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6/20/2010 1 “COGNITIVE RADIO IN BATTLEFIELD COMMUNICATIONS” Dhadesugoor R. Vaman TI Endowed Chair Professor & Founding Director of ARO Center for Battlefield Communications (CeBCom) Research Department of Electrical and Computer Engineering Prairie View A&M University (Texas A&M University System) 2007 05 31 ARO CeBCom, PVAMU 1 PO Box 519; MS 2520, Prairie View, Texas 77446 (T) 936-261-9901; (F) 936-261-9930; (Email) [email protected] ; (web) http://cebcom.pvamu.edu Statement This research work is supported by the U.S. Army Research Office under Cooperative Agreement No. W911NF- 04-2-0054. The views and conclusions contained in this document are those of the author and should not be interpreted as representing the official policies, either expressed or implied, of the Army Research Office or the U. S. Government. 2007 05 31 ARO CeBCom, PVAMU 2

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Page 1: “COGNITIVE RADIO IN BATTLEFIELD COMMUNICATIONS”

6/20/2010

1

“COGNITIVE RADIO IN BATTLEFIELD COMMUNICATIONS”

Dhadesugoor R. VamanTI Endowed Chair Professor & Founding Director of

ARO Center for Battlefield Communications (CeBCom) Research

Department of Electrical and Computer EngineeringPrairie View A&M University (Texas A&M University

System)

2007 05 31 ARO CeBCom, PVAMU 1

y )PO Box 519; MS 2520, Prairie View, Texas 77446

(T) 936-261-9901; (F) 936-261-9930; (Email) [email protected];

(web) http://cebcom.pvamu.edu

Statement

This research work is supported by the U.S. Army Research Office under Cooperative Agreement No. W911NF- 04-2-0054. The views and conclusions contained in this document are those of the author and should not be interpreted as representing the official policies, either expressed or implied, of the Army Research Office or the U. S. Government.

2007 05 31 ARO CeBCom, PVAMU 2

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2

BRIEF REVIEW OF ARO CENTER FOR BATTLEFIELD COMMUNICATIONS

2007 05 31 ARO CeBCom, PVAMU 3

ARO Program Objective

The Army Research funded this project to create a center for The Army Research funded this project to create a center for Battlefield capability enhancements to support Line of Battlefield capability enhancements to support Line of Si ht/B d Li f Si ht (LOS/BLOS) l th lit hSi ht/B d Li f Si ht (LOS/BLOS) l th lit hSight/Beyond Line of Sight (LOS/BLOS) lethality research:Sight/Beyond Line of Sight (LOS/BLOS) lethality research:

Design of a Battlefield Situational Awareness Network Architecture that enables robust and Quality of Service (QoS) assured multi-service applications with an ad hoc wireless network to support the LOS/BLOS Lethality capability.

Design of multi-service applications support based on Internet Protocol (IP) based ad hoc wireless network transport while

2007 05 31 ARO CeBCom, PVAMU 4

Protocol (IP) based ad hoc wireless network transport while providing uninterrupted QoS assurance.

Design of distributed network management that uses very low bandwidth for management information transport, while allowing most of the network capacity to be used for end user multi-service applications.

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About the ARO CeBCom

MISSION:To Achieve National Excellence in Telecomm. Research, Techn.

GOAL:Support US ARL in funded R&D.Further R&D focus and Achieve Self-Sustenance in 5 years (ARO 2004 2011 funded; NSF 2009 2012 funded)Transfer and Focused Education

by collaborating with US DOD, Texas State and Industry.

years (ARO 2004 – 2011 funded; NSF 2009 – 2012 funded)Evolve Graduate Programs to achieve national preeminence Encourage high standing students to work in the centerEnable the department to recruit well qualified faculty and provide opportunities for pursuing research in the center.

Advisory BoardDr. R. UlmanDr. L. MilsteinDr. S. WakidDr. W. TrottyDr. J. Attia

D.R. Vaman, DirectorPartner University(UCSD, San Diego

Prof. L. Milstein, UCSD

2007 05 31 ARO CeBCom, PVAMU 5

Prof. D. R. VamanProf. S.T. KoayProf. L. QianProf. AnnamalaiDr. R.C. Lacovara(Consultant)

Students:- 6 Doctoral Students- 2 Master’s Students

Faculty(7) (1)

Profs. R. Jaanti, R.VirranskiUniversity of HelsinkiProf. Robbin Murphy

TAMU, College Station

Prof. Soong BoonNanyang Tech. Uni.Singapore

CONTENTS

Abstract Lecture 1: Overview of Battlefield

Communications Architecture Lecture 2: Design of Ad Hoc Mobile

Network (MANET) Architecture for Battlefield

Lecture 3: Cognitive Management Radio

2007 05 31 ARO CeBCom, PVAMU 6

g gDesign for MANET

Lecture 4: Design of MANET with Cognitive Radio for Spectrum Efficiency

Conclusions

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ABSTRACT

Lecture 1 covers the Introduction to Battlefield Communications Architecture ofthe future; Support of Multi-service Applications with Quality of ServiceA Id tifi ti f Ti C iti l d Ti C iti l A li ti UAssurance; Identification of Time Critical and non-Time Critical Applications; Useof Mobile Ad Hoc Network (MANET) Architectures; and Challenges in UsingMANET Architecture.Lecture 2 covers the design of MANET Architecture and radios with spectralefficiency, bandwidth efficiency and power efficiency; and functional design ofradios to support “automatic reconfiguration” for supporting interoperability withlegacy radios; “dynamically changeable modulation” based on real time channelconditions to handle multi-path fading environment; and “use of cognitive radioprinciples to achieve spectral efficiency.Lecture 3 covers introduction of “cognitive radio management design” using

2007 05 31 ARO CeBCom, PVAMU 7

Lecture 3 covers introduction of cognitive radio management design usingdistributed management system that uses cross-layer controls. Both distributedmanagement operations and cognitive radio management will be discussed.Lecture 4 covers the design of cognitive radio based MANET and sensor networksand provide alternate solutions that allow each vendor implement the solution intheir own native mode. A brief discussion of battlefield applications will also bepresented.

Lecture 1: Overview of Battlefield Communications Architecture

Covers the Introduction to Battlefield CommunicationsArchitecture of the future; Support of Multi-service Applicationswith Quality of Service Assurance; Identification of Time Criticaland non-Time Critical Applications; Use of Mobile Ad Hoc Network(MANET) Architectures; and Challenges in Using MANETArchitecture.

2007 05 31 ARO CeBCom, PVAMU 8

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5

Network Centric Warfare

Source:

D.R. Vaman, “Work Complexity and Information Technology”, Key Note Speech, The Eighth Annual Symposium on Human Interaction with Complex Systems (HICS 2008) – Second Topical Workshop on Sense Making, Norfolk, Virginia, April 3-4, 2008 [1]

6/20/2010 ARO CeBCom - D.R. Vaman 9

Warfare History

6/20/2010 ARO CeBCom - D.R. Vaman 10

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6

High-Tech Army

RoboticIED Detector

Highly Survivable Material for Future WarriorIED Detector Material for Future Warrior

Armored Vehicle

6/20/2010 ARO CeBCom - D.R. Vaman 11

Vehicle

All TerrainVehicle

Future Warrior 2010 & 2020

Well Equipped

Fu

ture W

arrior 2

Fu

ture W

arrior 20

6/20/2010 ARO CeBCom - D.R. Vaman 12

2020

010

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Situational Understanding of Future Warrior

This is a snapshot view of a computer screen future soldiers will see in a dropdown eyewear devicesee in a dropdown eyewear device attached to their helmets.

This particular screen view shows the physiological status of a given soldier.

A medic in the field can monitor another soldier's health status

6/20/2010 ARO CeBCom - D.R. Vaman 13

without physically seeing that particular soldier.

Source: This was part of the Future Warrior exhibit for congressmen and their staff members to view on Soldier Modernization Day July 23 on Capitol Hill in Washington

Armored Vehicle of the Future

MISSILE IS FORCED TO

INVISIBLEMISSILE

SLOW DOWN/NOT EXPLODE

6/20/2010 ARO CeBCom - D.R. Vaman 14

MISSILE SHIELD

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8

Today’s Warrior Well Equipped with Network Centric Capability

Soldier still needs to be behindB b d Wi

6/20/2010 ARO CeBCom - D.R. Vaman 15

Barbed Wires

Network Centric Battlefield

Tactical Operations Information Dissemination of A i bl S I f i

Communications andRemote Execution

Actionable Sensor Information to Warrior Radios and Other Electronic Devices

Secure and Real timeWarrior Radios

Software Defined Radios with Great

Line of Sight and Beyond Line of

6/20/2010 ARO CeBCom - D.R. Vaman 16

Radios with Great Flexibility and Dense Information

g ySight (LOS/BLOS) Lethality

Protect Warriors

“Fully Automated Battlefield Needs Constant Evolution to Maintain Preeminence”

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9

Mobile Ad Hoc Network (MANET) and Sensor Networks

Under C4ISR – Sensor Networks and MANETs are deployable to provide:

Current, Accurate and Actionable Information for War Fighters from distributed SDRs and Unattended Ground Sensors and possibly Aerial Sensors.

Data Fusion Centers are a reality to collect and integrate various information to form “Actionable Information” for Combat Lethality that supports:

6/20/2010 ARO CeBCom - D.R. Vaman 17

NLOS Launch Systems Dismounted Soldiers

For Tactical needs, use of mixed MANET and Sensor Networks are also possible so that isolated dismounted soldier can be supported by sensor networks if MANET is not available.

