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City of Elk Grove Request for Proposals for Bus Rapid Transit Feasibility and Implementation Study CITY OF ELK GROVE Request for Proposals For Consulting Services for a Bus Rapid Transit Feasibility and Implementation Study City Clerk’s Office City of Elk Grove 8401 Laguna Palms Way Elk Grove, CA 95758 Issued: September 6, 2018 Proposals Due by 2:00 p.m. on Thursday, September 27, 2018

CITY OF ELK GROVE · through Elk Grove and approaches the City’s boundary with Sacramento. This has often resulted in heavy congestion during the morning and evening peak commute

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City of Elk Grove Request for Proposals for Bus Rapid Transit Feasibility and Implementation Study

CITY OF ELK GROVE

Request for Proposals

For

Consulting Services for a Bus Rapid Transit Feasibility and Implementation Study

City Clerk’s Office City of Elk Grove

8401 Laguna Palms Way Elk Grove, CA 95758

Issued: September 6, 2018

Proposals Due by 2:00 p.m. on Thursday, September 27, 2018

City of Elk Grove Request for Proposals for Bus Rapid Transit Feasibility and Implementation Study

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TABLE OF CONTENTS

PROCUREMENT/PROJECT SCHEDULE* ........................................................................ 3

OFFICIAL NOTICE ................................................................................................................. 4

1.0 INTRODUCTION & SCOPE OF SERVICES ............................................................... 5

1.1 General Overview ......................................................................................... 5

1.2 Proposal Due Date, Time, and Location ....................................................... 6

1.3 Late Proposals .............................................................................................. 7

1.4 Withdrawal or Modifications of Proposals ..................................................... 7

1.5 Proposal Acceptance and Rejection ............................................................. 7

1.6 Proposal Evaluation ...................................................................................... 7

1.7 Proposal Award ............................................................................................ 7

1.8 Disclosure of Submitted Materials................................................................. 8

1.9 Waiver of Irregularities .................................................................................. 8

1.10 Register with the California Secretary of State ............................................. 8

1.11 Validity of Pricing .......................................................................................... 8

1.12 Use of Other Governmental Contracts .......................................................... 8

1.13 Qualification/Inspection ................................................................................. 9

1.14 Payment Terms ............................................................................................ 9

1.15 Performance ................................................................................................. 9

1.16 Term of Contract ........................................................................................... 9

1.17 Amendments ................................................................................................. 9

1.18 Records ........................................................................................................ 9

2.0 PROPOSAL EVALUATION AND GUIDELINES ....................................................... 10

2.1 Evaluation Process ..................................................................................... 10

2.2 Proposal Must State.................................................................................... 11

2.3 Reserved Right ........................................................................................... 11

2.4 Guidelines for Proposal ............................................................................... 11

3.0 SCOPE OF WORK ......................................................................................................... 14

3.1 Project Location .......................................................................................... 14

3.2 Required Tasks ........................................................................................... 14

4.0 ATTACHMENTS ............................................................................................................. 20

City of Elk Grove Request for Proposals for Bus Rapid Transit Feasibility and Implementation Study

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PROCUREMENT/PROJECT SCHEDULE*

Bus Rapid Transit Feasibility and Implementation Study

ADVERTISEMENT September 6, 2018

PROPOSALS CLARIFICATION DUE DATE September 18, 2018

5:00 P.M. PST

PROPOSAL CLARIFICATION POSTING September 19, 2018

PROPOSALS DUE DATE September 27, 2018

2:00 P.M. PST

ANTICIPATED INTERVIEW DATES** October 3, 2018

ANTICIPATED CONTRACT AWARD October 24, 2018 (City Council Meeting)

ANTICIPATED NOTICE TO PROCEED October 25, 2018

(Issuance of Notice to Proceed, subject to contract award by the City Council)

STUDY COMPLETED June 13, 2019

*Please note that this schedule may change at the City’s discretion

**Interviews are subject to the City’s discretion, consultants are expected to maintain availability on this date, and the identified Project Manager for the consultant team must attend the interview.

City of Elk Grove Request for Proposals for Bus Rapid Transit Feasibility and Implementation Study

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OFFICIAL NOTICE

REQUEST FOR PROPOSALS FOR CONSULTING SERVICES TO PREPARE A BUS RAPID TRANSIT FEASIBILITY AND IMPLEMENTATION STUDY FOR THE CITY OF

ELK GROVE

A copy of the Request for Proposal (RFP) package can be obtained at the Elk Grove City Clerk's Office located at 8401 Laguna Palms Way, Elk Grove California 95758, between the hours of 8:00 a.m. and 5:00 p.m., Monday through Friday, or via the internet at www.elkgrovecity.org. For details, contact Matt Boyer, Project Manager, by email at [email protected]. Contracts resulting from this RFP are subject to all applicable equal opportunity laws, Disadvantaged Business Enterprise (DBE) regulations and affirmative action requirements by Federal law. Information regarding these and other Federal and City of Elk Grove requirements is on file at the City of Elk Grove, City Clerk’s Office. Proposals shall be accepted via U.S. Mail, Package Delivery Service, courier, package, or hand delivery only. No facsimile, e-mailed, or other means of delivery shall be accepted. Each proposal shall be sealed and filed with the Elk Grove City Clerk’s Office, located at 8401 Laguna Palms Way, Elk Grove, CA 95758, no later than 2:00 p.m. on September 27, 2018.

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1.0 INTRODUCTION & SCOPE OF SERVICES

1.1 General Overview With a 2018 population estimate of 172,000, the City of Elk Grove (City) is the second largest City in the Sacramento region, and one of the fastest growing cities in California. Historically, the primary mode of transportation to, within, and from the City of Elk Grove has been the automobile, which often generates single occupancy vehicle trips that utilize the State Route 99 and Interstate 5 freeway corridors to connect with areas outside of the City. In 2013, the California Department of Transportation (Caltrans) identified that an annual average of approximately 87,000 vehicles are added daily to State Route 99 as it passes through Elk Grove and approaches the City’s boundary with Sacramento. This has often resulted in heavy congestion during the morning and evening peak commute hours on State Route 99 in Elk Grove as it approaches Sacramento. This Project is a feasibility and implementation study to look at the possibility of initiating Bus Rapid Transit (BRT) or Express Bus (ExBus) services in the Big Horn Boulevard corridor (on a roughly north-south alignment). BRT service in the Big Horn Boulevard corridor has been considered by the City for some time. Most recently, the City’s 2017 Comprehensive Operational Analysis included new commuter and local routes along Bruceville Road (from Cosumnes River College to Big Horn Boulevard)/Big Horn Boulevard (from Bruceville Road to south of Whitelock Parkway) to lay the foundation for a potential major transit investment in the future such as Bus Rapid Transit (BRT) service. Moreover, the City is moving forward with infrastructure improvements in the South East Policy Area (SEPA) in anticipation of approximately 1,200 acres of new employment-oriented development. SEPA is the last large-scale development area within the urbanized portion of Elk Grove. It lies directly south of the Laguna Ridge Specific Plan area and west of Lent Ranch/Elk Grove Promenade and the approved Sterling Meadows development. The SEPA transportation network includes a new, exclusive transit crossing of the Shed “C” multifunctional drainage channel, for either BRT or light rail service on the future extension of Big Horn Boulevard. OVERALL PROJECT OBJECTIVES:

Using milestone technical memorandums facilitate a discussion with the City Council regarding a large-scale vision for short- and long-term implementation of either BRT or ExBus service in the identified corridors.

Evaluate land use, infrastructure, ridership and ridership demand, and financial considerations to determine the feasibility of implementing successful BRT or ExBus service in the identified corridors.

Identify criteria that will be used to define “feasibility” and “infeasibility.”

Assess current fixed route services in each identified corridor, and the current time needed to complete one circuit. Identify the component parts of each circuit

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and the time associated with each part, i.e. boardings/alightings, intersection delays, etc.

Identify capital projects (i.e., intersection improvements, bus stop improvements), specialized rolling stock, and other strategies to reduce the time associated with each component part of a single circuit.

For each project and strategy, identify an itemized, and total project cost (including new rolling stock, additional infrastructure capital costs, additional operation and maintenance costs, and additional “soft costs” for staffing, additional planning, engineering studies, etc.); and, for each of these new BRT/ExBus costs, estimate the time savings likely to be achieved.

If either BRT or ExBus service is determined to be feasible by Council, prepare a multi-year strategy to incrementally implement the feasible services, including associated costs and potential revenue opportunities to fund the service.

If either BRT or ExBus service is determined to be feasible by Council, recommend a Year 1 program (Fiscal Year 2019/2020, beginning July 1, 2019) NO LATER THAN MARCH 15, 2019, that the City can consider in Budget development starting April 2019.

PROJECT KEY CHALLENGES:

Within the last year, the City made comprehensive changes to its fixed route services, including major changes in the corridors identified for potential BRT/ExBus services. The consulting team shall determine feasibility and potential ridership with limited historic data in the current system.

Although BRT and expansion of Sacramento Regional Transit District (RT) light rail services have long been contemplated, particularly in the Big Horn Boulevard corridor, the City has not defined a specific purpose, need, or viability of implementing such service in the immediate future.

Like many suburban communities, land uses in the identified corridors were not necessarily planned with BRT/ExBus, or even light rail, services considered at the time existing developments occurred. As such, the current land use mixes, and densities may or may not adequately support intensified transit services.

The City Council has directed staff to initiate this study and to complete the feasibility assessment, and incremental implementation strategy, with a detailed Year 1 (Fiscal Year 2019/2020) program of capital and operational investments in time for the City to consider these expenses in the preliminary budget discussions and City Council Budget deliberations starting in April 2019.

