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    Syntax

    Andrew Carnie

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    Topic 1: Syntax: some background

    What is syntax?

    Syntax as a (cognitive) science

    Rulesprescriptivism vs. descriptivism

    Evaluating Grammars

    Language as an instinct

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    Q. What is Syntax??

    The scientific study of sentence

    structure

    Perspective: The psychological (or

    cognitive) organization of sentence

    structure in the mind.

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    Q. What is a sentence??

    A hierarchically organized structure of

    words that maps sound to meaning and

    vice versa.

    soundssentencesmeaning

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    Scientific Method

    Study of synta is a science.

    !ses the scientific method" #$serve some data

    " %a&e some generalizations

    " 'evelop a hypothesis

    " Test against more data

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    Scientific method

    1) John loves himself

    2) Mary loves herself

    3) John and Mary love themselves

    Generalization: The form of the Xself seems to be

    dependent upon the gender/number of the noun they

    refer to.

    Hypothesis: Anaphors (Xself) agree with the nounthey refer to in number and gender.

    4) The boy loves himself/*herself/*themselves

    Anaphor:A noun that

    refers back to a

    previously mentioned

    noun: self nouns.

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    Rues: ! kind of hypothesis

    n this class we will encode our hypotheses

    a$out sentence structure using rules.

    A group of rules are called a *rammar. *rammar is a scary word. +ut it doesn,t mean

    what you thin& it does. A grammar in the

    linguistic sense is a cognitive structure. t isthe part of the mind that generates and

    understands language.

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    "rescripti#e #s. $escripti#e

    Rues-e are always told to never split

    infinitives.

    -ho(m) did you give the $oo& to

    /opefully we,ll never learn the rules of

    grammar0

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    "rescripti#e #s. $escripti#e

    Prescriptive rules prescri$e how we

    should spea&

    'escriptive rules descri$e how weactually spea&.

    Which is more scientific?

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    "rescripti#e Rues

    These are made up $y so called

    language mavins

    These are made up by so caed anguage ma#ins% Who are

    they to te you ho& to speak?%?

    "rescripti#e rues are often based on the rues of 'atin or

    (ogic). Who says 'atin is so great? Why shoud anguage be

    ogica?

    Descriptive rules are the way to go!Descriptive rules are the way to go!

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    $escripti#e Rues

    The rules we will use are said to

    generatethe sentences of the

    languages we are loo&ing at. Theyactually $uild the sentences we

    produce. They are sentence $uilding

    rules.The &ind of grammar we are loo&ing at

    is called generative grammar(1group ofrules that generate the sentences of a language)

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    Sources of $ata

    Corpora of Spo&en 2 -ritten 3anguage

    4 Collections of recorded real world speech

    4 Telephone recordings (3'C)

    4 5ewspapers +oo&s %agazines

    4 6ol& tales etc recorded in the field.

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    Sources of $ata

    *Where do you wonder if he lives?

    How do you know this is ungrammatical?

    Have you ever heard this sentence uttered?

    Will the fact that this sentence is

    ungrammatical appear in any corpus?

    Every day, you produce grammaticalsentences that have never been uttered

    before.

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    Sources of $ata

    Corpora are not sufficient. They dont

    contain negative information (such as what

    sentences are ungrammatical), and they cannever contain all the sentences of a

    language.

    We need to access our mentalknowledge(also called competence)

    about sentences.

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    Sources of $ata

    We use a special experimental technique for

    tapping our syntactic knowledge. This

    technique is called the acceptabilityjudgement. (In the psychology literature,

    this is sometimes also called magnitude

    estimation)

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    !cceptabiity *udgements

    !nfortunately sometimes accepta$ility

    7udgements are called intuitions.

    The term 8intuition, has a negativeconnotation: ma&es us thin& of fortune

    tellers and psychics.

    /owever accepta$ility 7udgements are$oth experimentally validand

    statistically sound.

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    !cceptabiity *udgements

    -e will apply accepta$ility 7udgements

    in this class non9statistically. 6or the

    most part this will give us the rightresults. Statistical proof of 7udgements

    is possi$le $ut we won,t $other.

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    "erformance #s. +ompetence

    Performance: refers to what we actually

    produce

    Competence: refers to what we &nowa$out language.

    -e will $e interested in bothof these

    $ut will focus primarily on Competence.

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    ,#auating -rammars #$servationally Adeuate *rammar: A

    grammar that accounts for all the o$served

    (corpus;performance) data.

    'escriptively Adeuate: Accounts for allo$served data and all accepta$ility

    7udgements (competence).

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    'earning #s. !cuisition

    Learninginvolves conscious gaining of

    &nowledge

    Acquisitioninvolves su$consciousgaining of &nowledge

    Chemistry is learned. Languages areacquired.

