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    CHAPTER 9

    Propagation Loss Prediction Models

    M S RU

    HATA

    9 1 INTRODUCTION

    Propagation loss prediction models play a very important role in the design of cellular

    mobile radio communication systems by specifying the key system parameters such as

    transmission power, frequency reuse, and so on. Several prediction models have been

    proposed for cellular mobile radio systems operating in the quasi-microwave frequency

    band.

    Some of them were derived in a statistical manner from measurement data, and some

    were derived analytically based on diffraction effects. Each model uses specific parameters

    to achieve reasonable prediction accuracy. For example, one relatively long-range predic

    tion model, intended for macrocell systems, uses base and mobile station antenna heights

    and frequency. On the other hand, a prediction model for short-range estimation that was

    designed for microcell systems uses building heights, street width, and so on. When the

    cell size is quite small, for example, for a specific area, deterministic methods such as ray

    tracing are necessary for accurate prediction. Therefore, it is important for designing

    mobile systems to select the most appropriate prediction model with the goal of efficient

    cell coverage.

    This chapter summarizes the propagation loss prediction models commonly used in

    land mobile communication system design and discusses their applicability in various

    mobile propagation environments.

    9 2 EMPIRICAL MODELS

    Table 9.1 summarizes the propagation loss prediction models used to design current

    cellular systems. The Okumura-Hata model [1,2] is the empirical formula based on field

    measurements made in a typical mobile propagation environment (see Fig. 9.1). The

    Wireless Communications in the   Century, Edited by Shaft, Ogose, and Hattori.

    ISBN 0-471-155041-X © 2002 by the IEEE.

    169

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    9.2 EMPIRICALMODELS

    171

    hm

    f

    s 200

    MHz

    f 2: 400

    MHz

    __Base station

     

    ,

    ...

    .

     

    ~ ~ ~

    Parameters used in Ok

    median path

    I . umura

    -Hata model

    betw 0 L

    ts

    expre d i .

    een the transmitter and

    sse

    l.n logarithmic seal .

    eceiver: e as a linear fu .

    ction of d th die istance

    h L dB -A

    were A and Bare -

    +

    Slog d)

    The formula for ur functions of frequenc

    an , quasi-smooth Y. and base and b' (9.1)

    terrain

    is su . mo lie station

    L

    (dB)

    =

    69 55

    mmanzed

    as follows' antenna heights .

    . + 26.1610 .

    +

    [44 9 g f) - 13.8210g(h )

    where k h ) . . - 6.55 log h

    b

    ) ] log d) b

    -

    k h

    m

    )

    d' m

    IS

    the cor .

    me ium-sized ci rection facto f

    city: r

    0 , mobile

    stu;

    (9.2)

    ion antenna heights for

    k h

    m

    )

    = [1

    . l log f)

    a small or

    And for I - 0.7]h [1

    arge city, m

    -

    .5610g j) - 0.8]

    k h

    m

    ) = 8.29[log(l.54h  ]2

    _ m

     II

    _ 3.2[log l1.75h 2

    For each k h ) .

    m ]

    - 4.97

    m , If h - I 5

    - . m, k 1.5) = 0 d

    Applicable runge, B.

    f, frequency (MHz)

    h

    b

    , base station 150-2200MHz

    h antenna hei h (

    m

    mob ile stati g t m) 30

    -20

    d, distance fr on antenna height (m) 0 m

    om transmi . 1-10 m

    tssion point

    (km)

    1

    -20km

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    172

    PROPAGATION LOSS PREDICTION MODELS

    Based on the field measurement results, the applicable upper frequency range was

    extended from 1500 to 2200 MHz [13]. In the formula, L is defined as the loss between

    isotropic antennas. Therefore, if dipole antennas are used at base and mobile stations, the

    first term of the right-hand side

    of

    Eq. (9.2) should be 65.25 instead of 69.55. The

    following prediction formulas described in this chapter also consider the path loss between

    isotropic antennas.

