CONG TY CO PHAN CHUNG KHOAN BAO VItT

CQNG HOA XA HQ' CHU NGHIA VIVT NAM Dec lap — Ty- do — Hanh phtic

/4. gui Tp. HO Chi Minh, ngay ahang gcfnam 2017

QUYET DINH CUA TO CHtrC BAN DAU GIA V/v ban hanh Quy chi ban dau gid co plain In dau ra ding thing ctia

Cong ty TNHH mat thanh vien Dining Tan * * * * * * * *

- Can th Ludt Doanh nghiep se 68/2014/QH13 chivy queic hai thong qua ngay 26/11/2014 va cac van ban hiding can;

— Nghi dinh so 59/2011/ ND-CP ngay 18/07/2011 ctia Thu twang Chinh phu ve chuyen doanh nghiep 100% vein nha nuac thanh Cong ty co phdn va Nghi dinh 189/2013/ND-CP ngay 20/11/2013 ceia Chinh phu Seta deii, ba sung mat so dieu ceia Nghi dinh 59/2011/ND-CP;

Thong to 196/2011/TT-BTC ngay 26/12/2011 ceia BO tai chinh huang thin ban ca phdn Ian dau va quan 13% sziu dung tien thu to ca phcin hoa czia doanh nghiep 100% von nha nu& ihuc hien chuyin ddi thanh cong ty co phdn va Thong to 115/2016/7T-BTC ngay 30/6/2016 clia BO Ted chinh seta dal, bor sung mat so dieu ciia thong to 196/2011/7T-BTC;

Quyet dinh so 2908/QD-BQP ngay 23/7/2017 tha BO Quoc Phong ve viec phe duyet Phitang an co phdn hoa va chuyen Cong ty TNHH mat thanh vien D 'Ong Tan thuac C6ng ty TNHH mat thanh vien Dong Hai thanh ding ty co phdn;

Can cu H9p dOng so 07/2017/BVSC.HCM-DVC/TV-CPH ngay 16/02/2017 Ora Cong ty co hdn Chang khoan Bao Viet va Cong ty thdm dinh gia Hong Nai ve viec to van Chao ban co hOn Idn clOu ra cong cluing di co phdn hoa Cong ty TNHH mat thanh vien Ding Tan.

QUYET DINH

Dieu 1. Ban hanh kern theo Quyet dinh nay la "Quy the ban dAu gia co phAn lAn dAu ra cong Chung cita Cong ty TNHH m'cit thanh vien D6ng Tan".

Dieu 2. Quyet dinh nay có hieu lyc ke tir ngay 14.

Dieu 3. Hei deng dAu gia c6' phAn Cong ty TNHH mot thanh vien D6ng Tan va cac to chirc, ca nhan co lien quan Ichic co trach nhiem thi hanh Quyet dinh nay./.

CONG TY CO PHAN CHUNG KHOAN BAO VItT GIAM DOC CN TP.HCM

Ncri nhan: Fse-

- Nhu ditu 3;

- Cong ty TNHH MTV D6ng Tan;

- Ltru VT. 4'

tP-ii6.0‘‘

ti6ai guat GIAM DOC CHI NHANH

CoNGT7 ChitINGK

\,,, RAO V;iY1 11P.MA Ho

CONG HOA XA HOI CHU NGHIA VIVI' NAM DOc lap - Tty do - 'faith phtic

Tp. Ho Chi Minh, ngay 19 thong 09 tram 2017

QUY CHE

BAN DAU GIA co PHAN LAN DAU RA CONG CHUNG

CIA CONG TY TNHH MTV DONG TAN

(Ban hcinh ken, theo Quy'e't dinh so 41/2017/BVSC.HCM-TV ngay 19/09/2017 caa BVSC)

PHAN I: QUY DINH CHUNG

Dieu 1. Pham vi dieu chink

Quy the nay duqc dp dvng dOi vai viec to chirc ban dAu gia ce phAn lAn dAu ra ding chimg cua C8ng ty TNHH met thanh vien Deng Tan de ce phAn hoa theo Quyet dinh se 2908/QD-BQP ngay 23/7/2017 dm 138 Quec Phong ve viec phe duyet Phucmg an ce phAn hoa va chuyen Cong ty TNHH !mit thanh vien Deng Tan thu8c Cong ty TNHH it* thanh vien Dong Hai/Quan khu 7 thanh cong ty c6 phAn.