1.2 Proposal Due Date, Time, and Location Proposing Consultants (“Consultant” or “Consultants”) shall submit five (5) signed

sealed copies of their proposal. One copy shall contain all seals and original signatures;

all others shall contain photocopies of the seals and signatures. The original copy shall

be unbound. Consultants shall include a USB Flash Drive with a copy of their proposal

package.

Any alterations to the forms contained in the RFP may be cause for the proposal to be

declared as nonresponsive. For this RFP, all proposals shall be submitted to the Office

of the City Clerk no later than 2:00 PM, September 27, 2018. Any Proposals received

after the time specified shall be returned unopened. Proposals shall be submitted in a

sealed envelope clearly marked Professional Services Proposal for Bus Rapid Transit

Feasibility and Implementation Study and addressed to:

City of Elk Grove Request for Proposals for Bus Rapid Transit Feasibility and Implementation Study

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Office of the City Clerk

City of Elk Grove 8401 Laguna Palms Way

Elk Grove, CA 95758

Questions regarding this RFP are to be directed by e-mail to: Matt Boyer, Project

Manager at [email protected]. Such contact shall be for clarification purposes

only. The City must receive all questions no later than 5:00 PM September 18, 2018.

Material changes, if any, to the scope of services or proposal procedures shall only be

transmitted by written addendum and posted to the City’s web site. Addendums and

answers to submitted questions shall be available via the City of Elk Grove website

under “Notice” for the RFP announcement. Receipt of addendum shall be acknowledged

in your proposal.

Proposals shall not be accepted by fax or electronically.

1.3 Late Proposals Proposals arriving after the specified date and time shall not be considered, nor shall

late proposals be opened. Each Consultant assumes responsibility for timely submission

of its proposal.

1.4 Withdrawal or Modifications of Proposals Any proposal may be withdrawn or modified by a written request signed by the Consultant and received by the City Clerk prior to the final time and date for the receipt of proposals. Once the deadline is past, Consultants are obligated to fulfill the terms of their proposal.

1.5 Proposal Acceptance and Rejection The City reserves the right to accept any proposal, to reject any and all proposals, and

to call for new proposals, or dispense with the proposal process in accordance with the

Elk Grove Municipal Code.

1.6 Proposal Evaluation Consultants shall be evaluated based on professional excellence and demonstrated competence in providing the requested services. The City of Elk Grove reserves the right to use all information at its disposal in determining the degree to which any prospective consultant meets the aforementioned criteria.

The evaluation and selection process for written proposals will be based on the criteria and weights as presented in Section 2.1.

1.7 Proposal Award The City intends to develop a shortlist of at least three (3) Consultants with the highest total percentage based on the ranking of the proposals, with one being the highest .. The City reserves the right to shortlist more or less than three (3) Consultants. References of shortlisted firms will then be evaluated and the Consultant with the highest ranking (with one being the highest) may be selected. If the City is not able to make a selection based on these criteria, the City may conduct interviews with as many of the shortlisted Consultants as the City deems necessary. Should Interviews be needed, they would likely be informal and consist primarily of question and answer session.

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The Consultant with the highest ranking (with one being the highest) at the conclusion of the interviews will be the top ranked Consultant. Final scope, schedule and fees will be negotiated with the top ranked Consultant after the conclusion of the selection process. If an agreement on the scope of services and compensation cannot be reached, negotiations with the top ranked Consultant will be closed, and negotiations with the next-highest ranked Consultant will be opened. The process is repeated until a contract is successfully negotiated. Due to the contract value, an audit of the contract may be required. The City reserves the right to extend the schedule and/or introduce additional steps in order to fairly and objectively review and rank the Consultant responses. In the event the City does need to modify the process, notice will be given via e-mail. Nothing herein shall obligate the City to award a contract to any responding Consultant. Any contract awarded will be non-exclusive, and the City reserves the right to seek services from other sources, in the City’s sole discretion. This RFP does not commit the City to pay any costs incurred in the preparation and presentation of submittals.

1.8 Disclosure of Submitted Materials After selection and execution of the contract(s), (or prior thereto if required by law) all information and materials provided in each submittal received is subject to disclosure through a public records request pursuant to the California Public Records Act, or otherwise as may be required by law. The City, in its sole discretion, may release any submitted materials, regardless of whether such materials are marked by respondents as confidential or otherwise as protected.

1.9 Waiver of Irregularities The City retains the right, in its sole discretion, to waive any irregularities in proposals that do not comply with the strict requirements of this RFP, and the City reserves the right to award a contract to a Consultant submitting any such non-compliant proposal, all in the City’s sole discretion.

1.10 Register with the California Secretary of State Unless Consultant is a sole proprietorship, Consultant must be registered and in good standing with the California Secretary of State within 14 days following notification of the City’s intent to award a contract to Consultant and prior to execution of a final contract. Failure to timely register with the Secretary of State may result in the City awarding the contract to another Consultant. Additional information regarding the registration process may be found on the Secretary of State’s website at: https://businesssearch.sos.ca.gov/.

1.11 Validity of Pricing Consultants are required to provide a fee structure including the hourly rate of the principals to be assigned to the matter, and proposed cost (line item descriptions and pricing), and expense reimbursements levels, and total costs. No cost increases shall be passed onto the City after the proposal has been submitted. No attempt shall be made to tie any item or items contained in this RFP with any other business with the City; each proposal must stand on its own.

1.12 Use of Other Governmental Contracts The City reserves the right to reject any part or all of any proposals received and utilize other available governmental contracts.

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1.13 Qualification/Inspection

Proposals will only be considered from Consultants normally engaged in providing the

types of services specified herein. By responding to this RFP, the Consultant consents

to the City’s right to inspect the Consultant’s facilities, personnel, and organization at

any time, or to take any other action necessary to determine Consultant’s ability to

perform. The City reserves the right to reject proposals where evidence or evaluation is

determined to indicate inability to perform. The City reserves the right to interview any

or all responding Consultants and/or to award a contract without conducting interviews.

1.14 Payment Terms

The selected Consultant will be compensated on a cost plus fixed fee basis with a not-

to-exceed amount in accordance with the terms of the City’s standard consultant

agreement (hereto as Attachment 1). Final scope, schedule and fees will be negotiated

with the top ranked Consultant(s) after the conclusion of the selection process. The

selected Consultant will be paid on a monthly basis for services rendered.

1.15 Performance It is the intention of the City to acquire products and services as specified herein from a

Consultant that will give prompt and convenient service.

1.16 Term of Contract The term of the contract will be for a specified period of time, commencing upon

execution. The City anticipates the contract to be for a term of 9 months. The City

reserves the right to set, or extend, the term for period deemed to be in the best

interests of the City, and terminate the contract as set forth therein.

1.17 Amendments If, in the course of the performance of the contract, Consultant or the City proposes changes to the services provided, and informal consultation with the other party indicates that a change in the terms and conditions of the contract may be warranted, Consultant or the City may request a change in the contract. The parties to the contract will meet to discuss and negotiate the required documents. Upon completion of those negotiations, the negotiated documents will be submitted to the City for approval. Upon approval by the City, an “Order to Proceed” with the approved changes will be submitted to Consultant. Any amendment to the contract will not render ineffective or invalidate any unaffected portions of the contract. Nothing in this section obligates the City to agree to any change order or other amendment, and the City may withhold such agreement in its sole discretion.

1.18 Records The Consultant shall maintain complete and accurate records with respect to labor costs, material expenses, and other such information required by City that relates to the performance of services under the contract. The Consultant shall maintain adequate records of services provided in sufficient detail to permit an evaluation of the services. All such records shall be maintained in accordance with generally accepted accounting principles and shall be clearly identified and readily accessible and in a form acceptable to the City, which the City may specify and change from time to time. The Consultant shall provide free access to the representatives of City or its designees, at reasonable times, to such books and records, shall give City the right to examine and audit said books and records, shall permit City to make transcripts there from as necessary, and shall allow inspection of all work, data, documents, proceedings, and activities related to the contract. Such records, together with supporting documents, shall be maintained for City’s inspection for a period of at least seven (7) years after expiration of the contract.

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2.0 PROPOSAL EVALUATION AND GUIDELINES

2.1 Evaluation Process The City shall appoint an evaluation team to review proposals. Each member of the team shall be given copies of the proposals and asked to evaluate the proposals based on the criteria indicated in the table below. The evaluation team shall evaluate the merits of the proposals received in accordance with the the criteria indicated in the table below and factors stated in this RFP and formulate a recommendation. For each evaluation criteria, proposals will be evaluated on their relative strengths, deficiencies, and weaknesses.

Project Evaluation Criteria

Category Description

Firms Qualifications, Experience, and

References

Overall qualifications of firm including experience, references and capabilities for providing the required services

History and years of experience of organization

Project descriptions of the Consultant’s related work experience, schedule, and fee

Experience in working with local agencies and understanding the financial practices regarding government agencies

References from organizations where consulting services similar to the work identified in this RFP were provided (at least three)

Project Manager and Staff Qualifications

Qualifications and experience of proposed Project Manager and personnel for requested services; resumes of key personnel must be included.

Proposals must state a firm commitment that the identified Project Manager will be maintained throughout the duration of the project.

Work Plan

Depth of Consultant’s understanding of City’s requirements

Clear approach to addressing each task identified in the Scope of Work

Management practices including project management processes and tools, quality control procedures, and schedule adherence

Demonstrated capacity to meet the project schedule.

Quality and Responsiveness of the

Proposal

Overall completeness and responsiveness of the proposal in accordance with the RFP instructions

Interview Evaluation Criteria (if applicable)

Project Manager Project understanding, approach, and communication

abilities.

