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1 CIRCULATING DBP LEVEL AND PROGNOSIS IN OPERATED LUNG CANCER: AN EXPLORATION OF PATHOPHYSIOLOGY AM Turner 1 , L McGowan 1 , A Millen 2 , P Rajesh 2 , C Webster 2 , G Langman 2 , G Rock 2 , I Tachibana 3 , MG Tomlinson 4 , F Berditchevski 5 and B Naidu 6 1 School of Clinical and Experimental Medicine, University of Birmingham, B15 2WB, UK 2 Birmingham Heartlands Hospital, Heart of England NHS Foundation Trust, B9 5SS, UK 3 Department of Respiratory Medicine, Allergy and Rheumatic Diseases, Osaka University Graduate School of Medicine, 2‐2 Yamada‐oka, Suita, Osaka, Japan 4 School of Biosciences, University of Birmingham, B15 2TT , UK 5 School of Cancer Sciences, University of Birmingham, B15 2TT, UK 6 Warwick Medical School, University of Warwick, Coventry, CV4 7AL, UK Corresponding author: B Naidu, address as above, email [email protected] Telephone: 024 7652 3523 Fax: 0121 424 2200 Keywords: Lung cancer; vitamin D; epidemiology; prognosis Word count = 3353 (excluding tables and legends) . Published on May 3, 2012 as doi: 10.1183/09031936.00002912 ERJ Express Copyright 2012 by the European Respiratory Society.

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CIRCULATINGDBPLEVELANDPROGNOSISINOPERATEDLUNG

CANCER:ANEXPLORATIONOFPATHOPHYSIOLOGY

AMTurner1,LMcGowan1,AMillen2,PRajesh2,CWebster2,GLangman2,GRock2,ITachibana3,

MGTomlinson4,FBerditchevski5andBNaidu6

1SchoolofClinicalandExperimentalMedicine,UniversityofBirmingham,B152WB,UK

2BirminghamHeartlandsHospital,HeartofEnglandNHSFoundationTrust,B95SS,UK

3DepartmentofRespiratoryMedicine,AllergyandRheumaticDiseases,OsakaUniversity

GraduateSchoolofMedicine,2‐2Yamada‐oka,Suita,Osaka,Japan

4SchoolofBiosciences,UniversityofBirmingham,B152TT,UK

5SchoolofCancerSciences,UniversityofBirmingham,B152TT,UK

6WarwickMedicalSchool,UniversityofWarwick,Coventry,CV47AL,UK

Correspondingauthor:BNaidu,addressasabove,[email protected]

Telephone:02476523523 Fax:01214242200

Keywords:Lungcancer;vitaminD;epidemiology;prognosis

Wordcount=3353(excludingtablesandlegends)

. Published on May 3, 2012 as doi: 10.1183/09031936.00002912ERJ Express

Copyright 2012 by the European Respiratory Society.

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ABSTRACTBackground:VitaminDstimulatestranscriptionofanti‐angiogenicandapoptoticfactorsthat

maysuppresstumours,whilstvitaminDbindingprotein(DBP)maybeabiomarkerinmurine

lungcancermodels.WesoughttoascertainifthevitaminDaxisisalteredinlungcanceror

influencesprognosis.

Methods:148lungcancerpatients,68otherintrathoraciccancerpatientsand33non‐cancer

controlswerestudiedforupto5years.CirculatingDBPandvitaminDlevelswerecompared

betweengroupsandtheireffectonsurvivalassessedbyCoxregressionanalysis.Expressionof

DBPandvitaminDreceptor(VDR)wasexaminedinlungcancercelllinesandinnormaland

tumourlungtissuebyWesternblotandimmunohistochemistry.

Results:LowserumDBPlevelspredictedlungcancerspecificdeath(p=0.04),andDBPwas

poorlyexpressedinlungcancercellsonWesternblotandimmunohistochemistry.VitaminD

didnotpredictcancersurvival,andVDRexpressionwasvariableintumours.

Conclusions:PreservationofserumDBPisasignificantindependentfactorassociatedwith

bettercanceroutcomeinoperatedlungcancerpatients.GiventheestablishedroleofDBPin

macrophageactivationandclearanceofabnormalcellsfurtherstudyonitsinvolvementinlung

cancerismerited.

