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Comparison Optical Amplifiers Optical Communication
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Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
505
A review paper on comparison of optical amplifiers in optical
communication systems
Bhawna Utreja, Hardeep Singh, Thapar University
Abstract - In this paper, several
technologies of optical amplifiers have
been discussed with their applications
that are suitable for the low-cost,
moderate performance application
space. These amplifiers must be small in
size and easy to control to allow their
use in many places in the network. The
different technologies, such as EDFA,
Raman amplifiers and SOA, have
different properties making them
suitable for a variety of applications.
Key-words : Optical communication
system, semiconductor optical amplifier,
EDFA, Raman amplifier.
1. Introduction:
In order to transmit signals over long
distances (>100 km) it is necessary to
compensate the attenuation losses within
the fiber. Initially this was accomplished
with an optoelectronic module consisting
of an optical receiver, regeneration and
equalization system, and an optical
transmitter to send the data. Although
functional this arrangement is limited by
the optical to electrical and electrical to
optical conversions. Several types of
optical amplifiers have since been
demonstrated to replace the OE– electronic
regeneration systems [1]. These systems
eliminate the need for E-O and O-E
conversions. This is one of the main
reasons for the success of today’s optical
communications systems shown in Figure
1.
Electronic AMP (regeneration, equalization) Fiber Fiber
Optical signal In Optical Signal Out
Figure 1: Optical Communication System
Optical Amplifiers: The general form of an
optical amplifier is shown in Figure 2:
Pump Power
Fiber Fiber
Optical Signal In Optical Signal Out
Figure 2: Optical Amplifier
Optical amplifiers can be divided into two
classes: optical fiber amplifiers (OFA) and
semiconductor optical amplifiers (SOAs).
The former has tended to dominate
conventional system applications such as
in-line amplification used to compensate
for fiber losses. However, due to advances
in optical semiconductor fabrication
techniques and device design, the SOA is
showing great promise for use in evolving
optical communication networks. It can be
utilised as a general gain element but also
has many functional applications including
an optical switching and wavelength
conversion. These functions, where there
is no conversion of optical signals into the
electrical domain, are required in
transparent optical networks. The optical
OE Rx EO Tx
Optical AMP Medium
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
506
fiber amplifiers are EDFA and Raman
amplifiers.
2. Semiconductor Optical Amplifiers:
Semiconductor optical amplifiers (SOAs)
are essentially laser diodes, without end
mirrors, which have fiber attached to both
ends. They amplify any optical signal that
comes from either fiber and transmit an
amplified version of the signal out of the
second fiber. SOAs are typically
constructed in a small package, and they
work for 1310 nm and 1550 nm systems.
In addition, they transmit bidirectionally,
making the reduced size of the device an
advantage over regenerators of EDFAs [2].
However, the drawbacks of SOAs include
high-coupling loss, polarization
dependence, and a higher noise figure.
Figure 3 illustrates the basics of a
Semiconductor optical amplifier.
Figure 3: Semiconductor Optical
Amplifier
The gain of an SOA is influenced by the
input signal power and internal noise
generated by the amplification process. As
the output signal power increases the gain
decreases as shown in Figure 4. This gain
saturation can cause significant signal
distortion [3]. It can also limit the gain
achievable when SOAs are used as
multichannel amplifiers in wavelength
division (WDM) multiplexed systems.
3 dB
Gain (dB)
Po, sat
Output Signal Power
Figure 4: Typical SOA gain versus output
signal power.
SOAs are normally used to amplify
modulated light signals. If the signal
power is high then gain saturation will
occur. This would not be a serious
problem if the amplifier gain dynamics
were a slow process. However in SOAs the
gain dynamics are determined by the
carrier recombination lifetime (few
hundred picoseconds). This means that the
amplifier gain will react relatively quickly
to changes in the input signal power. This
dynamic gain can cause signal distortion,
which becomes more severe as the
modulated signal bandwidth increases.
These effects are even more important in
multichannel systems where the dynamic
gain leads to interchannel crosstalk [4].
This is in contrast to optical fiber
amplifiers, which have recombination
lifetimes of the order of milliseconds
leading to negligible signal distortion.
