and Techniques 24

A Concept Hierarchy: Dimension (location)

all

Europe North_America

MexicoCanadaSpainGermany

Vancouver

M. WindL. Chan

...

......

... ...

...

all

region

office

country

TorontoFrankfurtcity

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September 7, 2003 Data Mining: Concepts and Techniques 25

View of Warehouses and Hierarchies

Specification of hierarchies

Schema hierarchy

day < {month < quarter; week} < year

Set_grouping hierarchy

{1..10} < inexpensive

September 7, 2003 Data Mining: Concepts and Techniques 26

Multidimensional Data

Sales volume as a function of product, month, and region

Prod

uct

Region

Month

Dimensions: Product, Location, TimeHierarchical summarization paths

Industry Region Year

Category Country Quarter

Product City Month Week

Office Day

September 7, 2003 Data Mining: Concepts and Techniques 27

A Sample Data Cube

Total annual salesof TV in U.S.A.Date

Produ

ct

Cou

ntrysum

sumTV

VCRPC

1Qtr 2Qtr 3Qtr 4QtrU.S.A

Canada

Mexico

sum

September 7, 2003 Data Mining: Concepts and Techniques 28

Cuboids Corresponding to the Cube

all

product date country

product,date product,country date, country

product, date, country

0-D(apex) cuboid

1-D cuboids

2-D cuboids

3-D(base) cuboid

September 7, 2003 Data Mining: Concepts and Techniques 29

Browsing a Data Cube

VisualizationOLAP capabilitiesInteractive manipulation

September 7, 2003 Data Mining: Concepts and Techniques 30

Typical OLAP Operations

Roll up (drill-up): summarize data

by climbing up hierarchy or by dimension reductionDrill down (roll down): reverse of roll-up

from higher level summary to lower level summary or detailed data, or introducing new dimensions

Slice and dice:

project and selectPivot (rotate):

reorient the cube, visualization, 3D to series of 2D planes.Other operations

drill across: involving (across) more than one fact tabledrill through: through the bottom level of the cube to its back-end relational tables (using SQL)

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September 7, 2003 Data Mining: Concepts and Techniques 31

A Star-Net Query Model

Shipping Method

AIR-EXPRESS

TRUCKORDER

Customer Orders

CONTRACTS

Customer

Product

PRODUCT GROUP

PRODUCT LINE

PRODUCT ITEM

SALES PERSON

DISTRICT

DIVISION

OrganizationPromotion

CITY

COUNTRY

REGION

Location

DAILYQTRLYANNUALYTime

Each circle is called a footprint

September 7, 2003 Data Mining: Concepts and Techniques 32

Chapter 2: Data Warehousing and OLAP Technology for Data Mining

What is a data warehouse?

A multi-dimensional data model

Data warehouse architecture

Data warehouse implementation

Further development of data cube technology

From data warehousing to data mining

September 7, 2003 Data Mining: Concepts and Techniques 33

Design of a Data Warehouse: A Business Analysis Framework

Four views regarding the design of a data warehouse

Top-down viewallows selection of the relevant information necessary for the data warehouse

Data source viewexposes the information being captured, stored, and managed by operational systems

Data warehouse viewconsists of fact tables and dimension tables

Business query viewsees the perspectives of data in the warehouse from the view of end-user

September 7, 2003 Data Mining: Concepts and Techniques 34

Data Warehouse Design Process

Top-down, bottom-up approaches or a combination of bothTop-down: Starts with overall design and planning (mature)Bottom-up: Starts with experiments and prototypes (rapid)

From software engineering point of viewWaterfall: structured and systematic analysis at each step before proceeding to the nextSpiral: rapid generation of increasingly functional systems, short turn around time, quick turn around

Typical data warehouse design processChoose a business process to model, e.g., orders, invoices, etc.Choose the grain (atomic level of data) of the business processChoose the dimensions that will apply to each fact table recordChoose the measure that will populate each fact table record

