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CENTER FOR NONLINEAR AND COMPLEX SYSTEMS Como - Italy

Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

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Page 1: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

CENTER FOR NONLINEAR AND COMPLEX SYSTEMS

Como - Italy

Page 2: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 3: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Providing a sustainable supply of energy to the world’s population will become a major societal problem for the 21st century as fossil fuel supplies decrease and world demand increases.

Thermoelectric phenomena are expected to play an increasingly important role in meeting the energy challenge of the future.

…a newly emerging field of low-dimensional thermoelectricity, enabled by materials nanoscience and nanotechnology.

Dresselhaus et al: Adv. Mater. 2007

Page 4: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

A central issue in physics

What are the fundamental limits that thermodynamics imposes on the efficiency of

thermal machines?

This problem is becoming more and more practically relevant in the future society due to the need of providing a sustainable supply of energy and to strong concerns about the environmental impact of the combustion of fossil fuels

Page 5: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Sadi Carnot, Reflexions Sur la Puissance Motrice duFeu et Sur Les Machines Propres a` Developper Cette Puissance (Bachelier, Paris, 1824).

Page 6: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

In a cycle between two reservoirs at temperatures T1and T2 (T1 >T2), the efficiency , is bounded by the so-called Carnot efficiency

Sadi Carnot, Reflexions Sur la Puissance Motrice duFeu et Sur Les Machines Propres a` Developper Cette Puissance (Bachelier, Paris, 1824).

Page 7: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

In a cycle between two reservoirs at temperatures T1and T2 (T1 >T2), the efficiency , is bounded by the so-called Carnot efficiency

Sadi Carnot, Reflexions Sur la Puissance Motrice duFeu et Sur Les Machines Propres a` Developper Cette Puissance (Bachelier, Paris, 1824).

The Carnot efficiency is obtained for a quasistatic transformation which requires infinite time and therefore the extracted power, in this limit, reduces tozero.

Page 8: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Efficiency at maximum power

Curzon -Ahlborn upper bound

Page 9: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

INTRODUCTORY REMARKS

Can we control the heat current?

Page 10: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

INTRODUCTORY REMARKS

Can we control the heat current?

Towards thermal diodes and thermal transistors

M. Terraneo, M. Peyrard and G.C. p.r.l. 88, (2002)

Page 11: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

QUESTION:

Can one derive the Fourier law of heatconduction from dynamical equations of motion without any statistical assumptions?

Normal transport

Page 12: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

J. B. FOURIER

1808 - Attempt to explain the thermal gradientinside the earth

Page 13: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

‘It seems there is no problem in modernphysics for which there are one recordas many false starts and as manytheories which overlook some essentialfeatures as in the problem of thethermal conductivity of non conductingcrystals’

R. E. PEIERLS

Page 14: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

REMARK:

Randonmnes is an essential ingredientof thermal conductivity

deterministically random systems are tacitly required by the transport theory

Page 15: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

THE DING-A -LING MODEL

Page 16: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

THE DING-A -LING MODEL

Page 17: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 18: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 19: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 20: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Nature, 7 june 1984

Page 21: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 22: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 23: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 24: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Plane waves solutions

Dispersionrelations

Phonon band

Page 25: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 26: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 27: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 28: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

INTERNAL TEMPERATURE PROFILE

Page 29: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

In nonlinear systems the position of the banddepends on the temperature

Page 30: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

p.r.l. 88, (2002)

Page 31: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 32: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

For uniform mass distribution, thermal conduction issymmetric

Page 33: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 34: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

All measurements showed that a higher thermalconductance was observed when heat flowedfrom the high-mass region to the low -massregion

Page 35: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

A wave diode: asymmetric wave propagation in nonlinear systems

Page 36: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Layered photonic( phononic) crystal

A wave diode: asymmetric wave propagation in nonlinear systems

G.C., S. Lepri, prl. 106, 164101 (2011)

Page 37: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

The transmission is large for the left incoming packet

G.C., S. Lepri, prl. 106, 164101 (2011)

Page 38: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

POWERFUL HEAT

How to increase efficiency of thermopower generation and refrigeration?