2.1. Applications:
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
507
The principal applications of SOAs in
optical communication systems can be
classified into three areas: (a)
Postamplifier or booster amplifier to
increase transmitter laser power, (b) in-line
amplifier to compensate for fiber and other
transmission losses in medium and long-
haul links and (c) preamplifier to improve
receiver sensitivity. These amplifiers have
been shown in Figure 5. The incorporation
of optical amplifiers into optical
communication links can improve system
performance and reduce costs. Booster amplifier Preamplifier
Transmitter In-line amplifier Receiver
Fiber
Figure 5: Optical amplifiers used for signal
amplification in optical fiber transmission.
(a) Booster or postamplifier :
The function of a booster amplifier is to
increase a high power input signal prior to
transmission. In long-haul links the use of
a booster amplifier can increase the link
power budget and reduce the number of in-
line amplifiers or regenerators required.
Booster amplifiers are also useful in
distribution networks shown in Figure 6,
where there are large splitting losses or a
large number of taps. Booster amplifiers
are also needed when it is required to
simultaneously amplify a number of input
signals at different wavelengths, as is the
case in WDM transmission.
Modulated Laser
Booster amplifier
Optical Receivers
Figure 6 : Booster amplifier application in
optical distribution networks
(b) In-Line amplifier: In-line optical
amplifiers can be used to compensate for
fiber loss across lengths of fiber cable,
such that optical regeneration of the signal
is unnecessary. Under regimes of linear
gain, where the bit rate is low enough such
that saturation is negligible, SOAs can be
used for in-line amplification. The
advantages of using SOAs for in-line are:
transparency to modulation format, bi-
directionality, WDM capability, low power
consumption and compactness.
(c) Preamplifier: The purpose of a
preamplifier is to increase the power level
of the optical signal prior to the detection
and demodulation by receiver. By using a
preamplifier, the sensitivity of the receiver
can be greatly increased. Similar to the use
of booster amplifiers, pre-amplification
can reduce the number of in-line amplifiers
needed over a distance of fiber. Receiver
units typically used in optical fiber
systems consists of an optical preamplifier,
a narrowband optical filter and a
photodiode used for detection. The signal
from the photodiode is then connected to
circuitry used for demodulation.
(d) Wavelength Conversion:
SOAs exhibit non-linear properties due to
carrier density changes induced by
differences in power of the input signal.
While these non-linear properties create
problems for the use of SOAs as simple
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
508
linear gain elements, they can be exploited
to perform functions that are typically
carried out by electronic signal processing
circuits. All-optical wavelength converters
will play an important role in broadband
optical networks. They will be used
primarily to avoid wavelength blocking in
cross-connects in WDM systems [5]. In
packet switching networks, wavelength
converters can be used to change the
wavelength of certain signals so as to
avoid packet contention and reduce the
need for optical buffering. There are three
primary ways of exploiting the non-linear
properties of SOAs for wavelength
conversion: cross gain modulation (XGM),
cross phase modulation (XPM) and four-
wave mixing (FWM). Wavelength
conversion can induce by injecting a
strong signal with a harmonic modulation
at a certain angular frequency along with a
weaker data signal into an SOA. Due to
cross gain modulation (XGM), the
stronger signal will force the weaker signal
to its modulation [6]. The result is scheme
by which the wavelength of a signal can be
converted to that of another input signal
with a single wavelength as shown in
Figure 7.
Figure 7: Simple wavelength converter
using SOA XGM
Other applications of SOA are optical
gates and multiplexers. Future high speed
WDM and time division multiplexed
(TDM) optical networks will require high
speed all optical gates that can be either
optically or electronically controlled.
These optical gates can be implemented
using SOAs, where turning on or off the
current to the SOA can control the
functionality of the gate. Due to their
compact size and fitness for integration,
SOAs can be used to form gate arrays
3. EDFA :
A typical setup of a simple erbium-doped
fiber amplifier (EDFA) is shown in
Figure 8. Its core is the erbium-doped
optical fiber, which is typically a single-
mode fiber. In the shown case, the active
fiber is “pumped” with light from two
laser diodes (bidirectional pumping),
although unidirectional pumping in the
forward or backward direction (co-
directional and counter-directional
pumping) is also very common.