Questions and Answers Response to panel’s questions.

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The City of Elk Grove reserves the right to interview any or all respondents to this RFP, or to ask for additional information or clarifications. The City of Elk Grove reserves the right, at its sole discretion, to accept a response that does not satisfy all requirements but which, in the City’s sole judgment, sufficiently demonstrates the ability to satisfy the major requirements set forth in this RFP. The City of Elk Grove expects to complete its evaluation process to select a qualified Consultant within thirty (30) days after the proposal due date, but reserves the right to change key dates and action as the need arises. If, after reviewing proposals, the City determines that more than one proposal falls within a competitive range, then the City of Elk Grove may, at its sole discretion, schedule interviews with proposers. Information received as part of the interview will be used to determine the most competitive proposer. For additional information see section 1.7 Proposal Award.

2.2 Proposal Must State All proposals must set forth full, accurate, and complete information as required in the

RFP, including any addenda, forms and attachments.

2.3 Reserved Right The City reserves the right to withdraw this solicitation at any time in the process prior to

contracting. The City will post any withdrawal on the City's web site at

www.elkgrovecity.org. If such action is taken by the City, no Consultant shall have claim

for recompense.

2.4 Guidelines for Proposal The following guidelines are provided for standardizing the preparation and submission

of proposals. The intent is to assist respondents in the preparation of their submissions

and to assist the City by simplifying the review process providing standards for

comparison of submissions.

Statements submitted in response to this RFP shall include a complete response to the

requirements in this section in the order presented. Statements should be a straight

forward delineation of the Consultant's capability to satisfy the intent and requirements

of this RFP, and should not contain redundancies and conflicting statements.

The proposal should be succinct. The submitted material should focus on technical

content that demonstrates experience and understanding, availability, and commitment

of the firm and its team.

All references to the maximum number of pages are to a single side, not including tabs

or section dividers. A twenty (20) page maximum is required for items 2.4.1 through

2.4.7 below. The minimum font size for the body text shall be 10 point although 12 point

is preferred. The required page limit does not apply to a table of contents, front cover

page and back cover page. A maximum of four (4) 11x17 sheets may be utilized and will

count as a single sheet against the required page limit. 11x17 sheets should be utilized

only for exhibits/schedules requiring additional page size and should be folded to

8.5”x11” size.

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Proposals shall contain the following information in the order listed: 2.4.1 Cover Letter The cover letter shall include the Consultant's name submitting the proposal, their

mailing address, telephone number, email address and contact name. The letter

shall address the Consultant's understanding of the project based on this RFP and

any other information the Consultant has gathered. Include a statement discussing

the Consultant's interest and qualifications for this type of work. A principal of the firm

authorized to legally bind the firm shall sign the letter.

The proposal must include the office location at which work will be performed and a

single organization chart for the Project Team including the Prime and any Sub-

Consultants.

Finally, the cover letter must identify the assigned Project Manager and must state a

firm commitment that the identified Project Manager will be maintained throughout the

duration of the project, unless the City approves a change. (Note: the City reserves the

right to not approve a change in Project Managers.)

2.4.2 Table of Contents

The Consultant shall insert a comprehensive table of contents denoting sections

2.4.1 through 2.4.7 of the proposal as indicated below.

2.4.3 Qualifications and Experience

Describe the Consultant's capability for actually undertaking and performing the

work, including any professional licenses and certificates held by the Consultant. List

types and locations of similar work performed by the Consultant in the last five (5)

years that best characterizes the quality and past performance. Include names and

current phone numbers for contact on services provided and performance. At least

three (3) reference letters and/or contacts from previous organizations where the

Consultant completed work similar to this RFP shall be provided as part of the

proposal package.

2.4.4 Work Plan

The work plan must indicate the Consultant's ability to meet each specification as

outlined in this document. The work plan must address the items of work as

described in this RFP. The plan should be simple, easy to read and follow, and

address and satisfy the objectives and specifications as listed in the Scope of Work

in this RFP.

2.4.5 Project Schedule

The prospective Consultant shall prepare a schedule that is both adequate and

reasonable to ensure timely completion of Task 7 identified in the Scope of Services

by March 15, 2019 and the Final Report (Task 9) by June 13, 2019.

2.4.6 Conflict of Interest Statement

Include a statement regarding any activities or relationships of the Consultant that

might create a conflict of interest for the Consultant or the City, and, if such activities

or relationships exist, a description of the facts, legal implications, and possible

effects sufficient to permit the City to appreciate the significance of the conflict and to

grant any conflict waiver, if appropriate and necessary. If the Consultant has no

conflicts of interest, a statement to that effect shall be included in the proposal.

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2.4.7 Supportive Information/References

This section may include graphs, charts, photos, resumes, references, and any other

relevant information in support of the Proposer's qualifications.

2.4.8 Professional Services Contract Attached to the RFP (Attachment 1) is a copy of the City's standard Professional Services Contract (Contract). The City's standard Contract may be modified, in the City's sole discretion, to address the specific provisions of this RFP and Consultants should note that any specifications or other requirements specific to this RFP shall be included in the Contract and Contract's exhibits following an award of the Contract. Please review the Contract carefully and note in your proposal any exceptions or alterations to the Contract. Alterations or changes to the Contract that are not in the Consultant's response shall not be allowed after the selection of the Consultant. This includes alterations, exceptions, or changes to the insurance and indemnity provisions. By requiring these requests up front, the City can compare all respondents on an equal basis. However, the City reserves the right, in its sole discretion, to accept or reject any and all proposed changes to the City's Standard Contract. For reference, the insurance amounts that appear in the attached Contract are summarized below.

TYPE SINGLE LIMIT / OCCURRENCE

AGGREGATE ENDORSEMENTS***

General Liability (1A) $500,000 $500,000 Additional Insured Waiver of Subrogation

Auto Liability (2A) $300,000 Non-Commercial Acceptable

Work Comp (3A) Employer’s Liability

Statutory $1,000,000 each

Waiver of Subrogation

Professional Liability (4A)

$1,000,000 $1,000,000 (1 year tail) (Retro Date)

***Must be actual endorsements. Typed statements on Certificates of Liability are unacceptable. This is a summary only. Please refer to the insurance section and/or exhibit of this Contract for specific requirements.

2.4.9 Fee Include a separate 9” x 12” sealed envelope containing a cost proposal, hourly rates and other applicable fees. Cost proposals shall include the information required in Attachment 2 – Exhibit 10-H: Sample Cost Proposal, although Consultants may choose to use either Exhibit 10-H or another format with equivalent details and information. Note: This information does not constitute a bid. Separating the cost proposal ensures an objective review of the proposals before cost information is considered.

The cost proposal shall be submitted in a cost plus fixed fee format and should include the following detail:

Work hours for each team member, by task, and total work hours by all members for each task.

Billable rates of each member of the Project team.

Breakdown of direct costs, profit, indirect rate, and estimated reimbursable expenses. Mark ups on sub consultants are not allowed.

Project cost estimates and fee from each subconsultant on the Project team for his/her portion of the work at the same level of breakdown noted above.

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3.0 SCOPE OF WORK The following Scope of Work elements shall be included in the feasibility and implementation study.

3.1 Project Location It is anticipated that a majority of the project work will be conducted by the Consultant at their facility/office. However, the Consultant selected for this Contract may be required to meet with City staff to discuss work progress or other Scope of Work tasks at the following location:

Elk Grove City Hall 8401 Laguna Palms Way

Elk Grove, CA 95758

3.2 Required Tasks The Consultant shall address each task and identify specific deliverables and actions that will be used to complete each task. Respondents should attempt to follow the outline of the nine (9) tasks identified below to facilitate the City’s review. As a major element of this study is an accurate assessment of the feasibility to implement any level of BRT or ExBus service, the City reserves the right to determine that such services are infeasible to implement, and to terminate any remaining steps in the planning process, following each milestone deliverable. In the event the Contract is terminated, Consultant shall be compensated only for the work completed prior to termination. TASK I PROJECT MANAGEMENT

Task 1.1 Kick-Off Meeting. Prepare an agenda and supporting materials (including a detailed “Data/Information Needs List”) for a Kick-Off meeting with City staff to discuss project objectives and project administration. Prepare action items and distribute to invitees within five (5) business days following the date of this meeting. Proposals must include a “Data Needs List” of reports, statistics, and other information that are desirable to update needed information to facilitate a ‘hit the ground running’ approach to assessing the feasibility of BRT/ExBus service, particularly given the aggressive project schedule. The City will collect and transmit to the successful Consultant all available information identified in the Data Needs List, at, or prior to, the Kick-Off meeting. Consultants should also review the City’s recently adopted “Comprehensive Operational Transit Analysis” (COA), which can be found on the City’s website: www.e-tran.org, to understand historical data and analysis that was conducted prior to the City’s major transit service changes in October 2017. The COA contains important contextual information that can be used in the BRT/Ex Bus service study. Task 1.2 Monthly Invoice and Progress Reports. Prepare monthly invoices and progress reports identifying completed work, upcoming work, and any issues requiring resolution. Progress reports shall clearly identify each task, with detail provided on the work completed for each task as invoices are submitted to the City. Task 1.3 Quality Assurance / Quality Control. Review internal draft work products and invoices, including those of any sub-consultants, before submittal to the City in order to ensure quality, and to streamline City staff reviews.