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INTRODUCTIONVitaminDisafatsolublevitaminbestknownforitsroleincalciumandphosphate

homeostasis.ItisalsoincreasinglyapparentthatVitaminDhasbeneficialhealtheffectsbeyond

theskeletalsystem.Serumconcentrationofcholecalciferol(vitaminD3;25OHD3)isthebest

indicatorofvitaminDstatusasitreflectscutaneousproductionaswellasthatintakeinfoods

andsupplements,whereas1,25‐Dihydroxycholecalciferol(1,25(OH)2D3)hasashorthalflife

andserumconcentrationsaretightlyregulated[1].VitaminDstatushasbeenreportedto

correlatewithcancerrisk,andplayaroleinthepreventionofcolon,prostateandbreast

cancers[2],althoughlessisknownaboutitsinfluenceonlungcancer.Noneoftheavailable

epidemiologicalworkhasbeenabletodeterminethelevelofriskconferredbyvitaminD

deficiency,becauseofconfounderssuchasobesityandamountofsunlightexposure.

VitaminDmaysuppresstumourprogressionbyreducingcellproliferation,invasivenessand

angiogenesis,andstimulatingapoptosis[2‐4].Italsoprotectsagainstmetastasesinvarious

tumourmodels,includingthelung[2‐4].InorderforvitaminDtoexertitsintracellulareffectsit

mustentercellsbydiffusionorbyendocytosiswhenboundtoitsmaincarrierprotein,vitamin

Dbindingprotein(DBP).Whenintracellular,vitaminDisdissociatedfromDBPandthen

undergoesaseriesofreactionsthatenableinteractionwiththevitaminDreceptor(VDR)–a

processillustratedinourpreviouswork[5].ThereissomesuggestionthatVDRexpressionis

reducedinlungcancer[6],implyingthatvitaminDwillbelessabletoexertitsanti‐tumour

effects,suchthatotheraspectsofthevitaminDaxiscouldbemoreimportant.

DBPisaglycosylatedalphaglobulin,partofthealbuminsuperfamily,beingabout58kDain

size,producedintheliverandlocatedpredominantlyinserum.Itisdividedinto2large

domains(IandII)andashorterdomainattheCOOHterminus(domainIII)[7],andisexpressed

inmanytissues[8]andbyneutrophils[9].Itcontributestomacrophageactivation[10],

augmentsmonocyteandneutrophilchemotaxistoC5‐derivedpeptidesandactsasanactin

scavengerprotein,asdiscussedinourrecentreview[5].Itmayplayaroleinmalignancy

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becauseofitseffectonmacrophages,whichareimportantbecauseoftheirpotentialtoclear

abnormaltissue[11].Indeedinlungcancer,thenumberofcytotoxicmacrophageswithinthe

tumourpredictssurvival[12].ThevitaminDaxismayoptimiseanti‐tumouractionsof

macrophagesintwoways.Firstly,DBPcanbeconvertedbyde‐glycosylationtoapotent

macrophageactivatingfactor(DBP‐MAF)[10].ThusintissuewhereDBPispoorlyexpressed,or

poorlyconvertedtoDBP‐MAF,macrophageactivationwillbesub‐optimal.Littleisknownabout

DBPexpressioninlungtissue,althoughwehavedemonstratedpreviouslythatDBPispresentin

airwaysecretions[13].Secondly,macrophagescanconvert25OHD3to1,25(OH)2D3[14],thus

optimizingdownstreameffectsonanti‐tumourgenetranscriptioninthesecells.

WehypothesizedthatthevitaminDaxismaybealteredinlungcancerandrelateadverselyto

prognosis:thismaybeduetoeithervitaminDdeficiency,inabilityoftumourtissuetorespond

tovitaminD,orreducedmacrophageactivationbyDBP‐MAFinandaroundtumours.