September 7, 2003 Data Mining: Concepts and Techniques 35

MultiMulti--Tiered ArchitectureTiered Architecture

DataWarehouse

ExtractTransformLoadRefresh

OLAP Engine

AnalysisQueryReportsData mining

Monitor&

IntegratorMetadata

Data Sources Front-End Tools

Serve

Data Marts

OperationalDBs

othersources

Data Storage

OLAP Server

September 7, 2003 Data Mining: Concepts and Techniques 36

Three Data Warehouse Models

Enterprise warehousecollects all of the information about subjects spanning the entire organization

Data Marta subset of corporate-wide data that is of value to a specific groups of users. Its scope is confined to specific, selected groups, such as marketing data mart

Independent vs. dependent (directly from warehouse) data mart

Virtual warehouseA set of views over operational databasesOnly some of the possible summary views may be materialized

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September 7, 2003 Data Mining: Concepts and Techniques 37

Data Warehouse Development: A Recommended Approach

Define a high-level corporate data model

Data Mart

Data Mart

Distributed Data Marts

Multi-Tier Data Warehouse

Enterprise Data Warehouse

Model refinementModel refinement

September 7, 2003 Data Mining: Concepts and Techniques 38

OLAP Server Architectures

Relational OLAP (ROLAP)Use relational or extended-relational DBMS to store and manage warehouse data and OLAP middle ware to support missing piecesInclude optimization of DBMS backend, implementation of aggregation navigation logic, and additional tools and servicesgreater scalability

Multidimensional OLAP (MOLAP)Array-based multidimensional storage engine (sparse matrix techniques)fast indexing to pre-computed summarized data

Hybrid OLAP (HOLAP)User flexibility, e.g., low level: relational, high-level: array

Specialized SQL serversspecialized support for SQL queries over star/snowflake schemas

September 7, 2003 Data Mining: Concepts and Techniques 39

Chapter 2: Data Warehousing and OLAP Technology for Data Mining

What is a data warehouse?

A multi-dimensional data model

Data warehouse architecture

Data warehouse implementation

Further development of data cube technology

From data warehousing to data mining

September 7, 2003 Data Mining: Concepts and Techniques 40

Efficient Data Cube Computation

Data cube can be viewed as a lattice of cuboids

The bottom-most cuboid is the base cuboid

The top-most cuboid (apex) contains only one cell

How many cuboids in an n-dimensional cube with L levels?

Materialization of data cube

Materialize every (cuboid) (full materialization), none (no materialization), or some (partial materialization)

Selection of which cuboids to materializeBased on size, sharing, access frequency, etc.

)11

( +∏=

=n

i iLT

September 7, 2003 Data Mining: Concepts and Techniques 41

Cube Operation

Cube definition and computation in DMQL

define cube sales[item, city, year]: sum(sales_in_dollars)

compute cube sales

Transform it into a SQL-like language (with a new operator cube by, introduced by Gray et al.’96)

SELECT item, city, year, SUM (amount)

FROM SALES

CUBE BY item, city, yearNeed compute the following Group-Bys

(date, product, customer),(date,product),(date, customer), (product, customer),(date), (product), (customer)()

(item)(city)

()

(year)

(city, item) (city, year) (item, year)

(city, item, year)

September 7, 2003 Data Mining: Concepts and Techniques 42

Cube Computation: ROLAP-Based Method

Efficient cube computation methodsROLAP-based cubing algorithms (Agarwal et al’96)Array-based cubing algorithm (Zhao et al’97)Bottom-up computation method (Beyer & Ramarkrishnan’99)H-cubing technique (Han, Pei, Dong & Wang:SIGMOD’01)

ROLAP-based cubing algorithms Sorting, hashing, and grouping operations are applied to the dimension attributes in order to reorder and cluster related tuples

Grouping is performed on some sub-aggregates as a “partial grouping step”

Aggregates may be computed from previously computed aggregates, rather than from the base fact table

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September 7, 2003 Data Mining: Concepts and Techniques 43

Cube Computation: ROLAP-Based Method (2)

