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Clean Air Zones: An Approach for
Local Authorities
Investigation of Air Pollution Standing
Conference - 6th December 2016,
Birmingham.
Nigel Jenkins
Principal Consultant
2© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Outline of presentation:
• Clean Air Zones for non-mandated authorities
• Local Authority approach for Clean Air Zones
• Preparing for a Clean Air Zone in Southampton
• Innovative options for establishing baseline emissions and monitoring compliance.
• CAZ’s and NICE
3© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
The CAZ framework set outs out the CAZ’s are expected to be:
• be in response to a clearly defined air quality problem;
• signs along major access routes to clearly delineate the zone;
• be identified in local strategies at the earliest opportunity;
• provide active support for ultra-low emission vehicle take up;
• include a programme of awareness raising and data
sharing;
• include local authorities taking a lead;
• support healthy, active travel.
• ensure bus, taxi and PHV emission standards are improved to
meet Clean Air Zone standards;
4© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Charging Clean air Zones:
“Local authorities are already able to introduce a Clean Air Zone under powers within the
Transport Act 2000. Part III of the Act empowers local authorities (as “charging authorities”) to
make a local charging scheme in respect of the use or keeping of motor vehicles on roads.”
”Before introducing a Class A zone a local authority should explore reducing emissions from
buses, taxis and Private Hire Vehicles (PHVs) through existing non charging routes, for
example using licensing or working with bus operators through any of the new mechanisms
proposed in the Bus Services Bill to raise the emission standards of vehicles entering the
area.”
5© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Non-charging Clean Air Zones.
Implementing CAZ measures through a variety of routes:
• Bus Quality Partnerships
• Bus services Bill*
• Partnership working and emissions standards compliance
• Potential LA franchising powers
• Taxi licencing
• Age of vehicle and emissions standards
• Discounts for reduced CO2 and ULEV/plug-ins
• Traffic Regulation Conditions (TRC):
• Access restrictions for buses based on emissions and anti-idling
• Traffic Regulation Orders (TRO):
• Restrict non-compliant HGVs and coaches from entering zones
6© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Central Brighton (Bus) Low Emission Zone
The Transport Act 1985 gives the Traffic Commissioner authority to introduce
a Traffic Regulation Condition for various reasons, including “to reduce or limit
noise or air pollution”.
• Traffic Regulation Condition - limit bus emissions in Brighton.
• Emission standards (Euro V) and anti-idling (1 minute)
• ANPR and compliance surveys
Over 100 buses either retro-fitted or upgraded to Euro V and VI
supported by £1.25 million DfT Clean Bus Transport Fund for 85
Brighton bus retrofits.
• Taxis although not covered but drivers observing ‘no engine idling’
policies whilst stationary at taxi ranks. Also won £195K to design
low emission technology for minibus taxis. = 25 taxis retro-fits
https://www.brighton-
hove.gov.uk/content/parking-and-
travel/travel-transport-and-road-
safety/low-emission-zone
7© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Local Authority approach for developing Clean Air Zones
The process for developing the CAZ
• Options appraisal “ to CAZ or not to CAZ”
• Determine if a CAZ or other type of strategy is best way forward.
• Core measures:
• Assessment of measures: viability, cost, health impacts, funding.
• Extent of CAZ: consider impacts on communities, stakeholders, delivery partners and
neighbouring authorities.
• Supporting measures:
• AQAP measures, policies (transport and
planning), local ULEV initiatives ….
• Road-map:
• Planning, implementation, operation and
monitoring.
8© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Preparing for a Clean Air Zone in Southampton.
Figure 1: Southampton Air Quality
Management Areas
• 10 areas of concern in Southampton have been designated as AQMAs.
• Road transport emissions are the most significant source of elevated NO2 levels in the
AQMA, however, other sectors, including Port activities, are also important in a certain
AQMA.
• Link AQMAs under
combined AQAP
= City-wide
Low Emission Strategy
with Low Emission Zone(s)
Western Docks
9© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Preparing for a Clean Air Zone in Southampton.
• The study concluded that a LEZ on the Western Approaches for heavy goods vehicles
(HGV) would displace vehicle emissions to other parts of the City as road freight looked
for ways around the LEZ.
Figure 2: Modelled NO2 on the Western
Approaches (2011 ).
• SCC undertook a Low
Emission Zone (LEZ)
Feasibility Study for the
Western Approaches . The
study showed that road
transport emissions
accounted for between a
1/3 and 2/3 of modelled
levels of NOx with port
activities contributed to 1/3
of levels at Millbrook.