    In the Okumura-Hata model, urban and quasi-smooth terrain is the base of the

    prediction formula. The influence

    of

    irregular terrain is defined by terrain correction

    factors and given by prediction curves [1]. For suburban and open (rural) areas, correction

    formulas have also been produced based on measurement data [2]. However, how to select

    correction formulas for an actual application remained uncertain; the environmental

    definition was not really clear.

    Considering that the categorization of urban, suburban, and rural area depends on the

    degree of urbanization, a correction method using a ground cover factor was proposed by

    Akeyama et al. [14]. The ground cover factor, a, is defined as the percentage

    of

    the area

    covered by buildings within 500 x 800

    nr .

    The deviation from reference median path loss

    S is shown in Figure 9.2 and expressed by:

    S (dB)  

    -1910g a)

    + 26 (5% :::; a)

    -9.75[log(a)]2 - 3.74 log  a)+ 20

    20 (a :::;

    1

    %)

     1

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    9.2 EMPIRICAL MODELS 173

    This correction makes the Okumura-Hata model applicable to suburban and rural areas.

    With this correction, an adjustment constant is often added to the formula in actual

    applications.

    Several propagation loss prediction models were proposed after the Okumura-Hata

    model. All of them also follow Eq. (9.1). In the Lee model [3], the median path loss is

    given by

    L (dB)   Al + fJlog d)+F,

    (9.5)

    where

    A

    I is the path loss at a range of 1km and fJ is the slope of the path loss curve. Term

    F, is the adjustment factor for actual base station antenna heights, antenna gain, and

    transmission power with respect to a reference. Values A I and fJ were derived from

    experiments for urban, suburban, and rural areas. For an actual environment, it is necessary

    to select A

    I

    and fJ by comparing the environment under consideration with the reference

    environment that most closely resembles it. The influence of terrain is given as the

    adjustment factor

    F,

    by calculating the effective base station antenna height.

    The Ibrahim-Person model [4] uses two parameters, land usage factor   La)and degree

    of

    urbanization  U

    d

    )

    to reflect the environmental condition; La is defined as the percentage

    of the 500 x 500m

    2

    ,

    which are covered by buildings, regardless of their height; U

    d

    is

    defined as the percentage

    of

    building site area, within the square, occupied by buildings

    having four or more floors. The median path-loss formula is given by:

    L

    (dB)   -20 10g 0.7h

    b

    ) -

    810g h

    m

    ) +

    f 140

    + 26log f

    140)

    - 86log[ f + 100)/156] + {40+ 14.15log[ f + 100)/156]}log d)

    +

    0.265L

    a

    - 0.37H

    g

    +x,

      9.6)

    Applicable range:

    f, frequency (MHz) 168-900MHz

    h

    b

    , base station antenna height (m)

    h

    m

    , mobile station antenna height (m) < 3m

    d,

    distance from transmission point

    (km)

    1-10

    km

    where H

    g

    is the correction term for average ground height, and K;

     

    0.087U

    d

    - 5.5 for

    highly urbanized areas, otherwise

    K;

     

    O.

    In the models described above, the distance d is more than 1kIn and the base station

    antenna height h

    b

    is higher than the rooftop level of surrounding buildings. This means

    that the models are suitable for macrocell systems. To reduce the applicable range to less

    than 1kIn, a prediction formula has been proposed by Sakagami et al. [5]. As the model

    was based on measurement data considering detailed data on the buildings and streets in

    the prediction area, the formula uses many parameters indicating the layout of buildings

    and roads:

    L (dB)

     

    100 - 7.1log(W) + 0.0238 + 1.4log(h

    s

    ) + 6.1log H)

    - [24.37 - 3.