MANET AND ITS FEATURE REQUIREMENTS

1. Multi-hop Communications2. Multi-service Provisioning2. Multi service Provisioning3. Quality of Service Assurance4. Radio Power Efficiency5. Network Bandwidth Efficiency6. High Mobility7. Process Efficient Distributed

Management8. Support Time Critical and Mission

Critical Applications

2007 05 31 ARO CeBCom, PVAMU 18

9. Remote Situational Awareness Concept

10.Protect the Identity of the Node and Check for Malicious Node in the Path

Both Battlefield and Emergency Disaster Management Applications Exploit Novel Solutions

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10

Key to Successful Deployment of MANET in Battlefield and Emergency Disaster Management

Cloud Networking and Cloud Computing

Pre-Determined MANET Fabric and On-Demand MANET Fabric Deployments

Skillful Management of QoS Assurance for All Applications with High Probability of Success

Efficient Use of Resources to Achieve:

2007 05 31 ARO CeBCom, PVAMU 19

1. Processing Efficient Management2. Bandwidth Efficient Management3. Power Efficient Management4. Delivery of QoS Assurance

What is a MANET?

MANET is a collection of mobile wireless radios and Sensors that are capable of communicating with each other without the aid of any g yestablished infrastructure such as Base stations and Tower.

Advantages of MANET Architecture Cost Effective, Easy and Fast Deployment

Disadvantages of MANET Architecture Complex Network Management (Unless Use Distributed

Management) Deal with Low Power Radios in the network Bandwidth Constraint in the Network

2007 05 31 ARO CeBCom, PVAMU 20

Applications Battlefield Theater Emergency Rescue Management and Wireless Sensor

Networking

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11

MANET VERSUS CELLULAR NETWORK

2007 05 31 ARO CeBCom, PVAMU 21

Architectural Differences between MANET and Cellular Network

Conceptual MANET/Sensor Network/Mixed MANET-Sensor Network

20100412 ieee sarnoff sdr tutorial - vaman 22

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MANET and Sensor Networks –Limitations

MANET and Sensor Networks are Highly Mobile

Power is Limited for Each Node (Radio or Sensor)

Bandwidth is Limited in the Network Bandwidth Usage Needs to be Minimized for

Overhead Transport

Network Architecture has no Fixed Infrastructure

20100412 ieee sarnoff sdr tutorial - vaman 23

Network Architecture has no Fixed Infrastructure No Base Station or No Towers They operate on the fly

Needs to Communicate for Indoor and Outdoor Situational Awareness System Operations

Support of Multi-service Applications with Quality of Service Assurance

To Achieve Target Quality of Service Assurance with High Probability of Success Modeling of Networks and Systems mustProbability of Success, Modeling of Networks and Systems must be Based on:

Specify Target Data Error Rate

Dynamically Change Data Rate to Achieve Target Data Error Rate for all Conditions of the Network Connected Path

2007 05 31 ARO CeBCom, PVAMU 24

Achieve Bounded Response Time Would Require Minimizing the Processing Time and Maintain Nearly Constant Delay (low standard deviation)

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Multi-Service Applications

1 Video and Instantaneous Maps (128 384 kbit/s)1. Video and Instantaneous Maps (128 – 384 kbit/s)2. Sensor Data with Fusion (32 – 128 kbit/s)3. VOIP (64 kbit/s)4. Partial Video Distribution (1.024 Mbit/s)5. Position, Location and Tracking (384 – 1.024 Mbit/s)6. Management Information Base Elements Transmission (64 kbit/s)7. Remote Situational Awareness Data (128 kbit/s)

‘QoS Requirements are Based on Mission Critical Needs in the

2007 05 31 ARO CeBCom, PVAMU 25

QoS Requirements are Based on Mission Critical Needs in the Battlefield and as such they vary based on Tactical Operations”

– A unique thing in Battlefield Architecture as opposed to the Commercial Network Designs

MANET and Sensor Networks –Tactical Applications

Multi-Function/Multi-Frequency Radio and Sensor Capability in a Tactical Environment (Dynamic Re-Capability in a Tactical Environment (Dynamic Reconfigurability)

Multi-hop Capability with Power/Energy Efficient Routing to Maintain Desired QoS for Each Application

Design of Efficient (Power and Bandwidth) Management Function in Each Radio

Minimal Disruption in Communications for High Priority Applications

Effi i t U f A il bl S t (C iti R di )

20100412 ieee sarnoff sdr tutorial - vaman 26

Efficient Use of Available Spectrum (Cognitive Radio) Maintain Communications even Under Multi-path Fading

Interference with Variability of Information Transfer Rate

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14

Identification of Time Critical Applications

Execution of Indoor Situational Modeling Data Transport1. Sensors play a major role to map the indoor environment (video)p y j p ( )2. Sequential Improvement of Video needs to be maintained to achieve

rapid “executable actions”

Indoor and Outdoor PL&T1. Robotic Imaging with Robot Tracking from outside the Building for

Indoor PL&T Tracking2. UAV imaging and target hunting for outdoor PL&T Tracking

Remote Situational Awareness System (RSAS) for Commander Execution1 RSAS D t t b t t d t th R t C d C t

2007 05 31 ARO CeBCom, PVAMU 27

1. RSAS Data to be transported to the Remote Command Center2. Creation of Executable Action to be Conveyed to the Theater.

VOIP Calls, In-Vehicle Sensing Data and Mission Critical Data Delivery are to be achieved with desired QoS at all times.

Use of Mobile Ad Hoc Network (MANET) Architectures

1. Allows Fast Deployment2. Needs Dynamic Tracking and Re-Initialization3. Multi-hop Communications for Intra-Cluster Fabric only for Power

Efficiency4. Multi-Hop Communications for Inter-Cluster Fabric only through

Cluster Heads5. Radio Anonymity and Security6. If Software Defined Radio is Used, then Trust and Verification

Software needs to be maintained

2007 05 31 ARO CeBCom, PVAMU 28

Software needs to be maintained7. Distributed Management

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15

Challenges in Using MANET Architecture

Scalability of Architecture (To support large number of nodes; to add newnodes and still maintain the necessary path connectivity across the network).

1. Pre-determined Fabric (Cluster Based), where Clusters are added to increasethe size of the network instead of nodes (or radios) only added).

Power Efficiency (Attempt to transmit with minimum power in order tosustain battery life in each radio).

1. Minimum of sum of transmit power along multi-hop and maximize the balanceenergy.

Bandwidth Efficiency (Attempt to ensure that the network capacity ismaximally used for end user service provisioning.

1. Minimize the impact of bandwidth greedy TCP or use only UDP2. Management Information Transport must be Efficient

2007 05 31 ARO CeBCom, PVAMU 29

Mobility Handling (to maintain path connectivity efficiently at all times).1. Continuous Path Connectivity using Joint Power Control and Scheduling

Quality of Service (QoS) assurance (Attempt to provide QoS for each multi-service application end-to-end).

1. KV Transform and QoS indexing using ensemble delay and its Variance.

Challenges in Using MANET Architecture

Synchronization (Two Levels)1. Level 1: Fast Peer-to-Peer Radio Synchronization2. Level 2: Fabric Synchronization for Optimal End-to-End Scheduling Timey p g

Network Life Time1. Sensors have one life time; and Radios have difficulty in re-charging frequently.2. Differentiated Services must be skillfully used to maximize the life time of radios and

sensors. Multi-path Interference Handling for both Indoor and Outdoor SituationalModeling Applications

1. Use Forward Error Correction to Recover Data at Low Eb/N0.2. KV Transform is realizable with the ability to dynamically change the data rate for

each ensemble and allow nearly constant delay with a constrained data error rate. Mobility Handling (to maintain path connectivity efficiently at all times).

2007 05 31 ARO CeBCom, PVAMU 30

1. Continuous Path Connectivity using “ pre-emptive band aid on the fly”Quality of Service (QoS) assurance (Attempt to provide QoS for each multi-service application end-to-end).

1. Dynamic Management of data rate, response time and data error rate must be doneto maintain the QoS

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Lecture 2: Design of Ad Hoc Mobile Network (MANET) Architecture for Battlefield

Covers the design of MANET Architecture and radios withspectral efficiency, bandwidth efficiency and power efficiency;and functional design of radios to support “automaticreconfiguration” for supporting interoperability with legacyradios; “dynamically changeable modulation” based on realtime channel conditions to handle multi-path fadingenvironment; and “use of cognitive radio principles to achieve

t l ffi i

2007 05 31 ARO CeBCom, PVAMU 31

spectral efficiency.

