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Program as of 10/22/18. All information subject to change. For the most current program, visit www.sifma.org. NOVEMBER 5 | MARRIOTT MARQUIS C&L SOCIETY NEW YORK REGIONAL SEMINAR

C&L SOCIETY NEW YORK REGIONAL SEMINAR1:05PM Networking Luncheon Sponsored by McGuireWoods LLP 1:05PM - 2:20PM ... Hot Topics in Compliance MODERATOR Susan Boudrot Managing Director

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Page 1: C&L SOCIETY NEW YORK REGIONAL SEMINAR1:05PM Networking Luncheon Sponsored by McGuireWoods LLP 1:05PM - 2:20PM ... Hot Topics in Compliance MODERATOR Susan Boudrot Managing Director

Program as of 10/22/18. All information subject to change. For the most current program, visit www.sifma.org.

NOVEMBER 5 | MARRIOTT MARQUIS

C&L SOCIETY NEW YORKREGIONAL SEMINAR

Page 2: C&L SOCIETY NEW YORK REGIONAL SEMINAR1:05PM Networking Luncheon Sponsored by McGuireWoods LLP 1:05PM - 2:20PM ... Hot Topics in Compliance MODERATOR Susan Boudrot Managing Director

Program as of 10/22/18. All information subject to change. For the most current program, visit www.sifma.org.

Page 3: C&L SOCIETY NEW YORK REGIONAL SEMINAR1:05PM Networking Luncheon Sponsored by McGuireWoods LLP 1:05PM - 2:20PM ... Hot Topics in Compliance MODERATOR Susan Boudrot Managing Director

Program as of 10/22/18. All information subject to change. For the most current program, visit www.sifma.org.

Page 4: C&L SOCIETY NEW YORK REGIONAL SEMINAR1:05PM Networking Luncheon Sponsored by McGuireWoods LLP 1:05PM - 2:20PM ... Hot Topics in Compliance MODERATOR Susan Boudrot Managing Director

Program as of 10/22/18. All information subject to change. For the most current program, visit www.sifma.org.

Page 5: C&L SOCIETY NEW YORK REGIONAL SEMINAR1:05PM Networking Luncheon Sponsored by McGuireWoods LLP 1:05PM - 2:20PM ... Hot Topics in Compliance MODERATOR Susan Boudrot Managing Director

Program as of 10/22/18. All information subject to change. For the most current program, visit www.sifma.org.