DiAu 2. Gish thich 61. 110

2.1. Ban chiu gia co phan là viec ban c6 phAn cira Cong ty TNHH met thanh vien Deng Tan ding khai cho cac nha diu to c6 sir canh tranh ye gia;

2.2. Nha dau to la to chirc kinh te, ca nhan trong ntrot va mac ngoai theo quy dinh tai Dieu 6 Nghi dinh 59/201 1/ND-CP ngay 18/7/2011 cua Chinh phu ve chuyen doanh nghiep 100% von nha ntrac thanh cong ty c6 phan;

2.3. Ca quan quyet dinh co phjn hoa la BO Quec phong;

2.4. threw gia la khoang cach giira cac gia dot mua lien tiep;

2.5. Buoy khoi hprYng la khoang cach giira cac khOi Itrong dat mua lien t*;

2.6. Gia djit la cac mire gia dat mua CO phan cua nha dAu to dtrqc ghi vao Phieu tham /1./

dkr dau gia;

2.7. Minh girl mOt co phjrz dzra ra dau gia: 10.000 Bong;

2.8. Gici kheri diem la mix gia ban (tau cua met c6 phAn &roc chao ban do co quan • quyet dinh co phan hoa quyet dinh: 10.100 (long

2.9. Tien (47 c9c la mot khoan tien cua nha dau to irng trtrac de bao dam quyen tham gia dAu gia;

2.10. To chic thuc hien ban tau gia la Chi nhanh COng ty ce phAn Chirng khoin Bic) Viet (BVSC);

2.11. Ban to chtk dju gia la to chirc do BVSC thanh 14p de thirc hien viec ban dAu gia co phAn va cac cong viec lien quan;

2.12. Co Oa khong ban het tha cuOc driu gia bao gem s6 havng ce phAn nha dAu to trung thAu trong cu8c diu gia cong khai nhung tir choi mua va so lucing c6 phan

Trang 2/11

kitting duqc nha (tau tu clang ky mua theo phuang an ban dau gia Ong khai da dtrqc duyet;

2.13. Cue3c ddu gia ban co phcin khong thanh cong la cuec &Au gia kitting c6 nha dau tu clang ky tham gia hoac chi co 01 nha dau tu clang ky tham gia;

ddng ddu gia la to chirc thuc hien chi dao viec ban d'Au gia bao gem: dai dien Ban to chirc dau gia, dai dien Ban chi dao co phan hoa, dai dien cong ty TNHH MTV Deng Hai, dai dien Cong ty TNHH met thanh vien Deng Tan va dai dien to chirc tu van, va dai dien nha dau tu (neu c6).

PHAN II: QUY DINH CV THE

Dieu 3. Trach nhiem Ira quyen han cua Ban chi dao c6 phan him

3.1 Ve ding be thong tin

— Hoan tat va chiu trach nhiem ve tinh chinh xac va day dit cua ban Cong be thong tin lien quan den Cong ty TNHH met thanh vien Deng Tan theo dung quy dinh.

— Ph6i hqp vai T6 chirc ban &Au gia ding be ding khai cho cac nha dau tu tai doanh nghiep, tai nai ban dau gia va von cac phuang tien thong tin dai churls theo quy dinh cac thong tin lien quan den doanh nghiep va cuec ban dau gia toi thieu 20 ngay tnrac ngay that hien dau gia trir tnremg hqp cluqc cap co tham quyen cho phdp rut ngan thoi han nay.

— Nei dung ding be thong tin tai doanh nghiep va tai nai ban dau gia bao gem cac nei dung sau:

• Quy the ban dAu gia of') phan cua doanh nghiep;

• Cac thong tin ve doanh nghiep co phan h6a (thco nth tai Phu lye 02 Thong to 196/2011/TT-BTC);

• Nei dung ca ban cua Phtrcmg an c6 phan hea dtrqc duyet;

• Cac thong tin co quan den viec ban ce phan (bao gem ea thong tin ve viec ban co phan cho cac nha dau tu chien Itrqc ntrac ngoai);

• Du thao Dieu re to chirc va hoat deng cua Cong ty ce phan Deng Tan dtrqc xay dung phi' hop vai Etat Doanh nghiep;

• Dan clang ky tham gia Tau gia;

• Cac thong tin khac lien quan den cuec dau gia theo quy dinh

3.2 Cu. dai dien tham gia kiem tra, giam sat hoat deng ban dAu gia theo quy dinh cua Quy the nay va cac quy dinh hien hanh.

3.3 Tang hqp, bao cao ca quan quyet dinh co phan h6a tinh hinh va ket qua ban (tau gia.

3.4 Chiu trach nhiem )(Cr lY dei vai se lacing co pan nha dau tu tir chtai mua trong &Au gia ban co phan Ian dau theo quy dinh tai Dieu 18 dm Quy the nay.

