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Defence Research and Development Canada Recherche et développement pour la défense Canada Canada Command and Control Simulation for Domestic Operations by Kendall Wheaton, Walter Dyck, Major Daniel McNamara, Larry Cochran, Anet Greenley, Patrick Lachance, and Douglas Hales

Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

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Page 1: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence Research andDevelopment Canada

Recherche et développementpour la défense Canada Canada

Command and Control Simulation for Domestic Operations

by

Kendall Wheaton, Walter Dyck, Major Daniel McNamara, Larry Cochran,Anet Greenley, Patrick Lachance, and Douglas Hales

Page 2: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Outline

• Introduction• Methodology

• Applying an Architecture Framework to C2 Processes

• Business Process Modeling• Executable Architectures• Simulation of C2 Processes

• Simulation of Joint C2 in Domestic Operations• Operational Level Military HQ• Tactical Level Interagency C2

• Scenario Development• Status of the Modeling• Conclusion

Page 3: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Who We Are:

• Representing– Defence R&D Canada

– Canadian Forces Experimentation Centre

– Lansdowne Technologies

– CAE Professional Services

• Based in Ottawa, Canada

• Part of the Joint Command Decision Support 21st

Century (JCDS 21) Technology Demonstration Project

Page 4: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

CDS Statement

• Vision for an ‘Objective Force’

• Commitment in Principle to

– EBO

– Whole of Government Approach

– Command Centricity

• Data management, knowledge creation and information sharing

– key enablers to transformation of the Canadian Forces

Page 5: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

JCDS 21 TDP

• JCDS 21 Aim is to demonstrate a joint net-enabled collaborative environment to achieve decision superiority.

• JCDS 21 was established to support the CF in developing operational and system requirements for a net-enabled collaborative environment to support strategic decision-making, within a joint, interagency, multi-national and public (JIMP) framework.

Page 6: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Objective

This paper will present an approach for the simulation of the C2 processes in two different contexts based on requirements analysis and architecture modeling.

Page 7: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Methodology: Applying an Architecture Framework to C2 Processes

• Architectures are a perspective of a systems-of-systems construct

• Operations Views (OVs), Systems Views (SVs) and Technical Views (TVs) are suitable for describing C2 processes

• US DoDAF is one of several options and was selected for this project

• Linking architecture products to a business process model will be described in this presentation

Page 8: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Business Process Modeling

• Business process modeling (BPM) can be used to represent the C2 processes in a headquarters.

• C2 processes were captured in an architecture data model in the form of Use Cases– identifying the actors, goals and activities involved in key C2

business processes within a military headquarters

• A flexible simulation framework was developed using a BPM application to represent the business processes identified in the initial phase of architecture development.

Page 9: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Executable Architectures

• Executable architectures are a symbiotic combination of an architecture framework and a simulation environment.

• The sequence of activities depicting organizational process and rule sets (know-how) is developed as a simulation model which can be executed to monitor and analyze behaviour over time, e.g. delays, resource usage, etc.

• Continuous co-evolvement of architecture and simulation requires use tools that move information easily between architecture views and simulation models– there are integrated tools such as CORE

– or architecture information may be transferred to a standalone BPM tool using a standard such as UML

Page 10: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Process Development Schematic

XML Environment

UML Phase

UML Phase

Simulation Phase

UML 2.1 ModelAltova s/w

G2 Server Environment

SVG Display

XML

XML

XML

XML (BPEL Std)

XML

XML

HTML Display

HTML/XML

State MachinesTauG2 Simulation

BPEL Bridge

XML Bridge

G2 Core

ActiveX Bridge (Web)

JSTAFF ModelHLA Bridge

Web Client G2 Client

HTML/XML

JSAF (CGF)

HLA

HLA Network

HLA

TCP/IP

JMACE GUITCP/IP

Other Models

TauG2 s/w

Logistics ModelXML File

G2/JMACE

C2 Customization

Use Cases ModelUseCase Complete s /w

BPEL Model

XML

Future Development

G2/ReThink

Users

Sequence Diagrams

UseCase Diagrams Activity Diagrams

OV-1 EditorAltova StyleVision & XMLSpy s/w

DoDAF/XMLSystem Architect s/w

Architecture Data Model(DODAF/XML File)

DoDAF/XML

XML

Page 11: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Simulation of C2 Processes• Simulations of C2 processes were developed to assist with the design

of experiments for newly established operational headquarters and to assist scientists assess potential C2 gaps and deficiencies as well as validate Metrics.