MANET Architecture 1: IntraMANET Architecture 1: Intra--Cluster Broadcast Network for Cluster Broadcast Network for peerpeer--toto--peer operation between radios peer operation between radios

Cluster 1

B

DC

Cluster 2

G

F

EA

CH1

B

DC

3

4G

F

EA

CH2

DC

- Cluster 3

CH NetworkNo PowerNo PowerControlControl

2007 05 31 ARO CeBCom, PVAMU 32G

F

EA

CH3

B

DC

Path Connectivity from A of Path Connectivity from A of Cluster 1 to A of cluster 3Cluster 1 to A of cluster 3

Inter-Cluster Long Haul is Feasible only if CHs are in vehicles (ground vehicles or UAVs

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MANET Architecture 2: MANET Architecture 2: CH network as a BackboneBackbone Network for Radios in Each Cluster

Cluster 1

B

DC

-Cluster 2MultiMulti--hop Comm. Allows Power hop Comm. Allows Power Control within ClusterControl within Cluster

G

F

EA

CH1

B

DC

1

2 3

4G

F

EA

CH2

1 23

4

DC

- Cluster 3

CH Network

2007 05 31 ARO CeBCom, PVAMU 33G

F

EA

CH3

B

DC

1

2

3

4Path Connectivity from A of Path Connectivity from A of Cluster 1 to A of cluster 3Cluster 1 to A of cluster 3

InterInter--Cluster Long Cluster Long Haul is Feasible Haul is Feasible only if CHs are in only if CHs are in vehiclesvehicles

MANET Architecture 3: No CH Backbone Network MANET Architecture 3: No CH Backbone Network

-

B

DC

-Cluster 2

MGMT is more complexMGMT is more complexScalability and QoS Delivery are Scalability and QoS Delivery are Inversely ProportionalInversely Proportional

G

F

EA

CH1

BD

C

1 23

4G

F

EA

CH1

1 23

4

DC

- Cluster 3

CH Network

Inversely ProportionalInversely Proportional

2007 05 31 ARO CeBCom, PVAMU 34

Cluster 1

G

F

EA

CH1

B

DC

1 23

4Path Connectivity from A of Cluster 1 to A of cluster 3

InterInter--Cluster Long Haul Cluster Long Haul Requires MultiRequires Multi--hop across hop across Radios Radios –– Detrimental for Detrimental for QoS of MultiQoS of Multi--service service Applications.Applications.CH is another RadioCH is another Radio

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Uniqueness and Advantages

Uniqueness:1 Cluster Head or Designated Alternate will have public IP addresses All radios can be1. Cluster Head or Designated Alternate will have public IP addresses. All radios can be

configured with private IP Addresses. Preferred over using radio Ids.2. Distributed Management using Clusters and Cluster Heads3. Allowing CH Backbone network capability will provide an option to US Army to consider

either UAV or ground vehicles for CH.4. Clustering provides bandwidth efficient management and control, yet support “Quality of

Service (QoS) assurance” for Multi-service Applications.

Advantages:1. Scalable Network - Cluster based network is scalable to large physical battlefield system

in terms of additions of squads, groups and battalions

2007 05 31 ARO CeBCom, PVAMU 35

q , g p2. Bandwidth Efficiency – Distributed management ensures small amounts of bandwidth

used management and control.3. Simplified Routing: There is no routing scheme required within the domain for intra-

domain traffic. However, for radio mobility and non-disruptive communications, the multi-hop is required and a minimal routing is managed by the domain manager.

4. QoS Assurance for Multi-service applications: Controlled delays in managing the applications provides for support of QoS assurance.

Feature Radio Enhancements

Clustered Based MANET Fabric Design1. Predetermined Cluster of Nodes

Distributed Network Management1. Logical Operations and Management Information Base Elements

Power Control and Scheduling1. Multi-Hop Connectivity with Cumulative Minimum Power & Minimum

Cumulative Scheduling Time

Cognitive Radio and Cross Layer Power Control1. Spectrum Access: Autonomous Identify-Resolve-Occupy Spectral

2007 05 31 ARO CeBCom, PVAMU 36

p y py pSlots based on Need

2. Real Time Cross-Layer Power Control Decisions

Dynamic Real Control Decision to Effect QoS for Multi-Services’ Provisioning1. Constrained Data Error Rate, Sustainable Data Rate and End-to-End

Response Time

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19

Ultimate Efficient Radio with QoSDifferentiation

Application LayerApplication Layer MOB

MOB

PHY LayerPowerR d (di it l d t )

MAC Sub-Layer

LLC Layer

IPDest. Route Set

NET

MGMT

RouteMgr.

PHY LayerPowerR d (di it l d t )

MAC Sub-Layer

LLC Layer

IPDest. Route Set

QoSq, QoS2, …NET

MGMT

RouteMgr.

QoS1 QoS2 …

BILITY

MG

BILITY

MG

2007 05 31 ARO CeBCom, PVAMU 37

Read (digital data)PowerSet

Efficient Modulation

PowerControl

Cognitive Radio

Read (digital data)

Power SetEfficient Modulation

PowerControl

CognitiveRadio

Soldier Radio Remote Soldier Radio

GMT

GMT

Design of Modular Radio and Sensor Nodes with Flexibility – Use of SDR [13, 15]

20100412 ieee sarnoff sdr tutorial - vaman 38

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Software Defined Radio (SDR) ApproachDesign a Power Efficient, Resource Efficient Multi-band, Multimode and Multi-role Tactical SDR capable ofband, Multimode and Multi role Tactical SDR capable of Flexible Configuration.

Trusted Software and System

Distributed Embedded Network Management Design (with Simple Logical Operation) for reducing

20100412 ieee sarnoff sdr tutorial - vaman 39

Processing Time and Processing Delay.

Tactical configuration with dynamic Reconfiguration Capability

DESIGN FOCUS

Automatic reconfigurability for changing network environmentInteroperability with existing multi-legacy environmentp y g g y

Dynamically changeable channel conditionsVariable modulation and symbol constellations

Sustained data transmission in multi-path faded environmentPower efficiency in processing and transmission

Management of software trust functions

S t Effi i

20100412 ieee sarnoff sdr tutorial - vaman 40

Spectrum EfficiencyCognitive Radio

Distributed Management for manager – agent relationshipCross layer function for trust software management Security and anonymity of nodes

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SDR FEATURES

Power Efficient Multi-band, Multimode and Multi-role SDR Flexibly ConfiguredMultimode and Multi-role SDR Flexibly Configured Support of Different RF Transport (examples)

HF band (9.6kbit/s), VHF band (28 kbit/s), UHF band (256 kbit/s) 10 Mbit/s Microwave Radios

Standard Interfaces to fixed networks

Efficient Distributed Network Management

Embedded security and Key Management

20100412 ieee sarnoff sdr tutorial - vaman 41

Provisioning of IP Transport

Reprogrammable and Reconfigurable Architecture

Support Selective Point-to-Point, Point-to-Multipoint and Broadcast through Dynamically Configurable Address Filtering

Place holder for User Definable Encryption module

SDR ARCHITECTURESupports Layered Architecture of OSI Reference Model

Each Layer has Unique Set of Functions Each Layer has Unique Set of Functions

Cross Layer Functionality is Achieved Through Management Plane

For Flexibility, Use Distributed Network Management

Embedded security and Key Management

Provisioning of IP Transport

Reprogrammable and Reconfigurable Architecture

20100412 ieee sarnoff sdr tutorial - vaman 42

p g g

Support Selective Point-to-Point, Point-to-Multipoint and Broadcast through Dynamically Configurable Address Filtering

Place holder for User Definable Encryption module

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SDR ARCHITECTURE

20100412 ieee sarnoff sdr tutorial - vaman 43

PHYSICAL LAYER

Physical Services (PS) Layer Physical Medium Dependent (PMD)

Layer

20100412 ieee sarnoff sdr tutorial - vaman 44

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PS SUB-LAYER MODULES

20100412 ieee sarnoff sdr tutorial - vaman 45

PS SUB-LAYER FUNCTIONS Data Interface Control (DIC) for IP Packets

Exchange of valid IP Data for Transmission and Receiver P i it C diti f Q S th N t k Priority Conditions for QoS over the Network Data Rate for IP Transmission with Management Control Cross Layer Information through Managementa

Modulation/Demodulation Control (MDC) Type of Modulation, Constellations, Data Rate setting for PMD Collect knowledge of Radio Location (GPS, or Triangulation)), Real Time Channel Condition and Power Requirements for Transmission

Frequency Selection Control (FSC)

20100412 ieee sarnoff sdr tutorial - vaman 46

Frequency Selection Control (FSC) Selection of Frequency and Frequency Slot (Spectrum) by PMD

Frequency Decision Module (FDM) FDM provides the control data to PMD for use of Spectrum

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PS SUB-LAYER FUNCTIONS

Modulation/Demodulation Decision Module (MDM) S if M d l ti T t PMD Specify Modulation Type to PMD

Preamble Generator (PG) Local Preamble Generation for Asynchronous Transmission for

Synchronization of Peer Radios

Frequency and Clock Synchronization Unit (FCSU) Achieves Frequency and Clock Synchronization for Receive Operation

20100412 ieee sarnoff sdr tutorial - vaman 47

Clock Specific Clock Rate

Management Interface Unit (MIU) Cross Layer Decision Rules and Control with Knowledge of PMD, PS,

MAC, IP and Application Entities

PMD SUB-LAYER FUNCTIONS

Modulation Unit (MU) Different Modulators Programmed Dynamic Selection of Constellations Dynamic Selection of Constellations Digital to Analog Converter

Demodulator Unit (DU) Different Demodulators are Programmed Dynamic Selection of Constellations Analog to Digital Converter

Type of Modulation supported AM, FM(NBFM & WBFM), QPSK, FSK, M-aray, PSK, OFDM, OFDMA, QAM etc.