Dieu 4. Mich nhiem va quyen han cua Hei ding bin dim gilt co phan

4.1 TO chtic chi dao va tham gia kiem tra, giam sat hoat deng ban dau gia theo quy dinh;

4.2 Kiem tra tinh hqp re cua cac ham phieu va Phieu tham du dau gia;

Trang 3/11

4.3 Xem xdt, )(Cr 15/ cac tru6ng hap vi pham Quy the ban dAu gia va cac tnrang hcrp vi ph4m khac tuy theo mire di vi pham;

4.4 CUng yeti to chtk thuc hien ban dau gia co phAn, Ban chi, dp phAn hoa va dai dien doanh nghiep va &mg 14 Bien ban xic dinh ket qua dau gia;

Dieu 5. Mich nhiem va quyen han cua Cong ty TNHH mot than!) vien

Wing Tan

5.1 Cong ty TNHH mot thanh vien Ding Tan co trach nhiem ma tai khoan phong tea: Tai khoan phong toa nay la tai khoan rieng biet tai mit ngan hang thuang mai de phong t6a s6 tier' thu &roc tir ban co phan.

5.2 Cung cap tai lieu, thong tin dAyscIti, chinh xac cho Ban chi d4o co' phAn hia ve Cong ty TNHH mit thanh vien Dong Tan truck khi ban , phAn;

5.3 Cu nguari dai dien tham gia Hii ding ban (IL gia ce phAn;

5.4 Ltru trO dun clang ky tham gia dau gia mua c6 phAn va Phieu tham du dAu gia co phAn cua nha d'Au ttr sau khi hoan thanh dot (IL gia.

Dieu 6. Trach nhim va quyen han ctia To attic ban dau gia (BVSC)

6.1 Yeu cL Cong ty TNHH mit .thanh vien Ding Tan cung cap day chi cac tat lieu, thong tin ye viec ban dau gia co phan thco quy dinh;

6.2 Thing nhAt von Cong ty TNHH mit thanh vien Ding Tan ye thoi gian, dia diem to chirc dAu gia theo dung quy dinh;

6.3 Cu dai dien tham gia HOi din& ban dAu gia c6 phAn. Ban ,hanh Quyet dinh thanh lAp (long ban dau gia co phan va Quy , ban dau gia co phan theo quy dinh;

6.4 Thong bao cong khai tai doanh nghiep, not ban (IL gia, tree cac phucmg tien thong tin dai cluing Oren 03 se bao lien tiep cua 01 to bao phat hanh trong toan quic va 01 to bao dia phuong ncri doanh nghiep co try sa chinh) ye cac thong tin lien quan den viec ban co 'Than truac khi to chirc dau gia toi thieu 20 ngay theo Phu luc so 05 Thong ttr so 196/2011/TT-BTC. Thong tin cung cap cho cac nha dau tu duqc dang tai tai website www.bvsc.com.vn va horn thu: dongtanmtvAyahoo.com (pass: dongtan2017), bao gam cac ni)i dung sau:

— Quy the ban dau gia co phAn cua Cong ty TNHH mit thanh vien Ding Tan; — Th8ng tin lien quan den doanh nghiep co phan; — Cac thong, tin co lien quan den viec ban co phan (bao ca thong tin ve viec

ban co phan cho nha dau ttr chien luac, ban co phan cho ngtroi lao ding, ban co phan cho to chirc cong doan, hop ding bao lanh Oat hanh (neu c6));

— Du thao Dieu 1'6 to chirc va hoat ding dm cong ty co phAn dtroc xay dung phi' hop yin LuAt Doanh nghiep va cac quy dinh cua phap luAt lien quan;

- Dam dang ky tham gia dau gia theo Phu luc so 6a, 6b Thong tu so 196/2011/TT- BTC;

— Cac thong tin lien quan khac den click dau gia theo quy dinh.