    7 H1h

    bo )2 ]

    log h

    b )

    +

    [43.42 -

    3.1log h

    b ) ]

    log

      d)

    +

    20

    log f) +

    exp] 13[log f) - 3.23]} (9.7)

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    174 PROPAGATION LOSS PREDICTION MODELS

    Applicable range :

    f,

    frequency (MHz) 450

    -2200

    MHz

    d, distance from transmission point (km)

    0.5-10

    km

    street width (m) 5

    -50

    m

      , street angle to the base station (deg .) 0-90°

    h

    s

      building height along the street (m) 5

    -80

    m

     H , average building height (m) 5-50 m

    h

    b

    , base station antenna height above the mobile station ground (m)

    hbQ base station antenna height from the base station ground (m)

    H, building height near the base station (m) H S hbQ

    20

    -100 m

    The Sakagami model may indicate the ultimate empirical formula for short-range path

    loss prediction. For smaller area prediction, it seems necessary to consider the actual

    propagation paths between base and mobile station antennas using precise environment

    data of the prediction area.

    9.3

    ANALYTICAL MODELS

    To overcome the range limitations of the empirical formulas and try to explain the

    propagation mechanism, analytical models have been proposed [6-12]. As seen in the

    Sakagami model, the influences

    of

    buildings and streets are significant factors determining

    the path loss in small-area propagation environments.

    Figure 9.3 shows the parameters used in the Walfisch-Bertoni model [7]. The median

    path loss, L (dB), is expressed as the summation of three independent terms: the free-space

    Base station (BS)

    hb

    t

    d

     

    .

    Road

    r-

    in Walfisch-Ikegami model)

    Mobile station (MS)

     

    b hm

    FIGURE 9.3 Parameters used in Walfisch-Bertoni model.

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    9.3 ANALYTICAL MODELS 175

    loss

      L

    f s

    ) ,

    the diffraction loss from rooftop to street

      L

    rt s

    )

    and the reduction due to plane

    wave multiple diffraction past rows of buildings   L

    md

    ) :

    (9.8)

    where

    L

    f s

    is a function

    of

    wavelength and distance;

    L

    rt s

    can be calculated by the

    geometrical theory of diffraction (GTD) [15], and is a function of average rooftop level,

    mobile station antenna height, street width, and wavelength;

    L

    md

    has been evaluated in

    closed forms by Xia and Bertoni [9] and is a function of average rooftop level, average

    separation distance between the rows of buildings, base station antenna height, street

    width, wavelength, and distance.

    Recently, simplified formulas have been proposed by Xia [12]. For base station

    antennas above the average rooftop level, the prediction formula is given by:

    LdB)

    == _ 1 0 l 0 g ~ 2 -10

    log[_A __1_ )2 ]

    4nd 2n

    2r

    e

    2n

    +

    e

    _ 1010g[(2.35

    i

    ( A

    1.8] (9.9)

    When the base station antenna is near the average rooftop level, the path loss is given by:

    L

    dB) ==

    -10

    log

     _A_

    2

    -10 log[_A __1_ )2 ]

    2V1nd

    2n

    2r

    e

    2n +

    e

    - 1010gGY (9.10)

    For base station antennas below the average rooftop level, the path loss is given by:

    L

    (dB)

    ==

    -10 log _A_

    2

    -10

    log [_A __1_ )2 ]

    2V1nd

    2n

    2r

     

    2n

    +   )

    I

    [

    b ]2 A (

    1

    1

     21

    1010

     

    g

    2n d - b) J

    +

    b

    2

    4>

    2n

    + 4>

    (9.11)

    where A is the wavelength and d is the distance between base and mobile station. The other

    parameters, I1h

    b

    , I1h

    m

    , b,

    and w, are defined in Figure 9.3, and r, e and ¢ are defined by:

    r =J h ~

    +

      w/2)2

    e==

    tan-

    l

    [l1h

    m/ w /2 ]

    In the COST-231-Walfisch-Ikegami model [8], the angle of incident wave l/J shown in

    Figure 9.3 is also used as an additional parameter. The diffraction loss from rooftop to

    street,

    L

    rt s

    ,

    and the multiscreen diffraction loss,

    L

    md

    ,

    in Eq. (9.8) are given by:

