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Nonlinear Optics Lab. Hanyang Univ.
Chapter 3. Propagation of Optical Beams in Fibers
3.0 Introduction
Optical fibers Optical communication- Minimal loss
- Minimal spread
- Minimal contamination by noise
- High-data-rate
In this chapter, - Optical guided modes in fibers
- Pulse spreading due to group velocity dispersion
- Compensation for group velocity dispersion
Nonlinear Optics Lab. Hanyang Univ.
3.1 Wave Equations in Cylindrical Coordinates
Refractive index profiles of most fibers are cylindrical symmetric
Cylindrical coordinate system
The wave equation for z component of the field vectors :
022
z
z
H
Ek where,
2
2
2
2
22
2 11
zrrrr
2222 /cnk and
Since we are concerned with the propagation along the waveguide, we assume that
every component of the field vector has the same z- and t-dependence of exp[i(t-bz)]
)](exp[),(
),(
),(
),(zti
r
r
t
tb
H
E
rH
rE
# Solve for zz HE , first and then expressing HHEE rr ,,, in terms of
zz HE ,
Nonlinear Optics Lab. Hanyang Univ.
From Maxwell’s curl equations :tt
EH
HE ,
zr Hr
HiEi
b
1
zr Hr
HiEi
b
)(11
rHrr
Hr
Ei rz
zr Er
EiHi
b
1
zr Er
EiHi
b
)(11
rErr
Er
Hi rz
zzr H
rE
r
iE
b
b
b22
zz H
rE
r
iE
b
b
b 22
zzr E
rH
r
iH
b
b
b22
zz E
rH
r
iH
b
b
b 22
in terms ofWe can solve for HHEE rr ,,,zz HE ,
Nonlinear Optics Lab. Hanyang Univ.
022
z
z
H
Ek
(3.1-1)
zz HE ,Now, let’s determine
0)(11 22
2
2
22
2
z
z
H
Ek
rrrrb
The solution takes the form : )exp()( ilrH
E
z
z
where, ...,3,2,1,0l
01
2
222
2
2
b
r
lk
rrr
)()()( 21 hrYchrJcr ll
)()()( 21 qrKcqrIcr ll
1)
2)
:022 bk
:022 bk
where,
where,
,222 bkh
,222 kq b
ll YJ ,
ll KI ,
: Bessel functions of the 1st
and 2nd kind order of l
: Modified Bessel functions of
the 1st and 2nd kind of order l
Nonlinear Optics Lab. Hanyang Univ.
Asymptotic forms of Bessel functions :
l
l
x
lxJ
2!
1)(
...5772.0
2ln
2)(0
xxY
l
lx
lxY
2)!1()(
l
l
x
lxI
2!
1)(
...5772.0
2ln)(0
xxK
l
lx
lxK
2
2
)!1()(
,...3,2,1l
,...3,2,1l
1For x lx ,1For
42cos
2)(
21
lx
xxJ l
42sin
2)(
21
lx
xxYl
x
l ex
xI2
1
2
1)(
x
l ex
xK
21
2)(
Nonlinear Optics Lab. Hanyang Univ.
3.2 The Step-Index Circular Waveguide
<Index profile of a step-index circular waveguide>
1) ar (cladding region) :
The field of confined modes :
1x
*
022 bk
: evanescent (decay) wave
cnkn /and 202 b
* : virtually zero at )( br
x
l exxI 21
)(
is not proper for the solution
zltiqrCKtE lz b exp)(),(r
zltiqrDKtH lz b exp)(),(rar
where, 2
0
2
2
22 knq b
Nonlinear Optics Lab. Hanyang Univ.
2) ar (core region) : 1x
*
022 bk
: finite at
cnkn /and 101 b
* : propagating wave
l
l xxY )( is not proper for the solution
where, 22
0
2
1
2 b knh
0r
zltihrBJtH lz b exp)(),(r
zltihrAJtE lz b exp)(),(rar
* Necessary condition for confined modes to exist :
0201 knkn b
Nonlinear Optics Lab. Hanyang Univ.