Figure 8 : Schematic setup of a simple
erbium-doped fiber amplifier.
The setup shown also contains two “pig-
tailed” (fiber-coupled) optical isolators.
The isolator at the input prevents light
originating from amplified spontaneous
emission from disturbing any previous
stages, whereas that at the output
suppresses lasing (or possibly even
destruction) if output light is reflected
back to the amplifier. Without isolators,
fiber amplifiers can be sensitive to back-
reflections. Apart from optical isolators,
various other components can be contained
in a commercial fiber amplifier [7]. For
example, there can be fiber couplers and
photodetectors for monitoring optical
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
509
power levels, pump laser diodes with
control electronics and gain-flattening
filters.
3.1. Energy Levels:
Pumping is primarily done optically with
the primary pump wavelengths at 1480 nm
and 980 nm. As indicated atoms pumped
to the 4I (11/2) 980 nm band decays to the
primary emission transition band. Pumping
with 1480 nm light is directly to the upper
transition levels of the emission band.
Semiconductor lasers have been developed
for both pump wavelengths. 10-20 mW of
absorbed pump power at these
wavelengths can produce 30-40 dB of
amplifier gain. Pump Efficiencies of 11
dB/mW achieved at 980 nm. Pumping can
also be performed at 820 and 670 nm with
GaAlAs laser diodes. Pump efficiencies
are lower but these lasers can be made
with high output power. 4I (11/2),
4I (13/2) and 4I (15/2) indicates states as
shown in Figure 9.
Figure 9: Energy Level Diagram of Er3+
The shape of the erbium gain spectrum
depends on the absorption and emission
cross sections, which depend on the host
glass. Also, the spectral shape of the gain
and not only its magnitude is substantially
influenced by the average degree of
excitation of the erbium ions, because
these have a quasi-three-level transition.
Figure 10 shows data for a common type
of glass, which is some variant of silica
with additional dopants e.g. to avoid
clustering of erbium ions. Other glass
compositions can lead to substantially
different gain spectra.
Figure 10: Gain and absorption (negative
gain) of erbium (Er3+
) ions in a phosphate
glass for excitation levels from 0 to 100%
in steps of 20%.
Strong three-level behavior (with
transparency reached only for > 50%
excitation) occurs at 1535 nm. In that
spectral region, the unpumped fiber
exhibits substantial losses, but the high
emission cross section allows for a high
gain for strong excitation. At longer
wavelengths (e.g. 1580 nm), a lower
excitation level is required for obtaining
gain, but the maximum gain is smaller.
The maximum gain typically occurs in the
wavelength region around 1530–1560 nm,
with the 1530-nm peak being most
pronounced for high excitation levels,
whereas low excitation levels lead to gain
maxima at longer wavelengths. The local
excitation level depends on the emission
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
510
and absorption cross sections and on the
pump and signal intensity (apart from that
of ASE light). The average excitation level
over the whole fiber length, as is relevant
for the net gain spectrum, depends on the
pump and signal powers, but also on the
fiber length and the erbium concentration
[8]. Such parameters (together with the
choice of glass composition) are used to
optimize EDFAs for a particular
wavelength region, such as the telecom C
or L band. A good flatness of the gain in a
wide wavelength region (→ gain
equalization), as required e.g. for
wavelength division multiplexing can be
obtained by using optimized glass hosts
(e.g. telluride or fluoride fibers, or some
combination of amplifier sections with
different glasses) or by combination with
appropriate optical filters, such as long-
period fiber Bragg gratings.
4. Raman Amplifier:
Raman optical amplifiers differ in
principle from EDFAs or conventional
lasers in that they utilize stimulated Raman
scattering (SRS) to create optical gain [9].
Initially, SRS was considered too
detrimental to high channel count DWDM
systems. Figure 11 shows the typical
transmit spectrum of a six channel DWDM
system in the 1550 nm window. Notice
that all six wavelengths have
approximately the same amplitude.
Figure 11 : DWDM Transmit Spectrum
with Six Wavelengths
By applying SRS the wavelengths, it is
obvious that the noise background has
increased, making the amplitudes of the
six wavelengths different. The lower
wavelengths have a smaller amplitude than
the upper wavelengths. The SRS
effectively robbed energy from the lower
wavelength and fed that energy to the
upper wavelength as shown in Figure 12.