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Proposals must provide a description of the breadth and processes used by the Consultant to ensure Quality Assurance and Quality Control. Task 1.4 Project Team Meetings. Prepare an agenda and supporting materials for frequent Project Team meetings. The Project Team is expected to include City staff, including the City traffic engineer, the Sacramento Area Council of Governments (SACOG) representatives, and other City and agency officials as needed to ensure thoroughness of direction to the Consultant team, and accuracy of the study deliverables. Prepare action items and distribute to invitees within five (5) business days following the dates of these meetings. Maintain a cumulative log of Action Items from all meetings. Task 1.5 City Council Presentation Support. The Consultant shall be required to assist with the preparation of any necessary supporting materials for the identified Council presentations. This could include, but is not limited to, the preparation of staff reports, exhibits, and powerpoint presentations for the Council.

Task Deliverable

1.1 Kick-Off Meeting Agenda and Action Items

1.2 Monthly Invoices and Progress Report

1.4 Project Team Meeting Agendas and Action Items

1.5 City Council Presentation Support Materials (as needed)

TASK 2 DATA COLLECTION AND INFORMATION GATHERING

Task 2.1 Routes, Ridership, and Infrastructure. Collect all data necessary to complete the remaining tasks, including information regarding existing transit services, ridership data, and key elements of supporting infrastructure, including existing bus stops and related passenger amenities, and roadway data including lane configurations and intersection controls. The Consultant must also review the City’s COA document to understand the historical data, analysis, and context for the major transit service changes that became effective in October 2017. Task 2.2 Land Uses, Origins/Destinations. Collect all data related to existing and proposed land uses, City’s General Plan land use designations and zoning, land use densities, and key origins and destinations. Task 2.3 Financial Data. Collect all financial information including existing passenger fare revenues, formula funding sources, and historic and potential discretionary funding sources. Task 2.4 Other. Collect all other information necessary to successfully complete the remaining tasks. Task 2.5 Technical Memorandum #1 - Summary of Background Information. Information and data gathered in Tasks 2.1 through 2.4 is to be summarized in Technical Memorandum #1, including tables and graphics to communicate information effectively.

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Task Deliverable

2.1 – 2.4 Data/Information Needs List

2.5 Technical Memorandum #1 - Summary of Background Information

TASK 3 OPPORTUNITIES AND CONSTRAINTS

Task 3.1 Evaluation of Existing Fixed-Route Service. Using the data collected in Task 2, evaluate existing fixed-route services in order to assess the feasibility of implementing either BRT or ExBus service. Task 3.2 Evaluation of Existing Land Uses, Densities and Origins/Destinations. Using the data collected in Task 2, evaluate existing and proposed land uses in order to assess the feasibility of implementing either BRT or ExBus service.This task shall also evaluate and recommend opportunities to improve the feasibility of BRT or ExBus by modifying future land use types and densities, if and where feasible. Task 3.3 Evaluation of Other Critical Factors that Will Be Used to Determine the Feasibility of BRT or ExBus Service. Task 3.4 Technical Memorandum #2 - Opportunities and Constraints to Implement BRT/ExBus in Elk Grove. Information and data gathered in Tasks 3.1 through 3.3 is to be summarized in Technical Memorandum #2, including tables and graphics to communicate information effectively. Task 3.5 City Council Presentation #1 (January 2019). This presentation should focus on the information gathered in Technical Memorandums #1 (Background Information) and #2 (Opportunities and Constraints). Following presentation of this information, through discussion or a related workshop or study session, develop a deep understanding of the City Council’s stated and underlying objectives related to the potential implementation of BRT and/or ExBus services. The presentation to the City Council should present a series of considerations that might impact the readiness of the City to move forward with BRT/ExBus service in Fiscal Year 2019/2020, as a result of the BRT Feasibility and Implementation Study. Examples of these considerations might include the following.

City Council direction for this study was limited to the single Bruceville Road/Big Horn Boulevard corridor. Is there one or more additional BRT/ExBus route(s) that would need to be implemented concurrently, including a possible east-west aligned route? If so, the study may need to be terminated and a more comprehensive route analysis/route re-design studied.

Similarly, is the identified Bruceville Road/Big Horn Boulevard the most-appropriate initial corridor for BRT/ExBus?

Do the existing standard fixed-route services need to be re-evaluated from a route alignment, service frequency, or route scheduling perspective in order to support BRT/ExBus in the Bruceville Road/Big Horn Boulevard corridor. If so, the study may need to be terminated and a more comprehensive route analysis/route re-design studied.

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The presentation to the City Council should also include recommendations based upon the presentation and considerations identified above. The preliminary range of alternatives, subject to input from the consultant team, and early months of work on the study, should include the following.

Option #1 that would continue with development of a multi-phase plan to implement BRT/ExBus starting in Fiscal Year 2019/2020, and a presentation to the City Council in April 2019, on the 2019/2020 recommended program.

Option #2 that would terminate the BRT Feasibility and Implementation Study, because there is a need to comprehensively re-evaluate/re-design the City’s fixed route bus system to connect and support BRT/ExBus/

Option #3 that would terminate the BRT Feasibility and Implementation Study, because it is determined that other factors, including existing land use mixes and densities are not expected to adequately support BRT/ExBus at this time, deferring further consideration of implementing such services for a minimum of 3-5 years.

Task Deliverable

3.4 Technical Memorandum #2 - Opportunities and Constraints to Implement BRT/ExBus service in Elk Grove

3.5 City Council Presentation – January 2019

If the result of the City Council’s direction in January 2019, is to proceed with the BRT Feasibility and Implementation Study, the Consultant shall complete Tasks 4, 5, 6, 7, 8, and 9. TASK 4 DEVELOP ROUTE TIME BUDGETS

Task 4.1 Parse Single Trip in Each Corridor into Discernable Elements (boarding/alighting, intersections, etc.). Using timetable and observed data collected regarding the total time for a single bus to make one full circuit in each potential BRT/ExBus corridor, break down the trip into the component parts. Task 4.2 Calculate Time Associated with Each Element. Using the information gathered in Task 4.1, calculate the average time a bus needs to complete each component step of a single circuit (time budget). Task 4.3 Technical Memorandum #3 - Route Time Budgets. Information and data gathered in Tasks 4.1 and 4.2 are to be summarized in Technical Memorandum #3, including tables and graphics to communicate information effectively.

Task Deliverable

4.3 Technical Memorandum #3 - Route Time Budgets

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TASK 5 IDENTIFY STRATEGIES TO REDUCE EACH ELEMENT OF A SINGLE LOOP TIME BUDGET

Task 5.1 Identify Alternatives for Each Element to Reduce Time. For each element within the time budget for an identified corridor, identify one or more strategies within a BRT or ExBus model that would reduce time associated with that element. For instance, intersection delays might be addressed through signal pre-emption, queue jumps or other strategies. Task 5.2 Technical Memorandum #4 - Strategies to Reduce Travel Times. Information and data gathered in Task 5.1 is to be summarized in Technical Memorandum #4, including tables and graphics to communicate information effectively.

Task Deliverable

5.2 Technical Memorandum #4 - Strategies to Reduce Travel Times

TASK 6 COST ESTIMATES Task 6.1 Estimate Cost for Each Alternative for Each Element. For each alternative strategy identified in Task 5, develop a cost estimate, with sufficient detail to ensure maximum accuracy for purposes of planning. Note: looking forward to subsequent tasks, costs that are associated with initial phases of implementation have a greater need for maximum accuracy as these would be used for City budgeting purposes. Costs associated with future phases, such as significant intersection modifications are understood to be more planning-level estimates that would be refined during subsequent project development. Task 6.2 Technical Memorandum #5 - Cost Estimates. Information and data gathered in Task 6.1 is to be summarized in Technical Memorandum #5, including tables and graphics to communicate information effectively.

Task Deliverable

6.2 Technical Memorandum #5 – Cost Estimates

TASK 7 MULTI-YEAR IMPLEMENTATION PLANS AND BUDGET Task 7.1 Identify Preferred Alternative (ensuring integration of recommendations). Using the information gathered through Tasks 2 through 6, develop a multi-year, “preferred alternative” to implement BRT and/or ExBus service, starting from the existing fixed route service, and making annual investment that over-time could transform service to the maximum feasible BRT/ExBus service. Task 7.2 Develop Annual Budgets (Capital Improvements, Rolling Stock, and Operational Costs) through implementation of the maximum feasible BRT/ExBus service. Task 7.3 Identify CEQA/NEPA Considerations, if any. For each element of the preferred alternative, identify those that require, or may require analysis and documentation to comply with the California Environmental Quality Act (CEQA) and the National

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Environmental Policy Act (NEPA), including the likely level of document, i.e. for a CEQA Categorical Exemption, Negative Declaration, or Environmental Impact Report. Also identify those elements that would not require CEQA/NEPA analysis and documentation. Task 7.4 Identify Potential Funding Sources for BRT/ExBus Service. Identify available Federal, State, and other programs that could fund the capital and operational costs associated with a BRT/ExBus service implementation. Furthermore, identify what additional information, and/or materials, would be required in order for this project to qualify, or better compete, for available funding per known funding program criteria. Task 7.5 Technical Memorandum #6 - Multi-Year Implementation Plan and Budget. Information and data gathered in Tasks 7.1 through 7.4 are to be summarized in Technical Memorandum #6, including tables and graphics to communicate information effectively.