Other field components
zltihrBJr
lihrJAh
h
iE llr b
b
b
exp)()(
2
zltihrJBhhrAJr
il
h
iE ll b
b
b
exp)()(
2
zltihrAJE lz b exp)(
zltihrAJr
lihrJBh
h
iH llr b
b
b
exp)()( 1
2
zltihrJAhhrBJr
il
h
iH ll b
b
b
exp)()( 1
2
zltihrBJH lz b exp)(
)( core 1) ar )( cladding 2) ar
zltiqrDKr
liqrKCq
q
iE llr b
b
b
exp)()(
2
zltiqrKDqqrCKr
il
q
iE ll b
b
b
exp)()(
2
zltiqrCKE lz b exp)(
zltiqrCKr
liqrKDq
q
iH llr b
b
b
exp)()( 2
2
zltiqrKCqqrDKr
il
h
iH ll b
b
b
exp)()( 2
2
zltiqrDKH lz b exp)(
Nonlinear Optics Lab. Hanyang Univ.
Boundary condition : tangential components of field are continuous at ar
zz HHEE ,,,
0)()()()(22
qaK
qDqaK
aq
ilChaJ
hBhaJ
ah
ilA llll
b
b
0)()()()(2
2
2
1
qaK
aq
ilDqaK
qChaJ
ah
ilBhaJ
hA llll
b
b
0)()( qaCKhaAJ ll
0)()( qaDKhaBJ ll
(3.2-10)
Nonlinear Optics Lab. Hanyang Univ.
Amplitude ratios : [from (3.2-10) with determined eigenvalue b, Report]
)(
)(
qaK
haJ
A
C
l
l
1
2222 )(
)(
)(
)(11
qaaqK
qaK
hahaJ
haJ
ahaq
li
A
B
l
l
l
l
b
A
B
qaK
haJ
A
D
l
l
)(
)(
: the relative amount of Ez and Hz in a mode
Condition for nontrivial solution to exist : (Report)
2
0
222
22
2
2
1 11
)(
)(
)(
)(
)(
)(
)(
)(
khaqal
qaqaK
qaKn
hahaJ
haJn
qaqaK
qaK
hahaJ
haJ
l
l
l
l
l
l
l
l b
is to be determined for each lb
(3.2-11)
Nonlinear Optics Lab. Hanyang Univ.
Mode characteristics and Cutoff conditions
(3.2-11) is quadratic in )(/)( hahaJhaJ ll Two classes in solutions can be obtained,
and designated as the EH and HE modes.
(Hybrid modes) (3.2-11)
21
2
2222
2
0
2
1
22
2
2
1
2
2
2
1
2
1
2
2
2
1 11
22)(
)(
ahaqkn
l
qaK
K
n
nn
qaK
K
n
nn
hahaJ
haJ
l
l
l
l
l
l b
By using the Bessel function relations : ,)()()( 1 xJx
lxJxJ lll
)()()( 1 xJ
x
lxJxJ lll
Rha
l
qaqaK
qaK
n
nn
hahaJ
haJ
l
l
l
l
22
1
2
2
2
11
)(
)(
2)(
)(
R
ha
l
qaqaK
qaK
n
nn
hahaJ
haJ
l
l
l
l
22
1
2
2
2
11
)(
)(
2)(
)(
21
2
2222
2
01
22
2
1
2
2
2
1 11
)(
)(
2
ahaqkn
l
qaqaK
qaK
n
nnR
l
l bwhere,
: EH modes
: HE modes
: Can be solved graphically(3.2-15)
Nonlinear Optics Lab. Hanyang Univ.
Special case (l=0)
1) HE modes
)(
)(
)(
)(
0
1
0
1
qaqaK
qaK
hahaJ
haJ
)()(,)()( 111
'
0 xJxJxKxK (3.2-15b) &
From (3.2-10), 0CA (Report)
Therefore, from (3.2-6)~(3.2-9), nonvanishing components are EHH zr ,, (TE modes)
)()(,)()( 111
'
0 xJxJxKxK (3.2-15a) &
From (3.2-10), 0DB (Report)
Therefore, from (3.2-6)~(3.2-9), nonvanishing components are HEE zr ,, (TM modes)
2) EH modes
)(
)(
)(
)(
0
2
1
1
2
2
0
1
qaKnqa
qaKn
hahaJ
haJ
Nonlinear Optics Lab. Hanyang Univ.