• G2/ReThink software was the BPM application used to simulate theC2 processes.

• The C2 processes were documented through observation and/or interviews with operational level headquarters staff (military and other government departments) and the simulation was based upon the DoDAF architecture information.

• The next step was to create Use Cases based upon the observations and interviews which were then modeled using UML (which provided a common language to communicate the architecture information).

• The UML Use Cases were translated manually into the ReThinksimulation - in future XML will be employed to automate the translation.

Page 12: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Notional Command Use Case Diagram

Page 13: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Simulation of Joint C2 in Domestic OperationsOperational Level Military HQ

JCDS 21 documented joint operational C2 processes through observation and interviews with CF headquarters staffs. One of the key decisions was agreement on the critical business processes:– Mission Planning - The main focus of the model involves the

Operational Planning Process (OPP).

– Requests for Information (RFI) - Inputs such as government policy, intelligence products and task force situation reports were modeled.

– Common Information Environment (CIE) - A portal was conceived as the primary tool of the CIE. Related activities focused on two elements: (1) posting information, and (2) accessing (pulling) information.

– Battle Rhythm - Captured by modeling battle staff meetings to execute planning (OPP) and the daily Situation Report process which drives the daily briefings.

Page 14: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Mission Planning: the Operational Planning Process (Top Level)

Receive

PlanningTask

Develop

COA

Obtain

Commander

Decision

Conduct

Mission

Analysis

Initiation OrientationCOA

Development DecisionPlan

Development

Plan

Review

Develop

Plan

Conduct

Plan

Review

OPP

Steps

Orient Orient Orient Decide Act Orient

Interact

Receive Develop

COA

Obtain

Commander’s

Decision

Conduct

Mission

Analysis

Initiation OrientationCOA

DecisionPlan

Development

Plan

Review

Develop

Plan

Conduct

Plan

Review

OPP

Steps

Orient Orient Orient Decide Act Orient

Interact

Page 15: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

RFI Process Example in ReThink

Page 16: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Provide Collaborative Information Exchange – Top Level

Interact with CIE

Provide CIE Services

Manage CIE Resources

Perform User/ Entity Services

Manage CIE Environment

CIE

Provide CIE Capability

Interact with CIE

Provide CIE Services

Manage CIE Resources

Perform User/ Entity Services

Manage CIEEnvironment

CIE

Provide CIE Capability

Page 17: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Battle Rhythm Process – Battle Staff Meetings

J3 assembles J1-J9, Canada COM advisors and LOswith OGDs, & SJS/RJTF reps for mission specific OPP execution

Battle Staff members seek clarification

Battle Staff members provide input to SA and OPP deliverable in their area of expertise

J3 presents conclusions – to be used to develop OPP deliverable

Distribute meeting notes/ draft of OPP deliverable

Collaborative activity

Single cell activity

Multiple cell activity – each acting independently

J3 calls Battle Staff meeting to facilitate development of OPP deliverable

J3 chairs meeting -presents current mission status and meeting purpose

J3 & Battle Staff

J3 & Battle Staff

J3 & Battle Staff

J3 & Battle Staff

J3 & Battle Staff

J3 – may post on CV and send out email

J3 assembles J1-J9, Canada COM advisors and LOswith OGDs, & SJS/RJTF reps for mission specific OPP execution

Battle Staff members seek clarification

Battle Staff members provide input to SA and OPP deliverable in their area of expertise