    L

    rt s

    (dB) == -16.9 - 10log(w) + 10

    log f)

    + 20 10g l1h

    m

    )

    +

    Lori

    o for L

    rt s

    < 0

    (9.12)

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    176

    PROPAGATION LOSS PREDICTION MODELS

    where

    Lori == -10 +   354tj1 for 0 ~ tjI < 35°

    2.5 +

    0.075 tjI -

    35) for 35  

    tjI

    < 55°

    4.0 - 0.114 tjI - 55) for 55   tjI   90°

    where

    L

    md

    (dB)

    ==

    L

    bsh

    +

    k

    a

    +

    k

    d

    log d)

    +

    k

    f

    log f)

    - 9 log  b)

    o for L

    md

    < 0

    (9.13)

    L

    bsh

    ==

    -1810g 1+

    ~ h b

    for

    h

    b

    >

    h

    roof

    o

    for h

    b

    < h

    roof

    k

    a

    == 54 for

    h

    b

    >

    h

    roof

    54 - 0 . 8 ~ h b for d ~ 0.5k

    m

    and h

    b

    ~ h

    roof

    54 - 0.8 ~ h b d / 0 . 5 for

    d

    <

    0.5k

    m

    and

    h

    b

    ==

    h

    roof

    k

    d

    ==

    18 for h

    b

    > h

    roof

    18 - 15 ~ h h

    ro

    of

    for h

    b

    < h

    roof

    k

    f

    ==

    -4

    + 0.7 //925

    -

    1) for medium-sized cities and suburban centers with

    moderate tree density

    - 4

    +

    1.5 //925

    -

    1) for metropolitan centers

    The applicable range in the COST-231-Walfisch-Ikegami model is

    f, frequency (MHz) 800-2000 MHz

    h

    b

    ,

    base station antenna height (m) 4-50 m

    h

    m

    , mobile station antenna height (m) 1-3 m

    d, distance from transmission point

    (km)

    0.02-5

    km

    The Walfisch-Bertoni model supports distances less than 1km and base station antenna

    heights lower than rooftop level. This means the model is suitable for microcell systems.

    However, if the model is applied to a street microcell system whose base station antenna

    heights are below the average rooftop level, the prediction error may be large. This is

    because it is necessary to consider not only free line-of-sight propagation but also wave

    guiding and diffraction at comers. The model does not correspond to this situation.

    Figure 9.4 shows the two-path model with street canyon propagation. A calculation of

    the theoretical signal level for the two-path process showed that it roughly followed a free

    space power law close to the base station before making a transition to the faster

    attenuation rate

    of

    the inverse fourth-power law. As shown in Figure 9.5, measurement

    results also showed that close to the base station the propagation followed the free space

    power law, and beyond this distance the propagation followed the inverse fourth-power law

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    9.3 ANALYTICALMODELS

    177

    - - - - -

    <

    Base station

    .

    Ground

    .••..

    . . •• Mobile station

    ............

     

    .

    - ,

    ........

     .

     

    Street

    .....

    -:

    .....

    - -.

    Canyon of

    buildings

    FIGURE 9.4 Geometry

    of

    the two-path model for street microcelIs.

    [16, 17]. The distance at which the path-loss law changes is called the breakpoint distance

    and given by:

    (9.14)

    where ), is the wavelength, and h

    m

    and h

    b

    are the mobile and base station antenna heights,

    respectively. The factor

    k

    takes values from 11 to 411, and depends on the actual

    1000

    I I I I I I II I I I I I I

    Median signal level for

    5.3m base site antenna

    height

    15 -2010gd

    d

    145.5 m

    100

    Distance from the base site (m)

    20

     

    E

    co

    0

     0

     

    Qj

    >

     

    ro

    -20

    c

    . 2'

    C/)

     0

    Q)

    -40

    .