NO2 2011
<30
30 - 35
35 - 40
40 - 45
45 - 50
50 - 55
55 - 60
60 - 70
>70
Western Docks
10© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Options appraisal:
• Car 1: Low emission car and eco-driving
Car 2: ULEV infrastructure
• Car 3: ITS/traffic management
• HGV 1: Encourage low emission deliveries
• HGV 2: Improving HGV emissions for port
• HGV 3: Gas freight vehicle infrastructure
• HGV 4: Anti-idling campaign/enforcement
Bus 1: Retrofitting of buses
• Bus 2: Encourage investment in ULE buses
• Bus 3: Installation of ITS
• Bus 4: An anti-idling campaign and
enforcement hotline for buses
11© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Options appraisal:
Ranking of measures by ease of
delivery and deliverability.
*Taxi added in (CAZ requirement)
ID Measure
Po
ten
tia
l qu
ick w
ins
Car 1.1 Low emission car and eco-driving messaging in the ‘MyJourney’ sustainable travel
campaign
Car 1.2 Eco-driving and driver feedback systems on all SCC vehicles
Car 2.1 Procurement of low emission vehicles in Council and partner fleets
Car 2.2 Low emission vehicle lease/salary sacrifice scheme
HGV 1.3 24 hr delivery for low emission trucks to encourage fewer peak time HGVs
HGV 1.4 HGV standards for deliveries in city centre
HGV 2.3 Voluntary Euro V standard for port access
HGV4 Anti-idling campaign/enforcement for HGVs
Bus 1 Retrofit for buses: SCRT for older buses, Thermal management for Euro 5
Bus 2 ULEV bus scheme – ULEV bus is Euro 6 plus 30% less CO2
Bus 4 Anti-idling campaign/enforcement for Buses
Taxi 1 Greater enforcement of, or tighter emission standards in taxi licence
Taxi 4 Low emission taxis promoted through procurement/contracts
Taxi 5 Anti-idling promotion for taxis
Me
diu
m to
lo
ng
te
rm m
ea
su
res
Car 2.3 Low emission parking areas
Car 2.4 Develop EV charging infrastructure, with a common approach to EV recharging
payment systems
Car 2.5 EV car clubs
HGV 1.1 Low emission vehicles used for final delivery from consolidation centre, and greater
use of SDC
HGV 1.2 Low Emission vehicles encouraged in DSP work
HGV 2.1 Port booking scheme used to encourage/incentivise low emission trucks
HGV 3.1 HGV gas refuelling scheme – linked to port and council depot
HGV 3.2 Council gas RCV fleet
Bus 3 ITS to improve bus journey times/bus priority
Taxi 2 Priority low emission taxi ranks
Taxi 3 Taxi EV charging points
Lo
w
pri
ori
ty
Car 3 ITS/traffic management to help manage traffic at key AQ hotspots.
HGV 2.2 Port booking system linked to ITS system to ease flow of trucks to port at key times
especially AM peak
Prioritisation of measures in short-list report
12© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Options appraisal:
Impacts on air quality
-2.00%
0.00%
2.00%
4.00%
6.00%
8.00%
10.00%
-2000
0
2000
4000
6000
8000
10000
12000
14000
16000
18000
Car 1 HGV 2 Bus 2 Car 3 Bus 1 Bus 4 HGV 4 HGV 1 HGV 1a HGV 3 HGV 2a Bus 3 Car 2
NOx emissions savings and relative % savings
NOx emissions savings (kg) NOx emissions savings relative to baseline (%)
13© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Options appraisal:
Aggregating costs and benefits
• Final ranking of measures (NVP)
• Societal costs
• Costs to SCC
Rank MeasureNPV
(central, £)
BCR
(central)
NOx
emissions
savings
(kg)
NOx emissions
savings relative
to baseline (%)
1 Car 1 £389,000 3.2 - 0.00%
2 HGV 2 £284,000 4.73 4,251 2.00%
3 Bus 2 £278,000 2.24 9,828 4.70%
4 Car 3 £73,900 3.66 -220 -0.10%
5 Bus 1 £72,200 1.37 5,061 2.40%
6 Bus 4 £15,100 2.9 238 0.10%
7 HGV 4 £9,010 2.13 93 0.00%
8 HGV 1 -£52,500 0.94 14,493 7.00%
9 HGV 1a -£70,500 0.93 16,425 7.90%
10 HGV 3 -£154,000 0.8 12,012 5.80%
11 HGV 2a -£284,000 0.62 6,810 3.30%
12 Bus 3 -£374,000 0.4 1,058 0.50%
13 Car 2 -£2,170,000 0.46 12,533 6.00%
14© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Upda
ted
ranki
ng
ID Measure Notes
Po
ten
tia
l q
uic
k w
ins
Car 1.1 Low emission car and eco-driving
messaging in the ‘MyJourney’
sustainable travel campaign
Impact of measure small but easy to implement
Likely to deliver significant net benefit
Car 1.2 Eco-driving and driver feedback
systems on all SCC vehicles
Impact of measure small but easy to implement
Likely to deliver significant net benefit
HGV 1.3 24 hr delivery for low emission trucks to
encourage fewer peak time HGVs
Easily achievable where aimed at Euro V
Likely to deliver net benefit when impacts outside Soton taken into account
HGV 1.4 HGV standards for deliveries in city