6.5 Tien hanh tong hap, deii chiL glib ket qua clang ky sau khi ket thuc thai hart clang 14 cua nha dau ttr. BVSC thing bao cong khai tai nai ban dau gia va tren cac phtrang tien thong tin cua To.chirc thuc hien ban dau gia phan ye tong so nha dau tu tham gia va tong so co phan clang ky mua (phan theo to chirc va ca nhan) chAm nhat 02 ngay lam viec tnrac ngay du kien to chirc dau gia throe quy dinh tai Dieu 12 dm Quy the nay,

6.6 Gil' bi mat ve gia d4t mua cua cac nha dAu to cho den khi cong be ket qua chinh Trang 4/11

4

thirc;

6.7 T6 chic thirc hien viec dAu gia;

6.8 Chiu trach nhiem ve viec xac dinh ket qua dau gia theo quy dinh;

6.9 Trong theri han toi da 03 ngay lam viec ke tir ngay ket thuc cuec dAu gia, can dr ket qua dau gia, dai dien Hei ding ban dau gia co phan, dai dien Ban chi dao CPH, dai dien doanh nghiep va dai dien dim vi tu van lap, dOng 14 Bien ban xac dinh lc& qua dau gia;

6.10Trong theri han t6i da 03 ngay lam viec ke ngay lap Bien ban xac dinh ket qua dau gia, Ban chi dao co phanh6a.va . chirc thtrc hien ban dau gia ce phan phei hqp cong ket qua dAu gia ce phan va thu tien mua ce phan;

6.11 BVSC chuien tien dat cqc cua nha dAu ttr tham gia dAu gia khong hqp h (vi pham Quy che dau gia) vao tai khoan phong tea cita Cong tyTNHH met thanh vien Wing Tan a 'dr 1y theo quy dinh quan 1j/ va sir dung tien thu tit c8 phan Ilea;

6.12 Chuyen tien thu tir ban ce phAn ve tai khoan phong tem Cong ty TNI-111 met thanh vien Deng Tan strong th6

, i gian 05 ngay lam viec tir ngay hEt han an

thanh town mua ce phan cua nha dau tu;

6.13 Chuyen giao Dom dang ky tham gia dAu gia mua co phAn va Phieu,tham dAu gia cua nha dAu ttr cho Ban chi dao c6 phan trong yang 10 ngay ke tir ngay het han neP tien thanh toan mua co phAn cua nha dAu tu;

6.14 Thvc hien cac hoat dOng khac co lien quan den dau gia ban ce phAn.

Di&I 7. Trach nhiOn ctia nhit clAu ttr tham gia dAtt gia

7.1 Giri Dan dang ky tham gia (IL gia mua co phAn cho BVSC va cac giAy ter chimg minh co tang 1rc hanh vi dan str day du (dei v6i ca nhan), co ttr each phap nhan (dOi voi to chic) theo tau BVSC cong bo;

7.2 NOp dAy du tien dat coc bAng 10% gia tri tong so c6 phAn dang ky mua tinh theo gia Bei diem vao tai khoan cua BVSC theo quy dinh;

7.3 NO Phieu tham chy dAu gia va thvc hien dAu gia theo dung quy dinh. Neu vi pham, nha dAu tu tham gia dau gia se bi 114 b6 quyen tham gia &Au gia va khong duqc hoin tra tier' dat coc;

7.4 Thanh man day dti, dung han tien mua c6 phAn neu duqc mua.

Dieu 8. Cling bt) thong tin

8.1 Cong ty TNHH met thanh vien Deng Tan cong b6 thOng tin ve viec ban dAu gia tren cac phtrcmg tien sau day:

— Ba (03) so lien tiep cua cac bao: Bao Quail dei nhan din va Bao Lao Ong Deng

Nai

— Ten dia chi va ten cac website cong b6 thong tin: www.bvsc.com.vn va va hem

thtr: dongtanmtv@yahoo.com (pass: dongtan2017);

8.2 Thong tin cv the lien quan den Cong ty TNHH met thanh vien Deng Tan va do dAu gia duqc cong be, tai:

— Clang ty Co phAn Chirng khoin Bac) Viet — Chi nhanh Tp.H6 Chi Minh - LAu 8,

Tea nha Bao Viet, 233 Deng Kheri, Quan 1, Tp.H6 Chi Minh;

Trang 5/11

— Cong ty TNHH in6t thanh vien Deng Tan — so 5, khu ph6 2, Ming Nguyen Ai

QuEic, plitrong Tan Phong, thanh phe Bien flea, tinh Deng Nai

Dieu 9. IA ttrqng tham gia dau gia va cac quy dinh lien quan

9.1 NhUng dOi tuqng tham gia dAu gia: Cac to chirc, ca nhan Viet Nam theo quy dinh tai Dieu 6 Nghi dinh s6 59/2011/ND-CP ngay 18/7/2011 cua Chinh phu ve viec chuyen doanh nghiep 100% win nha nu& thanh ding ty CO phan, cc') du dial kien sau day &roc tham du dAu gia:

- veri nha dAu tu trong rank: CO tu each phap nhan (d6i voi cac to chirc kinh

te); co dia chi cu the, r6 rang; Neu ngtral d4i dien phap !than thi phai CO giAy ity

quyen; Neu la ca nhan phai CO chung minh thu nhan dan, giAy to tily than hqp le

va CO du nAng luc hanh vi dan sir.