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    178

    PROPAGATION LOSS PREDICTION MODELS

    environment such as vehicular traffic, trees, and traffic signals. For the example shown in

    Figure

    9.5,

    it has been reported that k == 2n.

    Based on this fact and measurement results, a path-loss prediction formula for street

    microcells was proposed by Ichitsubo et al.

    [18].

    For a line-of-site street, the path loss is

    given by:

    L (dB)

    ==

    P L

    I

    ) -

    15.510g(WI) +

    Floss

    + 59.9

    (9.15)

    For a street with intersections, the path loss is given by:

    L (dB)   P L

    I

    , L

    2

    ) - 20.210g(wI) - 7.810g(w2) + Floss + 59.8 (9.16)

    For parallel streets, the path loss is given by:

    L (dB)   P L

    I

    ) +

    40.410g L

    2

    ) +

    18.610g[ L

    2

    +L

    3 L

    2

    ] - 15.410g(WI)

    - 19.91og(wz) - 8.510g(w3) + Floss + 40.6 (9.17)

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    . b .

    :  e:::..

    . .

    9.4 DETERMINISTICMETHODS 179

    Cross street

    FIGURE

    9.6 Parameters used in street microcell path-loss prediction.

    The parameters used in the formula are defined in Figure 9.6; Fl oss represents frequency

    dependency.

    9 4 DETERMINISTIC METHODS

    The history of path-loss prediction models shows that information about buildings and

    streets is necessary and geometrical paths between transmitter and receiver should be

    considered for accurate prediction. The ray-tracing method is a relatively precise approach

    for small areas such as indoor picocells and street microcells [19-21].

    In the ray-tracing method, rays are launched from the transmitter, and geometrical

    reflection, transmission, and diffraction are repeated for walls and edges of buildings, as

    shown in Figure 9.7. The rays arriving at the receiver are tracked as traces, and the field

    strength at the receiving point is calculated by summing the electric fields of all arrival

    rays. The field strength of each ray is determined by calculating all reflection, transmission,

    and diffraction losses in the propagation path. The reflection and transmission losses are

    usually calculated using Fresnel reflection and transmission coefficients, and diffraction

    loss is calculated by using the geometrical theory of

    diffraction (GTD). This means that the

    prediction accuracy depends on how to find exact ray paths between the transmitter and

    receiver.

    As shown in Figure 9.8, there are two approaches to ray tracing: the imaging method

    and the launching method. In the imaging method, the reflection and transmission points

    are determined geometrically by considering the transmitter 's equivalent image. The rays

    reaching the receiving point are located by examining all combinations of reflection,

    transmission, and all diffraction points between the transmitter and receiver. This method

    offers good prediction accuracy but needs long computation time when a lot of images

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    18

    PROPAGATION LOSSPREDICTION MODELS

    FIGURE 9.7 Reflection, transmission, and diffraction between

    T,

    and

    R,.

    must be considered. In the launching method, a ray is launched at every angle 110 from the

    transmitter, and its path is traced through reflection, transmission, and diffraction. The rays

    that reach reception area

    I1S

    are considered to have arrived at the reception point. Since ray

    tracing is performed for each discrete angle

    110,

    the computation time is shorter than that

    of

    the imaging method. The prediction accuracy

    of

    this method depends on the chosen

    values of

    110

    and I1S

    .

    A combination of these two methods has been reported to simplify

    three-dimensional ray tracing [22].

    With both methods, there is a trade-off between the prediction accuracy and the

    computation time. How to reduce the reflection, transmission, and diffraction points, or

    how to find the paths that most strongly contribute to the receiving level is the key to

    optimizing this trade-off. The other way to reduce the computation time is to model the

    buildings and roads in the prediction area. Regarding roads, for example, each intersection

    and the street between intersections can be transferred to a node and an element

    component, and the data of street width and building height are stored as the component

    Reception Point

    Rx

    Tx

    Rx

    Reflecting Object

    ,

    ,

      ,

    ,

    .. .. . . ....