This is not in the textbook but in a research paperHash/sort based methods (Agarwal et. al. VLDB’96)

Smallest-parent: computing a cuboid from the smallest, previously computed cuboidCache-results: caching results of a cuboid from which other cuboids are computed to reduce disk I/OsAmortize-scans: computing as many as possible cuboids at the same time to amortize disk readsShare-sorts: sharing sorting costs cross multiple cuboids when sort-based method is usedShare-partitions: sharing the partitioning cost across multiple cuboids when hash-based algorithms are used

September 7, 2003 Data Mining: Concepts and Techniques 44

Multi-way Array Aggregation for Cube Computation

Partition arrays into chunks (a small subcube which fits in memory).

Compressed sparse array addressing: (chunk_id, offset)

Compute aggregates in “multiway” by visiting cube cells in the order which minimizes the # of times to visit each cell, and reduces memory access and storage cost.

What is the best traversing order to do multi-way aggregation?

A

B29 30 31 32

1 2 3 4

5

9

13 14 15 16

6463626148474645

a1a0

c3c2

c1c 0

b3

b2

b1

b0a2 a3

C

B

4428 56

4024 523620

60

September 7, 2003 Data Mining: Concepts and Techniques 45

Multi-way Array Aggregation for Cube Computation

A

B

29 30 31 32

1 2 3 4

5

9

13 14 15 16

6463626148474645

a1a0

c3c2

c1c 0

b3

b2

b1

b0a2 a3

C

4428 56

4024 52

3620

60

B

September 7, 2003 Data Mining: Concepts and Techniques 46

Multi-way Array Aggregation for Cube Computation

A

B

29 30 31 32

1 2 3 4

5

9

13 14 15 16

6463626148474645

a1a0

c3c2

c1c 0

b3

b2

b1

b0a2 a3

C

4428 56

4024 52

3620

60

B

September 7, 2003 Data Mining: Concepts and Techniques 47

Multi-Way Array Aggregation for Cube Computation (Cont.)

Method: the planes should be sorted and computed according to their size in ascending order.

See the details of Example 2.12 (pp. 75-78)Idea: keep the smallest plane in the main memory, fetch and compute only one chunk at a time for the largest plane

Limitation of the method: computing well only for a small number of dimensions

If there are a large number of dimensions, “bottom-up computation” and iceberg cube computation methods can be explored

September 7, 2003 Data Mining: Concepts and Techniques 48

Indexing OLAP Data: Bitmap Index

Index on a particular columnEach value in the column has a bit vector: bit-op is fastThe length of the bit vector: # of records in the base tableThe i-th bit is set if the i-th row of the base table has the value for the indexed columnnot suitable for high cardinality domains

Cust Region TypeC1 Asia RetailC2 Europe DealerC3 Asia DealerC4 America RetailC5 Europe Dealer

RecID Retail Dealer1 1 02 0 13 0 14 1 05 0 1

RecIDAsia Europe America1 1 0 02 0 1 03 1 0 04 0 0 15 0 1 0

Base table Index on Region Index on Type

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September 7, 2003 Data Mining: Concepts and Techniques 49

Indexing OLAP Data: Join Indices

Join index: JI(R-id, S-id) where R (R-id, …) >< S (S-id, …)Traditional indices map the values to a list of record ids

It materializes relational join in JI file and speeds up relational join — a rather costly operation

In data warehouses, join index relates the values of the dimensions of a start schema to rows in the fact table.

E.g. fact table: Sales and two dimensions cityand product

A join index on city maintains for each distinct city a list of R-IDs of the tuples recording the Sales in the city

Join indices can span multiple dimensions

September 7, 2003 Data Mining: Concepts and Techniques 50

Efficient Processing OLAP Queries

Determine which operations should be performed on the

available cuboids:

transform drill, roll, etc. into corresponding SQL and/or

OLAP operations, e.g, dice = selection + projection

Determine to which materialized cuboid(s) the relevant

operations should be applied.