METHODSPrognosticeffectofserummarkersofthevitaminDaxis

PatientswererecruitedconsecutivelyfromthoracicsurgerylistsatHeartofEnglandNHS

FoundationTrust(HEFT)between2006and2009.Serumsamplesweretakenatseveraltime

points,aspartoftheCLUBstudy,aprospectivestudyofpotentiallungcancerbiomarkerswhich

isdescribedpreviously[15].Thecurrentprojectwasasub‐study,andonlythosewithpre

operativesamplesremainingwereselected.Thisgaveatotalof148lungcancerpatients,68

otherintrathoracictumoursand33non‐cancercontrols.Demographicfeatures,tumour

histologyandpathologicalstage,surgerytype,resectionmargins,smokeexposureandco‐

morbiditywererecorded.Pathologicalstagingwastakentobethegoldstandardandhasbeen

updatedtoreflectthelateststagingguidancefornon‐smallcelllungcancer(NSCLC)[16].Lung

cancerpatientswerefollowedforupto5yearsandsurvivalassessedusingCancerIntelligence

data.Thestudywasapprovedbythelocalethicscommitteeandallpatientsgaveinformed

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consent.VitaminD(25OHD3)wasmeasuredbytandemmassspectrometryatHEFT.DBPwas

measuredbyspecificELISA(Immunodiagnostik).

AssessmentofVDRandDBPinlungcancersandnormallung

Tumourandnon‐tumourlungtissuewasobtainedfrom25patientsundergoingresectionat

HEFTbetween2009and2010.Afterresectionlungsweretakenimmediatelytothepathology

departmentforinflationwith10%formalinatconstant25cmH2Opressureviacannulationof

themajorairway,andonceinflated,wereimmersedinformalinfor24hours.Representative

blocksofnormallungdistantfromthetumourandtumourblockswereselectedbyasingle

pathologistforsubsequentstaining.BothVDRandDBPwerestainedusingtheVentana

BenchmarkXTsystemwithultraviewtechnology.Theprimarymousemonoclonalantibodies

usedwereanti‐VDR(D‐6):SC‐13133(SantaCruzBiotechnologyInc,USA),andanti‐DBPA0021

(Dako,UK).Stainingwithbothantibodiesinvolveda30minuteCC1antibodyretrievalstep,

followedby32minutesantibodyincubation.TheVDRantibodywasdiluted1:100andDBP

1:10000.Anadditional4minutehaematoxylincounterstainwasusedintheanti‐DBPprotocol.

TheVDRprotocolwasadaptedfromthatpublishedforlungtissue[6]andtheDBPprotocol

fromthatpublishedforkidneytissue[17].Positivecontrolswerekidneytissue(VDR)andliver

(DBP)respectively;positivestainingwasdeterminedbyapathologistusingstandardsemi‐

quantitativetechniqueswhichgradeintensityofstaining[18].

AssessmentofVDRandDBPinlungcancercelllinesandnormallungtissue

Cancercelllinesweredescribedinourpreviousworkandculturedasindicatedtherein[19].

NCI‐231wasoriginallygiftedtoITbyDrYShimosataoftheNationalCancerResearchInstitute

inJapanin2003.A549s,NCI‐H292andNCI‐H69werepurchasedfromtheAmericanType

CultureCollection,USA,andauthenticatedatsourcein2003.Lu65andLu99werepurchased

fromtheRikenBioresourceCellCenterJapan,andauthenticatedatsourcein2003.HARAwere

purchasedfromtheHealthSciencesResearchResourceCenter,Japan,againin2003.Allcells

weretestedpriortotheexperimentshereinforN‐CAMexpressionbyflowcytometry(either

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positiveornegative–datanotshown)andMycoplasma(allnegative),asdescribedinour

previouswork[19].

Cellswerelysedinabuffercontaining1%TritonX‐100,0.1%SDS,1mMEDTA,10mM

Tris/HCl,pH7.5,150mMNaCl,0.01%sodiumazideandaproteaseinhibitorcocktail(Sigma).

TheproteinconcentrationsoflysatesweredeterminedusingtheDetergentCompatibleProtein

Assay(Bio‐Rad),and45µgreducingsampleswereseparatedonSDS‐polyacrylamidegels.

ProteinwastransferredtoPVDFmembranesandprobedwithchickenanti‐DBP,rabbitanti‐

VDRormouseanti‐tubulinantibodies(allSigma).ForDBPandtubulinblots,secondary

antibodieswereIRDye800CW‐conjugatedforvisualizationusingtheOdysseyInfraredImaging

System(LI‐COR).ForVDRblots,thesecondaryantibodywashorse‐radishperoxidase‐

conjugated(ThermoScientific)forvisualizationusingPierceECLchemiluminescencereagents

(ThermoScientific)andHyperfilm(AmershamBiosciences),whichwasdevelopedusingafilm

processor(AGFACurix60).