— DM vgi nha dAu to mac ngoai: ngoai cac quy dinh nhu dOi vori phap nhan va ca nhan trong ntroc, phai mot tai khoan tai cac to chirc cung img dich vu thanh wan

dang hoat deng ten lanh the Viet Nam va tuan thu phap luat Viet Nam. MO hoat

deng lien quan den mua co phan deu phai thong qua tai khoan nay.

— Cac to chirc tai chinh trung gian nhan 4 thac dau tu: Tnrong hop cac to chirc tai

chinh trung gian nhan 4 tit& dau tu cua ca nha (tau ttr trong nu& va ntresc ngoai,

to chirc nhan 4 di& du tu có trach nhiem tach biet ro so luqng nha dau tu, so c6

phan cua tong nha dAtt tu trong va ngoai ntrac clang kjt mua.

9.2 Nhang dOi ttrqng khong duqc tham gia dAu gia mua co phan Can dau:

— Thanh vien Ban Chi dao co phAn hoa Cong ty TNHH mgt thanh vien D6ng Tan (trir cac thanh vien la dai di 'en cila Cong ty);

— Cac to chirc tai chinh trung gian va cac ca nhan thuc cac to chirc nay tham gia

vac) viec thuc hien tu van, xac dinh gia tri doanh nghiep, kiem wan bao cao tai

chinh va co quan kiem toan xac dinh gia tri doanh nghiep; trir cac to chirc bao

lanh phat hanh mua so co phan chtra phan phOi het theo hop dung bao lanh;

— TO chtic thuc hien ban du gia co phan va cac ca nhan thuec to chirc nay có lien

quan den cu'Oc dau gia;

— Cac cong ty con, ding ty lien ket trong cimg Tap doan, Tong cong ty va to hop cong ty me - ding ty con.

Dieu 10. Thii tyc (ling kjr tham gia dAu gia va nQp tien dat coc

10.1 Nha dau to nhan don hoac true tiep in man don dank ky tham gia d'Au gia tai Cong ty Co phan Chimg khoin Bao Viet theo cac dia diem NIA dia chi website cua BVSC da neu tren.

10.2 NO tien dat coc:

Nha dau ttr phai nep tien dat coc bAng 10% gia tri ce phan (tang ky mua tinh theo gia khai diem. Tien dat coc nep bang dOng Viet Nam (bang tien mat hoac chuyen khoan) vao tai khoan cita Cong ty CO 'lan Chirng khoin Bao Viet. Tien dat coc se

khong dtrqc huarng lai.

Trang 6/11

Thong tin ve tai khoin cua Cong ty Co phAn Chimg khoin Bao Viet

* Ngan hang BIDV:

- Ten tai khoan: Chi nhanh COng ty c6 phAn Chimg Khoan Bao Viet

- S6 tai khoan: 119.10.00.00.95684.

- NgAn hang: BIDV Chi nhanh Nam KS/ Kited Nghia.

- Nia dung: <Ten nha au ttr>,<S6 CMND>, at CQC dAu gia <s6 luqng c6

phAn> DOng Tan

* Ngfin hang Bao Viet :

- Ten tai khoan: Chi nhanh Cong ty c6 phAn Chimg Khoin Bao Viet

- S6 tai khoan: 003.10.99998.008.

- Ngan hang: Bao Viet Chi nhanh HO Chi Minh.

- NOi dung: <Ten nha dAu tu>,<S6 CMND>, dat coc dau gia <s6 Wong di

phAn> DOng Tan

10.3 NO dun clang ky tham gia au gia:

Nha dAu to dien dAy du thong tin vao don clang kjf tham gia dAu gia va tai dia

diem lam thii toe clang kj/ kem theo xuAt trinh:

- 136i veri ca nhan trong mac:

+ CMND hoac hO chieu. Tnrang hap nhan LIS/ guyen, phai có giAy uSt guyen

theo quy dinh cua phap luat hoac mau dinh kern quy the nay; va

+ GiAy nqp tien hoac giAy chuyen tien at coc.