Exploring indexing structures and compressed vs. dense

array structures in MOLAP

September 7, 2003 Data Mining: Concepts and Techniques 51

Metadata Repository

Meta data is the data defining warehouse objects. It has the following kinds

Description of the structure of the warehouseschema, view, dimensions, hierarchies, derived data defn, data mart locations and contents

Operational meta-datadata lineage (history of migrated data and transformation path),currency of data (active, archived, or purged), monitoring information (warehouse usage statistics, error reports, audit trails)

The algorithms used for summarizationThe mapping from operational environment to the data warehouseData related to system performance

warehouse schema, view and derived data definitions

Business databusiness terms and definitions, ownership of data, charging policies

September 7, 2003 Data Mining: Concepts and Techniques 52

Data Warehouse Back-End Tools and Utilities

Data extraction:get data from multiple, heterogeneous, and external sources

Data cleaning:detect errors in the data and rectify them when possible

Data transformation:convert data from legacy or host format to warehouse format

Load:sort, summarize, consolidate, compute views, check integrity, and build indicies and partitions

Refreshpropagate the updates from the data sources to the warehouse

September 7, 2003 Data Mining: Concepts and Techniques 53

Chapter 2: Data Warehousing and OLAP Technology for Data Mining

What is a data warehouse?

A multi-dimensional data model

Data warehouse architecture

Data warehouse implementation

Further development of data cube technology

From data warehousing to data miningSeptember 7, 2003 Data Mining: Concepts and Techniques 54

Iceberg Cube

Computing only the cuboid cells whose count or other aggregates satisfying the condition:

HAVING COUNT(*) >= minsupMotivation

Only a small portion of cube cells may be “above the water’’ in a sparse cube

Only calculate “interesting” data—data above certain threshold

Suppose 100 dimensions, only 1 base cell. How many aggregate (non-base) cells if count >= 1? What about count >= 2?

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September 7, 2003 Data Mining: Concepts and Techniques 55

Bottom-Up Computation (BUC)

BUC (Beyer & Ramakrishnan, SIGMOD’99) Bottom-up vs. top-down?—depending on how you view it!Apriori property:

Aggregate the data, then move to the next levelIf minsup is not met, stop!

If minsup = 1 ⇒ compute full CUBE!

September 7, 2003 Data Mining: Concepts and Techniques 56

Partitioning

Usually, entire data set can’t fit in main memory

Sort distinct values, partition into blocks that fit

Continue processingOptimizations

PartitioningExternal Sorting, Hashing, Counting Sort

Ordering dimensions to encourage pruningCardinality, Skew, Correlation

Collapsing duplicatesCan’t do holistic aggregates anymore!

September 7, 2003 Data Mining: Concepts and Techniques 57

Drawbacks of BUC

Requires a significant amount of memory

On par with most other CUBE algorithms though

Does not obtain good performance with dense CUBEs

Overly skewed data or a bad choice of dimension ordering reduces performance

Cannot compute iceberg cubes with complex measuresCREATE CUBE Sales_Iceberg ASSELECT month, city, cust_grp,

AVG(price), COUNT(*)FROM Sales_InforCUBEBY month, city, cust_grpHAVING AVG(price) >= 800 AND

COUNT(*) >= 50September 7, 2003 Data Mining: Concepts and Techniques 58

Non-Anti-Monotonic Measures

The cubing query with avg is non-anti-monotonic!