centre
Easily achievable where aimed at Euro V
Likely to deliver net benefit when impacts outside Soton taken into account
HGV 2.3 Voluntary Euro V standard for port
access
Looks achievable and acceptable Estimated to deliver net benefit due to low upgrade
costs (Euro VI standard delivers net cost and hence would be medium term priority)
HGV4 Anti-idling campaign/enforcement for
HGVs
Potentially good measure with good public image
Delivers small net economic benefit
Bus 1 Retrofit for buses: SCRT for older
buses, Thermal management for Euro 5
Delivers significant emissions reduction and funding available
Could deliver overall net benefit
Bus 2 ULEV bus scheme – ULEV bus is Euro
6 plus 30% less CO2
Delivers significant emissions reduction and funding available
Could deliver overall net benefit
Bus 4 Anti-idling campaign/enforcement for
Buses
Potentially good measure with good public image
Delivers small net economic benefit
Taxi 1 Greater enforcement of, or tighter
emission standards in taxi licence
Good image but not popular with industry; could deliver large emissions savings
Could deliver net benefit where newer ICEV or hybrid vehicles are incentivised.
Incentivising EV’s could incur higher costs
Taxi 5 Anti-idling promotion for taxis Easy to implement; on basis of other anti-idling measures
On basis of other anti-idling measures, could deliver small net benefit
Taxi 4 Low emission taxis promoted through
procurement/contracts
Easy to do as part of wider procurement activities
Could deliver net benefit where newer ICEV or hybrid vehicles are incentivised.
Incentivising EV’s could incur higher costs
15© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Updat
ed
rankin
g
ID Measure Notes
Med
ium
to
lo
ng
term
measu
res
HGV
1.1
Low emission vehicles used for final delivery
from consolidation centre, and greater use of
SDC
Large impact on emissions but challenging to deliver (elec / gas vehicles)
Likely to deliver net benefit when impacts outside Soton taken into account
HGV
1.2
Low Emission vehicles encouraged in DSP work Large impact on emissions but challenging to deliver (elec / gas vehicles)
Likely to deliver net benefit when impacts outside Soton taken into account
HGV
2.1
Port booking scheme used to
encourage/incentivise low emission trucks
Practical but risks shifting behaviour
Estimated to deliver net benefit due to low upgrade costs (Euro VI standard delivers net cost and
hence would be medium term priority)
HGV
3.1
HGV gas refuelling scheme – linked to port and
council depot
Scheme difficult to get up and running but could deliver large savings
Likely to deliver net benefit when impacts outside Soton taken into account
HGV
3.2
Council gas RCV fleet Scheme difficult to get up and running but could deliver large savings
Likely to deliver net benefit when impacts outside Soton taken into account
Car 2.1 Procurement of low emission vehicles in Council
and partner fleets
Impact of measure small but easy to implement and show leadership from SCC
Measure delivers significant net cost but could be important for overall balance of package
Car 2.2 Low emission vehicle lease/salary sacrifice
scheme
Impact of measure small but easy to implement and show leadership from SCC
Measure delivers significant net cost but could be important for overall balance of package
Car 2.3 Low emission parking areas Larger impact but more time consuming
Measure delivers significant net cost but could be important for overall balance of package
Car 2.4 Develop EV charging infrastructure, with a
common approach to EV recharging payment
systems
Larger impact but more time consuming
Measure delivers significant net cost but could be important for overall balance of package
Car 2.5 EV car clubs Larger impact but more time consuming
Measure delivers significant net cost but could be important for overall balance of package
Taxi 2 Priority/ low emission taxi ranks Difficult to do and enforce
On basis of Car 2 assessment, may incur large upfront costs
Taxi 3 Taxi EV charging points On basis of Car 2 assessment, may incur large upfront costs
Lo
w P
rio
rity
HGV
2.2
Port booking system linked to ITS system to
ease flow of trucks to port at key times especially
AM peak
Impact not necessarily clear and technically could be difficult
Assessed as potentially cost effective in wider HGV 2 grouping
Car 3 ITS/traffic management to help manage traffic at
key AQ hotspots.