— 136i yen to chirc trong mac: Ngoai quy dinh nhtr d6i veri ca nhan trong nuac con

Op them GiAy chimg nhan clang kjf kinh doanh hoac giAy t i khac tucmg ducmg,

giAy uy guyen cho dal dien thay mat to chirc thuc hien this tic viz tnrang hop

ngu&i lam thti tuc la dai dien theo phap lua't cua to chirc;

— D6i voi ca nhan va to chirc nuac ngoai: Ngoai cac quy dinh nhu cl6i vai ca nhan

Nth to chirc trong nuac phai xuAt trinh giAy xic nhan ma tai khoin tai mOt to chirc

cung &rig dich vi thanh toan clang hoat dOng teen lanh th6 Viet Nam.

10.4 Thai gian, dia diem lam thin tuc clang 14 va dat CQC:

Thai gian lam thii tic clang ky va at coc: Ta 08h00 ngay 22/09/2017 den 16h00

ngay 16/10/2017 tai dia diem sau:

• CONG TY TNHH MTV DONG TAN

Dia chi: s6 5, khu ph6 2, &rang NguyEn Ai Qu6c, Phtrang Tan Phong, Thanh ph6 Bien

flea, tinh DEng Nai

Phong: Tai chinh Ke toan

• CONG TY CP CHUNG KHOAN BAO VITT — CN TP.HCM

Trang 7/11

Dia chi: Lau 8, Tea nha Bac) Viet, 233 Deng Khoi, Quail 1, Tp.H5 Chi Minh

Sau khi hoan tat cac thu tvc clang 14, Op tien d5t CQC, nha dau ttr duqc cap phieu

tham du dau gia;

10.5 Nha Tau tu chi dugc sira Tet i hoc hu5/ clang ky tham gia dau gia trong thai han lam thil tic (tang 14 neu tren. Truang hap hujt dang 14 tham gia dau gia, nha dau tu phai lam dan de nghi huSt dAng 14 tham gia dau gia theo mau quy dinh dia BVSC.

Dieu 11. Lap va nap phieu tham thy Tau gia

11.1 Nha dau ttr tu dien khoi luqng, mire giti dau va ky vao phieu tham du dau Phieu tham du dau gia hop le la:

- Phieu do BVSC cap; c6 dong dau treo cua BVSC va dam bao: dien day d6, rO

rang cac thong tin theo quy dinh phieu khong duqc fay xoa hoc rach nat; gia d5t

mua khong thap han gia khai diem; tong s6 c6 phan dlt mua tei da bang mire

dang 14. Phieu tham du (IL gia phai dirge bo trong phong bi c6 60. 14 cua nha

dAu tu ten mep din phong bi theo quy dinh.

— B6 phieu kin theo dang th6i han quy dinh nhu sau:

Gai qua (Wong btru dien dtrai hinh thirc thu bao dam den cac dia diem

dang 14 neu tai Dieu 10, chain nhat 9h00 ngay 17/10/2017.

B6 phieu tnrc tie!) vao thUng phieu tai cac dia diem ang 14 neu tai Dieu

10: charn nhat 16h00 ngay 18/10/2017

— Thai diem nhan phieu duqc tinh la thai diem BVSC, C6ng ty TNHH met thanh

vien Deng Tan 14 nhan vii nha dau tu ho5c btru dien.

11.2 Tnrang hap phieu tham du dau gia bi rich nat, toy xoa: Nha dau ttr phai you eau dai 15/ dei phieu mai sau khi da nep phieu

Tnrang hop nha dau to mat phieu: Nha dau to phai lam dan (theo mau quy dinh)

de nghi dai 1/ cap lai phieu mai va phieu cu coi nhu khong con gia tn.

Dieu 12. Dia diem va thoi gian to chirc cuac dau gia

12.1 Dia diem to clu're dau gia: s6 5, khu 06 2, &rang Nguygn Ai Quoc, phuang Tan Phong, thanh 016 Bien Hem, tinh Deng Nai

12.2 Thai gian to cl'rc dau gia: 09h00 ngay 19 thing 10 nom 2017

Dieu 13. Cac quy dinh lien quan den viec dau gia:

So luqng ce phan chao ban

Menh gia

Gia khoi diem

: 210.388 ce OIL

: 10.000 deng/ 1 ce phan

: 10.100 deng / 1 c6 phan

Buac gia : 100 (Met tram) clerig

- Bu6c khOi (rang : 1 co phan Giai han so ltromg c6 phan dang 14 mua dia in& nha dau ttr : s6 ltrong co phan moi nha

dau tu duqc dang 14 mua t6i thieu: 100 c6 phan. Se Itrqng ce phan rnoi nha dau to

trong va ngoai nu& &sac dang ky mua t6i da: 210.388 co phAn.