RF Transmitter (RFT)

20100412 ieee sarnoff sdr tutorial - vaman 48

IF to RF Converter Transmitting Unit

RF Receiver (RFR) RF to IF Converter Receiving Unit

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25

PMD SUB-LAYER MODULES

20100412 ieee sarnoff sdr tutorial - vaman 49

MAC SUB-LAYER FUNCTIONSARQ Functions

Stop and Wait ARQ G B k N ARQ Go Back N ARQ Selective Reject ARQ

Embedded Transform Coding (Patent Protected) Orthogonal Transform Coding Block Error Correction Selective Single Retransmission Sample Inter-leaving

20100412 ieee sarnoff sdr tutorial - vaman 50

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26

HIGHER LAYER FUNCTIONS

STANDARD FUNCTIONS

20100412 ieee sarnoff sdr tutorial - vaman 51

DISTRIBUTED MANAGEMENT FUNCTION

MIU Unit

LME/A - Application

Management Function

MO app {security attr1 (trust LME/A - Application Layer

LME/T -Transport Layer

LME/N - IP

LME/M - MAC

O_app {secu ty_att (t ustlevel), sec_attr2 (trust_time_counter), sec_attr3 (count_thresh), sec_attr4 (counter_status);

QoS_attr1 (info_rate (integer), response time (integer), info_loss (integer);

20100412 ieee sarnoff sdr tutorial - vaman 52

MIU- PS

MIU - PMD

Encryption_attr1 (level); Attr2 (Level_verification); Attr3 (session time lapse)

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27

Cognitive Software Defined Radio (SDR)

NE

Application LayerHigh QoS VOIP N

E

Application LayerHigh QoS VOIP

QoSMgmt &Control

QoSMgmt &Control

PHY Layer

Frequency Spectrum Slot

MAC Sub-Layer

LLC Layer

IPDest. Route Set

T

MGMT

C iti

RouteMgr.

PHY Layer

Frequency Spectrum Slot

MAC Sub-Layer

LLC Layer

IPDest. Route Set

T

MGMT

C iti

RouteMgr.

20100412 ieee sarnoff sdr tutorial - vaman 53

Distributed SynchronizationSet

Unequal and Adaptive Modulation (QAM)

Power Set

Cognitive RadioMgmt

Power Control

Distributed Synchronization

Unequal and Adaptive Modulation (QAM)

Received Power

CognitiveRadioMgmt

Power Control

Soldier Radio Remote Soldier RadioChannel

FIRST KNOWN SDR IMPLEMENTATION

SDR Designed and Implemented by Boeing (1997 –Current) – Funded by DODCurrent) – Funded by DOD.

Software Programmable Multi-service Radio. Implemented Using Software Communications

Architecture (SCA) Platform. Offers Interoperability with Legacy Radios. Currently in Technology Phase for Validation and

Not in Final Implementation.

20100412 ieee sarnoff sdr tutorial - vaman 54

Yet to Demonstrate in Heavy Multi-Path Fading for Indoor and Outdoor Situational Awareness System Crucial for Battlefield Theater.

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28

Lecture 3: Cognitive Management Radio Design for MANET

covers introduction of “cognitive radio management design” using distributed management system that uses cross-layer controls. Both distributed management operations and cognitive radio management will be discussed.

2007 05 31 ARO CeBCom, PVAMU 55

Brief Introduction to Power Control and Scheduling [4, 5, 6]

2007 05 31 ARO CeBCom, PVAMU 56

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29

Power Control and Scheduling

The The Objective is to achieve transport Objective is to achieve transport QoSQoS in in MANET with Power Control, Scheduling and Routing MANET with Power Control, Scheduling and Routing –– An Integrated MultiAn Integrated Multi--Layer Design.Layer Design.

We We have implemented joint power control and have implemented joint power control and scheduling with maximally disjoint path connectivity scheduling with maximally disjoint path connectivity to handle mobility (OPNET Simulation).to handle mobility (OPNET Simulation).

2007 05 31 ARO CeBCom, PVAMU 57

Power Control Interacts with Data link Layer and Network Layer

N1’s range at 16 mW N5’s range at 16 mW

N1 N2 N3 N4 N5

N5’s range at 1 mWN1’s range at 1mW

2007 05 31 ARO CeBCom, PVAMU 58

Route from N1 N5:

Transmitting at 1mw (all nodes) : N1 N2 N3 N4 N5

Transmitting at 16 mw (all nodes) : N1 N3 N5

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30

Joint Power Control and Maximally Disjoint Routing

Design Objectives E ffi i Energy efficiency

“soft” Transport QoS (minimum rate assurance)

Extended network lifetime (balanced traffic)

Reliability (accommodate node mobility and/or node failures)

Bandwidth efficiency

Proposed SolutionProposed Solution

2007 05 31 ARO CeBCom, PVAMU 59

pp

Joint power control and routing design with minimum rate guarantee Maximally disjoint paths and dynamic traffic switching

Interference Model and Power Control

ipMin 21 Ni This is only true if l i

ii

ppMin .,,2,1 Ni

subject to the constraints :

iW Bandwidth

12 i

tari

W

R

tari

Received power

Interference plus noise

AWGNtari

ijjij

iiii

phL

ph

21

cumulative interference is Gaussian

2007 05 31 ARO CeBCom, PVAMU 60

Minimize the total energy consumption Provide guaranteed data throughput Extend battery life

max0 ii pp tariR

ji

ijii

pp

hh

,

,Desired data rate

Link gains

Tx power

iW

maxip

Interference plus noise

Upper bound onTx power

ij

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31

Node Disjoint Path vs. Link Disjoint path

2007 05 31 ARO CeBCom, PVAMU 61

R1, R3 : node disjointR2, R3 : link disjoint

Routing Methods

Split Multi-path Routing (SMR) used as the baseline for Comparison. (Proposed by Lee and Gerla)(Proposed by Lee and Gerla)

Based on Dynamic Source Routing

Accept and forward duplicate RREQ if

RREQ from different upstream node

Hop count is no more than previous RREQ

Our proposed modifications to SMR (above) Routing

Min Power Split Multi-path Routing (MPSMR) Control Metric =Tx power

2007 05 31 ARO CeBCom, PVAMU 62

Control Metric =Tx power Balanced Energy Split Multi-path Routing (BESMR)

Control Metric = Tx power/remaining energyObjective is to consider “tradeoff of TX power and remaining energy of

a node”, thus maximize network lifetime

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32

1 2 3DSR:

Dynamic Source Routing vs. Split Multi-path Routing (SMR)

S 6 7

10 11 12

SMR:

2007 05 31 ARO CeBCom, PVAMU 63

S 6 7

10 11 12

1 2 3

Simulation Results Using OPNET

1600SMR

1.4SMR

kbps 250tarR

600

800

1000

1200

1400

Net

wor

k Li

fetim

e

SMRMPSMRBESMR

0.4

0.6

0.8

1

1.2

CD

F o

f re

mai

ning

ene

rgy

SMPSMRBESMR

2007 05 31 ARO CeBCom, PVAMU 64

20 30 40 50 60 70 80 90 100200

400

Number of Nodes

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 10

0.2

percentage of total (max) energy

Network Lifetime CDF of remaining energyNetwork lifetime: the time when the first node run out of energy

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33

Simulation Results (contd.)

2

2.5x 10

5

ut

Route #1Route #2

0 10 20 30 40 50 600.5

1

1.5

Thr

ough

pu

0 10 20 30 40 50 600

0.2

0.4

0.6

0.8

Del

ay

Route #1Route #2

2007 05 31 ARO CeBCom, PVAMU 65

0 10 20 30 40 50 600

0.2

0.4

0.6

0.8

time (sec)

BE

R

Route #1Route #2

Performance during Traffic Switching

Advantages

Almost no disturbance/delay when primary path is broken

Simple implementation: only source and destination nodes are involved

Bandwidth efficiency

2007 05 31 ARO CeBCom, PVAMU 66

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34

Cognitive Radio With Cross Layer Power Control [2, 3, 7]

The objective of cognitive radio is to improve spectral and power efficiencies in MANET for multi-user communications, by locating unused spectrum.

2007 05 31 ARO CeBCom, PVAMU 67

System Description

Multi-carrier modulation (DS-CDMA) used with cognitive radio The wireless channel is modeled as a frequency selective Raleigh The wireless channel is modeled as a frequency selective Raleigh

Fading Channel. Entire spectrum is divided into M subcarriers, each with bandwidth

B Each Sub-carrier experiences a flat fading. No interference between different subcarriers A CR user has a specified data rate requirement, Ri and a BER

requirement, BERi

A CR user has a free subcarrier set Fi with Ai subcarriers (Ai ≤ M)

2007 05 31 ARO CeBCom, PVAMU 68

i i ( i ) A user may experience NBI with probability PNBI

MQAM modulation and coherent demodulation

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35

Problem Formulation

ScenarioN CR h h i h i i N CR users want to share the common spectrum with existing primary users

Goal Avoid interference to primary users and minimize the total

power consumption Each CR user detects the availability of each subcarrier, and

employs subcarriers from its free subcarrier set Fi

Definitions: P i i ti + CR h h

2007 05 31 ARO CeBCom, PVAMU 69

Primary users: existing users + CR users who have successfully accessed the system (with its SINR satisfied)

CR users: New users who want to access the system

Problem Formulation (2)

Mathematically, the problem can be addressed asTransmit Power of transmitter i of the kth available sub-carrier

Solution Distributed spectrum and power management To find the appropriate subcarrier assignment and power/bit allocation for

N Cognitive Radio Users

No. of bits/symbol of user i

2007 05 31 ARO CeBCom, PVAMU 70

To find the appropriate subcarrier assignment and power/bit allocation for each CR user

Required information: free subcarriers, noise power, channel gain Ai is the total sub-carriers of which Fi is the available free sub-carriers’ set

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36

Detection of Subcarrier Availability

Use of multi-taper spectrum estimation method (MTM) and singular value d iti (SVD)decomposition (SVD)

For the j-th subcarrier of user i, we first compute the expansion coefficients, yn(f), n = 0,.., K-1.