(Mar, *, *, 600, 1800) fails the HAVING clause

(Mar, *, Bus, 1300, 360) passes the clause

CREATE CUBE Sales_Iceberg ASSELECT month, city, cust_grp,

AVG(price), COUNT(*)FROM Sales_InforCUBEBY month, city, cust_grpHAVING AVG(price) >= 800 AND

COUNT(*) >= 50………………

520540HDEduVanMar

25001500LaptopBusMonFeb

12801160CameraEduTorJan

1200800TVHldTorJan

485500PrinterEduTorJan

PriceCostProdCust_grpCityMonth

September 7, 2003 Data Mining: Concepts and Techniques 59

Top-k Average

Let (*, Van, *) cover 1,000 records

Avg(price) is the average price of those 1000 sales

Avg50(price) is the average price of the top-50 sales (top-50 according to the sales price

Top-k average is anti-monotonic

The top 50 sales in Van. is with avg(price) <= 800 the top 50 deals in Van. during Feb. must be with avg(price) <= 800

………………

PriceCostProdCust_grpCityMonth

September 7, 2003 Data Mining: Concepts and Techniques 60

Binning for Top-k Average

Computing top-k avg is costly with large kBinning idea

Avg50(c) >= 800Large value collapsing: use a sum and a count to summarize records with measure >= 800

If count>=800, no need to check “small” records

Small value binning: a group of binsOne bin covers a range, e.g., 600~800, 400~600, etc.Register a sum and a count for each bin

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September 7, 2003 Data Mining: Concepts and Techniques 61

Approximate top-k average

………

3015200400~600

1510600600~800

2028000Over 800

CountSumRange

Top 50

Approximate avg50()=(28000+10600+600*15)/50=952

Suppose for (*, Van, *), we have

………………

PriceCostProdCust_grpCityMonth

The cell may pass the HAVING clause

September 7, 2003 Data Mining: Concepts and Techniques 62

Quant-info for Top-k Average Binning

Accumulate quant-info for cells to compute average iceberg cubes efficiently

Three pieces: sum, count, top-k binsUse top-k bins to estimate/prune descendantsUse sum and count to consolidate current cell

avg()

Not anti-monotonic

real avg50()

Anti-monotonic, but computationally

costly

Approximate avg50()

Anti-monotonic, can be computed

efficiently

strongestweakest

September 7, 2003 Data Mining: Concepts and Techniques 63

An Efficient Iceberg Cubing Method: Top-k H-Cubing

One can revise Apriori or BUC to compute a top-k avg

iceberg cube. This leads to top-k-Apriori and top-k BUC.

Can we compute iceberg cube more efficiently?

Top-k H-cubing: an efficient method to compute iceberg

cubes with average measure

H-tree: a hyper-tree structure

H-cubing: computing iceberg cubes using H-tree

September 7, 2003 Data Mining: Concepts and Techniques 64

H-tree: A Prefix Hyper-tree

………………

520540HDEduVanMar

25001500LaptopBusMonFeb

12801160CameraEduTorJan

1200800TVHhdTorJan

485500PrinterEduTorJan

PriceCostProdCust_grpCityMonth

root

edu hhd bus

Jan Mar Jan Feb

Tor Van Tor Mon

Q.I.Q.I. Q.I.

bins

Sum: 1765Cnt: 2

Quant-Info

………Mon…Van…Tor………Feb…Jan………Bus…Hhd

Sum:2285 …EduSide-linkQuant-InfoAttr. Val.

Headertable

September 7, 2003 Data Mining: Concepts and Techniques 65

Properties of H-tree

Construction cost: a single database scan

Completeness: It contains the complete

information needed for computing the iceberg

cube

Compactness: # of nodes ☯ n*m+1

n: # of tuples in the table

m: # of attributes

September 7, 2003 Data Mining: Concepts and Techniques 66

Computing Cells Involving Dimension City

root

Edu. Hhd. Bus.

Jan. Mar. Jan. Feb.

Tor. Van. Tor. Mon.

Q.I.Q.I. Q.I.

bins

Sum: 1765Cnt: 2

Quant-Info

………Mon…Van……TorTor………Feb…Jan………Bus…Hhd

Sum:2285 …EduSide-linkQuant-InfoAttr. Val.

………Feb…Jan………Bus…Hhd…Edu

Side-linkQ.I.Attr. Val.

HeaderTableHTor

From (*, *, Tor) to (*, Jan, Tor)

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Computing Cells Involving Month But No City

root

Edu. Hhd. Bus.

Jan. Mar. Jan. Feb.