Statisticalanalysis

AllanalyseswerecarriedoutinSPSSversion16.0(Chicago,USA).Clinicaldatanormalitywas

assessedusingtheKolmogorov‐Smirnovtest(normal,p>0.05);parametricdataisreportedas

mean(SEM)andnon‐parametricdataasmedian(range).Thet‐testwasusedtocomparemeans

ofparametricdataandtheMannWhitneyorKruskalWallisfornon‐parametricdatabetween

groups.FrequencyvariableswerecomparedusingtheChisquaredtest.Bonferronicorrection

formultipletestswasusedfortheseanalysesmeaningthatunadjustedoverallpforsignificance

was0.01.AmultivariateCoxregressionanalysiswascarriedoutforsurvivalofthoseNSCLC

caseswithclearresectionmarginsusingage,gender,smokeexposure,histologicaltypeand

cancerstage,plusDBPorvitaminDlevelaspredictors.DBPwasassessedinquartiles(4

groups),ratherthanasacontinuousvariable.AllcomparisonsofvitaminDtookintoaccount

seasonofcollection,asdescribedinourpreviouswork[13].Statisticalsignificancewas

assumedatp<0.05intheabsenceofBonferronicorrection.

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RESULTSPrognosticeffectofserummarkersofthevitaminDaxis

Characteristicsofthepatientsareshownintable1.NoneweretakingprescribedvitaminD

supplementswhenadmittedforsurgery.Therewerenosignificantdifferencesbetweenthetwo

cancergroups(allp>0.05).Non‐cancercontrolswereyounger,morelikelytobemaleandhad

beenfollowedupforfeweryears(p=0.03,<0.01and0.02respectively).

Lungcancer

N=148

Othercancer

N=68

Non‐cancercontrols

N=33

Age 69.7(1.5) 66.6(54‐80) 54.5(33‐88)

Malegender 57(38.5) 22(32.4) 24(72.7)

Packyearssmoked 50.0(5‐120) 60.0(30‐100) 43.3(0‐70)

Currentsmoker 57(38.5) 9(13.2) 1(3.0)

Neversmoked 7(4.7) 3(4.4) 4(12.1)

Cancerdeath 33(22.3) ‐ ‐

Otherdeath 23(15.5) ‐ ‐

Yearsoffollowup 4.3(1.5‐5.3) 4.5(1.8‐5.7) 2.38(1.4‐5.0)

DBP(mg/dl) 33.7(1.5) 35.9(2.4) 45.5(5.1)

Cholecalciferol(ng/ml) 38.5(1.6) 15.7(2.0) 30.8(3.0)

Albumin(g/l) 37.6(3.8) 33.4(27.2‐39.6) 41.3(2.7)

Table1:Characteristicsofthepatients

Frequencydataisshowninboldtypesandislistedn(%).Forthequantitativedata,whereit

wasnormallydistributedmean(SE)isshownandfornon‐normaldatamedian(range).

Thehistologyofthelungtumours,andpathologyoftheotherpatientgroupsisshowninFigure

1.Squamouscellcarcinomaswerethemostfrequentlungtumour,whilstoesophagealcancers

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formedthemajorityoftheothercancers.6patientshadsmallcelllungcancerandwere

excludedfromfurtheranalyses.AmongsttheNSCLCcasespathologicalstagesweredistributed

asfollows:Ia=27patients;Ib=45;IIa=11;IIb=10;IIIa=22;IIIb=7.In20casesnewstagingcould

notbedeterminedfromthepathologyreportduetothelevelofdetailgiven.Amongsttheother

cancersalloesophagealpatientswerestageIIaorIIb,allmesotheliomapatientswerestageII

andofthe2lymphomapatientsonewasstageIIandonestageIII.