We then form an HxK matrix by accounting for spatial variations of spectrum

)()()(

)()()()2(1

)2(1

)2(0

)1(1

)1(1

)1(0

fyfyfy

fyfyfy

K

K

2007 05 31 ARO CeBCom, PVAMU 71

)()()(

)()()(

)(1

)(1

)(0

110

fyfyfy

fyfyfyfA

HK

HH

K

Detection of Subcarrier Availability (2)

SVD is then performed [2]

1

)()()()(K

fvfuffA

is the k-th eigenvalue with Finally, the detection statistic D(t) at time t for the j-th subcarrier of user i can be

computed as

A threshold comparison is then carried out to declare a particular subcarrier available or not

Partially cooperative scheme: each CR user will broadcast its available subcarrier set F to its neighbors and then majority logic is used to determine the status of

2 ( )k f

0

)()()()(k

kkk fvfuffA 2 2 20 1 1( ) ( ) ... ( )Kf f f

BdftftD

2

0 ,)(

2007 05 31 ARO CeBCom, PVAMU 72

set Fi to its neighbors, and then majority logic is used to determine the status of each subcarrier

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37

Noise Power Estimation

Noise power is due to a combination of thermal noise, possible NBI, and interference from primary users when detection error occurs, and assumed to be Gaussian.

The noise PSD of k-th subcarrier of user i is:

Then, the noise power is

1

0

2)( )(1

)(K

nn

ki fy

KfS

2007 05 31 ARO CeBCom, PVAMU 73

( ) ( ) ( )k ki iB

N S f df

Channel Estimation

Consider the effect of Doppler spread, i.e., coherence time, Tc

The channel estimate is assumed to be

The variance of the estimation error can be computed as a function of Doppler spread, i.e., coherence time Tc .

2

,

(0, )e

e

where e N

2007 05 31 ARO CeBCom, PVAMU 74

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38

Spectrum and Power Allocation (1)

For each CR user, only “local” information is available, i.e., available subcarrier set, channel gain, and noise power

Define a quality indicator Qi(k) for the k-th free subcarrier of user i

Each CR user performs resource allocation individually Assumes no others sharing the resources with it

Employs its free subcarriers sequentially from the best to the worst

C fli t !

( )( )

( )

kk ii

i ki

QN

2007 05 31 ARO CeBCom, PVAMU 75

Conflicts can occur! Multiple users may pick the same subcarrier!

Spectrum and Power Allocation (2)

If we have N CR users, and each of them selects k subcarriers from the available subcarrier set of size m, the probability of conflict is 2

2N k

2

Pr 1 mat least one conflict is found e

N = 3

2007 05 31 ARO CeBCom, PVAMU 76

3

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39

Spectrum and Power Allocation (3)

Consider a conflicting subcarrier where Q users are simultaneously overlaid H i How to protect active users What if there is no optimal power allocation for all the Q users

The first question can be solved by [6]

User i is in the active user set X(k) during the k-th step iff it is originally a primary user or it is a CR user with SINRi(k)≥ζ

kiifkP

kiifkPkSINRkP

i

ii

i

i

,

,)(1

2007 05 31 ARO CeBCom, PVAMU 77

i

User i is in the transition user set Y(k) during the k-th step iff it is a CR user with SINRi(k)<ζ

Spectrum and Power Allocation (4)

If there is no optimal solution for all the Q users with current data rate requirements, a rate control scheme is employedrequirements, a rate control scheme is employed

Each CR user pre-sets a time duration Ti, during which it tries to access the system

If it does not gain access, it will compute a time control interval ΔTi

If after Ti +ΔTi , it still cannot gain access, it will decrease its data rate by ΔB, and repeat the process

2007 05 31 ARO CeBCom, PVAMU 78

( ) exp ( ( ))i i i i i i iT f SINR T A SINR T

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40

Performance Analysis (1)

30 users in 200 x 200 m2 area

64 subcarriers where each experience flat Rayleigh fading 64 subcarriers where each experience flat Rayleigh fading

Maximum QAM constellation is 128

BER requirement is 10-4

Consider the impact of Primary users

Doppler spread

NBI

Cooperation

2007 05 31 ARO CeBCom, PVAMU 79

Cooperation

Performance Analysis (2)

Doppler Spread

2007 05 31 ARO CeBCom, PVAMU 80

PI: Probability of a subcarrier being occupied by a primary user.

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41

Performance Analysis (3)

PN

2007 05 31 ARO CeBCom, PVAMU 81

PI: Probability of a subcarrier being occupied by a primary user.PN: Probability of NBI overlaying a subcarrier of a user.

Performance Analysis (4)

2007 05 31 ARO CeBCom, PVAMU 82

PI: Probability of a subcarrier being occupied by a primary user.PN: Probability of NBI overlaying a subcarrier of a user.

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42

Cognitive Radio in MANET - Summary

Cognitive Radio detection of which spectral bands are occupied

Cooperation among CR users to improve the detection performance

Distributed spectrum allocation and conflict resolution if spectrum allocation errors occur

Distributed power control and rate control

Performance in the presence of interference from active users, intentional jamming, and cooperation

2007 05 31 ARO CeBCom, PVAMU 83

Lecture 4: Design of MANET with Cognitive Radio for Spectrum Efficiency [13, 15]

covers the design of cognitive radio based MANET andcovers the design of cognitive radio based MANET and sensor networks and provide alternate solutions that allow each vendor implement the solution in their own native mode. A brief discussion of battlefield applications will also be presented.

We use the SDR Implementation to Demonstrate Feature Functions of Cognitive Radio.

2007 05 31 ARO CeBCom, PVAMU 84

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43

Cognitive Software Defined Radio (SDR)

NE

Application LayerHigh QoS VOIP N

E

Application LayerHigh QoS VOIP

QoSMgmt &Control

QoSMgmt &Control

PHY Layer

Frequency Spectrum Slot

MAC Sub-Layer

LLC Layer

IPDest. Route Set

T

MGMT

C iti

RouteMgr.

PHY Layer

Frequency Spectrum Slot

MAC Sub-Layer

LLC Layer

IPDest. Route Set

T

MGMT

C iti

RouteMgr.

20100412 ieee sarnoff sdr tutorial - vaman 85

Distributed SynchronizationSet

Unequal and Adaptive Modulation (QAM)

Power Set

Cognitive RadioMgmt

Power Control

Distributed Synchronization

Unequal and Adaptive Modulation (QAM)

Received Power

CognitiveRadioMgmt

Power Control

Soldier Radio Remote Soldier RadioChannel

INITIAL SDR DESIGN AND IMPLEMENTATION

20100412 ieee sarnoff sdr tutorial - vaman 86

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44

SOFTWARE DEFINED RADIO

- Physical layer functions are implemented in Software

- Easy to reprogram, replace and/or add new functions.

Tx/Rx

Front End

A/D FPGA/

ASIC

IF

Receiver

- Extends lifecycle of the radio

- Facilitate adaptation to technology changesMULTI-RF FREQUENCY

20100412 ieee sarnoff sdr tutorial - vaman 87Block Diagram of an SDR

ASICPC BB

Processing S/W

D/A FPGA/

ASICIF

Transmitter

AUTOMATIC RECONFIGURABILITY

20100412 ieee sarnoff sdr tutorial - vaman 88

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45

AUTOMATIC RECONFIGURABILITY

SDR adapts to different legacy environment to interoperate with existing radios. RF needs to be changed when required Require dynamically changeable

modulation technique with minimal management and control operation.

20100412 ieee sarnoff sdr tutorial - vaman 89

management and control operation.

DYNAMICALLY CHANGEABLE MODULATIONS

20100412 ieee sarnoff sdr tutorial - vaman 90

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DYNAMICALLY CHANGEABLE MODULATIONS

Modulation Type Adaptive Constellations to Vary Symbol

Rate Based on Real Time Channel Conditions

20100412 ieee sarnoff sdr tutorial - vaman 91

MODULATORS CRs capable of Multi-mode operation

Demonstrated using GMSK, DBPSK, DQPSK as Examples

Transceiver pair decides on the type of modulation during frequency

synchronization

A default modulation scheme is chosen for the first control

message.(GMSK in this demonstration)

Dynamic switching between modulators

Control message exchanged requesting change in modulator ( using

existing modulation scheme)

20100412 ieee sarnoff sdr tutorial - vaman 92

existing modulation scheme).

A request from the receiver is included in the acknowledgement packet.

Securing waveforms with user control

A user can port any new modulation scheme to existing SDR design.

Allows ability to secure waveforms using trusted software.

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SPECTRUM OF OUTPUT OF MODULATORS WITH

SINE WAVE

20100412 ieee sarnoff sdr tutorial - vaman 93

GMSK Modulation DBPSK Modulation

20100412 ieee sarnoff sdr tutorial - vaman 94

DQPSK Modulation

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HANDLING OF MULTI-PATH FADING

20100412 ieee sarnoff sdr tutorial - vaman 95

HANDLING OF MULTI-PATH FADING

Continuity of Data Transfer at varied Eb/N0Eb/N0.