Graphical Solution for the confined TE modes (l=0)
)(
)(
)(
)(
0
1
0
1
qaqaK
qaK
hahaJ
haJ
2
1
)0(
)0(
0
1 haJ
J
)ln()(
2~
)(
)(222222
0
1
ahVahVVhaqaK
VhaK
q should be real to achieve the exponential
decay of the field in the cladding
22
0
2
1
2 b knh 0102& knkn b
*
222
0
2
2
2
1
2 )()()( haaknnqa
2/12
2
2
10 )(0 nnakVha
)(
)(
)0(
)0(
0
1
0
1
VVK
VK
haqaK
haK
)4
tan(1
~)1(
)1(
0
1
ha
hahahaJ
haJ
Roots of J0(ha)=0
Nonlinear Optics Lab. Hanyang Univ.
* If the max value of ha, V is smaller than the first root of J0(x), 2.405 => no TE mode
* Cutoff value (a/l) for TE0m (or TM0m) waves :
212
2
2
1
0
0 2 nn
xa m
m
l
where, mx0 : mth zero of J0(x)
* Asymtotic formula for higher zeros :
)4
1(~0 mx m
Nonlinear Optics Lab. Hanyang Univ.
Special case (l=1)
<EH modes> <HE modes>
* HE mode does not have a cutoff.
* All other HE1m, EH1m modes have cutoff value of a/l :
* Asymptotic formula for higher zero : 212
2
2
1
'1
1 2 nn
xa m
m
l
)4
1(~1 mx m
modes for'where, 1mEHmm
modesfor 1' 1mHEmm
Nonlinear Optics Lab. Hanyang Univ.
The cutoff value for a/l (l>1)
212
2
2
12 nn
za lm
HE
lm
l
212
2
2
12 nn
xa lm
EH
lm
l
where, zlm is the mth root of )(1)1()( 12
2
2
1 zJn
nlzzJ ll
Nonlinear Optics Lab. Hanyang Univ.
Propagation constant, b
0kn
b : (effective) mode index
)/ of valuecutoff( 0lm2 knn b#
: poorly confined
1nn# : tightly confined
# V<2.405
Only the fundamental HE11 mode
can propagate (single mode fiber)
Nonlinear Optics Lab. Hanyang Univ.
3.3 Linearly Polarized Modes
The exact expression for the hybrid modes (EHlm, HElm) are very complicated.
If we assume n1-n2<<1 (reasonable in most fibers) a good approximation of the
field components and mode condition can be obtained. (D. Gloge, 1971)
Cartesian components of the field vectors may be used.
b hqnn ,121
<Wave equation for the Cartesian field components>
1) y-polarized waves
ztieqrBK
ztiehrAJE
il
l
il
l
yb
b
exp)(
exp)(0xE
ar
ar
(2.4-1), (3.1-2) & assume Ez<<Ey
yyx EEz
iH
b
0yH yz E
x
iH
yxz E
y
iH
y
iE
b
2
Nonlinear Optics Lab. Hanyang Univ.
Expressions for the field components in core (r<a)
After tedious calculations, (3.3-6)~(3.3-17), … (x, y)
Expressions for the field components in cladding (r>a)
ztieqrBKE il
ly b exp)(0xE
ztieqrBKH il
lx b
b exp)( 0yH
ztieqrKeqrKBiq
H li
l
li
lz b
exp)()(2
)1(
1
)1(
1
ztieqrKeqrKBq
E li
l
li
lz bb
exp)()(2
)1(
1
)1(
1
0xE ztiehrAJE il
ly b exp)(
ztiehrJehrJAh
E li
l
li
lz bb
exp)()(2
)1(
1
)1(
1
ztiehrAJH il
lx b
b exp)( 0yH
ztiehrJehrJAih
H li
l
li
lz b
exp)()(2
)1(
1
)1(
1
Continuity condition :
)(
)(
qaK
haAJB
l
l
0201, knkn b
Nonlinear Optics Lab. Hanyang Univ.
2) x-polarized waves (similar procedure to the case y-polarized waves)
ztiehrAJE il
lx b exp)( 0yE
ztiehrAJH il
ly b
b exp)(0xH
ztiehrJehrJAh
H li
l
li
lz b
exp)()(2
)1(
1
)1(
1
ztiehrJehrJAh
iE li
l
li
lz bb
exp)()(2
)1(
1
)1(
1
In core (r<a)
In cladding (r>a)
ztieqrBKE il
lx b exp)( 0yE
ztieqrBKH il
ly b
b exp)(0xH
ztieqrKeqrKBq
H li
l
li
lz b
exp)()(2
)1(
1
)1(
1
ztieqrKeqrKBq
iE li
l
li
lz bb
exp)()(2
)1(
1
)1(
1
Continuity condition
Mode condition :
)(
)(
)(
)( 11
qaK
qaKq
haJ
haJh
l
l
l
l
)(
)(
)(
)( 11
qaK
qaKq
haJ
haJh
l
l
l
l
and/or simpler than (3.2-11)
: This results also can be obtained
from the y-polarized wave solution.
x- and y-modes are degenerated.