Tor. Van. Tor. Mont.

Q.I.Q.I. Q.I.

…Mar.

………Mont.…Van.…Tor.……

…Feb.…Jan.………Bus.…Hhd.

Sum:2285 …Edu.Side-linkQuant-InfoAttr. Val.

1. Roll up quant-info2. Compute cells involving

month but no city

Q.I.

Top-k OK mark: if Q.I. in a child passes top-k avg threshold, so does its parents. No binning is needed!

September 7, 2003 Data Mining: Concepts and Techniques 68

Computing Cells Involving Only Cust_grp

root

edu hhd bus

Jan Mar Jan Feb

Tor Van Tor Mon

Q.I.Q.I. Q.I.

…Mar

………Mon…Van…Tor……

…Feb…Jan………Bus…Hhd

Sum:2285 …EduSide-linkQuant-InfoAttr. Val.

Check header table directly

Q.I.

September 7, 2003 Data Mining: Concepts and Techniques 69

Properties of H-Cubing

Space cost

an H-tree

a stack of up to (m-1) header tables

One database scan

Main memory-based tree traversal & side-links updates

Top-k_OK marking

September 7, 2003 Data Mining: Concepts and Techniques 70

Scalability w.r.t. Count Threshold (No min_avg Setting)

0

50

100

150

200

250

300

0.00% 0.05% 0.10%

Count threshold

Run

time

(sec

ond)

top-k H-Cubing

top-k BUC

September 7, 2003 Data Mining: Concepts and Techniques 71

Computing Iceberg Cubes with Other Complex Measures

Computing other complex measures

Key point: find a function which is weaker but ensures

certain anti-monotonicity

Examples

Avg() ≤ v: avgk(c) ≤ v (bottom-k avg)

Avg() ≥ v only (no count): max(price) ≥ v

Sum(profit) (profit can be negative): p_sum(c) ≥ v if p_count(c) ≥ k; or otherwise, sumk(c) ≥ v

Others: conjunctions of multiple conditionsSeptember 7, 2003 Data Mining: Concepts and Techniques 72

Discussion: Other Issues

Computing iceberg cubes with more complex measures?

No general answer for holistic measures, e.g., median, mode, rank

A research theme even for complex algebraic functions, e.g., standard_dev, variance

Dynamic vs . static computation of iceberg cubes

v and k are only available at query time

Setting reasonably low parameters for most nontrivial cases

Memory-hog? what if the cubing is too big to fit in memory?—projection and then cubing

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Condensed Cube

W. Wang, H. Lu, J. Feng, J. X. Yu, Condensed Cube: An Effective Approach to Reducing Data Cube Size. ICDE’02.

Icerberg cube cannot solve all the problems

Suppose 100 dimensions, only 1 base cell with count = 10. How many aggregate (non-base) cells if count >= 10?

Condensed cube

Only need to store one cell (a1, a2, …, a100, 10), which represents all the corresponding aggregate cells

Adv.Fully precomputed cube without compression

Efficient computation of the minimal condensed cube

September 7, 2003 Data Mining: Concepts and Techniques 74

Chapter 2: Data Warehousing and OLAP Technology for Data Mining

What is a data warehouse?

A multi-dimensional data model

Data warehouse architecture

Data warehouse implementation

Further development of data cube technology

From data warehousing to data mining

September 7, 2003 Data Mining: Concepts and Techniques 75

Data Warehouse Usage

Three kinds of data warehouse applications

Information processing

supports querying, basic statistical analysis, and reporting using crosstabs, tables, charts and graphs

Analytical processing

multidimensional analysis of data warehouse data

supports basic OLAP operations, slice-dice, drilling, pivoting

Data mining

knowledge discovery from hidden patterns

supports associations, constructing analytical models, performing classification and prediction, and presenting the mining results using visualization tools.