Maintain Sustainable Response Time and Data Error Rate.

Use Koay – Vaman (KV) Transform to Maintain Low BER at Low Eb/N0 [ Vaman, et. al [5] ]

20100412 ieee sarnoff sdr tutorial - vaman 96

We have implemented it in SDR, will not be presented here

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MANAGEMENT OF SOFTWARE TRUST FUNCTIONS

20100412 ieee sarnoff sdr tutorial - vaman 97

MANAGEMENT OF SOFTWARE TRUST FUNCTIONS

Owner of Network Must Have Flexibility of yChanging the Secure Waveforms away from SDR Designer.

Embedded Software Must meet the issues of trust and verification.

20100412 ieee sarnoff sdr tutorial - vaman 98

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COGNITIVE RADIO FUNCTION IN SDR

20100412 ieee sarnoff sdr tutorial - vaman 99

WHAT IS COGNITIVE RADIO?

Cognitive Radio:“is a goal driven frame work in which the radio “is a goal –driven frame work in which the radio

autonomously observes the radio environment, inferscontext, assesses alternatives, generates plans, supervises multimedia services and learns from mistakes”- J.Mitola [13]

In a nutshell, Cognitive radio is a thinking radio capable of efficiently configuring its elements to adapt to

20100412 ieee sarnoff sdr tutorial - vaman 100

of efficiently configuring its elements to adapt to changes in tactical operations and environment Vaman [14].

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SPECTRUM EFFICIENCY

Cognitive Radio (CR) Functions are Cognitive Radio (CR) Functions are Managed by the Agent at the Physical Layer.

20100412 ieee sarnoff sdr tutorial - vaman 101

COMPONENTS OF CR FUNCTION

Components of Implementation: Dynamic Spectrum Management Dynamic Spectrum Management Multimode Operation KV Transform for Minimizing the Impact of Multi-

Path Fading (will not be covered)

20100412 ieee sarnoff sdr tutorial - vaman 102

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52

WHY CR?

Inefficient Spectrum Utilization Ensure maximal use of available spectrum. Desire to increase capacity usage of the bandwidth

starved MANET and Sensor networks.

Design Challenges MANET and Sensor Networks are being used in

“Asymmetrical Theaters” Today. Same network fabric is also becoming important for

“Emergency Disaster Management”.

20100412 ieee sarnoff sdr tutorial - vaman 103

Emergency Disaster Management . Radio unable to operate in fixed frequency for

dynamically changing tactical operations or application requirements.

Operate in multi-mode/use multiple waveforms to interwork & interoperate with legacy radios.

CR FEATURES

Physical Layer Sensing of Available Spectrum

Transceiver Frequency Synchronization

Use of KV Transform for Multi-Path Fading Environment (Not Covered)

20100412 ieee sarnoff sdr tutorial - vaman 104

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53

PHYSICAL LAYER SENSING [ D.Cabric et al. [16] ]

Spectrum hole (Unused spectrum) detection

Energy Detection : Measures energy/power of signal

Advantages:a. Low computational cost/ processing power

b. Does not require any prior information about the type of primary user signal

c. Easier Implementation

20100412 ieee sarnoff sdr tutorial - vaman 105

Shortcomings:a. “Probability of error (POE) in detection” is high in Fading

channels

b. POE can be decreased by using cooperative sensing [F.F Digham et al. [3] ]

TRANSCEIVER FREQUENCY SYNCHRONIZATION [Y.R.K. Reddy, et. al [18] ]

Use of Dedicated Control Channel Dedicated Bandwidth is Assigned for Control Channel

Advantages:a. Assured Channel for Controlb. Lower Complexity

Shortcomings:a. Additional Bandwidth Requiredb. Congestion in Control Channel

20100412 ieee sarnoff sdr tutorial - vaman 106

c. Network can be disabled by jamming the control channel

Use of Distributed Listening Channels Multiple Data Channels for Listening Overcomes the Shortcomings of Dedicated Control

Channel Increases Complexity at MAC Layer

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54

HANDLING OF MULTI-PATH FADING USING KV TRANSFORM (Vaman, etal [17])

Achieves better BER performance at low SNRs

Block error rate measured is an indicator of real time channel condition

At lower SNRs BER can be decreased by decreasing number of bits/input sample(n)

20100412 ieee sarnoff sdr tutorial - vaman 107

Design and Implementation of Power and Resource Efficient SDR Architecture for Cognitive Radio MANET

20100412 ieee sarnoff sdr tutorial - vaman 108

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FEATURES OF PROPOSED SDR IMPLEMENTATION FOR MANET

Energy detection for spectrum sensing

Distributed listening channels for frequency

synchronization

KV Transform for Multi-path error handling and real

20100412 ieee sarnoff sdr tutorial - vaman 109

time channel condition measurements.

Multiple modulation schemes

BASIC SDR ARCHITECTURE FOR CR BASED MANET

Application Layer

High QoS VOIP

Application Layer

High QoS VOIP

QoS Mgmt & Control

QoS Mgmt & Control

SDR ARCHITECTURE

High QoS VOIP

IP

Destination Route Set

LLC Layer

MAC Sub-layer

PHY Layer

High QoS VOIP

IP

Destination Route Set

LLC Layer

MAC Sub-layer

PHY Layer

ControlN

E

T

M

G

M

T

Route Mgr.

ControlN

E

T

M

G

M

T

20100412 ieee sarnoff sdr tutorial - vaman 110

Spectrum sensing

KV Transform

Frequency Synchronization

Multiple Modulations

Spectrum sensing

KV inverse transform

Frequency Synchronization

Multiple Modulations

Cognitive Radio Mgmt

Power control

Cognitive Radio Mgmt

Power control

Soldier Radio

Remote Soldier Radio

Channel

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56

COGNITIVE RADIO FOR DYNAMIC SPECTRUM ACCESS

Significance Improves Spectral efficiency

Significant in battlefield ad hoc networks

Spectrum unavailability due to environmental and operational conditions

Key Features: Radio Spectrum Sensing

20100412 ieee sarnoff sdr tutorial - vaman 111

Radio Spectrum Sensing

Dynamic Channel Allocation

Transceiver Frequency Synchronization

Transmission/Reception of Data

Reconfiguration

SYSTEM DEFINITION

Cognitive radio system for battlefield ad hoc network

Each node is equipped with two radios:

data radio and listening radiog

Each node is uniquely identified using a radio id.

Definition of Cognitive Radio Users for given Network [ Qi Qu, Milstein, Vaman [6] ]

Primary User:

An existing Cognitive radio Users ( Radios currently transmitting and Receiving)

Secondary User:

20100412 ieee sarnoff sdr tutorial - vaman 112

Secondary User:

A new Cognitive radio user which has to be accommodated in the network (also referred to as CRU)

Priority User:

A cognitive radio User with a certain degree of priority for channel access over other secondary users.

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WIDEBAND SPECTRUM SENSING WITH ENERGY DETECTION Reactive Sensing

Wideband spectrum is divided into smaller P.S.D

SPECTRUM HOLES

sub channels (programmable bandwidth )

Antenna is iteratively tuned to the center

frequency of each sub-channel

Power Spectral Density is obtained for each

channel using N-point (512,1024) FFT.

Average PSD (Pc) for the channel is the

CH1 CH2 CH3 CH4 CH5 CH6

P0

20100412 ieee sarnoff sdr tutorial - vaman 113

calculated.

Pc is compared to Threshold P0

a. Pc > P0 channel is declared busy

b. Pc < P0 channel is declared free

Channel Status

Channel Busy

Channel Free

Determination of Sensing threshold P0

WIDEBAND SPECTRUM SENSING WITH ENERGY DETECTION ( CONTD.)

Sense the spectrum in the absence of signals during network

initialization

a. Tune to center frequency of each channel

b. Perform FFT on the observed signal

c. Find the power spectral density for each channel.

20100412 ieee sarnoff sdr tutorial - vaman 114

Find average (μ) and standard deviation (σ) of PSD over several

iterations.

The threshold P0 = μ + 3σ

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TX-RX FREQUENCY SYNCHRONIZATIONa) Initial Handshake b) Dynamic Spectrum Switching during Transmission

Initial handshake

Every node has a set of pre –assigned listening channels (LC)

Transmitter

Aware of the LCs of other nodes

Senses entire spectrum

Identifies free channels

Sends control signal in free LCs of intended receiver iteratively.

Remains on Each L.C for a time Tc

Receiver

20100412 ieee sarnoff sdr tutorial - vaman 115

Each node in idle state listens on its LCs

Listens in each L.C for a duration N * Tc,

N = Total number of listening channels for that receiver.

If no control signal is received in the duration N * Tc switches to next LC

Once control signal is exchanged Transmitter and Receiver reconfigures for data transmission.

TX-RX FREQUENCY SYNCHRONIZATION (2)

TOTAL NUMBER OF CHANNELS = 7Spectrum sensing Output at T L.C.s OF RECEIVERS: 2, 4, 6, 7

1           2 3           4 5            6 7

BUSY IDLE

Tx 4          6 7          4 7 4

SYNCHRONIZATION

SENSING Tx

Tx

Tc

N * T

20100412 ieee sarnoff sdr tutorial - vaman 116

Rx CHANNEL ‐ 2 CH‐4CH‐7 RxCH ‐ 4

N * Tc

N * Tc

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CHANNELS IN USE

CHANNELS OPEN

DYNAMIC SPECTRUM SWITCHING

Two cases of dynamic spectrum switching:

CHANNEL 1

CHANNEL 2

CHANNEL 3

CHANNEL 4

CHANNEL SELECTED BY C.R.U

CHANNEL 1

CHANNEL 2

CHANNEL 3

CHANNEL 4

PRIORITY USER RETURNS

Detection of a priority user

Certain users are assigned priority

over others in a channel

CRU recognize priority users by

their radio ids.