AQ emission impacts are unclear
But delivers positive net benefit, even without considering congestion benefit
Bus 3 ITS to improve bus journey times/bus priority Impact could be small but useful as part of wider transport strategy
Under modelling assumptions (bus corridors) measure delivers large net cost
16© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Core measures and road map for a Clean Air Zone
for Southampton
• Phase in CAZ promoting interim standards that can
be achieved quickly and additional measures
aimed at changing vehicle purchase and use
behaviour.
• Introduce a mandated CAZ in 2019 with
enforced emission standards for buses,
coaches, heavy goods vehicles (HGVs) and
taxis in line with National CAZ Framework.
Boundary of the proposed Southampton Clean Air Zone
(draft only – To be confirmed))
17© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Supporting measures for a Clean Air Zone for
Southampton.
• Develop a Clean Air Partnership (CAP) in
conjunction with neighbouring authorities and key
stakeholders to develop common emission
reduction policies and measures.
• The CAP is to introduce a Clean Air
Recognition Scheme (CARS) to promote the
early uptake of cleaner fuels and
technologies.
18© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Supporting measures for a Clean Air Zone for Southampton.
• The LES will be re-named as the Clean Air Strategy (CAS) and will include high
level messaging, health impact awareness and a programme of measures to
support the CAZ
• The CAZ, CAP and CAS will be supported and promoted through an effective
communication strategy working with partners such as Public Health.
• SCC will work with project partners to introduce mechanisms, including incentives,
that will encourage all key stakeholders to aim higher than the mandated CAZ
requirements (planning policies, parking)
• Additionally, SCC will continue to work with the ports to reduce emissions from
ships and other port activities.
19© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
CAZ baseline emissions and compliance monitoring.
CAZ authorities can establish and monitor emissions
from road-side real-world fleet emission studies:
• Establish baseline emissions and fleet mix (ANPR)
• Identify real-world pollution sources (target vehicles)
• Undertake compliance surveys (pre & post CAZ/LEZ)
We undertook tailpipe emission measurements of
>100,000 vehicles in London.
• This resulted in new insights into NOx and NO2
emissions showing high NO2 from recent diesel
vehicles*
*Carslaw, D.C. and Rhys-Tyler, G. (2013). New insights from comprehensive on-road measurements of NOx, NO2 and
NH3 from vehicle emission remote sensing in London, UK. Atmospheric Environment, Vol. 81 339-347.
0
1
2
3
4
5
1990 1995 2000 2005 2010 2015
year of manufacture
NO
2 (
g/k
g f
uel)
FUEL_TYPE
Diesel
Euro 6 diesel
Petrol
Petrol hybrid
20© Ricardo-AEA Ltd Ricardo Energy & Environment in Confidence
Clean Air Zones: An Approach for Local Authorities
Clean Air Zones and other NICE recommendations.
NICE draft guidance out for consultation - closes on 25 January 2017
Other recommendations in support of LA actions not focus on single
measure but combination of measures
• Planning, CAZs, public sector transport services and fleets,
smooth driving and speed reduction, modal shift, cleaner
routes for cycling, awareness raising
• Gaps in evidence:
• Effectiveness of development planning (incl. building design:
siting, layout and design), public transport routes, traffic
management and enforcement.
• Further research:
• effect of trees/vegetation, CAZ’s, air pollution alerts,,
telematics, exposure to air pollution using different modes of
transport. https://www.nice.org.uk/guidance/indevelopment/GID-PHG92/consultation/html-content
Nigel Jenkins
Principal Consultant
Ricardo Energy & Environment
30 Eastbourne Terrace, Paddington,
London W2 6LA
01235 753 107
ee.ricardo.com
Acknowledgments to:
Sam Rouse - Brighton and Hove City Council
Steve Guppy - Southampton City Council