Cholecalciferolvariedwithseasonofcollection,asexpected,althoughthisdifferencewas

marginalandunlikelytobeofclinicalsignificance(Supplementarydata).Afteradjustmentfor

thisittendedtobehigherinlungcancerthannon‐cancerouslungdisease,althoughthiswasnot

statisticallysignificant(38.5v30.8ng/ml;p=0.06).InothercancersvitaminDwaslower

(15.7ng/ml;p<0.01).ThisisshowninFigure2a.Frequenciesofthe3usualclassesofvitaminD

levelinthelungcancerpatientsareshowninFigure2b.DBPwaslowerinlungcancerpatients

thannon‐cancerouslungdisease(33.7v45.5mg/dl;p=0.02)butdidnotdifferfromother

cancers(35.9mg/dl;p=0.72).ThisisalsoshowninFigure2a.DBPandcholecalciferoldidnot

correlatewithoneanother(p=0.62).Albumindidnotvarysignificantlybetweengroups(both

p>0.32);therewasnosignificantcorrelationbetweenthisandcholecalciferol(p=0.72)orDBP

(p=0.24).

Allpatientshadundergoneatleast12monthsoffollowupatthetimeofdataanalysis.One

yearsurvivalwas79.1%.Ofthosethatdiedduringtheirfollowupperiodthemediantimeto

deathwas0.93years(range0‐3.54years);whenonlycancerrelateddeathswereselectedmean

timetodeathwas1.04years(range0‐3.45years).Survivalatthemeanofcovariates,excluding

DBPandvitaminD,isshowninFigure3a,sub‐stratifiedforquartilesofDBPinFigure3b.Stage,

ageandpackyearssmokedwereallsignificantpredictorsofdeath(p=0.039,0.005and0.009

respectively),whilstgenderwasnot(p=0.96).IntheallcausemortalityanalysisneitherDBP

nor25OHD3predicteddeath(bothp>0.30).Whenonlydeathssecondarytolungcancerwere

consideredDBPbecameapredictor(p=0.041),theoddsratioofdeathfallingto0.95(0.91‐0.98)

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foreachunitgainedinDBP.Toputthisintocontext,alungcancerpatientexhibitingDBPlevel

equivalenttothatofourhealthycohortwouldhaveanORofdeathof0.59comparedtoa

patientwiththemeanDBPlevelseeninourcohort.FurtherdetailsoftheDBPanalysesare

shownintable2;thewideCIsreflectthesmallnumbersofdeaths.

DBPquartile DBPrange(mg/dl) Deaths(n/total) OR(95%CI) p

4 >43.02 3/32 ‐ ‐

3 33.25‐43.01 9/35 5.49(0.62‐48.52) 0.125

2 19.95‐33.24 7/31 5.77(0.59‐56.64) 0.133

1 <19.94 7/34 10.4(1.03‐125.42) 0.044

Table2:RelationshipofquartilesofDBPtolungcancerspecificdeathintheNSCLCcases

ThetableshowstherangeofDBPvaluesineachquartile(numberedindescendingorder,such

that4isthehighest),thenumberineachquartilewhodiedalungcancerspecific

death(n)/numberofindividualsinthatquartile,andtheoddsratioformortalitycomparedto

thehighestquartile.

AlbuminwasalsoassessedasapredictorinordertoascertainiftheDBPeffectwasspecific;

albuminwasnotsignificant(p=0.38).Cholecalciferoldidnotpredictlungcancerdeath(p=0.52).

AssessmentofVDRandDBPinlungcancersandnormallung

InnormallungVDRwasexpressedmoststronglyinbronchialepithelium,withlesserstainingin

pneumocytes(Figure4a).OnlyonetumourexhibitedabsentVDRexpression,howeverhalf

exhibitedlessintensestainingthanthenormallungtissuefromthatindividual(Figure4b).In

normallungDBPwaspresentpredominantlyinbloodandairwaysecretionswithlessintense

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staininginmacrophages(Figure4c).IngeneraltumourtissueonlystainedpositiveforDBPin

necroticareasandassociatedmacrophages,elsewhereitexhibitedintensityhalfthatofairway

secretions(Figure4d).16%oftumoursshowednoDBPexpression.Consistentwithrelatively

lowexpressionofVDRandDBPinlungtumours,eightlungcancercelllinesexhibitedlowor

absentexpressionoftheseproteinsbywesternblotting,comparedwithpositivecontrolblotsof

fournormallungsamples(Figure5).Normallungwasusedapositivecontrolbecauseofthe

detectionoftheseproteinsinlungsections(Figure4).