Unfavorable channel conditions

20100412 ieee sarnoff sdr tutorial - vaman 117

CHANNEL 1

CHANNEL 2

CHANNEL 3

CHANNEL 4

C.R.U SWITCHES CHANNEL

CHANNEL 1

CHANNEL 2

CHANNEL 3

CHANNEL 4

DYNAMIC SPECTRUM SWITCHING

Unfavorable channel conditions

Due to mobility or environment

conditions a channel can become

unsuitable for data transmission

PUDYNAMIC SPECTRUM SWITCHING:

20100412 ieee sarnoff sdr tutorial - vaman 118Cognitive Radio Test Bed

CRU CRU

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TX-RX FREQUENCY SYNCHRONIZATION –DYNAMIC SPECTRUM SWITCHING

Priority user detection:

Each node has a data radio and a listening radio tuned to same channel

during transmission. g

Priority User sends a Pilot signal requesting to vacate channel in the data

channel

Cognitive Radio Users( C.R.U s) negotiates(in the same channel) to switch to

a different frequency.

P.U waits for C.R.Us to negotiate and vacate channel.

U f bl Ch l diti

20100412 ieee sarnoff sdr tutorial - vaman 119

Unfavorable Channel condition

Transceivers dynamically vary radio parameters to account for noisy

channel.

error rate is not acceptable after reconfiguration: CRUs switch to a new

channel after negotiation on same channel.

SYSTEM IMPLEMENTATIONIDLE / LISTENING

DATA AVAILABLE 

CONTROL SIGNAL 

NO NO Sensing

FOR Tx?

SPECTRUM SENSING

SYNCHRONIZATION

RECEIVED?

YES YES

Synchronization

20100412 ieee sarnoff sdr tutorial - vaman 120

RECONFIGURATION

Tx / Rx

CHANNEL ESTIMATION

PRIORITY USER 

DETECTED?

CHANNEL STATUS 

SATISFACTORY?

YES

YES

NO

NO

Basic Flow Chart showing CR System operation

Data transmission

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DATA TRANSMISSION

SO

Cognitive Engine

Data Src KV T/F Pkt Generator Framer Modulator

OFTWAREUSB 2.0

20100412 ieee sarnoff sdr tutorial - vaman 121

RF Front End D/A DUCHARDWARE

BLOCK DIAGRAM: TRANSMITTER

DATA TRANSMISSION (CONTD..)

HARDRF Front End ADC DDC

Channel Estimation

IKV T/F Pkt Extractor Deframer Demodulator

Data Sink

Cognitive Engine

HARDWARE

SOFTWARE

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BLOCK DIAGRAM: RECEIVER

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DISTRIBUTED MANAGEMENT FUNCTION

Dynamic Management of Trust Software

Cross Layer Security Function Cross Layer Management of QoS Automatic Reconfigurability

Management of SDR

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g Multi-path Fading Management Cognitive Radio Management

Mobile Adhoc Radio Nets(Source – Tata Power)

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• Tanks/B-vehicles with high power radios

• Infantry soldier with low power radios

• Possible to send real time UAV data direct to Man-pack Radio

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Edge of Battlefield Solutions(Source - Tata Power)

Tactical Access Router Switch (TARS) All IP All IP Integrated Routing and Switching functionality supporting standard

Protocol Multi interfaces Open source based

Digital Control Harness (DCH) All IP Intra Tank Voice communication Integration with onboard Radio for voice / data

20100412 ieee sarnoff sdr tutorial - vaman 125

Integration with onboard Radio for voice / data Audible alarm annunciation of tank parameters

Tactical Field Computer (TFC) JSS 55555 and MIL STD 461E compliant Ballistic Computer / Man Machine Interface for Artillery Applications Battle Management System (BMS) Node

Next Generation Edge of Battlefield Solutions (Src: Tata Power)

Platform based for multi-role, multi-function d l tdeployment SAMVAD as platform for Digital Control Harness,

Intra Ship Communication Distributed Architecture

No single point of failure Lesser power consumption

Modular

20100412 ieee sarnoff sdr tutorial - vaman 126

Scalability based on addition of modules only from low to heavy deployment

Software upgrade only

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LAYERED NETWORK MANAGEMENT APPROACH (Source: Tata Power)

Mission PlanningandSituationalAwareness

Mission PlanningandSituationalAwareness

Mission PlanningandSituationalAwareness

F1 F2F12

Spectrum Management

Plan Data andPolicies

Network Statusand Analysis

CPE

LAN

LAN

AC

Awareness

F1 F2F12

Spectrum ManagementSpectrum Management

Plan Data andPoliciesPlan Data andPolicies

Network Statusand AnalysisNetwork Statusand Analysis

CPE

LAN

LAN

AC

AwarenessAwareness

20100412 ieee sarnoff sdr tutorial - vaman 127

Terrain, Imagery & Maps

F1F10

CPE

LAN

LAN

AC

Units & Equipment(Logical)

Terrain, Imagery & Maps

Terrain, Imagery & Maps

Terrain, Imagery & Maps

Terrain, Imagery & Maps

F1F10

CPE

LAN

LAN

AC

Units & Equipment(Logical)Units & Equipment(Logical)

INITIAL DEVELOPMENT OF SDR

20100412 ieee sarnoff sdr tutorial - vaman 128

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INITIAL SDR DEVELOPMENT SYSTEM

900 MHz

2400 MHz

SDR H/W SDR H/WUSB2.0

USB2.0

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PC Base Band Processing

PC Base Band Processing

GNU RADIO AND UNIVERSAL SOFTWARE RADIO PERIPHERAL(USRP)

A low cost SDR Platform combing GNU radio and USRP

GNU Software radio(GSR): [7]

Open source Software radio Development Kit

Flow graphs and applications in PYTHON

Critical signal processing blocks in C++

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Critical signal processing blocks in C

Reasonably Hardware Independent

A dedicated host computer is required per radio to run

GSR.

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UNIVERSAL SOFTWARE RADIO PERIPHERAL

Four 12 bit per sample, 64MS/s ADCs

Four14 bit per sample 128MS/s DACs Four14 bit per sample 128MS/s DACs

Field Programmable Gate Array (FPGA)

Programmable USB2.0 interface

Transceiver boards provide RF front end

20100412 ieee sarnoff sdr tutorial - vaman 131www.gnuradio.org

20100412 ieee sarnoff sdr tutorial - vaman 132

RF IF Baseband

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67

Messag

e Type

Destinati

on Source

Address

Center

Freq

Bandwi

dth

Modulat

ion

KV

paramete

STRUCTURE OF MESSAGES EXCHANGED BETWEEN

TRANSMITTER AND RECEIVER•Control Message from transmitter

e TypeAddress

Address Freq dth ionrs

Message

Type

Destinatio

n Address

Source

Addre

ss

ACK

Accept/Rejec

t chosen

channel

Length of

retransmit

ted blocks

Retransmi

tted blocksM Kv1,1 Kv1,

2

Kv1,

16

Kv2

,1

….

.

Kv4,

M

Ov1,1

to

Ov1,

M

Ov2,1

to

Ov2,M

•Control Message acknowledgement from transmitter

•Packet payload

•Data message from

20100412 ieee sarnoff sdr tutorial - vaman 133

Message

Type

Destination

Address

Source

Address

Sequence

Number

Packet Payload

Message TypeDestination

Address

Source

Address

No: of Blks

in error

Blks to be

retransmitt

ed

Preferred

modulati

on

Preferred

Reconfiguration

parameters(

optional)

•Data message from Transmitter

•Data Message Acknowledgement from receiver

FUNCTIONAL MODULES DEVELOPED

Dynamic Modulation

Switching of GMSK, DBPSK, DQPSK (Other modulations such as AM, FM are available)

Spectrum Sensing, Dynamic Channel Allocation and Switching of Channels, Dynamic frequency switching during transmission Spectrum Search Detection Dynamic Channel Allocation

20100412 ieee sarnoff sdr tutorial - vaman 134

Dynamic Channel Allocation

Transmit and Receive simultaneously on Different Frequencies using MIMO

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EXPERIMENTAL SETUP

Implemented Cognitive radio operation is demonstrated using two CR

nodes operating as transmitter and receivernodes operating as transmitter and receiver.