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- Moi nha &Au tu dugc phat mot phieu dAti gia va chi dugc ghi 01(m6t mire gia) dat

mua vao Phieu tham dtr dAu gia; tong khi lacing dat mua dung bang se, c6 phAn da dang

Dieu 14. Xem xet cac diet' WO de to chin cuQc dAu gia

Tnrgc gia to chirc dAu gia, BVSC se kiem tra va xac dinh ro:

- Danh sach cac nha dau ttr du dieu kien tham dtr dAu gia;

- So lugng phieu tham d r dAu gia;

CuSc dAu gia dugc tien hanh khi có it nhAt hai (02) nha dAu ttr du dieu kien tham du

dAu gia. Neu khong du dieu kien nay thi khong to chirc dAu gia, cuSc dAu gia dugc

coi là khong thanh.

Dieu 15. Thkrc hien Tau gia

15.1 Tai then diem bat dau ma horn ,phieu tham dAu gia, Tang Ban TS chirc dAu gia hoac ngtroi dugc uY quyen cong b6 nhang thong tin chn yeu ninr:

— Ten doanh nghiep, dtr kien von dieu le, so ltrqng co phan ban dAu gia cong khai,

s6 lacing nha dau ttr va s6 lacing c6 phAn clangky mua.

— Trinh ttr va thu tuc dAu gia va nguyen tic xac dinh quyen mua c6 phAn theo gia

dAu gia.

- Giai thich nhUng van de ma ngueti clAu ttr hoac cac ben lien quan con thac mac.

15.2 Nhap phieu tham dtr dAu gia

Den thgi diem dAu gia, BVSC se nhap th6ng tin ten Phieu tham du dAu gia cUa nha dAu tu vao he thong Dail gia CO phan; 15.3 Xac dinh ket qua dau gia

Ket qua dAu gia dugc xac dinh theo nguyen tac tai Thong ttr so 196/2011/TT-

BTC nhtr sau:

- Xac dinh theo gia dat mua tir cao xtiOng thAp cho du se) luqng co phAn chao ban

nhtmg khong thAp hon gia khai diem. Gia ban la gia dAu thanh cong cua tUng nha

dau ttr, theo do cac nha dAu ttr trung a milt gia nao thi mua c6 phAn a mire gia do.

— Nha dAu tu tra gia cao nhAt dugc quyen mua du so co phan da dang 14 theo cac

mirc gia da tra. SO co phAn con lai kin ltrqt dugc ban cho cac nha dAu tu tra gia

cao lien ke cho den het so c6 phan chao ban.

Throng hqp cac nha dAu tu tra gia bang nhau nhung se) co phan chao ban it ham tong

so c,6 !lan clang ky mua thi so co phan dm lung nha dAu to dugc mua xac dinh nhu

sau:

coSo phAn nha dAu tu dugc mua

SS c6 phan tirng nha dau tu clang 14 So c6' phAn mua gia bang nhau

con lai chao ban Tong so co phAn cac nha dau tu clang ky mua gia bang nhau

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Truemg hop con du co phieu le, so co phAn le nay duqc phan be cho nha dAu tu c6

khi ltrong dang k9 mua 16n nhat tai mire gia do.

Rieng dei v6i nha dAu to nuqc ngoai, ket qua dau gia ding &age xac dinh theo

nguyen tac tren, lc& hqp v6i t9 le khong the tran duqc phop mua theo quy dinh.

Ket qua dau gia duqc ghi vao bien ban va co chit. k9 ctia dai dien Cong ty co phan

Chimg khoin Bac) Viet, dai dien Ban chi dao ce phan hoa, dai dien Cong ty TNHH

MTV Deng Hai va dai dien Cong ty TNHH met thanh vien Deng Tan;

Dieu 16. Thong bao ket qua dAu gia cho nha dAu ttr

BVSC co trach nhiem girt lc& qua dau gia cho nha dau tu thco dtremg btru dien.

Tnrang hop khong nhAn dirge phieu qua duong buu dien, nha dau to duqc nhAn ket

qua dau gia tai BVSC nth girt phieu tham du dau gia.