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    /o& do &e acuire anguages?

    #$viously this uestion is too $ig to

    answer here $ut =

    Are we instructed $y our parents

    'o we mimic our parents

    NOPE!

    1) Language is infinite: We produce sentences wevenever heard before

    2) We know things about our language that weve never

    been exposed to.

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    'anguage as an instinct

    >ou &now things a$out your language

    that you,ve never $een taught:

    Who0m did you think Sha&n hit ?

    Who0m did you think that Sha&n hit?

    Who did you think hit 2i

    *Who did you think that hit Bill

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    'anguage as an instinct

    Despite what they may think, parents dont teach their

    children to speak!

    They correct content not form:(from Marcus et al. 1992)

    Adult: Where is that big piece of paper I gave you yesterday?

    Child: Remember? I writed on it.

    Adult: Oh thats right, dont you have any paper down here,

    buddy?

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    'anguage as an instinct

    (from Pinker 1994, 281 attributed to Martin Braine)

    Child: Want other one spoon, Daddy

    Adult: You mean, you want the other spoon.

    Child: Yes, I want other one spoon, please Daddy.Adult: Can you say the other spoon?

    Child: Other one spoon

    Adult: Say other

    Child: other

    Adult: spoon

    Child: Spoon.

    Adult: other spoon

    Child: other spoon. Now give me other one spoon.

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    ! shocking proposa%

    5oam Choms&y

    The ability of humans to use language is innate (an

    instinct). We are prewired to use language!

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    /uh? anguages differ?%?

    /ow can language $e an instinct if

    languages differ

    Proposal: 3anguages differ primarily interms of what words are used and in a

    set num$er of ?parameters@

    These things are learned $ut the rest (the$asic architecture of the grammar) is

    innate.

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    Refining 3nnateness

    A particular language is not innate (it is

    acuired) $ut the $asic tools that any

    given language uses are $uilt in.

    -e,ll $e loo&ing at these tools. +oth

    within languages and crosslinguisticallyto see what is universal (innate) and

    what varies among languages.

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    The ogica probem of anguage

    acuisitionA proof showing the following:

    Premise: 3anguage is creative 2

    infinite.

    Premise: nfinite systems are

    unlearna$le;unacuira$le

    Conclusion 3anguage is unlearna$le.

    2 it must $e innate.

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    Task of a chid acuiring ,ngish

    %atch up a sentence that they hear with

    a situation in the contet around them.

    The cat spied the kissing fishes =

    To ma&e the proof let,s turn this into analge$raic operation. -e,ll num$er sentences

    and we,ll num$er situations and loo& for the

    rule that matches them up.

    1

    1

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    Matching sentences to situations

    Sentence

    X

    Situation

    Y

    1 1

    2 2

    3 3

    4 4

    5 5

    Given the sentence 6, what situation do

    you think it will match to?

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    Matching sentences to situations

    SentenceX

    SituationY

    1 1

    2 2

    3 3

    4 4

    5 5

    6 126

    You assumed the rule was x = y

    In fact: the rule is

    [(x-5)*(x-4)*(x-3)*(x-2)*(x-1)]+x = y

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    'ogica "robem: in ayman4s

    terms t is impossi$le to learn the rule(s) governing

    a system until you have A33 the data.

    3anguage is infinite 2 creative: you can neverhear all the relevant data. (t is impossi$le to

    &now if you have 7ust coincidentally missed

    hearing the crucial fact)

    Therefore: The $asic $uilding $loc&s oflanguage cannot $e learned or acuired.

    nstead they must $e innate (an instinct)

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    The content of this cass

    n this class we will $e loo&ing at the

    innate principles that govern sentence

    structure (Called !niversal *rammar)And we will $e loo&ing at the different

    ways in which languages implement

    these innate principles.

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    5ni#ersa -rammar 05-

    The $uilding $loc&s that all languages

    use to construct the sentences of their

    languages.All languages use the same $asic

    hardwired tools. t is theparticular

    implementationof these tools thatvaries $etween languages.

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    5ni#ersa -rammar 05-

    #ther evidence for !*

    4 /uman Specificity of 3anguage

    4 'istinct area of the $rain

    4 Crosslinguistic similarities in language

    acuisition (despite cultural differences)

    4 3ac& of overt instruction4 3anguage !niversals

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    Summary

    Synta: A Science uses Scientific

    method studies sentence structure

    Prescriptive;'escriptive ules*enerative ules as /ypotheses

    Sources of 'ata:

    4 Corpora

    4 Budgement tas&s

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    SummaryPerformance;Competence

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    $iscussion Topics

    -hat things that we &now are learned

    -hat things are acuired

    3anguage is an instinct. /ow is this anargument against prescriptive rules

    There are some good reasons to &eep

    prescriptive rules. -hat are they