DISCUSSIONWehaveshownthatlowserumDBPbeforesurgerymaybeapredictorofsubsequentdeath

fromlungcancer,andthatexpressionofDBPiseitherloworabsentinlungcancertissue.This

supportsapathogenicroleforDBPinlungcancer,whichismostlikelytocentreonitsroleasa

precursorforDBP‐MAF,basedonitslocationonmacrophagesinnormallung,andinnecrotic

areasintumours.ItseemslikelythatDBPisnotproducedextensivelybylungtissue,but

diffusesfrombloodtoairwaysecretionsandtissuefluidsgiventhatlittlestainingwasobserved

inanyprimarypulmonarycellsinthenormallungsamples,andtheWesternblotsfromcell

linesshowednoexpression.Thismayexplainwhyaserummarkerwascapableofpredictinga

lungspecificoutcome.SmallamountsofDBPexpressionbynormallungandtumoursremainsa

possibility.PrognosticmarkersinlungcancerincludeERCC1,EGFR,RRM1andKRAS,although

mostofthesearebettervalidatedasmarkersintumourthancirculatingblood[20].Arecent

reviewoflungcancerbiomarkersnotedthatmanyofthestudieslookingatsuchbiomarkers

andsurvivalhavebeenconductedretrospectivelyonsamplescollectedduringclinicaltrials,

suchthattheirroleinpredictingresponsetotherapyratherthanoutcomeperseisbetter

known[20].ThehazardratioforthelowestquartileofDBPwassimilartothatconferredby

highlevelsofcirculatingcancercellsinarecentstudyof101patientswithstageIIIorIVNSCLC

[21].

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ThelinkbetweenDBPandlungcancerhasnotbeenstudiedindetail;onestudyofcirculating

DBPlevelsshowednodifferencebetweencancerandhealthyindividuals[22].Howeverthe

techniquesformeasuringDBPusedinthisstudyweremuchlesssensitivethanthecurrent

ELISA,andthestudyitselfwasnotspecifictolungcancer,comprisingatotalof100cases,split

betweenlung,prostateandgastrointestinalmalignancies. Morerecently,proteomicworkina

mousemodeloflungcancersuggestedthatDBPactsasadiseasebiomarker[23].DBPis

regulatedatatranscriptionallevelbypro‐inflammatorycytokinesandsteroids[24],andcould

potentiallyrelatetonutritionandcatabolicstates,ratherlikealbumin,sinceitisinthesame

familyofproteins.Wedidnotshowanyrelationshipofsurvivaltoalbuminlevels,butcannot

excludeanepiphenomenonlinkingDBPtoanotherunmeasuredpoorprognosticfactor

influencingourDBPmortalityanalyses.

PreviousworkhasshownthatconversionofDBPtoDBP‐MAFmaybereducedinmalignancy

duetotheactionofα‐N‐acetylgalactosaminidase[25].Duringtumourinvasionvariouscellsin

canceroustissuesproduceexo‐andendoglycosidases[26]andifthelatterenterthe

bloodstreamtheyarecapableofdeglycosylatingcirculatingDBP,aprocesswhichappearsto

relatedirectlytotumourburdeninamurinemodel[27].OurdatashowsthatDBPislowinthe

bloodoflungcancerpatients.ThusevenifDBPdeglycosylationisnotinvolved,macrophage

activationmaybelower,adverselyaffectingprognosis.AugmentationofDBP‐MAFhasbeen

proposedasadjuvanttherapyinsurgicallyresectedcancersforthesereasons;indeedincolonic

andprostatecancersDBP‐MAFimmunotherapyusedinthiswaywassafeandwelltoleratedin

earlyphasetrials[28‐29].DBP‐MAFhasalsoshownbeneficialeffectsonbreastcancercellsin

vitro[30].TheseconceptsrequirefurtherfollowupbeforetrialsofDBP‐MAFwouldbe

appropriateinlungcancer,butprovideanexcitingnewavenueforresearch.Specifically,amore

extensiveanalysisontheexpressionofDBP‐MAFandthemechanismsofdeglycosylationinlung

tissuewouldberequiredinthefuture.