Nonlinear Optics Lab. Hanyang Univ.
Graphical Solution for the confined modes (l=0)
22
0
2
2
2
1
2 )()()(,, haknnqaqaYhaX
)(
)(
)(
)( 11
qaK
qaKq
haJ
haJh
l
l
l
l
modes: lmLP22
1
2
0 lmlm hnk b<Possible distribution of LP11>
Nonlinear Optics Lab. Hanyang Univ.
Mode cutoff value of a/l
0)(1 VJ l 212
2
2
1
212
2
2
10 2 nna
nnakV l
where,0: q (3.3-27)
Ex) l=0, cutoffno:)LP(0at0)()( 0111 VVJVJ
)LP(832.3at0)( 021 VVJ
Ref : Table 3-1Cutoff value of V for some low-order LP
Asymptotic formula for higher modes :
22
3)(
lmLPV lm
Nonlinear Optics Lab. Hanyang Univ.
Power flow and power density
The time-averaged Poynting vector along the waveguide :
**Re2
1xyyxz HEHES
(3.3-18), (2.3-19)
)(2
)(2
22
22
hrKB
hrJA
S
l
l
z
b
bar
ar
)()()(2
11
222 ahJahJahJAa lll
b
)()()(2
11
222 qaKqaKqaKBa lll
b
2
0 0
a
zcore rdrdSP
2
0 azclad rdrdSP
])()()([2
11
2
222 ahJahJq
hahJAa lll
b
Nonlinear Optics Lab. Hanyang Univ.
The ratio of cladding power to the total power, G2 :
G
)()(
)()(1
11
222
22ahJahJ
ahJqaha
Vpp
P
p
P
ll
l
cladcore
cladclad
Nonlinear Optics Lab. Hanyang Univ.
3.4 Optical Pulse Propagation and Pulse Spreading in Fibers
One bit of information = digital pulse
Limit ability to reduce the pulse width : Group velocity dispersion
Group velocity dispersion
Considering a Single mode / Gaussian pulse, temporal envelope at z=0 (input plane of fiber) :
)]Re[exp(),(),0,,( 0
2
0 tityxutyxE
where, ),(0 yxu : transverse modal profile of the mode
Fourier transformation :
2/1
0 and
])exp()(~
)exp(),(Re[),0,,( 00 dtiftiyxutyxE
where,
212
2
4
)2exp()][exp()(
~
tFTf
Nonlinear Optics Lab. Hanyang Univ.
Propagation delay factor for wave with the frequency of
),(0 yxu
0 ])(exp[: 0 zi b
Let’s take complex expression and omit the
(are not invloved in the analysis and can be restored when needed)
dztiftzE ]})()[(exp{)(~
),( 00 b
Taylor series expansion : ...2
1)()( 2
2
2
00
00
b
bbb
d
d
d
d
z
vd
d
v
ztifdztitzE
gg
2
00
1
2
1exp)(
~)](exp[),(
b
),()](exp[ 00 tzzti Eb
where, velocitygroup
11),(
0
00 gvd
d
bbb
z
vd
d
v
ztifdtz
gg
1
2
1exp)(
~),(
E
za
v
ztifd
g
exp)(~
(3.4-5): Field envelope
Nonlinear Optics Lab. Hanyang Univ.
The pulse spreading is caused by the group velocity dispersion characterized by the parameter,
b
d
dv
vvd
d
d
da
g
gg
22
2
2
11
2
1
2
1
0
(3.4-3)(3.4-5) :
d
v
ztiiaztz
g 4
1exp
4
1),( 2
E
222
2
22
2
161
)(4exp
161
)(exp
41
1
za
vztazi
za
vzt
zai
gg
Nonlinear Optics Lab. Hanyang Univ.