Task Deliverable

7.1 Preferred Alternative

7.2 Annual Budgets

7.3 CEQA/NEPA Considerations

7.4 Funding Sources for BRT/ExBus Service

7.5 Technical Memorandum #6 – Multi-Year Implementation Plan and Budget

TASK 8 COMMUNITY OUTREACH AND COUNCIL PRESENTATIONS Task 8.1 Community Meeting. A Community Meeting is to be held to present the technical work of the study, relevant information from the City Council presentation in January, and a preview of the likely recommendation(s) to the City Council in April 2019. It is anticipated that this meeting will be held in February 2019. Task 8.2 City Council Presentation #2. If the result of the City Council direction in January 2019, is to proceed with the BRT Feasibility and Implementation Study, the Consultant shall present the key data, findings and recommendations from Technical Memorandums #3, #4, #5, and #6, with emphasis on the recommended program and budget for Year 1 implementation (Fiscal Year 2019/2010, beginning July 1, 2019), to the City Council in April 2019. TASK 9 DRAFT AND FINAL REPORTS If the Study continues past the January 2019 City Council meeting, the Consultant shall prepare Draft Reports for Administrative and Public Review, and Final Report. Task 9.1 Administrative Draft. Key information from Task 2 through 7 is to be compiled into a single Administrative Draft Final Report. Task 9.2 Public Draft. Following review and comments from the Project Team, prepare a Public Draft of the Final Report. Task 9.3 Final Report. Based upon public comments received and direction from Project Team on the Draft Final Report, prepare a Final Report for approval by the City Council in June 2019. The Consultant may, or may not, need to make a formal presentation at

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that meeting, in the City’s discretion.

Task Deliverable

9.1 Administrative Draft Final Report

9.2 Public Draft Final Report

9.3 Final Report (and Council presentation at City’s discretion)

4.0 ATTACHMENTS

Attachment 1 – Sample City Consultant Contract Agreement Attachment 2 – Exhibit 10-H: Sample Cost Proposal

Attachment 1

Sample City Consultant Agreement

CITY OF ELK GROVE

CONSULTANT CONTRACT FOR

CONSULTANT

Title of Contract

1

CONTRACT FOR SERVICES

THIS CONTRACT is made on _________________, 20__, by and between City of Elk Grove, a municipal corporation (the “City”) and ___________, a ________________ (the “Consultant”), collectively referred to as the “Parties.”

WITNESSETH

WHEREAS, Consultant has presented a proposal to provide services, which services are

identified in the Scope of Work attached hereto and incorporated herein by this reference as Exhibit A, and by reason of its qualifications, experience, and facilities, is duly authorized to perform the type of services contemplated herein; and,

WHEREAS, City desires to hire Consultant to perform the Scope of Work pursuant to the terms

and conditions set forth herein;

NOW, THEREFORE, in consideration of the mutual promises set forth herein, City and Consultant agree to as follows: 1. SCOPE OF SERVICES

A. Consultant shall do all work, attend all meetings, produce all reports and carry out all activities necessary to complete the services described in the Scope of Work. This Contract and its exhibits shall be known as the “Contract Documents.” Terms set forth in any exhibits shall be deemed to be incorporated in all Contract Documents as if set forth in full therein. In the event of conflict between terms contained in these Contract Documents, the more specific term shall control.

B. Consultant agrees it has satisfied itself by its own investigation and research regarding the conditions affecting the work to be done and labor and materials needed, and that its decision to execute this Contract is based on such independent investigation and research.

2. TERM OF CONTRACT

A. This Contract shall be effective as of the date executed by the Parties and approved as to form by the City Attorney and shall terminate on ______________, unless earlier terminated pursuant to Section 11 of this Contract. Notwithstanding any other provision of this Contract, the City Manager shall be authorized to extend the termination date of this Contract (including, as necessary, modification of the Scope of Work and/or Schedule of Performance as to time of performance) by a writing signed by the City Manager and the Consultant prior to the initial termination or any extended termination date.

3. SCHEDULE FOR PERFORMANCE

City and Consultant agree that time is of the essence and Consultant agrees that services shall be undertaken and completed in accordance with the schedule of performance (the “Schedule of Performance”), attached hereto and incorporated herein by reference as Exhibit B. Deviations from the time schedule stated in the Schedule of Performance may be made with the written approval of City Manager, or his/her authorized representative. Consultant’s failure to complete work in accordance with the Schedule of Performance may result in delayed compensation as described in Section 4.

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4. COMPENSATION

A. Consultant shall be paid monthly as set forth in Exhibit C, “Compensation and Method of Payment,” attached hereto and incorporated herein by reference, for the actual fees, costs and expenses for the time and materials required and expended, and approved by City, but in no event shall total compensation under this Contract exceed ___________________ ($___________), without City’s prior written approval. Said amount shall be paid upon submittal of a monthly invoice showing completion of the tasks that month, including the services rendered, the costs incurred for materials, the person(s) rendering performed services, the amount of time spent by such person(s), and the applicable hourly rate.

B. If Consultant’s performance is not in conformity with the Scope of Work or Schedule of Performance, payments may be delayed or denied, unless otherwise agreed to by City in writing.

C. If the work is halted at the request of City, compensation shall be based upon the proportion that the work performed bears to the total work required by this Contract, subject to Section 11.

5. NOTICES

A. Consultant shall transmit invoices and any notices to City, with copy (excepting invoices) to City Attorney, as follows:

City of Elk Grove City of Elk Grove Attn: Finance Department Attn: City Attorney’s Office 8401 Laguna Palms Way 8401 Laguna Palms Way Elk Grove, California 95758 Elk Grove, California 95758

B. City shall transmit payments on invoiced amounts, and any notices required by this

Contract to Consultant as follows:

6. PROFESSIONAL SERVICES

Consultant agrees that services shall be performed and completed in the manner and according to the professional standards observed by a competent practitioner of the profession in which Consultant and its subcontractors or agents are engaged. Consultant shall not, either during or after the term of this Contract, make public any reports or articles, or disclose to any third party any information, confidential or otherwise, relative to the work of City or the operations or procedures of City without the prior written consent of City.

Consultant further agrees that it shall not, during the term of this Contract, take any action that would affect its impartiality or professionalism due to City whether perceived or actual.

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7. INDEPENDENT CONTRACTOR

A. It is understood and agreed that Consultant (including Consultant's employees) is an independent contractor and that no relationship of employer-employee exists between the Parties hereto.

B. Consultant's assigned personnel shall not be entitled to any benefits payable to employees of City.

C. City is not required to make any deductions or withholdings from the compensation payable to Consultant under the provisions of the Contract, and is not required to issue W-2 Forms for income and employment tax purposes for any of Consultant's assigned personnel.

D. Consultant, in the performance of its obligation hereunder, is only subject to the control or direction of City as to the designation of tasks to be performed and the results to be accomplished.

E. Any third party person(s) employed by Consultant shall be entirely and exclusively under the direction, supervision, and control of Consultant.

F. Consultant hereby indemnifies and holds City harmless from any and all claims that may be made against City based upon any contention by any third party that an employer-employee relationship exists by reason of this Contract.

8. AUTHORITY OF CONSULTANT

Consultant shall possess no authority with respect to any City decision and no right to act on behalf of City in any capacity whatsoever as agent, or to bind City to any obligations whatsoever. 9. CONFLICT OF INTEREST

Consultant certifies that it has disclosed to City any actual, apparent, or potential conflicts of interest that may exist relative to the services to be provided pursuant to this Contract. Consultant agrees to advise City of any actual, apparent or potential conflicts of interest that may develop subsequent to the date of execution of this Contract. Consultant further agrees to complete any statements of economic interest if required by either City ordinance or State law.

10. AMENDMENTS, CHANGES OR MODIFICATIONS

Amendments, changes or modifications in the terms of this Contract may be made at any time by mutual written agreement between the Parties hereto and shall be signed by the persons authorized to bind the Parties.

11. TERMINATION

A. This Contract may be terminated by City, provided that City gives not less than thirty (30) calendar days’ written notice (delivered by certified mail, return receipt requested) of intent to terminate. Upon termination, City shall be entitled to all work, including but not limited to, reports,

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investigations, appraisals, inventories, studies, analyses, drawings and data estimates performed to that date, whether completed or not, and in accordance with Section 15, Property of City.

B. City may temporarily suspend this Contract, at no additional cost to City, provided that Consultant is given written notice (delivered by certified mail, return receipt requested) of temporary suspension. If City gives such notice of temporary suspension, Consultant shall immediately suspend its activities under this Contract. A temporary suspension may be issued concurrent with the notice of termination provided for in subsection A of this section.

C. Notwithstanding any provisions of this Contract, Consultant shall not be relieved of liability to City for damages sustained by City by virtue of any breach of this Contract by Consultant, and City may withhold any payments due to Consultant until such time as the exact amount of damages, if any, due City from Consultant is determined.

D. In the event of termination, Consultant shall be compensated as provided for in this Contract, except as provided in Section 11C. Upon termination, City shall be entitled to all work, including but not limited to, reports, investigations, appraisals, inventories, studies, analyses, drawings and data estimates performed to that date, whether completed or not, and in accordance with Section 15, Property of City.

12. FUNDING

Consultant agrees and understands that renewal of this Contract in subsequent years is contingent upon action by City Council consistent with the appropriations limits of Article XIII B of the California Constitution and that the City Council may determine not to fund this Contract in subsequent years.

13. NOTICE TO PROCEED

Prior to commencing work under this Contract, Consultant shall receive a written “Notice to Proceed” from City. A Notice to Proceed shall not be issued until all necessary bonds and insurances have been received. City shall not be obligated to pay Consultant for any services prior to issuance of the Notice to Proceed.

14. EXTENSIONS OF TIME

Consultant may, for good cause, request extensions of time to perform the services required hereunder. Such extensions must be authorized in advance by City, in writing, and at City’s sole discretion. Such extensions, if authorized, shall be incorporated in written amendments to this Contract or the attached Scope of Work in the manner provided in Section 10. 15. PROPERTY OF CITY

A. It is mutually agreed that all materials prepared by Consultant under this Contract shall become the property of City, and Consultant shall have no property right therein whatsoever. Immediately upon termination, City shall be entitled to, and Consultant shall deliver to City, reports, investigations, appraisals, inventories, studies, analyses, drawings and data estimates performed to that

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date, whether completed or not, and other such materials as may have been prepared or accumulated to date by Consultant in performing this Contract which is not Consultant’s privileged information, as defined by law, or Consultant’s personnel information, along with all other property belonging exclusively to City which is in Consultant’s possession. Publication of the information derived from work performed or data obtained in connection with services rendered under this Contract must be approved in writing by City.