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Cholecalciferoldidnotpredictoutcomeinoursurvivalanalysis.Fewstudieshavebeendone

examiningvitaminDstatusspecificallyinlungcancer.Zhouetal.investigatedtheassociation

betweensurgeryseasonandvitaminDintakewithrecurrence‐freesurvival(RFS)andoverall

survival(OS)in456early‐stageNSCLCpatients.Theyconcludedthatthejointeffectofseason

andintakeareassociatedandhigher25OHD3levelscorrelatedwithimprovedOSandRFS[31].

Inourstudylevelswerehigherinsummer,althoughthedifferenceswereunlikelytobe

clinicallysignificant;aspecificsurvivalanalysisaccordingtoseasonofsurgerywasnotcarried

outforthisreason.AsthemainsourceofvitaminDissynthesisintheskinfollowingsun

exposure,severalstudieshaveinvestigatedseasonalandgeographicalvariationincancerrisk

andsurvival[32‐33].Onesuchstudyinvestigatedtheimpactofseasonofdiagnosisand

residentialregionontheriskofdeathfromlungcancerinNorwegianlungcancerpatients[34].

ResultssuggestedthatvitaminDstatusatlungcancerdiagnosisisofprognosticvalueandthat

cancermortalitydecreaseswithincreasingsunexposure[34].Ourresultsareindirectcontrast

tothesestudies,perhapsbecauseofdifferencesinthestudycohorts.Firstlylessthan20%of

patientsweredeficientinvitaminD(Figure2b).Secondlyweshowedthatmosttumours

exhibitedlowerVDRexpressionthannormalepithelialtissue.Thismeansthatthetumours

wouldbelessresponsivetovitaminD,thuspreventingitsanti‐tumouractivities.Our

immunohistochemistryresultsconcurwithalargerstudyontheexpressionofVDRinnormal,

premalignantandmalignantbronchialtissue[6].Furthermore,theyarealsoconsistentwith

geneticepidemiologyworkwhichshowsthatVDRpolymorphismswhichleadtolessVDR

function,areassociatedwithmalignancyingeneral[35].Thisobservationechoessmallerlung

cancerstudieswhichhaveshownthattheVDRFokIpolymorphismisassociatedwithworse

survivalinNSCLC[36‐37],whilsttheTaqIpolymorphisminfluenceslungcancerrisk,itseffect

beingmodifiedbyage,genderandsmokinghabit[38].Itisalsopossiblethatunmeasured

confounders,suchasbodyweight,couldhavehadaninfluenceonourresults.

Ourstudyislimitedtosurgicallyresectedcases,whichledtorelativelysmallnumbersforthe

survivalanalyses;neverthelessthecohortremainscompetitiveinthefieldforitssizeand

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degreeofcharacterization.Theproportionoffemalepatientsishigherthantheaverage,and

manycaseswerequiteadvancedonpathologicalstaging(stageIIIaorb)whichmayreducethe

abilityoftheresultstobegeneralizedtootherpatientcohorts.Wedidnotformallyaccountfor

adjuvanttherapyuseinouranalyses,sinceonly3patientsreceivedit–giventhelownumbers

wefeltitwouldbeuninformativetodoso,butacknowledgethatthereisasmallchancethis

couldaffectresults.ThestudyisalsothefirsttoreportDBPimmunohistochemistryinthelung.

WewereunabletoconfirmthelocationofDBPonmacrophagesbyco‐localisationofDBPand

CD68stains,duetoahighlevelofbackgroundstainingintheduallystainedimages[datanot

shown,availableonrequest],althoughmanyoftheslidesshowmorphologicallythatthe

stainingisonthiscelltype.Wecorrectedouranalysesformultipletests,andacknowledgethat

itisonlytheunadjustedpvalueforDBPthatreachessignificance,since4quartilesweretested.

However,giventhemarkeddifferenceinsurvivalinthisgroup,andthefunctionaldatawe

presenttosupportourfindingsthereremainspotentialforclinicalsignificance.

InsummarywehaveshownthatlowcirculatingDBPmaypredictpoorprognosisinNSCLC,

whichwehypothesiseisbecauseofitsroleasaprecursortoDBP‐MAF.Theresultsrequire

independentreplicationandassessmentinlargercohortsbeforewecanbecertainofthe

validityofDBPasaprognosticmarker.Ifourresultsarevalidatedbyothergroupsfurther

researchtodetermineifDBP‐MAFmaybeausefultherapyinthefuturecouldbewarranted.