Dieu 17. Phtrang thin va dia diem thanh toan tien mua có phan

17.1 Can cuvao thong bao ket qua dau gia do tien

cung cap, nha dAu tu trung gia mua cos phan co trach nhiem thanh toan ti8n mua CO phan trong tiled han ngay 20/10/2017 den 16h00 ngay 31/10/2017;

17.2 Hinh thirc thanh toan tien mua ce phAn: thanh toan bang deng Viet Nam thco hinh thirc nop tien mat tai Ngan hang hoac chuyen khoan cho BVSC. Chi tiet ye so tai khoan, chit tai khoan co ghi roJai khoan 10.2 Dieu 10 hoac trong thong bao ket qua tangs dau gia cho tirng nha dau tu. BVSC c6 trach nhiem tong hop va chuyen toan be tien mua co phan ve tai khoan phong tea cila Cong ty TNHH met thanh vien Deng Tan sau 02 ngay lam vice ke tit. khi het theri han thanh toan mua co phan.

Dieu 18. Xi IS, cac truirng hqp vi pham

18.1 Nhilng truang hop sau day bi coi la vi pham Quy the ban dau gia va nha dau to khong duqc nhAn 14i tien dat coc:

— Khong nep phieu tham du du gia;

- Phieu tham du dau gia khong dap Ung quy dinh tai diem 11.1 ciia Quy the nay

hoac bi rach, nat, tay xoa, khong xac dinh duqc gia hoac khei luting dat mua;

— Dang k9 nhung khong dat mua (toan be hoac met phAn), se khong duqc nhAn 14i

tien (tat coc tucmg irng v&i se co phan khong at mua;

— BO gia thap hon gia khoi diem;

— Khong ghi gia va/hoac khoi luting tren Phieu tham du dau gia;

— Khong thanh toan toan bo hoac met phAn so co phAn duqc quyen mua theo ket

qua dau gia. Nha dAu tu se khong &rex nhAn 14i so tien dat coc tuang img vai so

co phan tir chef mua.

18.2 Hei dong dau gia co trach nhiem xem xet xir 19 cac tn.remg hop vi pham tai Dieu 18.1 not tren va cac trixong hap vi pham khac tu9 theo mire do vi pham.

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Dieu 19. Xii 15, so co phan china dtrqc phan phOi do vi pham Quy the ban

&Au gia va so co phan khong ban het.

Truang hqp het thai Ivn thanh town nhtrng nha dAu ttr khong nep ho4c chi nOp mOt

phAn den, BVSC se thong bao cong khai tai try sof dm minh v'e s6 ltrcmg c6 phAn

chtra thrgc phan phoi do nha dau ttr khOng nOp den.

Tnrong hqp kh8ng ban het mOt phAn ho4c town bO s6 luvng c6 phAn ban dAu gia (ke

ca s6 c6 phan bi dr chOi mua), BVSC thong bao cho Ban chi dao co phan h6a Cong

ty TNHH mOt thanh vien DOng Tan de xir 151 theo quy dinh.

Dieu 20. Xir 15, den d4t c9c

— BVSC c6 trach nhiem chuyen den d4t coc dm nha dAu to tham dv cuOc dAu gia

nhung khong mua dtrot c6 phAn cho nha dAu to trong thai Ilan dr ngay

20 /10/2017 den ngay 27/10/2017.

— DOi voi cac ben tham gia du gia dtrqc quyen mua co phan theo ket qua dL gia

thi khoan den (tat coc dtrot trir vao tong s6 den phai tra;

— Doi yeti cac khoan den dat coc khong phai hoan lai do nha dAu to vi pham quy the dAu gia quy dinh tai Dieu 18 Quy the nay duot BVSC chuyen ve Cong ty TNHH mOt thanh vien DOng Tan de xirljt theo quy dinh.

Dieu 21. Clic quy dinh khac

M9i thic mac khieu nai dm nha dAu ttr (neu c6) phai dtrgc neu len va giai quyet trong

cuOc dAu gia. Ban tá chic dju gici se khong chiu trach nhiem d6i voi cac thAc mac

khieu nai dm nha dAu ttr sau khi cu8c dL gia ket thuc. BVSC khong chiu trach

nhiem ve gia tri dm co phan ban dL gia, trir tndyng hqp khong thong bao day (16, chinh xac nhUng thong tin do Cong ty TNHH mOt thanh vien DOng Tan cung cap.

Dieu 22. Dieu khoin thi hanh Quy the nay se c6 hieu ltrc ke dr ngay I4 ban hanh.

CHI NHANH CONG TY CO PHAN CHUNG KHOAN BAO VIET .---;77GT-A. DOC ,c: 01,_..2__ ,y,-, ,<,•

,,,..::: cm trtifkiti... 7, ( \ cost.oy cop? i 7.7.0,...ctilfr4t; toit:tt,

tly.tin tit,

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40)..*:eft- gairt GIAM DOC CHI NHANH

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