Differences among the three tasks

September 7, 2003 Data Mining: Concepts and Techniques 76

From On-Line Analytical Processing to On Line Analytical Mining (OLAM)

Why online analytical mining?High quality of data in data warehouses

DW contains integrated, consistent, cleaned dataAvailable information processing structure surrounding data warehouses

ODBC, OLEDB, Web accessing, service facilities, reporting and OLAP tools

OLAP-based exploratory data analysismining with drilling, dicing, pivoting, etc.

On-line selection of data mining functionsintegration and swapping of multiple mining functions, algorithms, and tasks.

Architecture of OLAM

September 7, 2003 Data Mining: Concepts and Techniques 77

An OLAM Architecture

Data Warehouse

Meta Data

MDDB

OLAMEngine

OLAPEngine

User GUI API

Data Cube API

Database API

Data cleaning

Data integration

Layer3

OLAP/OLAM

Layer2

MDDB

Layer1

Data Repository

Layer4

User Interface

Filtering&Integration Filtering

Databases

Mining query Mining result

September 7, 2003 Data Mining: Concepts and Techniques 78

Discovery-Driven Exploration of Data Cubes

Hypothesis-driven

exploration by user, huge search space

Discovery-driven (Sarawagi, et al.’98)

Effective navigation of large OLAP data cubes

pre-compute measures indicating exceptions, guide user in the data analysis, at all levels of aggregation

Exception: significantly different from the value anticipated, based on a statistical model

Visual cues such as background color are used to reflect the degree of exception of each cell

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Kinds of Exceptions and their Computation

Parameters

SelfExp: surprise of cell relative to other cells at same level of aggregation

InExp: surprise beneath the cell

PathExp: surprise beneath cell for each drill-down path

Computation of exception indicator (modeling fitting and computing SelfExp, InExp, and PathExp values) can be overlapped with cube construction

Exception themselves can be stored, indexed and retrieved like precomputed aggregates

September 7, 2003 Data Mining: Concepts and Techniques 80

Examples: Discovery-Driven Data Cubes

September 7, 2003 Data Mining: Concepts and Techniques 81

Complex Aggregation at Multiple Granularities: Multi-Feature Cubes

Multi-feature cubes (Ross, et al. 1998): Compute complex queries involving multiple dependent aggregates at multiple granularitiesEx. Grouping by all subsets of {item, region, month}, find the maximum price in 1997 for each group, and the total sales among all maximum price tuples

select item, region, month, max(price), sum(R.sales)

from purchases

where year = 1997

cube by item, region, month: Rsuch that R.price = max(price)

Continuing the last example, among the max price tuples, find the min and max shelf live, and find the fraction of the total sales due to tuple that have min shelf life within the set of all max price tuples

September 7, 2003 Data Mining: Concepts and Techniques 82

Cube-Gradient (Cubegrade)

Analysis of changes of sophisticated measures in multi-dimensional spaces

Query: changes of average house price in Vancouver in ‘00 comparing against ’99Answer: Apts in West went down 20%, houses in Metrotown went up 10%

Cubegrade problem by Imielinski et al.Changes in dimensions changes in measuresDrill-down, roll-up, and mutation

September 7, 2003 Data Mining: Concepts and Techniques 83

From Cubegrade to Multi-dimensional Constrained Gradients in Data Cubes

Significantly more expressive than association rules

Capture trends in user-specified measures

Serious challenges

Many trivial cells in a cube “significance constraint”to prune trivial cells

Numerate pairs of cells “probe constraint” to select a subset of cells to examine

Only interesting changes wanted “gradient constraint” to capture significant changes

September 7, 2003 Data Mining: Concepts and Techniques 84

MD Constrained Gradient Mining

Significance constraint Csig: (cnt≥100)Probe constraint Cprb: (city=“Van”, cust_grp=“busi”, prod_grp=“*”)Gradient constraint Cgrad(cg, cp): (avg_price(cg)/avg_price(cp)≥1.3)

225058600PCbusi**c4

23507900PCBusiTor*c3

18002800PCBusiVan*c2

2100300PCBusiVan00c1

Avg_priceCntPrd_grpCst_grpCityYrcid

MeasuresDimensionsBase cell

Aggregated cell

Siblings

Ancestor

Probe cell: satisfied Cprb (c4, c2) satisfies Cgrad!