Acknowledgements

TheauthorswouldliketothankstaffinthedepartmentofthoracicsurgeryatHeartofEngland

NHSTrustwhocontributedtotissuecollection.WearealsogratefultoJingYangandVera

Novitskayafortheirhelpwithcultureoflungcelllines.

Funding

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AMTissupportedbytheWestMidlandsChestFundandCancerResearchUK.LMissupported

bytheSocietyforEndocrinology.MGTissupportedbyaSeniorFellowshipfromtheBritish

HeartFoundation.FBissupportedbyCancerResearchUK.BNissupportedbyTheHealth

FoundationandtheMidlandsLungTissueCollaborative.Nofunderhadanycontributiontothe

design,conductoranalysisofthework.

Statementofcontribution

AMTconceivedthestudy,collectedthetissueforimmunohistochemistry,performedstatistical

analysesanddraftedthemanuscript.AMperformedlaboratoryworkandfollowupdata

collection.LM,CW,GR,IT,YJandMTperformedlaboratorywork.SRandBNcollectedserum

samplesandbaselinepatientdata.GLpreparedalllungsamplesbyinflationandanalysedall

immunohistochemistry.FB,MGTandBNalsoreviewedthemanuscript,andBNsupervisedthe

work.

Conflictofintereststatement

Theauthorshavenorealorperceivedconflictsofinteresttodeclare.

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FIGURELEGENDSFigure1:Pathologicalfindingsinthepatients

Thebarchartshowsthepathologicalfindingsinthethreepatientgroups.Themajorityofthe

lungcancercaseswereeithersquamousoradenocarcinomas,withsmallernumbersofsmall

cell,largecell,bronchoalveolarcellandmixedcellularitytumours.Themajorityoftheother

intrathoraciccancerswereoesophageal,whilstthebulkofthenon‐cancercaseswerebenign

nodules.

Figure2:ComponentsofthevitaminDaxisincancerandnon‐cancerpatients

(a) Thebarchartshowsmean(SEM)vitaminDandDBPlevelsinthe3groups.VitaminD

didnotdifferbetweenlungcancerandnon‐cancerpatients(p=0.06),butwas

significantlylowerintheotherintra‐thoracicmalignancies(p<0.01).DBPwaslowerin

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lungcancerthannon‐cancerpatients(p=0.02)butdidnotdifferfromothercancers

p=0.72).

(b) ThepiechartshowsclinicalcategoriesofvitaminDlevelinthelungcancerpatients.The

majorityoflungcancerpatientsweresufficientinvitaminD.

Figure3:Survivalinthelungcancerpatients

(a) ShowssurvivalfromtheCoxregressionanalysesatthemeanofallcovariates,beforethe

additionofDBPorvitaminDtothemodel.

(b) Showssurvivalatthemeanofcovariates,sub‐stratifiedbyDBPlevel.Thetopline(4.00)

showsthehighestquartileofDBP,whilst3,2and1representdescendingquartilesof

DBP,withcorrespondinglylowersurvival.

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Figure4:VDRandDBPexpressioninlungtissue

(a) VDRstainsstronglyinbronchialepithelium,seenat10xmagnification(top)andmore

stronglythanadjacenttumourtissuewhenseenat40x(bottom).

(b) VDRgenerallyexhibitedlessintensestainingintumourtissue;2tumoursareshownat

20xand40x(bottom)magnification.

(c) DBPisseeninblood(top)andairwaysecretions(bottom);10xmagnification.

(d) DBPisseenonmacrophages(top)andatlowintensityinanadenocarcinoma(bottom);

both40xmagnification

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Figure5:DBPandVDRexpressionbyWesternblottinginlungcancercelllinesandlung

lysates

TheblotsshowDBP,VDRandtubulin(control)expressioninlungcancercelllines(A549to

NCI‐N231)andnormallung(lung1‐4).ThescaleontheleftisinkDa.DBPandVDRwere

universallyexpressedbywholelunglysates.InthecancercelllinesDBPwasexpressedvery

weaklyinsomelines,andabsentinmost.,whilstVDRwasnotexpressed.

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