If we use the definition of factor a,
# Pulse duration t at z (FWHM)
2
2
0
0
2ln81)(
ttt
aLL
initial pulse width
# |aL|>>t0 (large distance) :0
)2ln8(~)(
tt
aLL
0
2
2ln4)(
tt
L
d
dv
vL
g
g
Practical Expression :
2
2
0
2
0
2ln21)(
t
l
tt
DL
cL
where,
2
2
2
2/
b
l
l
d
dc
L
ddTD a
c2
4
l
T : pulse transmission time through length L of the fiber
Nonlinear Optics Lab. Hanyang Univ.
Group velocity dispersion
1) Material dispersion : n() depends on
Waveguide dispersion : blm depends on (& geometry of fiber)
cnnnkn lmlmlm
b ),,( 210
i)
1
)(
b
b
d
d
d
dv lm
lm
lmg: modal dispersion
ii) Single mode fiber,
c
nnn
n
nn
n
n
cd
d
vg
b 2
2
1
1
1
material dispersion waveguide dispersion
(3.4-18)
Nonlinear Optics Lab. Hanyang Univ.
From the uniform dielectric perturbation theory,
2
22
2
11
2
2 nnc
b GG
where, : Fractions of power flowing in the core and cladding 21, GG
G
n
n
n
n 11
1
G
n
n
n
n 22
2
(3.4-18)
c
nnn
n
nn
n
n
cd
d
v wg
G
G
b 222
111
1
Nonlinear Optics Lab. Hanyang Univ.
In weakly guiding fiber : n1~n2
m
nnn
21
c
nnn
cd
d
v wmg
b1
c
nnn
c wm
ll
l
Group velocity dispersion :
wm
nn
cD
2
2
2
2
ll
l
ex) GeO2-doped silica : m3.1at02
2
ll
m
n
# depends on core diameter, n1, n2 control the waveguide shapew
n
2
2
l
Nonlinear Optics Lab. Hanyang Univ.
Group velocity dispersion & dispersion-flattened and dispersion-shifted fibers
Nonlinear Optics Lab. Hanyang Univ.
Frequency chirping
: modification of the optical frequency due to the dispersion
,161
)(4exp
161
)(exp
41
1),(
222
2
0022
2
za
vztazizti
za
vzt
zaitzE
gg
b
(3.4-6)
where,
b
d
dv
vd
da
g
g
22
2
2
1
2
1
Total optical phase :
222
2
00161
)(4),(
za
vztazzttz
g
b
Optical frequency :
)(
1618),(),(
2220 gvzt
za
aztz
ttz
0d
dvg
Nonlinear Optics Lab. Hanyang Univ.
3.5 Compensation for Group Velocity Dispersion
(3.4-5)
dti
v
ziiazftz
g
)exp(exp)(~
),( 2E
2exp)(~
,
iazf
v
ztzFT
g
E
Fiber transfer function
By convolution theorem, (1.6-2),
tdttaz
itf
zitz
2
4exp)(
4
1),(
E
2
4exp
4
1)( t
az
i
zit
t : envelop impulse response
of a fiber of length z
Nonlinear Optics Lab. Hanyang Univ.
Compensation for pulse broadening
1) By optical fiber with opposite dispersion
)(~
)i 1 f
)exp()(~
)(~
)ii 2
1112 Liaff
)exp()(~
)(~
)iii 2
2223 Liaff
2
22111 )(exp)(~
LaLaif (a1L=-a2L)
Nonlinear Optics Lab. Hanyang Univ.
2) By phase conjugation
dtiftitf 00 exp~
)exp()(conjugatortoInput
dtif 0
* exp~
conjugatorfromOutput
)(~
)i f
)exp()(~
)(~
)ii 2
1112 Liaff
)exp()(~
)(~
)(~
)iii 2
11
*
1
*
23 Liafff
2
2211
*
1 )(exp)(~
LaLaif
)exp()(~
)(~
)iv 2
2234 Liaff
(a1L=a2L)
Nonlinear Optics Lab. Hanyang Univ.
<Experimental setup> <Eye diagram>
Where are (b) and (c) ??
Refer to the text
Nonlinear Optics Lab. Hanyang Univ.
3.7 Attenuation in Silica Fibers
Recently, 400 Mb/s, 100 km @ 1.55 m
Residual OH contamination of the glass
1.55 m is favored for long-distance
optical communication