A third node serves as priority user to demonstrate dynamic switching of

spectrum

A single Node is implemented using:

A Linux PC running GNU Software radio Platform

20100412 ieee sarnoff sdr tutorial - vaman 135

A Linux PC running GNU Software radio Platform

A USRP Board (version 1)for RF front end and A/D-D/A Conversion

Two transceiver boards serving as (RFX900)

a) Data Radio b) Listening radio

Two 800MHz – 1000MHz antennas

20100412 ieee sarnoff sdr tutorial - vaman 136

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RESULTSData channel selected

Frequency Synchronization:

20100412 ieee sarnoff sdr tutorial - vaman 137

Channel status: Spectrum sensing output

Transmission of Control message in Listening Channel

Tuning to Data channel

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Data Reception :output at receiver

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New data channel chosen for

Transmitter senses Priority user

D i F S it hi t

transmission Dynamic Frequency Switching at Transmitter

20100412 ieee sarnoff sdr tutorial - vaman 139

Dynamic Frequency Switching at receiver

Receiver Synchronization to selected frequency

SPECTRUM OUTPUT FOR MODULATORS WITH DATA INPUT

GMSK Modulator

20100412 ieee sarnoff sdr tutorial - vaman 140

DBPSK Modulator

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20100412 ieee sarnoff sdr tutorial - vaman 141

DQPSK Modulator

MODULATORS IMPLEMENTATIONGMSK

MSK Modulated signal

Block diagram :Generating GMSK Modulated signal

20100412 ieee sarnoff sdr tutorial - vaman 142

Bytes to Bits

Bits to Symbols

Gaussian Filter

Frequency Modulator Complex

modulated signalBits

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PSK CONSTELLATION DIAGRAMS

BPSKQPSK

PSK Software Implementation

20100412 ieee sarnoff sdr tutorial - vaman 143

Bytes to Bits

Gray Code Encoder

Differential Encoder

Bits to Symbols Complex

modulated signalBits

RRC Filter

Presented the evolution of Cognitive Radio in Battlefield MANET and Dynamic

Variability of Different Functional Components in Layered SDR Approach:

CONCLUSION

a ab ty o e e t u ct o a Co po e ts aye ed S pp oac

Cognitive Radio Capabilities: Spectrum sensing, transmitter receiver

frequency synchronization, dynamic switching of frequencies

Multiple modulation schemes and dynamic switching of modulations

KV transform coding for multipath error handling and channel estimation

and dynamic variation of number of bits/input sample to maintain target

BER

20100412 ieee sarnoff sdr tutorial - vaman 144

BER.

Cognitive Radio MANET Design using Distributed Slot Selection Process

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CAUTION ON THE USE OF COGNITIVE RADIO

While Engineers who are in R&D working on Cognitive Radio provideWhile Engineers who are in R&D working on Cognitive Radio provide ever optimistic opinion – “it is coming”, there are still larger issues that concern users and developers.

Battlefield is very different from commercial environment in the sense of security and theater constraints.

The users feel unsecure of making distributed decisions on selecting the slots due to potential intruders or malicious radios. Any solution to

2007 05 31 ARO CeBCom, PVAMU 145

the slots due to potential intruders or malicious radios. Any solution to identify malicious radios should not make radios and networks inefficient with respect to power and bandwidth.

Challenge is to find the solution for spectral efficiency while maintaining power and bandwidth efficiency.

REFERENCES

1 D.R. Vaman, “Work Complexity and Information Technology”, Key Note Speech, The EighthAnnual Symposium on Human Interaction with Complex Systems (HICS 2008) – SecondTopical Workshop on Sense Making Norfolk Virginia April 3-4 2008Topical Workshop on Sense Making, Norfolk, Virginia, April 3 4, 2008.

2 Q. Qu, L. Milstein, D.R. Vaman, “Cognitive Radio Based Multi-User Resource Allocation in MobileAd Hoc Networks using Multi-Carrier CDMA Modulation”, IEEE Journal of Selected AreaCommunications (IEEE JSAC) Special Issue on Cognitive Radios, Vol. 26, No. 1, January2008, pp 70 – 82.

3 Q. Qu, L. Milstein, D. R. Vaman, “Distributed Spectrum and Power Control in Cognitive Radiobased Wireless Ad Hoc Networks”, Proceedings of the IEEE Sarnoff Symposium, April 30 –May 2, 2007, Princeton, NJ.

4 L. Qian, G. Song, D.R. Vaman, “Energy Efficient Adaptive Modulation in Wireless Cognitive RadioSensor Networks”, Proceedings of IEEE International Communications Conference(ICC’2007), Glasgow, United Kingdom, Session WAS21, Paper no. 4, June 25 – 27, 2007.

5 Q Q L Mil t i D R V “C L Di t ib t d P C t l d S h d li f

2007 05 31 ARO CeBCom, PVAMU 146

5 Q. Qu, L. Milstein, D.R. Vaman, “Cross – Layer Distributed Power Control and Scheduling forDelay – Constrained Applications over CDMA – based Wireless Ad Hoc Networks”, IEEETransactions on Communications, Vol. 58, No. 2, February 2010.

6 L. Qian, S. Gao, D.R. Vaman, “Power control and scheduling with minimum rate constraints inclustered multi-hop TD/CDMA wireless ad hoc networks”, John Wiley Inter Science Journal ofWireless Communications and Mobile Computing, Vol. 6, pp 791-808, Fall 2006

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REFERENCES

7. Q. Qu, L. Milstein, D.R. Vaman, “Distributed Power and Scheduling Management for Mobile Ad HocNetworks with Delay Constraints”, Proceedings of the IEEE MILCOM – 2006, October 23 – 27, 2006,W hi t DCWashington DC.

8. N. Song, L. Qian, D.R. Vaman, “Joint Power Control and Proportional Fair Scheduling with MinimumRate Constraint in Cluster based MANET”, Proceedings of the 2nd International Conference onMobile Ad-hoc and Sensor Networks (MSN-2006), Hong Kong Polytechnic University, Hong Kong,December 13-15, 2006, Paper No. 66

9. D. R. Vaman, "Management and Control of Highly Mobile Ad hoc Wireless Network for supportingMulti-Service QoS assured Applications" Invited Paper at the Wireless Conference in University ofHelsinki, Finland, May 22, 2006.

10. N. Song, L. Qian, D.R. vaman, “Joint Power Control and Maximally Disjoint Routing for Reliable DataDelivery in Multi-hop CDMA Wireless Ad Hoc Networks”, IEEE Wireless Communications andNetworking Conference, April 3-6, 2006, Las Vegas, Nevada, Session NET14-2.

2007 05 31 ARO CeBCom, PVAMU 147

11. L. Qian, N. Song, D.R. Vaman, “Power Control and Proportional Fair Scheduling with Minimum RateConstraints in Clustered Multi-hop TD/CDMA Wireless Ad Hoc Networks, Proceedings IEEE WirelessCommunications and Networking Conference, April 3-6, 2006, Las Vegas, Nevada, SessionPHY02-3.

12. D. R. Vaman, “Complexities of ad hoc wireless network architectures and their dual use capabilities forMulti-service QoS assured applications”, IEEE Conference on Enabling Technologies for SmartAppliances, Hyderabad, India, January 12-14, 2005 (Invited Key Note Speaker).

REFERENCES

13. S. Raj, “Implementation of Software Defined Radio Design for Cognitive Radio MANET”,Master’s Thesis (Advisor, Prof. Dhadesugoor R. Vaman), August 2009.

14 J Mit l “C iti R di M d l b d C t f S ft R di ” Li ti t Th i14. J. Mitola, “Cognitive Radio - Model-based Competence for Software Radios”, Licentiate Thesis(Stockholm: KTH), September 1999.

15. D. R. Vaman, R. Muralidharan, S. Raj, “Design of Modular Software Defined Radio Architecture forResource Constrained Mobile Ad Hoc Network (MANET)”, Software Defined Radio (SDR)Forum, SDR 2010 Conference, Washington D.C., December 2010 (Submitted and UnderReview).

16. D. Cabric, S. Mishra, and R.W. Brodersen, “Implementation Issues in Spectrum Sensing forCognitive Radios”, Conference Record on the Thirty-Eighth Asilomar Conference on Signals,Systems and Computers, pp 772–776, November, 2004

17. F.F. Digham, M. Alouini, and M.K. Simon, “On the Energy Detection of Unknown Signals overFading Channels”, IEEE Transactions on Communications, VOL. 55, NO. 1, January, 2007.

20100412 ieee sarnoff sdr tutorial - vaman 148

18. Y.R. Kondareddy, P. Agrawal, “Synchronized MAC Protocol For Multi-Hop Cognitive RadioNetworks”, Proceedings of IEEE International Communications Conference (ICC 2008), June2008.

19. D.R Vaman, S.T.Koay, A.Annamalai, N.Agarwal, “A Simple and Least Complex KV TransformCoding Technique with Low BER Performance at Low Eb/No for Multi-Tiered Applications inPower and Bandwidth Constrained MANET/Sensor Networks”, Proceedings of IEEE SMCConference, October 11 – 14, 2009, San Antonio, TX.

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REFERENCES

20. Q. Qu; L. B. Milstein.; D. R. Vaman, “Cognitive Radio Based Multi-User Resource Allocation inMobile Ad Hoc Networks Using Multi-Carrier CDMA Modulation” IEEE Journal on SelectedMobile Ad Hoc Networks Using Multi-Carrier CDMA Modulation , IEEE Journal on SelectedAreas of Communications, Vol.26, Issue 1, January 2008.

21. L. Qian, G. Song, D.R. Vaman, “QoS Aware Maximally Disjoint Routing in Power ControlledMulti-hop CDMA wireless Ad Hoc Networks Extended Results”, EURASIP Journal ofWireless Communications Networks (JWCN) (Special Issue), October 2006.

22. GNU Software Radio: http://www.gnu.org/software/gnuradio23. Exploring GNU Radio: Eric Blossom, http://www.gnu.org/software/gnuradio/doc/exploring-

gnuradio.html#usrp

2007 05 31 ARO CeBCom, PVAMU 149

PEACE

2007 05 31 ARO CeBCom, PVAMU 150