B. Additionally, it is agreed that the Parties intend this to be a contract for services and each considers the products and results of the services to be rendered by Consultant hereunder to be work made for hire. Consultant acknowledges and agrees that the work (and all rights therein, including, without limitation, copyright) belongs to and shall be the sole and exclusive property of City without restriction or limitation upon its use or dissemination by City.

C. Nothing herein shall constitute or be construed to be any representation by Consultant that the work product is suitable in any way for any other project except the one detailed in this Contract. Any reuse by City for another project or project location shall be at City’s sole risk.

16. COMPLIANCE WITH LAW

Consultant shall comply with all applicable laws, ordinances, and codes of federal, State and local governments, and shall commit no trespass on any public or private property in performing any of the work authorized by this Contract. 17. REPRESENTATIONS

A. Consultant agrees and represents that it is qualified to properly provide the services set forth herein, in a manner which is consistent with the generally accepted standards of Consultant’s profession.

B. Consultant agrees and represents that the work performed under this Contract shall be in accordance with applicable federal, State and local law.

C. Consultant shall designate a project manager who at all times shall represent Consultant before City on all matters relating to this Contract. The project manager shall continue in such capacity unless and until he or she is removed at the request of City, is no longer employed by Consultant, or is replaced with the written approval of City, which approval shall not be unreasonably withheld.

D. Consultant shall provide corrective services without charge to City for services which fail to meet the above professional and legal standards and which are reported to Consultant in writing within sixty (60) calendar days of discovery. Should Consultant fail or refuse to perform promptly its obligations, City may render or undertake performance thereof and Consultant shall be liable for any expenses thereby incurred.

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18. APPROVAL OF STAFF MEMBERS

A. Consultant shall make every reasonable effort to maintain the stability and continuity of Consultant’s staff assigned to perform the services required under this Contract. Consultant shall notify City of any changes in Consultant’s staff to be assigned to perform the services required under this Contract and shall obtain the approval of the City Manager of a list of all proposed staff members who are to be assigned to perform services under this Contract prior to any such performance.

19. ASSIGNMENT AND SUBCONTRACTING:

A. Except as expressly authorized herein, Consultant's obligations under this Contract are not assignable or transferable, and Consultant shall not subcontract any work, without the prior written approval of City. However, claims for money due or which become due to Consultant from City under this Contract may be assigned to a financial institution or to a trustee in bankruptcy, without such approval. Notice of any assignment or transfer whether voluntary or involuntary shall be furnished promptly to City.

B. Consultant shall be as fully responsible to City for the negligent acts and omissions of its contractors and subcontractors, and of persons either directly or indirectly employed by them, in the same manner as persons directly employed by Consultant.

20. MATERIALS CONFIDENTIAL

All of the materials prepared or assembled by Consultant pursuant to performance of this Contract are confidential and Consultant agrees that they shall not be made available to any individual or organization without the prior written approval of City or except by court order. If Consultant or any of its officers, employees, or subcontractors does voluntarily provide information in violation of this Contract, City has the right to reimbursement and indemnity from Consultant for any damages caused by Consultant releasing the information, including, but not limited to, City’s attorney’s fees and disbursements, including without limitation experts’ fees and disbursements.

21. LIABILITY OF CONSULTANT—NEGLIGENCE

Consultant shall be responsible for performing the work under this Contract in a manner which is consistent with the generally-accepted standards of Consultant’s profession and shall be liable for its own negligence and the negligent acts of its employees, agents, contractors and subcontractors. City shall have no right of control over the manner in which the work is to be done but only as to its outcome, and shall not be charged with the responsibility of preventing risk to Consultant or its employees, agents, contractors or subcontractors. 22. INDEMNITY AND LITIGATION COSTS

To the fullest extent permitted by law, Consultant shall indemnify, protect, defend, and hold harmless City, its officers, officials, agents, employees and volunteers from and against any and all claims, damages, demands, liability, costs, losses and expenses, including without limitation, court costs and reasonable attorneys’ and expert witness fees, arising out of any failure to comply with applicable

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law, any injury to or death of any person(s), damage to property, loss of use of property, economic loss or otherwise arising out of the performance of the work described herein, to the extent caused by a negligent act or negligent failure to act, errors, omissions, recklessness or willful misconduct incident to the performance of this Contract on the part of Consultant, except such loss or damage which was caused by the sole negligence, or willful misconduct of City, as determined by a Court of competent jurisdiction. Unless and until such judicial determination is made, or as otherwise agreed by the parties, Contractor shall remain obligated to defend, indemnify, and hold harmless City, its officers, officials, employees, volunteers, and agents pursuant to this Contract. The provisions of this section shall survive termination or suspension of this Contract. In any contract that Consultant enters into with any subcontractor in any capacity related to any and all duties under this Contract, there must be an indemnification provision identical to the one provided in this Section applicable to the subcontractor requiring the subcontractor to assume the defense, indemnify and save harmless City to the same extent as Consultant. Consultant’s failure to include such an indemnification provision in any contract with a subcontractor shall constitute a material breach of this Contract. In the event Consultant fails to obtain such indemnity obligations from others as required herein, Consultant agrees to be fully responsible and indemnify, and save harmless City as prescribed under this Section. 23. EVIDENCE OF INSURANCE COVERAGE

Prior to commencement of any work under this Contract, Consultant shall provide and maintain in effect during the term of this Contract evidence of insurance coverage as set forth in Exhibit D, attached hereto and incorporated herein by reference. These insurance requirements are summarized as follows:

TYPE SINGLE LIMIT / OCCURRENCE

AGGREGATE ENDORSEMENTS***

General Liability (1A) $500,000 $500,000 Additional Insured Waiver of Subrogation

Auto Liability (2A) $300,000 Non-Commercial Acceptable

Work Comp (3A) Employer’s Liability

Statutory $1,000,000 each

Waiver of Subrogation

Professional Liability (4A)

$1,000,000 $1,000,000 (1 year tail) (Retro Date)

***Must be actual endorsements. Typed statements on Certificates of Liability are unacceptable.

This is a summary only. Please refer to the insurance section and/or exhibit of this contract for specific requirements.

Furthermore, Consultant shall certify its compliance with Labor Code Section 3700 in the form attached hereto and incorporated by reference, as Exhibit E.

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24. EVIDENCE OF INSURANCE COMPLIANCE

Consultant or its insurance broker shall deliver the required proof of insurance compliance, consisting of Insurance Services Office (ISO) endorsement forms or their equivalent and the ACORD form 25-S certificate of insurance (or its equivalent), evidencing all required coverage to City. City may designate an insurance certificate processor (“Processor”) to accept and process Consultant’s proof of insurance. Consultant shall deliver copies of the actual insurance policies, renewals, or replacements directly to City or Processor upon their request. 25. EMPLOYMENT PRACTICES

Consultant, by execution of this Contract, certifies that it does not discriminate against any person upon the basis of race, color, creed, national origin, age, sex, disability or marital status in its employment practices. 26. UNAUTHORIZED ALIENS

Consultant hereby promises and agrees to comply with all of the provisions of the federal immigration and nationality act (8 U.S.C.A. § 1101 et seq.), as amended; and in connection therewith, shall not employ unauthorized aliens as defined therein. Should Consultant so employ such unauthorized aliens for the performance of work and/or services covered by this Contract, and should the federal government impose sanctions against City for such use of unauthorized aliens, Consultant hereby agrees to, and shall, reimburse City for the cost of all such sanctions imposed, together with any and all costs, including attorneys’ fees, incurred by City in connection therewith.

27. LICENSES, PERMITS, AND OTHER APPROVALS

Consultant represents and warrants to City that it has all licenses, permits, qualifications and approvals of whatsoever nature legally required for Consultant to practice its profession and perform the work described herein. Consultant represents and warrants to City that Consultant shall, at its sole cost and expense, obtain and/or keep in effect at all times during the term of this Contract any licenses, permits, and approvals which are legally required for Consultant to practice its profession at the time the services are performed.

28. RECORDS AND INSPECTION

The Consultant shall maintain complete and accurate records with respect to labor costs, material expenses, and other such information required by City that relates to the performance of services under the Contract. The Consultant shall maintain adequate records of services provided in sufficient detail to permit an evaluation of the services. All such records, books, documents, and other evidence shall be maintained in accordance with generally accepted accounting principles and shall be clearly identified and readily accessible and in a form acceptable to the City, which the City may specify and change from time to time. The Consultant shall provide free access to the representatives of City or its designees, at reasonable times during normal business hours, to such books and records, shall give City the right to examine and audit said books and records, shall permit City to make transcripts there from as necessary, and shall allow inspection of all work, program data, documents, proceedings, and activities related to

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the Contract. Such records, together with supporting documents, shall be maintained for City’s inspection for a period of at least seven (7) years after expiration of the contract. 29. MISCELLANEOUS PROVISIONS

A. Attorneys’ Fees: In the event an action or proceeding is instituted by either party for the breach or enforcement of any provision of this Contract, the prevailing party shall be entitled to reasonable attorneys’ fees and all litigation expenses, including, but not limited to expert’s fees and disbursements.