A dynamical systems approach

Page 39: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Volta effect: an electric potential difference is developed by the contact of two different metals at the same temperature.

A.Volta (Como)

Page 40: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 41: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 42: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

In 1822, the Estonian–German physicist Thomas Johann Seebeck discovered that if heat is applied across the junctionof two wires, a current is generated.

A.Volta (Como) Seebeck

Page 43: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Thermoelectricity concerns the conversion oftemperatures differencies into electrical potentialor viceversa

It can be used to perform useful electrical workor to pump heat from cold to hot place, thusperforming refrigeration

Page 44: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Abram Ioffe, 1950s : doped semiconductors have large thermoelectric effect

The initial excitement about semiconductors in 1950was due to their promise, not in electronics but inrefrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid state homerefrigerators and power generators

Page 45: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

During this 1960–1995 period, the thermoelectric field received little attention from the worldwide scientific research community.

Nevertheless, the thermoelectric industry grew slowly and steadily, by finding niche applications:

space missionslaboratory equipmentmedical applications

where cost and energy efficiency were not as important as energy availability, reliability, predictability, and the quiet operation of equipment.

Page 46: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Thermoelectric devices provide on board power tooperate radio signal trasmitters, on board computers,gyros and navigational systems, spectrometers and many other scientific instruments.

These power generating systems can operateunattended, maintenance free, for many years

NASA uses thermoelectric because key advantages include high reliability, small size and no noise.

Page 47: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Radioisotope Thermoelectric Generators (RTGs) is the only technology (so far) capable of providing electrical power fordeep-space missions including:- Voyagers I and II, -Galileo, Cassini, and the New Horizons mission to Pluto .

(The RTG is the black, cylindrical finned object at lower left).

New Horizon spacecraftto Pluto

Page 48: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Thermoelectric coolers/heaters by “Amerigon“(USA)

Page 49: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Efforts are underway to replace alternator incars with a thermoelectric generator mountedon the exhaust stream

Page 50: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

to produce electricity rather than using drive train power and an alternator. More drive train power is available to move the vehicle and electricity is still available. Plan is to improve overall fuel economy by 10% and aims to reach production in the 2014

Vehicle waste heat is redirected to a thermoelectric generator

Page 51: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

New funding. In the early 1990s DARPA and the Office of Naval Research initiated support for basic thermoelectric materials research:thermoelectric coolers are used for night vision, sensors, guidance systems, etc. and even modest efficiency gains might make TE air conditioning practical in submarines (TE cooling is quiet) and enhance the existing DoD applications.

USS DOLPHINAGSS 555

–Test for Silent

Running

Page 52: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

The suitability of a thermoelectric material for energy conversion or electronic refrigeration is evaluated by

Page 53: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

The ZT figure of merit

The suitability of a thermoelectric material for energy conversion or electronic refrigeration is evaluated by

Page 54: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

In linear response regime:

Page 55: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 56: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

In five decades the ZT of semiconductors has increased only marginally, from about 0.6 to 1

A. Majumdar Science 303, 777(2004)

Page 57: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

A ZT value > 3 would make solid –state homerefrigerators economically competitive with compressor-based refrigerators

Page 58: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Metals are poor thermoelectric materials because of low Seebeck coefficient and large electroniccontribution to thermal conductivity.

A ZT value > 3 would make solid –state homerefrigerators economically competitive with compressor-based refrigerators

Page 59: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Metals are poor thermoelectric materials because of low Seebeck coefficient and large electroniccontribution to thermal conductivity.

Insulators have large Seebeck coefficient but have too few carriers which result in large electrical resistivity

A ZT value > 3 would make solid –state homerefrigerators economically competitive with compressor-based refrigerators

Page 60: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 61: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid
Page 62: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

The only thermodynamic restrictions to the Onsagercoefficients come from the positivity of the entropyproduction, which is a quadratic form in the

generalized forces:

and

The only restriction:

Page 63: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

ZT diverges iff the Onsager matrix is ill- conditionedthat is the condition number:

diverges

In such case the system is singular:

Page 64: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Consider a two dimensional gas with circularscatterers (Lorentz gas model)

Page 65: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Consider a two dimensional gas with circularscatterers (Lorentz gas model)

ZT =1.5

Page 66: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

1-d non interacting gas

Particles current:

energy distribution of particles from reservoir

transmission prob. for a particle with energyto transit from one hand to the other.