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A LiveSet-Driven Algorithm

Compute probe cells using Csig and CprbThe set of probe cells P is often very small

Use probe P and constraints to find gradientsPushing selection deeplySet-oriented processing for probe cellsIceberg growing from low to high dimensionalitiesDynamic pruning probe cells during growthIncorporating efficient iceberg cubing method

September 7, 2003 Data Mining: Concepts and Techniques 86

Summary

Data warehouseA multi-dimensional model of a data warehouse

Star schema, snowflake schema, fact constellationsA data cube consists of dimensions & measures

OLAP operations: drilling, rolling, slicing, dicing and pivotingOLAP servers: ROLAP, MOLAP, HOLAPEfficient computation of data cubes

Partial vs. full vs. no materializationMultiway array aggregationBitmap index and join index implementations

Further development of data cube technologyDiscovery-drive and multi-feature cubesFrom OLAP to OLAM (on-line analytical mining)

September 7, 2003 Data Mining: Concepts and Techniques 87

References (I)

S. Agarwal, R. Agrawal, P. M. Deshpande, A. Gupta, J. F. Naughton, R. Ramakrishnan, and S. Sarawagi. On the computation of multidimensional aggregates. VLDB’96

D. Agrawal, A. E. Abbadi, A. Singh, and T. Yurek. Efficient view maintenance in data warehouses. SIGMOD’97.

R. Agrawal, A. Gupta, and S. Sarawagi. Modeling multidimensional databases. ICDE’97

K. Beyer and R. Ramakrishnan. Bottom-Up Computation of Sparse and Iceberg CUBEs.. SIGMOD’99.

S. Chaudhuri and U. Dayal. An overview of data warehousing and OLAP technology. ACM SIGMOD Record, 26:65-74, 1997.

OLAP council. MDAPI specification version 2.0. In http://www.olapcouncil.org/research/apily.htm, 1998.

G. Dong, J. Han, J. Lam, J. Pei, K. Wang. Mining Multi-dimensional Constrained Gradients in Data Cubes. VLDB’2001

J. Gray, S. Chaudhuri, A. Bosworth, A. Layman, D. Reichart, M. Venkatrao, F. Pellow, and H. Pirahesh. Data cube: A relational aggregation operator generalizing group-by, cross-tab and sub-totals. Data Mining and Knowledge Discovery, 1:29-54, 1997.

September 7, 2003 Data Mining: Concepts and Techniques 88

References (II)

J. Han, J. Pei, G. Dong, K. Wang. Efficient Computation of Iceberg Cubes With Complex Measures. SIGMOD’01

V. Harinarayan, A. Rajaraman, and J. D. Ullman. Implementing data cubes efficiently. SIGMOD’96

Microsoft. OLEDB for OLAP programmer's reference version 1.0. Inhttp://www.microsoft.com/data/oledb/olap, 1998.

K. Ross and D. Srivastava. Fast computation of sparse datacubes. VLDB’97.

K. A. Ross, D. Srivastava, and D. Chatziantoniou. Complex aggregation at multiple granularities. EDBT'98.

S. Sarawagi, R. Agrawal, and N. Megiddo. Discovery-driven exploration of OLAP data cubes. EDBT'98.

E. Thomsen. OLAP Solutions: Building Multidimensional Information Systems. John Wiley & Sons, 1997.

W. Wang, H. Lu, J. Feng, J. X. Yu, Condensed Cube: An Effective Approach to Reducing Data Cube Size. ICDE’02.

Y. Zhao, P. M. Deshpande, and J. F. Naughton. An array-based algorithm for simultaneous multidimensional aggregates. SIGMOD’97.

September 7, 2003 Data Mining: Concepts and Techniques 89

www.cs.uiuc.edu/~hanj

Thank you !!!Thank you !!!