B. Venue: This Contract shall be deemed to be made in, and the rights and liabilities of the Parties, and the interpretation and construction of the Contract governed by and construed in accordance with the laws of the State of California. Any legal action arising out of this Contract shall be filed in and adjudicated by a court of competent jurisdiction in the County of Sacramento, State of California.

C. Enforceability: If any term or provision of this Contract is found to be void, voidable, invalid or unenforceable by a court of competent jurisdiction under the laws of the State of California, any and all of the remaining terms and provisions of this Contract shall remain binding.

D. Time: All times stated herein or in any other Contract Documents are of the essence.

E. Binding: This Contract shall bind and inure to the heirs, devisees, assignees and successors in interest of Consultant and to the successors in interest of City in the same manner as if such parties had been expressly named herein.

F. Survivorship: Any responsibility of Consultant for warranties, insurance, indemnity, record-keeping or compliance with laws with respect to this Contract shall not be invalidated due to the expiration, termination or cancellation of this Contract.

G. Construction and Interpretation: Consultant and City agree and acknowledge that the provisions of this Contract have been arrived at through negotiation and that each party has had a full and fair opportunity to revise the provisions of this Contract and to have such provisions reviewed by legal counsel. Therefore, any ambiguities in construing or interpreting this Contract shall not be resolved against the drafting party. The titles of the various sections are merely informational and shall not be construed as a substantive portion of this Contract.

H. Waiver: The waiver at any time by any party of any of its rights with respect to a default or other matter arising in connection with this Contract shall not be deemed a wavier with respect to any subsequent default or other matter.

I. Severability: The invalidity, illegality or unenforceability, of any provision of this Contract shall not render the other provisions invalid, illegal or unenforceable.

J. No Third Party Beneficiary: It is expressly understood and agreed that the enforcement of these terms and conditions shall be reserved to City and Consultant. Nothing contained in the agreement shall give or allow any claim or right of action whatsoever by any third party. It is the

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express intent of City and Consultant that any such person or entity, other than City or Consultant, receiving benefits or services under this agreement shall be deemed as incidental beneficiary.

K. Non-Discrimination/Non-Preferential Treatment Statement: In performing this Contract, the parties shall not discriminate or grant preferential treatment on the basis of race, sex, color, age, religion, sexual orientation, disability, ethnicity, or national origin, and shall comply to the fullest extent allowed by law, with all applicable local, state, and federal laws relating to nondiscrimination.

L. Authority to Execute: The person or persons executing this Contract on behalf of Consultant warrant and represent that they have the authority to execute this Contract on behalf of their agency and further warrant and represent that they have the authority to bind Consultant to the performance of its obligations hereunder.

M. Dispute Resolution: Prior to either party commencing any legal action under this Contract, the parties agree to try in good faith, to settle any dispute amicably between them. If a dispute has not been settled after forty-five (45) days of good-faith negotiations and as may be otherwise provided herein, then either party may pursue available legal and equitable remedies the other.

N. Force Majeure: Neither party shall be in default by reason of any failure in the performance of this Contract if such failure arises out of causes beyond its reasonable control. Such causes may include, but are not limited to, acts of God, acts of the public enemy, acts of government in either its sovereign or contractual capacity, acts of the party whose performance is not sought to be excused, fires, flood, weather, epidemics, quarantine restrictions, strikes, freight embargoes, failure of transmission or power supply, mechanical difficulties with equipment which could not have been reasonably forecasted or provided for, or other causes beyond its sole control. The party so affected will resume performance as soon as practicable after the force majeure event terminates.

30. ENTIRE AGREEMENT

This instrument and any attachments hereto constitute the entire Contract between City and Consultant concerning the subject matter hereof and supersedes any and all prior oral and written communications between the Parties regarding the subject matter hereof.

AGREED to this ______ day of _________, 20__, by the Parties as follows:

Approved to as form: CONSULTANT

By: ________________________________ By: ________________________________ Attorney for Consultant Approved as to form: CITY OF ELK GROVE By: ________________________________ By: _________________________________ Jonathan P. Hobbs, City Attorney Jason Behrmann, Interim City Manager

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Attest to: By:___________________________________ Jason Lindgren, City Clerk Dated: ________________________________

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EXHIBIT A

Scope of Work

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EXHIBIT B

Schedule of Performance

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EXHIBIT C Compensation and Method of Payment

Under no circumstances shall the aggregate amount paid under this Contract exceed the amount specified in Section 4A above and if the Contract is approved by the City Manager, all compensation paid to Consultant each year shall meet the cost limitation set forth in City of Elk Grove Municipal Code Chapter 3.42.

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EXHIBIT D

Insurance Requirements

Prior to commencement of any work under this Contract, Consultant shall provide to the City proof of, and maintain in full force and effect at all times during the term of the Contract, at its sole cost and expense, policies of insurance as set forth herein:

1. General Liability: a. Comprehensive general liability insurance including, but not limited to, protection for

claims of bodily injury and property damage liability and product and completed operations liability.

b. Coverage shall be at least as broad as Insurance Services Office Commercial General Liability coverage form CG 0001 (occurrence).

c. Claims-made coverage is not acceptable. d. The limits of liability shall not be less than:

Each occurrence: Five Hundred Thousand Dollars ($500,000)

Products & Completed Operations: Five Hundred Thousand Dollars ($500,000

e. If a products and completed operations aggregate limit of liability is used, the minimum products and completed operation aggregate shall be twice the each occurrence limit or the policy shall contain an endorsement stating that the products and completed operations aggregate limit shall apply separately to this contract.

2. Automobile Liability:

a. Automobile liability insurance providing protection against claims of bodily injury and property damage arising out of ownership, operation, maintenance, or use of automobiles with combined single limits of no less than $300,000.00

b. Non-commercial policies are acceptable.

3. Worker's Compensation a. Worker's Compensation Insurance, with coverage as required by the State of

California (unless the Consultant is a qualified self-insurer with the State of California), and Employers Liability coverage. The Consultant shall execute a certificate in compliance with Labor Code Section 1861, on the form provided in Exhibit E.

b. Employer’s Liability Coverage shall not be less than the statutory requirements. c. If an injury occurs to any employee of the Consultant for which the employee or his

dependents, in the event of his death, may be entitled to compensation from the City under the provisions of the Acts, for which compensation is claimed from the City, there will be retained out of the sums due the Consultant under this Contract, an amount sufficient to cover such compensation as fixed by the Acts, until such

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compensation is paid or it is determined that no compensation is due. If the City is required to pay such compensation, the amount so paid will be deducted and retained from such sums due, or to become due to the Consultant.

d. The insurer shall agree to waive all rights of subrogation against the City, its officials, employees, agents, and authorized volunteers for losses arising from work performed by the Consultant.

4. Errors and Omissions; Malpractice; Professional Liability. Errors and omissions, malpractice, or professional liability insurance with coverage of not less than $1,000,000 per occurrence. Upon termination of this Contract, the same insurance requirements in Section 4 of this Exhibit will apply for a one (1) year period following such termination. A “tail” policy may be purchased as an alternative to satisfy this requirement.

5. Other Insurance Provisions: The general liability coverage shall contain the following provisions and endorsements: a. The City, its officials, employees, agents and authorized volunteers shall be covered

and specifically named as additional insured as respects liability arising out of activities performed by or on behalf of the Consultant, products and completed operations of the Consultant, premises owned, occupied, or used by the Consultant, or automobiles leased, hired, or borrowed by the Consultant on a separate endorsement acceptable to the City.

b. The insurer shall agree to waive all rights of subrogation against the City, its officials, employees, agents, and authorized volunteers for losses arising from work performed by the Consultant.

c. The policy shall contain no special limitations on the scope of coverage afforded to the City, its officials, employees, agents, or authorized volunteers.

d. Provision or endorsement stating that for any claims related to this contract, the Consultant’s insurance coverage shall be primary insurance as respects the City, its officials, employees, agents, and authorized volunteers to the extent the City is an additional insured. Any insurance or self-insurance maintained by the City, its officials, employees, agents, or authorized volunteers shall be in excess of the Consultant’s insurance and shall not contribute with it, to the payment or satisfaction of any defense expenses, loss or judgment.

e. Any failure to comply with reporting or other provisions of the policies on the part of the Consultant, including breaches of warranties, shall not affect Consultant’s requirement to provide coverage to the City, its officials, employees, agents, or authorized volunteers.

6. Acceptability of Insurers: Insurance is to be placed with insurers with a Bests' rating of no

less than A:VII. 7. Any deductibles, aggregate limits, pending claims or lawsuits that may diminish the

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aggregate limits, or self-insured retention(s), must be declared to, and approved by, the City.

8. The Consultant shall furnish the City with certificates of insurance and original

endorsements or insurance binders, signed by a person authorized by the insurer to bind coverage on its behalf, evidencing the coverage required by this Contract. At the written request of the City, Consultant agrees to furnish a duplicate original or certified copy of each required policy including the declaration pages, conditions, provisions, endorsements, and exclusions.

9. The City, at its discretion, may increase the amounts and types of insurance coverage

required hereunder at any time during the term of the contract by giving 30 days written notice.

10. The Consultant shall serve the City notice, in writing by certified mail, within 2 days of

any notices received from any insurance carriers providing insurance coverage under this Agreement that concern the suspension, voidance, cancellation, termination, reduction in coverage or limits, non-renewal, or material changes of coverage proposed or otherwise.

11. If the Consultant fails to procure or maintain insurance as required by this section, and any

Supplementary Conditions, or fails to furnish the City with proof of such insurance, the City, at its discretion, may procure any or all such insurance. Premiums for such insurance procured by the City shall be deducted and retained from any sums due the Consultant under the contract.