Figure 12 : Received Spectrum After SRS
is on a Long Fiber
A Raman optical amplifier is little more
that a high-power pump laser, and a WDM
or directional coupler. The optical
amplification occurs in the transmission
fiber itself, distributed along the
transmission path. Optical signals are
amplified up to 10 dB in the network
optical fiber. The Raman optical amplifiers
have a wide gain bandwidth (up to 10 nm).
They can use any installed transmission
optical fiber [10]-[11]. Consequently, they
reduce the effective span loss to improve
noise performance by boosting the optical
signal in transit. They can be combined
with EDFAs to expand optical gain
flattened bandwidth. Figure 13 shows the
topology of a typical Raman optical
amplifier. The pump laser and circulator
comprise the two key elements of the
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
511
Raman optical amplifier. The pump laser,
in this case, has a wavelength of 1535 nm.
The circulator provides a convenient
means of injecting light backwards in to
the transmission path with minimal optical
loss.
Figure 13 : Typical Raman amplfier
Figure 14 illustrates the optical spectrum
of a forward-pumped Raman optical
amplifier. The pump laser is injected at the
transmit end rather than the receive end.
The pump laser has a wavelength of 1535
nm; the amplitude is much larger than the
data signals. Figure 14 shows example of
Raman Amplifier – Transmitted Spectrum
and Figure 15 shows example of Raman
Amplifier – Received Spectrum.
Figure 14 : Transmitted Spectrum
Figure 15: Received Spectrum
As before, applying SRS makes the
amplitude of the six data signals much
stronger. The energy from the 1535 nm
pump laser is redistributed to the six data
signals.
5. Comparison of SOA, EDFA and
Raman amplifiers:
Property SOA EDFA Raman
amplifier
Amplific
-ation
band
Depends
on pump
power
Depend
on
dopant
(Er, Y,
Th)
Depends
on pump
power
Gain
BW
60 nm ~ 90nm 20-25 nm
per pump
Flat
Gain
- - 15-20 nm
Noise
Figure
(dB)
8 5 5
Noise ASE ASE Raman
scatter,
double
Raleigh
Pump
wavelen-
gth
Electrica
-l pump
980/
1480
nm for
Erbium
By 100
nm
shorter
than
amplfied
signal
range
Pump
power
< 400
mW
~ 10-
300
mW
< 300
mW
Saturatio
-n power
Depends
on the
bias
current
Depend
on
dopant
and
gain
~ power
of pump
Directio-
n
Unidirec
-tional
Unidire
-ctional
Bidirecti-
onal
Simplici
-ty
Simpler More
comple-
x
Simpler
(no
special
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
512
fiber
needed)
Cost Low Mediu-
m
High
6. Conclusion:
SOAs offer certain advantages over more
commonly used optical fiber amplifier
such as low power consumption,
compactness and non-linear gain
properties. A particular attraction of
EDFAs is their large gain bandwidth,
which is typically tens of nanometers and
thus actually more than enough to amplify
data channels with the highest data rates
without introducing any effects of gain
narrowing [12]. A single EDFA may be
used for simultaneously amplifying many
data channels at different wavelengths
within the gain region; this technique is
called wavelength division multiplexing.
Before such fiber amplifiers were
available, there was no practical method
for amplifying all channels. The only
competitors to erbium-doped fiber
amplifiers in the 1.5-µm region are Raman
amplifiers, which profit from the
development of higher power pump lasers.
7. References:
[1]. Govind P. Agarwal, “Fiber Optic
Communication Systems”, John Wiley &
sons, Inc. Publication, 2003.
[2]. L. Guo and M.J. Connelly. “Signal
induced birefringence and dichroism in a
tensile-strained bulk semiconductor optical
amplifier and its application to wavelength
conversion”. IEEE Journal of Lightwave
Tech. Vol. 23, pp. 4037-4045, December
2005.
[3]. R.J. Manning et al, “Cancellation of
Nonlinear Patterning in Semiconductor
Amplifier Based Switches”, OTuC1,
Optical Amplifiers and their Applications,
Whistler, Canada, 2006.