Page 67: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Assuming Maxwell-Boltzmann distribution for particles in the baths:

Particles current:

Heat current:

(Injection rates)

Page 68: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

If transmission is possible only inside a tiny energywindow

then

Page 69: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Carnot efficiency

Delta-like energy-filtering mechanism;

Mahan et al (1996), Humphrey et al (2002)

Page 70: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Interacting systemConsider a one dimensional gas of elasticallyinteracting particles with unequal masses:

m M

G.C. , Lei Wang, T. Prosen: J. of Stat. Mech. (2009)

Page 71: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

There is no sign of narrowing of D(E) with increasingsystem size L

A different mechanism for increase of ZT ! ?

Page 72: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

A new challenge:Break time-reversal symmetry

Page 73: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Onsager

A new challenge:Break time-reversal symmetry

Page 74: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Onsager

however

A new challenge:Break time-reversal symmetry

Page 75: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Maximum efficiency and efficiency at maximun powerdepend on two parameter x and y

(x=1 implies y=ZT)

The second, asymmetry parameter, x offers an additional freedom for efficiency of thermoelectricdevices

G. Benenti, K. Saito and G.C. prl 106 230602 (2011)

Page 76: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

G. Benenti, K. Saito and G.C. prl 106 230602 (2011)

Page 77: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

For non interacting systems S(B) = S(-B)due to symmetry properties of the scattering matrix

Page 78: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

For non interacting systems S(B) = S(-B)due to symmetry properties of the scattering matrix

Accurate numerical simulations of two terminal interactingdynamical systems which violate time-reversal symmetrysistematically failed to find a non symmetric thermopower S(B) ≠ S(-B) why ?

Page 79: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

For non interacting systems S(B) = S(-B)due to symmetry properties of the scattering matrix

Accurate numerical simulations of two terminal interactingdynamical systems which violate time-reversal symmetrysistematically failed to find a non symmetric thermopower S(B) ≠ S(-B) why ?

Inelastic scattering introduced e.g. by a, selfconsistent, third terminal, leads to non-symmetric thermopower

K. Saito, G. Benenti, G.C., T. Prosen PRB 84 201306 (2011)

Page 80: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

For non interacting systems S(B) = S(-B)due to symmetry properties of the scattering matrix

Accurate numerical simulations of two terminal interactingdynamical systems which violate time-reversal symmetryhave shown a non symmetric thermopower S(B) ≠ S(-B)

Inelastic scattering introduced e.g. by a, selfconsistent, third terminal, leads to non-symmetric thermopower

K. Saito, G. Benenti, G.C., T. Prosen PRB 84 201306 (2011)

How to increase asymmetry x ? ?

Page 81: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

-A large number of complex materials are now available

At issue are some fundamental scientific challenges, which could be overcome by deeper understanding of

heat and charge transport.

Page 82: Como - Italypascazio/publications/casati.pdf · refrigeration. The discovery that semiconductors can act as efficient heat pumps led to expectations of environmentally benign solid

Thermal diodes and wave diodes

Phys Rev Lett 88 094302 (2002)Phys Rev Lett. 93 184301 (2004)Chaos 15 015120 (2005)Phys Rev Lett 98 104302 (2007)Phys Rev Lett 106 164101 (2011)

ThermoelectricPhys Rev Lett 101 01601 (2008)J Stat Mech L03004 (2009)Phys Rev E 80 010102 (2009)Phys Rev E 80 031136 (2009)Chem. Phys. 375, 508 (2010)Phil. Trans. R. Soc.A 369, 466 (2011)J Stat Mech (2011)Phys Rev B 84 201306 (2011)Phys Rev Lett 106 230602 (2011)