     

    :

    Image ofTx

    Imaging Method

    ReceptionArea

    L lS

    Reflecting Object

    Launching Angle

    L l8 ,

    Tx

    Launching Method

    FIGURE 9.8 Imaging and launching methods for ray tracing.

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    9.5 SUMMARY 181

    ,.L....1......J : ~ ~

    , .

    ....

    ::  I,

    .: I

    ................

    Delay

    profile .

    L. .

    a

    0. .

    -0 . :::

      ~ ~

    ay arrival time

    ....

    I

    Building

    FIGURE 9.9 Example of ray-tracing results for macrocell system.

    factors. In a similar manner, the prediction area can be transformed into a plane with

    pixels, and each pixel holds data on terrain and buildings. By introducing such modeling to

    the database structure, preprocessing becomes possible before the ray-tracing process, and

    it also becomes possible to refer to the database quickly during the calculations.

    When the ray-tracing method is applied to a wide area, a huge database is required, and

    computation time exponentially increases with the number of traces. However, the

    enormous increase in the processing performance of computers and the commercialization

    of CD-ROM map, including the data of terrain and obstacles, has increased interest in this

    method for microcell and macrocell system design tools [23, 24]. Figure 9.9 shows an

    example of a ray-tracing result for a macrocell system.

    9 5 SUMMARY

    Figure 9.10 shows the applicable areas and simplicity of the major prediction models. The

    cell size of current cellular systems in urban areas is shrinking to cope with increasing

    demand. For designing of microcells and indoor picocells, the ray-tracing method is now

    practical. The Walfisch-Bertoni model is also useful for microcells somewhat larger than

    street microcells. Macrocells with cell radii larger than 1km are still needed for suburban

    and rural areas to realize cost-efficient systems. The Okumura-Hata model with the

    Akeyama correction and terrain correction is useful in these application areas due to its

    simplicity.

    Each prediction model has its own applicable conditions. In particular, the range of

    application area is different from each other. Prediction accuracy of each model is assured

    under the indicated applicable conditions. Therefore , when we design cellular mobile radio

    systems, it is important to select the prediction model appropriate for the intended cell size.

    In actual case, it is necessary to use one or several prediction models for determining the

    path loss [25].

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    182

    PROPAGATION LOSS PREDICTION MODELS

    ' :8 burban

    .

    c

    o

    §

    :: l

    o

    co

    o

    a

    £

    Ci

    E

    (]j

    .. .. .. . . .   . .

      :

    >

    . : : : :: 1 ~ e ~ a c e

    1 km 10 km

    Applicable Cell Size

    FIGURE 9.10 Application areas and simplicity

    of

    prediction models.

    The applicable frequency range of propagation loss prediction models proposed so

    far is up to around 2 GHz. The third-generation mobile communication system, the inter

    national mobile telecommunications 2000 (IMT-2000), will be introduced in the 2-GHz

    frequency band. IMT-2000will use the bandwidth of more than 5 MHz to support user bit

    rates of up to 2Mbits

    js

    . The wideband characteristics of the propagation channel, for

    example, the characteristics

    of

    individual paths in multipath propagation are necessary for

    such system design. The fourth-generation system will provide multimedia services

    beyond IMT-2000 by using microwave and millimeter wave frequency bands and so

    will require even wider bandwidth. In such a situation, microcells and picocells will be

    introduced to compensate the increased path loss. The space-time equalization technology,

    which combines adaptive equalizers and adaptive array antennas, may be the breakthrough

    needed to overcome the increase in path loss and delay spread [26]. The path loss,

    the direction of

    arrival (DOA) and the time

    of

    arrival (TOA)

    of

    each path are essential

    characteristics in developing these technologies. The ray-tracing method appears

    to be most effective in these cases and so will become more important in future system

    designs.

    R F R N S

    1. Y. Okumura, E. Ohmori, T. Kawano, and K. Fukuda, Field Strength and its Variability in VHF

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