[4]. R.Giller et al, “Analysis of the
dimensional dependence of semiconductor
optical amplifier recovery speeds”, Optics
Express, Vol. 15, No. 4, 2007.
[5]. Tuan Nguyen Van and Hong Do Viet,
“Enhancing Optical to Signal Noise Ratio
in Terrestria Cascaded EDFAs Fiber optic
Communication Links Using Hybrid Fiber
Amplifier”, IEEE 2009.
[6]. Shinichi Aozasa, Hiroji Masuda,
Makoto Shimizu and Makoto Yamada,
“Novel Gain Spectrum Control Method
Employing Gain Clamping and Pump
Power Adjustment in Thulium- Doped
Fiber Amplifier” Journal of Lightwave
Tech. Vol. 26, No.10, May 2008.
[7]. Lijie Qiao and Paul J. Vella, “ASE
Analysis and Correction for EDFA
Automatic control,” Journal of Lightwave
Tech. Vol. 25, No.3, May 2007.
[8]. Tadashi Sakamoto, Shin- ichi Aozasa,
Makoto Yamada and Makoto Shimizu,
“Hybrid Fiber Amplifier Consisting Of
Cascaded TDFA and EDFA for WDM
Signals”, Journal of Lightwave Tech. Vol.
24, No.6 , June 2006.
[9]. Gerd Keiser, “Optical Fiber
Communications”, 4th Edition, Tata
McGraw-Hill Education Pvt. Ltd., New
Delhi, Inc. 2009, ISBN-13: 978-0-07-
064810-4.
[10]. A. A. Rieznik and H. L. Fragnito,
“Analytical solution for the dynamic
behavior of erbium-doped fiber amplifiers
with constant population inversion along
the fiber,” J. Opt. Soc. Amer. B, Opt.
Phys., Vol. 21, No. 10, pp. 1732–1739,
October 2004.
Canadian Journal on Electrical and Electronics Engineering Vol. 2, No. 11, November 2011
513
[11]. Z.G. Lu, J.R. Liu, S. Raymond, P.J.
Poole, P.J. Barrios, D. Poitras, F.G. Sun,
G. Pakulski, P.J. Bock, and T.J. Hall,
“Highly efficient non-degenerate four-
wave mixing in InAs/InGaAsP quantum
dots,” Electronics Letters, Vol. 48, No. 19,
pp. 1112-1114 , 2006.
[12]. C. Jiang et al., “Improved gain
performance of high concentration Er3+
–
Yb3+
-codoped phosphate fiber amplifier”,
IEEE J. Quantum Electron. Vol. 41, No. 5,
pp. 704, 2005.
Biography
Bhawna Utreja was born in Patiala,
Punjab, India, on 20 April 1984. She
obtained her Bachelor’s degree in
Electronics and Communication
Engineering from Chitkara University,
Punjab, India, in 2007 and her Master’s
Degree in Electronics and Communication
Engineering from Thapar University,
Patiala, Punjab, India, in 2010. She joined
as a Lecturer in the Department of
Electronics and communication
Engineering at Rayat and Bahra Institute
of Engineering and Technology, Mohali,
India.
Hardeep Singh was born in Jalandhar,
Punjab, India, on 15 February 1974. He
obtained his Bachelor’s Degree in
Electronics Engineering from Baba Banda
Singh Engineering College Fatehgarh
Sahib (Punjabi University, Patiala),
Punjab, India, in 1997 and his Master’s
Degree in Electronics Engineering from
Panjab University, Chandigarh, India, in
1999. He joined as a Lecturer in the
Department of Electrical and Electronics
Engineering at Thapar University, Patiala
(Formerly known as Thaper Institute of
Engineering and Technology, Patiala) in
July 1999. He obtained his Ph.D. degree
from Thapar University, Patiala, in 2007
during lecturer ship. In 2009 he became
Assistant Professor in the Department of
Electronics and Communication
Engineering. Presently he is working as
Assistant Professor in the same
department. His present interests are Fiber
Dispersion and Nonlinearities. He has over
30 research papers in Conferences and
Journals. His web site is located at
http://www.thapar.edu.