J3 presents conclusions – to be used to develop OPP deliverable

Distribute meeting notes/ draft of OPP deliverable

Collaborative activity

Single cell activity

Multiple cell activity – each acting independently

J3 calls Battle Staff meeting to facilitate development of OPP deliverable

J3 chairs meeting -presents current mission status and meeting purpose

J3 & Battle Staff

J3 & Battle Staff

J3 & Battle Staff

J3 & Battle Staff

J3 & Battle Staff

J3 – may post on CV and send out email

J3 assembles J1-J9, Command's advisors and LOs with OGDs, & superior/subordiante Command reps for mission specific OPP execution

J3 - may post on Portal and send out e-mail

Page 18: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Simulation of Joint C2 in Domestic OperationsTactical Level Interagency C2

• The work conducted by the Canadian Forces Experimentation Centre(CFEC) has focused on identifying Interagency business processes, creating models and simulating them.

• Several federal agencies provided input and participated in the development work of these processes, the initial business processes used in the study were:

- SITREP- Maintain Situational Awareness- Request For Information- Incident Report- Incident Action Plan

- Request for Assistance- Transfer of Authority- Handover- Incident Public Affairs

Page 19: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Process Diagram for Interagency Maintain Situation Awareness

Page 20: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Process Diagram for Interagency Request for Information

Page 21: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Process Diagram for Interagency Request for Assistance

Page 22: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Scenario Development

• The development of a scenario for a Joint C2 DOMOPS model must provide adequate detail to make the events realistic in description and timing and describe sufficient severity to stimulate appropriate actor response.

• The scenario under development was based upon ARDENT SENTRY 06: an exercise which was to provide a forum in which selected senior officials, federal departments and agencies and provincial emergency management organizations could rehearse their roles and responsibilities in dealing with significant emergency events affecting the national interest.

• AS06 consisted of a number of events varying in severity and scope in multiple locations in both Canada and the US that revolved around several main threads:– Terrorist Threat to Critical Infrastructure– Maritime Proliferation Security Initiative– Explosion of Radiological Dispersion Devices– Pandemic Influenza

• An Exercise Management Tool has been developed to store and manage the MSEL automatically creating email or other injects from the MSEL and tracking and correlating the responses.

Page 23: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Status of Modeling Effort

• The simulation supports two distinct models:

– a business process model of the joint, operational level headquarters and the Operational Planning Process

– a business process model of national Major Event Security Operations and Integrated Security Unit (ISU)

• Both models will be tested, analyzed and refined in workshops and experiments using a scenario such as the one described earlier as a backdrop.

• The simulation will be used to validate the organizational tasks, workflow, associated resource pools and rule sets.

• Once the model is proven to be credible the next step is to conduct explorations, make modifications to the model and investigate options to resolve process issues.

Page 24: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence R&D Canada – CORA • R & D pour la défense Canada – CARO

Conclusion

• The paper describes a successful transition from architecture views to simulation models that can expand opportunities for concept development and experimentation.

• Two C2 simulations have been developed; one for a joint operational level military headquarters responsible for domesticoperations (DOMOPS) and another for Interagency C2 of tactical level joint DOMOPS and emergency management.

• The simulations being created will support the process designer in developing an optimized process or a new process and will be used to plan experiments to support projects such as JCDS 21 demonstrate a joint net-enabled collaborative environment to achieve decision superiority in the future Canadian Forces.

• Plans for experiments are under development where realistic simulation of the key C2 processes will allow researchers to test hypotheses beforehand to optimize their designs. The modelling approach used for the JCDS 21 TD is being adapted to other C2 projects including a model of the National Air Planning Process and Joint Fire Support.

Page 25: Command and Control Simulation for Domestic Operations · Defence R&D Canada – CORA • R & D pour la défense Canada – CARO Outline • Introduction • Methodology • Applying

Defence Research andDevelopment Canada

Recherche et développementpour la défense Canada Canada