12. Failure of the City to obtain such insurance shall in no way relieve the Consultant from any

of its responsibilities under the contract. 13. The making of progress payments to the Consultant shall not be construed as relieving the

Consultant or its Sub-Consultants or agents of responsibility for loss or direct physical loss, damage, or destruction occurring prior to final acceptance by the City.

14. The failure of the City to enforce in a timely manner any of the provisions of this section

shall not act as a waiver to enforcement of any of these provisions at any time during the term of the contract.

15. The requirement as to types, limits, and the City’s approval of insurance coverage to be

maintained by Consultant are not intended to, and shall not in any manner, limit or qualify the liabilities and obligations assumed by Consultant under the Contract.

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EXHIBIT E

Certificate of Compliance With Labor Code § 3700, Release and Indemnification

The undersigned, on behalf of and as the duly certified representative of Consultant, certifies as follows:

1. Consultant is aware of the provisions of Section 3700 of the Labor Code which require every employer to be insured against liability for workers’ compensation or to undertake self-insurance in accordance with the provisions of that code, and Consultant has complied or will comply with such provisions before commencing the performance of the work of this contract. (Cal. Labor Code §§1860, 1861.)

2. Should Consultant fail to secure Workers’ Compensation coverage as required by the State of California, Consultant shall release, hold harmless, defend and indemnify City of Elk Grove from and against any damage, liability, claim, cause of action and any other loss, including without limitation, court costs, reasonable attorney’s fees and costs resulting from any failure to take and/or maintain Workers’ Compensation insurance as required by law. The provisions of this Exhibit shall survive termination, suspension and/or completion of this Contract. It is further understood and agreed that this release and assumption of risk is to be binding on Consultant’s successors, heirs and assigns.

CONSULTANT

By: _______________________________ Date: _____________________________ Name: ____________________________ Title: _____________________________

Attachment 2

Exhibit 10-H1 Sample Cost Proposal

Local Assistance Procedures Manual EXHIBIT 10-H1 Cost Proposal

Page 1 of 9 January 2018

EXHIBIT 10-H1 COST PROPOSAL Page 1 of 3

ACTUAL COST-PLUS-FIXED FEE OR LUMP SUM (FIRM FIXED PRICE) CONTRACTS (DESIGN, ENGINEERING AND ENVIRONMENTAL STUDIES)

Note: Mark-ups are Not Allowed ☐ Prime Consultant ☐ Subconsultant ☐ 2nd Tier Subconsultant

Consultant __________________________________________________________

Project No. _______________________ Contract No. ____________________ Date ____________________

DIRECT LABOR

Classification/Title Name Hours Actual Hourly Rate Total

(Project Manager)* ____________________________ ________ $ _____________ $ _____________ (Sr. Civil Engineer) ____________________________ ________ $ _____________ $ _____________ (Envir. Scientist) ____________________________ ________ $ _____________ $ _____________ (Inspector)** ____________________________ ________ $ _____________ $ _____________

LABOR COSTS a) Subtotal Direct Labor Costs $ _______________

b) Anticipated Salary Increases (see page 2 for calculation) $ _______________

c) TOTAL DIRECT LABOR COSTS [(a) + (b)] $ _______________INDIRECT COSTS d) Fringe Benefits (Rate: _____%) e) Total Fringe Benefits [(c) x (d)] $ _______________

Overhead (Rate: _____%) g) Overhead [(c) x (f)] $ _______________

h) General and Administrative (Rate: _____%) i) Gen & Admin [(c) x (h)] $ _______________

j) TOTAL INDIRECT COSTS [(e) + (g) + (i)] $ _______________

FIXED FEE k) TOTAL FIXED FEE [(c) + (j)] x fixed fee ______%] $ ______________

l) CONSULTANT’S OTHER DIRECT COSTS (ODC) – ITEMIZE (Add additional pages if necessary)Description of Item Quantity Unit Unit Cost Total

Mileage Costs $ $ Equipment Rental and Supplies $ $ Permit Fees $ $ Plan Sheets $ $ Test $ $

l) TOTAL OTHER DIRECT COSTS $

m) SUBCONSULTANTS’ COSTS (Add additional pages if necessary)Subconsultant 1: $ Subconsultant 2: $ Subconsultant 3: $ Subconsultant 4: $

m) TOTAL SUBCONSULTANTS’ COSTS $

n) TOTAL OTHER DIRECT COSTS INCLUDING SUBCONSULTANTS [(l)+(m)] $ ___________________

TOTAL COST [(c) + (j) + (k) + (n)] $ _____________________ NOTES:

1. Key personnel must be marked with an asterisk (*) and employees that are subject to prevailing wage requirements must be markedwith two asterisks (**). All costs must comply with the Federal cost principles. Subconsultants will provide their own cost proposals.

2. The cost proposal format shall not be amended. Indirect cost rates shall be updated on an annual basis in accordance with theconsultant’s annual accounting period and established by a cognizant agency or accepted by Caltrans.

3. Anticipated salary increases calculation (page 2) must accompany.

jgallardo
Text Box
ATTACHMENT 2
akoerner
Typewritten Text

Local Assistance Procedures Manual EXHIBIT 10-H1 Cost Proposal

Page 2 of 9 January 2018

EXHIBIT 10-H1 COST PROPOSAL Page 2 of 3

ACTUAL COST-PLUS-FIXED FEE OR LUMP SUM (FIRM FIXED PRICE) CONTRACTS (CALCULATIONS FOR ANTICIPATED SALARY INCREASES)

1. Calculate Average Hourly Rate for 1st year of the contract (Direct Labor Subtotal divided by total hours)

Direct Labor Subtotal per Cost

Proposal

Total Hours per Cost Proposal

Avg Hourly Rate

5 Year Contract Duration

$250,000.00 5000 = $50.00 Year 1 Avg Hourly Rate

2. Calculate hourly rate for all years (Increase the Average Hourly Rate for a year by proposed escalation %)

Avg Hourly Rate Proposed Escalation Year 1 $50.00 + 2% = $51.00 Year 2 Avg Hourly Rate Year 2 $51.00 + 2% = $52.02 Year 3 Avg Hourly Rate Year 3 $52.02 + 2% = $53.06 Year 4 Avg Hourly Rate Year 4 $53.06 + 2% = $54.12 Year 5 Avg Hourly Rate

3. Calculate estimated hours per year (Multiply estimate % each year by total hours)

Estimated % Completed Each Year

Total Hours per Cost Proposal

Total Hours per Year

Year 1 20.0% * 5000 = 1000 Estimated Hours Year 1 Year 2 40.0% * 5000 = 2000 Estimated Hours Year 2 Year 3 15.0% * 5000 = 750 Estimated Hours Year 3 Year 4 15.0% * 5000 = 750 Estimated Hours Year 4 Year 5 10.0% * 5000 = 500 Estimated Hours Year 5

Total 100% Total = 5000

4. Calculate Total Costs including Escalation (Multiply Average Hourly Rate by the number of hours)

Avg Hourly Rate (calculated above)

Estimated hours (calculated above)

Cost per Year

Year 1 $50.00 * 1000 = $50,000.00 Estimated Hours Year 1 Year 2 $51.00 * 2000 = $102,000.00 Estimated Hours Year 2 Year 3 $52.02 * 750 = $39,015.00 Estimated Hours Year 3 Year 4 $53.06 * 750 = $39,795.30 Estimated Hours Year 4 Year 5 $54.12 * 500 = $27,060.80 Estimated Hours Year 5

Total Direct Labor Cost with Escalation = $257,871.10 Direct Labor Subtotal before Escalation = $250,000.00

Estimated total of Direct Labor Salary Increase

= $7,871.10

Transfer to Page 1

NOTES: 1. This is not the only way to estimate salary increases. Other methods will be accepted if they clearly indicate the % increase, the #

of years of the contract, and a breakdown of the labor to be performed each year.2. An estimation that is based on direct labor multiplied by salary increase % multiplied by the # of years is not acceptable.

(i.e. $250,000 x 2% x 5 yrs = $25,000 is not an acceptable methodology)3. This assumes that one year will be worked at the rate on the cost proposal before salary increases are granted.4. Calculations for anticipated salary escalation must be provided.

Local Assistance Procedures Manual EXHIBIT 10-H1 Cost Proposal

Page 3 of 9 January 2018

EXHIBIT 10-H1 COST PROPOSAL Page 3 of 3

Certification of Direct Costs:

I, the undersigned, certify to the best of my knowledge and belief that all direct costs identified on the cost proposal(s) in this contract are actual, reasonable, allowable, and allocable to the contract in accordance with the contract terms and the following requirements:

1. Generally Accepted Accounting Principles (GAAP)2. Terms and conditions of the contract3. Title 23 United States Code Section 112 - Letting of Contracts4. 48 Code of Federal Regulations Part 31 - Contract Cost Principles and Procedures5. 23 Code of Federal Regulations Part 172 - Procurement, Management, and Administration of

Engineering and Design Related Service 6. 48 Code of Federal Regulations Part 9904 - Cost Accounting Standards Board (when applicable)

All costs must be applied consistently and fairly to all contracts. All documentation of compliance must be retained in the project files and be in compliance with applicable federal and state requirements. Costs that are noncompliant with the federal and state requirements are not eligible for reimbursement. Local governments are responsible for applying only cognizant agency approved or Caltrans accepted Indirect Cost Rate(s).

Prime Consultant or Subconsultant Certifying:

Name: Title *:

Signature : Date of Certification (mm/dd/yyyy):

Email: Phone Number:

Address:

*An individual executive or financial officer of the consultant’s or subconsultant’s organization at a levelno lower than a Vice President or a Chief Financial Officer, or equivalent, who has authority to represent the financial information utilized to establish the cost proposal for the contract.

List services the consultant is providing under the proposed contract: