CONG TY CO PHAN CHUNG KHOAN BAO VIET

S6.11106/(sh....‘vse

LONG HOA XA HO CHU NGHIA VIET NAM

DOc lap — Tu. do — Hanh phfic

Tp. Ha Chi Minh, ngay 17 thcing 4 nom 2015

QUYET DINH CUA TO CHtrC BAN DAU GIA

11/4 ban hank Quy the ban dau gib co phan Cling ty co phan Cang Thi Nai do Qui dau tit Pluit

trien tinh Binh Dinh so' ha-u ********

— Can ca Luat Doanh nghiep so 60/2005/0H11 dwor Quoc hal thong qua ngay 29/11/2005 va

cac van ban huang don;

— Nghi dinh so 59/2011/ ND-CP ngay 18/07/2011 caa Thu twang Chink phi ve chuyan doanh nghiep 100% vein nha nuac thank Cong ty co phan;

— Quyet dinh so 4305/QD-UBND ngay 22/12/2014 clia Oy ban Nhcin din tinh Binh Dinh va viec phe duyet Phuang an thocii van nha nuac tai Cong ty ca phan Gang Thi NO;

— H9p dung dick vu to vein so 03/2015/BVSC.HCM-BDDIF ngay 20/01/2015 &Ayr 4'1 kat giaa Chi nhcinh Cong ty co phan Chung khoan Bao Viet vai Quy dciu to phcit trien tinh Binh Dinh va to van chao ban von caa Quy dau to phat trien tinh Binh Dinh tai Cong ty ca phan Cang Thi

Nal (CTN); va

- Can cii cong vein so 1796/UBCK-QLPH ngay 15/04/2015 ceia Uy ban chang khoan Nha mak va thocii van caa Quy ddu to phat trien tinh Binh Dinh tai Cang Thi

QUYET DINH

Dieu 1. Ban hanh kem theo Quyet dinh nay la "Quy the ban dau gia c6 phan Cong ty c6 phan Cang Thi Nai do Quy &Au to Phat trien tinh Binh Dinh so,

Dieu 2. Quyet dinh nay cos hieu Ice tir ngay k9.

Dieu 3. H6i Sing dau gia c6 phAn Cong ty c6 phan Cang Thi Nai do Quy dau to Phat trien tinh Binh Dinh se( hau, cac to chirc, ca nhan co lien quan khac co trach nhietn thi hanh Quyet dinh nay/.

Noi nhan:

- Nhu Dieu 3;

- Ltru VT. TV. GD

CONG TY CO PHAN CHUNG KHOAN BAO VIET

GIAM DOC CN TP.HCM.

Ag- el6at &ACI;2 GIAM DOC CHI NHANH

CONG HOA XA IIQI CHU NGIIIA VIVT NAM Kw 14p - Tn. do - Hanh Ode

Tp. Ha Chi Minh, ngay 17 thcing 04 nam 2015

QUY CHE

BAN DAU GIA CO PHAN CONG TY CO PHAN CANG THI NAI DO QUI/ DAU TiLr PHAT TRIEN TINII BINH DINH So HiTU

(Ban hanh kem theo Quyit dinh so:§4itoolS4).0.4c..K.o:( ngay 17/04/2015 mkt TO chlic dAu gia)

Luat Doanh nghiep so 60/2005/QH11 dux quec hdi thong qua ngay 29/11/2005 vet cac van ban huong crdn;

Ludt chting khocin so 70/2006/QH 11 dux Quoc hal thong qua ngay 29 thing 6 aim 2006 va Luat SO chting khocin sc.; 62/2010/QH12 stia doi, be') sung mOt so dieu cua luat chting dux thong qua ngay 24 Chang 11 nam 2010;

Nghi quyit so 15/NQ-CP ngay 06/03/2014 cua Chinh Phu y'J mat so giai phcip clay manh co phdn h6a, thocii von Nha Mak tai Doanh nghiep;

Quyit dinh so 895/QD-UBCK ngay 29/10/2012 cua Chzi tich Uy Ban Chimg khoan Nha Nuoc ban hanh quy the mau ve ban dciu gici co phdn.

Quyit dinh so 51/2014/QD-TTg ngay 15/09/2014 act Thu Turing Chinh Phu vi mat so nal dung ve thocii von, ban co: phdn va clang kji giao dich, niem yet tren thi truing chzing khoan mkt doanh nghiep Nha Nu6c;

Quyit dinh so 4305/QD-UBND ngay 22/12/2014 cua Uy ban 1Vhan dein tinh Binh Dinh ve viec phe duyet Phuang an thocii von nha nuorc tai Cong ty co phdn Cang Thi Nal;

Hop ddng dich vu to van so 03/2015/BVSC.HCM-BDDIF ngay 20/01/2015 dux kit giiia Chi nhcinh Cong ty co phdn Chang khocin Belo Viet voi Quy dciu to phat tran tinh Binh Dinh ve to von chao ban von cua Quy- dciu to phcit trien tinh Binh Dinh tai Cong ty ca phcin Ccing Thi Nai (CTN); vet

Can cti tong van so 1796/UBCK-QLPH ngiy 15/04/2015 act Cly ban cluing khoan Nha nu& ve ho sa thodi von cua Quy ddu to phat trien tinh Binh Dinh tai Cang Thi

T6 chirc thvc hi0 dau gia ban hanh Quy ch6 dau gia ban c6 phAn Cong ty c6 phAn Cang Thi Nai (CTN) do Quy dau ttr Phat tri6n tinh Binh Dinh (BDDIF) sbr hau nha sau:

PHAN I: QUY DINH CHUNG

Dieu 1. Phm vi dieu chinh Quy the nay dugc dp dung d6i voi to chirc ban d'Au gia c6 phin Cong ty c6 phAn Cang Thi Nai (CTN) do Quy dau to Phat tri6n tinh Binh Dinh (BDDIF) ser Frau de that hien thodi von nha ntr6c theo Quy6t dinh s6 51/2014/QD-TTg ngay 15/09/2014 dm Thit 'Nang Chinh Phti -4 mOt so nOi

BVSC — Quy cht dau gia ban c6 phan CTCP Cang Thi Nai do BDDIF sa huu Trang 1

dung ve thoai von, ban c6 phAn va dang ky giao dich, niem yet tren thi tnrang chirng khoan cua

doanh nghiep Nha Ntr&c.

Dieu 2. Giii thich tir ngti Trong quy the nay, cac tix ngi:r dtroi day duvc hieu nhu sau:

2.1 Ban &cm gia co phan la viec ban cong khai c6 phAn Cong ty co phAn Cang Thi Nai (CTN) do Quy dau tu phat trien tinh Binh Dinh (BDDIF) so hiru cho cac nha dAu to có su canh tranh ve gia;

2.2 Nha clau to la to chirc kinh to va ca nhan trong nuoc theo quy dinh tai Dieu 6 Nghi dinh 59/2011/ND-CP ngay 18/7/2011 cila Chinh phiz ve chuyen doanh nghiep 100% von nha

nuec thanh ding ty c6 phAn; 2.3 Co. quan quyit clinh ban co phcin Cong ty co phcin Cang Thi Nai (CTN) la US, ban nhan dan

tinh Binh Dinh; 2.4 Buoy gia la khoang cach gifra cac gia d'Ot mua lien tiep; 2.5 Bic& khdi luting la khoang cach gift cac kh6i ltrang dAt mua lien tiep;

2.6 Gia cidu la cac mire gia dat mua co phAn cua nha dAu tu dugc ghi vao Phieu tham du ddu

gia; 2.7 Menh gia mot co phdn duct ra cidu gia la 10.000 clang;

2.8 Oa khai diem la mirc gia ban dAu cua mot c6 phAn ducc chao ban ra ben ngoai do Uy ban nhan dan tinh Binh Dinh quyet dinh;

2.9 Ti'n slat cog la mot khoan tien cua nha dAu to img trtrac a dam bao quyen mua co phAn;

2.10 To chzic thuc hien ban ciciu gia co phedn la Chi Nhanh Cong ty Co phAn Chimg khoan Bao Viet (BVSC);

2.11 Co phdn khong ban hit cica cudc cldu gia bao gom se) luting c6 phAn nha dAu tu trOng thAu

trong cu8c dau gia cong khai nhtmg tir chi mua va s6 luting c6 phAn khong dirge nha dAu tu dang ky mua;

2.12 Cudc dciu gia ban co phan khong thanh ding la cuOc dL gia khong co nha dA.‘u ttr dang 14

tham gia hoc chi co 01 nha dAu to &Ong 14 tham gia; 2.13 Hdi clang clau gia la to chirc do to chirc thuc hien ban dL gia c6 phAn la Chi Nhanh C8ng

ty Co phAn Chang khoan Bao Viet (BVSC) thanh lip, bao g6m: dai dien to chirc thuc hien ddu gia va nhan su &rot BDDIF de cu tham gia H8i diong dau gia de thuc hien viec ddu gia va cac cong viec lien quan;

2.14 Ngay kit auk cudc cloiu gia la ngay nhdp xong cac thong tin ten phieu tham du du gia cua

nha dAu to vao he th6ng va dd xac dinh dtrac ket qua dAu gia; 2.15 Ngay kit ththc viec ban co phdn la ngay cu6i ding nha dAu to thanh toan tien mua co phAn

theo thong bao cua To chirc thuc hien ban dAu gia c6 phAn.

PHAN H: QUY DINH CU THE Dieu 3. Trach nhiem va quyen h#n din Quy" dAu tir Oat trien tinh Binh Dinh

(BDDIF) 3.1 BDDIF co trach nhiem ma tai khoan phong toa. Tai khoan phong too nay la tai

khoan rieng biet tai mot ngan hang thuang mai de phong toa se) tien thu duvc tir

BVSC — Quy the dAu gia ban co phAn CTCP Cang Thi Nai do BDDIF so hire Trang 2

ban co phAn. 3.2 Cung cAp tai lieu, thong tin dAy dii, chinh xac cho BVSC ve CTN truec khi ban c6

ph An. 3.3 Cu dai dien tham gia HOi d6ng ban dL gia c6 phAn va tham gia kiem tra, giarn sat

hoat dOng ban du gia theo quy dinh cua quy the nay va cac quy dinh hien hanh. 3.4 Ltru trir dcm clang 14 tham gia &Au gia mua c6 phAn va Phieu tham du dAu gia co

phAn cua nha dAu to sau khi hoan thanh dot dau gia. 3.5 Bao dam viec dAu gia ban phAn von Nha nu& dien ra dugc cong khai va minh bach. 3.6 BDDIF dugc mien trach nhiem trong truang hop CTN cung cAp thong tin khOng chinh

xac va Ichong trung thuc. 3.7 BDDIF chiu trach nhiem chuyen quyen so hau c6 phAn CTN tir sa hiru cua BDDIF

sang nha dAu tu tang gia theo quy dinh.

Dieu 4. Trach nhifm va quyen ban cua HO ding ban dAu gia co phOn 4.1 T6 chirc chi dao va tham gia kiem tra, giam sat hoat dOng ban dAu gia theo quy dinh; 4.2 Kiem tra tinh hop le cua cac horn phi'eu va Phieu tham du dAu gia; 4.3 Xem xet, xir ly cac truang hop vi pham Quy the ban dAu gia va cac truorng hop vi

pham khac toy theo mut dO vi pham; 4.4 Cimg voi to chirc thuc hien ban dAu gia c6 phAn va BDDIF 14 Bien ban xac dinh ket

qua dAu gia.

Dieu 5. Trach nhifm va quyen han cua TO chin ban dOu gia (BVSC) 5.1 Yeu cAu BDDIF cung cAp dAy du cac tai lieu, thong tin ve viec ban dAu gia c6 phAn

theo quy dinh; 5.2 Th6ng nhAt yeti BDDIF ve thei gian, dia diem to chirc dAu gia theo climg quy dinh. 5.3 Cu dai dien tham gia Hoi deng ban dAu gia c6 phAn. Ban hanh Quyet dinh thanh rap

HOi d6ng ban dAu gia c6 phAn va Quy the ban dAu gia c6 phAn theo quy dinh. 5.4 Thong bao cong khai tai doanh nghi'ep, nai ban dAu gid, tren cac phucmg tien thong tin

dai chung (tren 03 s6 bao lien tiep dm 01 toy bao phat hanh trong toL qu6c va 01 tO bao dia phIrcrng nai doanh nghiep có tru so chinh) ve cac thong tin lien quan den viec ban c6 phAn trtrec khi to chirc dAu gia t6i thieu 20 ngay. Thong tin cung cap cho cac nha d'Au tu dugc Bang tai tai website www.bvsc.com.vn, http://bddif.vn http://www.thinaiport.com.vn bao g6m cac nOi dung sau: — Quy the dAu gia ban co phAn CTN do BDDIF soy hiru;

Thong tin lien quan den CTN; - Don Clang ky tham gia dAu gia; - Cac thong tin lien quan khac den cuOc dAu gia theo quy dinh.

5.5 Tien hanh tong hgp, d6i chieu giira ket qua clang 14 sau khi ket thuc thoi han Clang 14 cua nha dAu tu. BVSC thong bao cong khai tai nai ban dAu gia va tren cac phucmg tien th6ng tin ve tong s6 nha dAu tu tham gia va tong s6 c6 phAn clang ky mua (phan theo to chirc va ca nhan) chain nhAt 02 ngay lam viec truck ngay du kien to chirc dAu gia clugc quy dinh tai Dieu 12 cua Quy the nay,

BVSC — Quy the dAu gia ban co phAn CTCP Cang Thi Nai do BDDIF sor hiru Trang 3

5.6 Gift bi mat ve gia dat mua cua cac nha dau to cho den khi cong be) ket qua chinh thirc. 5.7 T6 chirc that hien viec clAu gia. 5.8 Chiu trach nhiem ve viec xac dinh ket qua d'Au gia theo quy dinh. 5.9 Trong tiled han t6i da 03 ngay lam viec ke tir ngay ket thitc cuOc &Au gia, can dr ket

qua clAu gia, dai dien HOi d6ng ban dAu gia c6 phan lap va kY Bien ban xac dinh ket qua dAu gia.

5.10 Trong thoi han t6i da 03 ngay lam viec ke tir ngay lap Bien ban xac dinh ket qua d'Au gia, BDDIF va T6 chirc thuc hien ban dAu gia c6 phan phi hop cong b6 ket qua dAu gia co 'than va thu tien mua co phan.

5.11 BVSC chuyen tien dat c9c cua nha dAu tu tham gia dAu gia khong hop le (vi pham Quy the dAu gia) vao tai khoan phong toa cita BDDIF xem xet xir 1Y.

5.12 Chuyen tien thu tir ban c6 phan ve tai khoan phong toa cua BDDIF trong thai gian 05 ngay lam viec ke tir ngay het han nOp tien thanh wan mua co phAn cua nha dAu tu.

5.13 Chuyen giao Dan clang ky tham gia dau gia mua co phan va Phieu tham du du gia cua nha dau tu cho BDDIF trong yang 10 ngay ice tir ngay het han nOp tien thanh town mua co phan cua nha dau tu.

5.14 Thut hien cac hoat dOng khac co lien quan den dAu gia ban c6 phan.

Ditu 6. Trach nhiOn cfia nha din tir tham gia dAu gia 6.1 Cam ket viec dang ky mua c6 phan la to nguyen tren ca so da nghien ciru ky va day du

not dung cong be) th6ng tin ve doanh nghi'ep; Dan clang ky tham gia dAu gia la ca sor phap ly duy nhAt xac than s6 luting co phAn ngtred dam tu da clang kY tham du dau gia.

6.2 Giri Dan dang kY tham gia &Au gia mua co phAn cho BVSC va cac giAy to chfrng minh có nang lac harsh vi dan sir day du (d6i vai ca nhan), CO tu cach phap nhan (d6i vOi.t6 chirc) theo matt BVSC cong b6.

6.3 NOp day du tien dat coc bang 10% gia tri tong so co phan clang IcStmua tinh theo gia khOi diem vao tai khoan cua BVSC theo quy dinh.

6.4 NOp Phieu tham du dAu gia va thuc hien clAu gia theo dung quy dinh. Neu vi pham, nha dau tu tham gia dAu gia se bi hay bo quyen tham gia &Au gia va khong &roc hoan tra tien dat COC.

6.5 Tuan thit tat ca cac quyet dinh cua to chirc trung gian that hien c/Au gia ban di phan, trir tnrang hop cac quyet dinh nay vi pham Quy the ban d'Au gia va cac quy dinh cita Phap luSt.

6.6 Tv chiu trach nhiem ve nhcmg sir nham lan, sai sot cua minh trong qua trinh clang kY va tham du clAu gia

6.7 NOp tien mua co phan theo ket qua dAu gia trong vOng 10 (mtroi ngay) ngay sau ngay to chirc cuOc dau gia. TruOng hop ngtrai tham gia dau gia khong chuyen tien theo dung tiled han ten thi coi nha da tir ch6i mua co phan theo ket qua dAu gia, se kh6ng dtroc nhan lai tien dat COC va dtroc xir ly theo quy dinh hien hanh.

6.8 Nha &Au tu clang kY tham gia dAu gia trong truOng hop kh6i luting dat mua vtrot tY le quy dinh ve chao mua cong khai theo quy dinh tai Dieu 32 Lust Chimg khoan va tai khoan 11 Dieu 1 LuSt sira d6i b6 sung mOt so dieu cita LuSt thing khoan (ty le stir hi u

BVSC — Quy the dal) gia ban co phAn CTCP Cang Thi Nai do BDDIF sa hftu Trang 4

sau khi mua c6 phAn tir 25% c6 phieu dang ltru hanh cira cong ty dai chling hoAc so him tir 25% co phieu c6 quyen bieu quyet mua tie') tir 10% ter len hoAc mua tiep tir 5 den 10% c6 phieu thad gian &rod mot nam, ke tir ngay ket thfic dart chao mua cong khai tnrac d6) thuc hien nhu sau: - Nha dAu tu khi tham gia vao cac daft ban dL gia c6 phAn khong phai thuc hien

thin tuc chao mua cong khai voi 1:1y ban Chimg khoan Nha nu6c. Tuy nhien, nha dAu tu co nhu cAu dAt mua voi kh6i lacing neu ten phai thuc hien bao cao‘Ban to

chirc dAu gia va cong b6 thong tin truc'yc khi thgc hien bay (07) ngay ve so lucmg c6 phAn du kien chao mua cong khai theo mau "Thong bao clang ky mua c6 phAn kh6i lugng 16n qua dAu gia";

- TO chCrc, ca nhan sau khi mua c6 phieu, tnrong hop tar thanh c6 Tong 16n phai thgc hien bao cao va cong b6 thong tin theo quy dinh tai DiL 26 Thong to s6 52/2012/TT-BTC ngay 05/04/2012 dm B6 Tai chinh huong clan ve viec cong b6 thOng tin tren thi truong chUng khodn.

Dieu 7. Cong bo thong tin 7.1 BDDIF cong b6 thong tin ve viec ban dL gia tren cac phucmg tien sau day:

- Ba (03) s6 lien tiep vao cac ngay 17/04/2015, 18/04/2015 va 19/04/2015 cfra Bao Quart d6i (bao trung 'rang) va 18/04/2015, 19/04/2015 va ngay 20/04/2015, cua Bao Birth Dinh (bao dia phtrcmg);

- Trang th6ng tin dien tir (website) cua BDDIF: http://bddif.vn; Ngoai ra, thong tin ve viec ban dL gia con dirge Bang tai tren cac trang thong tin dien tir cua CTN va BVSC b cac dia chi sau: http://www.thinaiport.com.vn va www.bvsc.com.vn.

7.2 Thong tin cu the lien quan den CTN va dort dAu gia ducrc deg b6 tai: Cling ty c .6 phan Ch'ing khoin Bao Viet Tru sir chinh Dia chi: S6 8 Le Thai T6, QuAn Hoan Kiem, Ha NOi Dien thoai: (84-4) 3928 8080 Fax: (84-4) 3928 9888 Website: www.bvsc.com.vn Phong Giao dich Diing Khoi - BVSC Dia chi: S6 233 D6ng Khori, QuAn 1, Tp.H6 Chi Minh Dien thoai: (84-8) 3914 6888 Fax: (84-8) 3914 7999 Phong Giao dich Nguyht Cting Tr* - BVSC Dia chi: S6 11, Nguyen Cong Trir, QuAn 1, Tp.H6 Chi Minh Dien thoai: (84-8) 3914 1994 Fax: (84-8) 3914 1991 Quy d u tn. Oat tri&I tinh Binh Dinh (BDDIF) Dia chi: 181 Le H6ng Phong, Tp.Quy Nhon, Tinh Binh Dinh Dien thoai: (056) 6253 108 Fax : (056) 6253 101 Website: http://bddif.vn Ciing ty co phan Cang Thi Nai (CTN) Dia chi: 02 TrAn Hung Dao, P.Hai Cang, Tp.Quy Nhon, tinh Binh Dinh

BVSC — Quy the dAu gia ban c6 phAn CTCP Cang Thi Nai do BDDIF ser huu Trang 5

Dien thoai: (056) 3892 573 Fax: (056) 3892 097 Website: http://www.thinaiport.com.vn

Dieu 8. DOi tirking tham gia dau gia va cac quy dinh lien quan 8.1 Nhimg dei Wong tham gia dAu gia: Cac to chirc, ca nhan Viet Nam va nuge ngoai có

dit dieu kien sau day dugc tham du dau gia: - Doi voi nha dAu tu trong ntrot: CO tu each phap nhan (dei voi cac to chirc kinh

te); có dia chi cu the, rO rang; Neu nguoi dai dien phap nhan thi phai co giAy uy quyen. Neu la ca nhan phai có chimg minh thu nhan dan, giAy to tits, than hop le va có du nang ltrc hanh vi dan su.

- Dei vei nha dau tu nage ngoai: ngoai cac quy dinh nhtr dOi voi phap nhan va ca nhan trong nuac, phai ma tai khoan tai cac to chirc cung irng dich vu thanh town dang host deng ten lanh the Viet Nam va tuan thit phap lualt Viet Nam. Moi hoat dOng lien quan den mua co phAn deu phai thong qua tai khoan nay. Cac to chirc tai chinh trung gian nhan uy thac dAu tu: Tnrang hop cac to chirc tai chinh trung gian nhAn uy thac dAu tu cua Ca nha dAu to trong nu& va nu& ngoai, to chirc nhAn uy thac dAu tu có trach nhiem tach biet rei se lugng nha dAu tu, se co phAn cua tong nha dAu to trong va ngoai nuot dang ky mua.

8.2 Nhimg d6i ttxcmg khong dugc tham gia dAu gia: Cac to chtlrc tai chinh trung gian va cac ca nhan thuOc cac to chirc nay tham gia vao viec thuc hien tu van, xac dinh gia tri doanh nghiep, kiem toan bao cao tai chinh va to chirc thAm dinh gia xac dinh gia tri doanh nghiep.

Di&ii 9. Thu tuc clang 14, tham gia dAu gia va ntip tien Tat cgc 9.1 Nha dau tu nhAn don hoc true tiep in mau don clang ky tham gia dAu gia tai Cong ty

Co phAn Chung khoan Bao Viet theo cac dia diem va dia chi website cua BVSC da neu tren.

9.2 Nep tien dAt coc: Nha dau tu phai nep tien dAt coc Wang 10% gia tri co phAn clang kST mua tinh theo gia khai diem. TiL dAt coc Op bang deng Viet Nam (bang tien mat hoac chuyen khodn) vao tai khoan cua Cong ty Co phAn Ching khoan Bao Viet. TiL dAt coc se kitting dugc huong lai. Th.Ong tin ve tai khoan ctla Chi nhanh Cong ty Co phAn Ching khoan Bao Viet:

* Ngan hang Dau tu va Oat trien Viet Nam (BIDV):

Ten tai khoan: Chi nhanh Cong ty co phAn Chimg Khoan Bao Viet - Se tai khoin: 119.10.00.00.95684. - Ngan hang: BIDV Chi nhanh Nam KS, KM Nghia.

N6i dung: <H9 va ten><Se CMND> ni5p tien coc mua <se lugng co phan dang ky mua> co phAn cua CTCP Cang Thi Nai.

* Ngan hang Bao Viet:

— Ten tai khoan: Chi nhanh Cong ty co phAn Ching Khoan Bao Viet — Se tai khodn: 003.10.99998.008. — Ngan hang: Bao Viet Chi nhanh He Chi Minh.

BVSC — Quy the dau gia ban co phAn CTCP Cang Thi Nai do BDDIF so. him Trang 6

— NOi dung: <Ho va ten><S6 CMND> new tien coc mua <st) him c6 phAn clang 14 mua> c6 phan cua CTCP Cang Thi Nai.

9.3 NOp dan clang 14 tham gia dAu gia: Nha d'Au to dien dAy du thong tin vao don clang ky tham gia dAu gia va nOp tai dia diem lam thit tic clang 14 kern theo xuAt trinh: Doi vai ca nhan trong ntra.c:

— CMND haat hO chieu. Tnrang hop nhan uSr quyen, phai co giAy uS, quyen theo quy dinh cua phap luat hoac mau dinh kern quy the nay.

— Gray nOp tien hoac giAy chuyen tien at coc. Doi voi to chirc trong nuac: Ngoai quy dinh nhu d6i vai ca nhan trong ntrOc con nOp them GiAy chimg nhan clang ky kinh doanh hoac giAy to khac tuang throng, giAy uSr quyen cho dai dien thay mat to chirc thuc hien thP tpc trir tremg hop nguai lam thit tic la dai dien theo phap luAt cua to chirc. Doi voi ca than va to chirc ntrac ngoai: Ngoai cac quy dinh nhu d6i voi ca nhan va to chirc trong nu& phai xuAt trinh giAy xic nhAn ma tai khoan tai mot to chirc cung ung dich vu thanh toan clang hoat dOng tren lanh th6 Viet Nam.

9.4 ThOi gian, dia diem lam thin tic clang 14 va dAt coc: Th6ri gian lam thit tic clang 14 va dat coc: tir 8h00 ngay 17/04/2015 den 16h30 ngay 15/05/2015 tai dia diem sau: Ging ty co phAn Chthig khoin Bao Viet Trp so chinh Dia chi: S6 8 Le Thai T6, Quan Hoan Kiem, Ha N6i Dien thoai: (84-4) 3928 8080 Fax: (84-4) 3928 9888 Website: www.bvsc.com.vn Phong Giao dich DOng Khoi — BVSC Dia chi: S6 233 Difing Khai, Quan 1, Tp.H6 Chi Minh Dien thoai: (84-8) 3914 6888 Fax: (84-8) 3914 7999 Phong Giao dich Nguyen Cling Trti - BVSC Dia chi: S6 11 Nguyen Cong Tr r, Quan 1, Tp.H6 Chi Minh Dien thoai: (84-8) 3914 1994 Fax: (84-8) 3914 1991

Sau khi hoan tat cac thin tic clang ky, n6p tien dat coc, nha dau to duoc cap phieu tham du dAu gia;

9.5 Nha dAu to chi &roc sira d6i hoac hity clang kj, tham gia d'Au gia trong thai Ilan lam alit tic clang 14, neu tren. Twang hop hily clang ky tham gia au gia, nha dAu to phai lam don de nghi hay clang ky tham gia dAu gia theo mau quy dinh cua BVSC.

Dieu 10. 1,4 va n(ip phieu tham di dAu gia

10.1 Nha dAu to to dien khi loong, mix gia dAu va ky vao phieu tham du dAu gia. Phieu tham du dAu gia hop re la:

— Phieu do BVSC cap; c6 dong dAu treo cua BVSC va dam bao: dien day du, re)

BVSC — Quy the dAu gia ban c6 phAn CTCP Cang Thi Nai do BDDIF so hall Trang 7

rang cac thong tin theo quy dinh phieu khong dugc thy xod hoac rach nat; gia dat mua khong thAp hon gia khoi diem; tong se co phAn dat mua toi da bang mat dang ky. Phieu tham du dAu gia phai dugc be trong phong bi c6 chit k 'Y cua nha dau to tren mei) dan phong bi theo quy dinh.

— Bo phieu kin theo dung thai han quy dinh nhu sau: • Doi voi nha dAu to nep phieu tham du du gia tai To chirc dau gia:

Cong ty co phAn Ch'ing khoan Bao Viet (BVSC) Dia chi: Se 8 Le Thai To, Quan Hoan Kiern, Ha Nei Dien thoai: (84-4) 3928 8080 Fax: (84-4) 3928 9888 Nha dAu to nep phieu kin truc tiep tnx6c 16h30 ngay 18/05/2015

Phong Giao dich Deng Khoi — BVSC Dia chi: Se 233 Deng Khoi, Quan 1, Tp.H6 Chi Minh Dien thoai: (84-8) 3914 6888 Fax: (84-8) 3914 7999 Nha dAu tu nep phieu kin truc tiep tnxac 16h30 ngay 18/05/2015 Phong Giao dich Nguyen Cong Tru. - BVSC Dia chi: Se 11, NguyZn Cong Trir, Quan 1, Tp.H6 Chi Minh Dien thoai: (84-8) 3914 1994 Fax: (84-8) 3914 1991 Nha dAu to nep phieu kin truc tiep truck 15h30 ngay 19/05/2015

• Doi vai nha dAu to nop phieu tham du dAu gia bang thu dam bao qua duang bun dien:

Ngoai bao thu nha d'au to ghi re "Phieu tham du dau gia co phAn CTN do BDDIF nam va gfri den cac dia chi ten.

Phieu tham du dAu chi dugc chAp thuasn khi thu bao dam dm nha dAu tu dugc buu dien chuyen den dia chi ten truac 16h30 ngay 18/05/2015. Thai diem nhan phieu dugc tinh la alai diem BVSC 141 nhan yeti nha dau tu hoac bun dien.

10.2 Twang hgp phieu tham du du gia bi rach nat, thy x6a: Nha dAu to phai yeu cAu dai 15, d6i phieu mei sau khi da nep phieu Twang hgp nha dAu to mat phieu: Nha dAu ttr phai lam dan (theo mAu quy dinh) de nghi BVSC lai phieu mai va phieu cu coi nhu khong con gia tri.

Dieu 11. Dia diem Ira thiri gian to chirc cui)c dAu gia 11.1 Dia diem to chirc dAu gia:

Phong giao dich Nguygn Cong Trir - Cong ty co phAn Chung khoan Bao Viet — Dia chi: Se 11 Nguyen Cong Trir, Quan 1, Tp.He Chi Minh

11.2 Thai gian to chirc dAu gia: 15h30 ngdy 19 thang 05 nam 2015.

Dieu 12. Cac quy dinh lien quan den vi?c d'Au gig:

-

s6 luting co phAn chao ban : 3.113.900 co phan Wnh gia : 10.000 deng/ 1 co phAn

— Gia khoi diem : 10.566 deng / 1 co phAn - Bok gia : 1 deng (Met deng)

BVSC — Quy the dAu gia ban co phAn CTCP Cang Thi Nai do BDDIF so hint Trang 8

— Gioi han so luting co phAn ding kY mua cua mai nha dAu to : So luting co phAn moi nha dAu to dugc ding ky mua tei thieu: 100 ca phAn, ding ky theo bai se dm 10 co phAn, trir truang hop ding ky mua town ba se ca phAn chao ban. Se luting ca phAn moi nha dAu to duot ding ky mua toi da 3.113.900 ca phAn. Mai nha dAu tu dugc phat mat phieu d'Au gia va chi dugc ghi 01(met mirc gia) dit mua vao Phieu tham du dAu gia; tang khi luting dit mua dimg bang se co phAn da clang kY.

Dieu 13. Xem xet cac dieu kien de to chIrc cuoc dau gia Tnzac gio to chirc dau gia, BVSC se kiem tra va xac dinh re:

— Danh sach cac nha dau tu du dieu kien tham du dAu gia; — So luting phieu tham du dAu gia;

Cuac dau gia &rot tien hanh khi có it nhAt hai (02) nha dAu to du dieu kien tham du dAu gia. Neu khong du dieu kien nay thi khong to chIrc dau gia, cuac d'Au gia duge coi la khong thanh.

Dieu 14. Thijrc hien Tau gia 14.1 Tai then diem bat dAu moi horn phieu tham du dAu gia, Chit Lich Hai clang dAu gia hoc

ngtreyi &roc uS, quyen cong be nhung thong tin chit yeti nhu: - Ten doanh nghiep, du kiL van dieu le, se' luting co phAn ban dAu gia cong khai, so

luting nha dAu tu va so luting co phAn ding ky mua. Trinh pr va thu tuc dAu gia va nguyen tic xac dinh quyen mua ca phAn theo gia dAu gia.

— Giai thich nhang van de ma ngtroi dau tu hoic cac ben lien quan con thic mac. 14.2 NhAp phieu tham du dAu gia

Den thoi diem dAu gia, BVSC se nh4p thong tin tren Phieu tham du d'Au gia cua nha d'au to vao he thong D'Au gia ca phAn;

14.3 Xac dinh ket qua dAu gia Ket qua dAu gia duge xac dinh theo nguyen tic sau: - Xac dinh theo gia dat mua tir cao xuang thAp cho du so ltrgng co phAn chao ban nhung

khong thAp hon gia Ichoi diem. Gia ban la gia dAu thanh cong cua tong nha dAu tu, theo do cac nha d'Au tu trung o muc gia nao thi mua co phAri a mirc gia dO. Nha dAu tu tra gia cao nhAt dugc quyen mua du so co phAn da clang ky theo cac mirc gia da tra. So ca phAn con lai Ian lugt dugc ban cho cac nha dAu tu tra gia cao lien ke cho den het so co ph'An chao ban.

Tru&ng hop cac nha dAu to tra gia bang nhau nhung so ca phAn chao ban it hon tang se co phAn ding ky mua thi so co phAn ctia tong nha dAu to duge mua xac dinh nhu sau:

x nha d'Au con lai chao ban

dugc mua

So CO phAn timg nha dau tu ding ky mua gia bang nhau

Tang so co phAn cac nha d'Au to dang ky mua gia bang nhau

s6 co phAn So co phan

BVSC — Quy the dAu gia ban co phAn CTCP Cang Thi Nai do BDDIF so him Trang 9

Tnramg hop con du co phieu le, s6 c6 phAn le nay &roc phan b6 cho nha dAu to co kh6i luting clang ky mua lan nhAt tai mem gia do. Can cir ket qua dau gia, 1-101 ding dAu gia lap bien ban ket qua dAu gia va co chit 14 cua toan bO thanh vien HOi d6ng dau gia;

Dieu 15. Thong bio ket qua dAu gii cho nha dAu tir BVSC có trach nhiem giri ket qua dAu gia cho nha dau tu theo throng btru dien. Tnrarng hop khong nhan ducrc phieu qua duong btru dien, nha &Au to ducrc nhan ket qua dAu gia tai BVSC noi girl phieu tham du du gia.

Dieu 16.PhLro'ng fink va dila diem thanh toan tien mua co phan 16.1 Can dr vao thong bao ket qua dAu gia do BVSC cung cap, nha dAu tu trimg gia mua

c6 phan CO trach nhiem thanh toan tien mua c6 phAn tit ngdy 20/05/2015 den ngdy 29/05/2015;

16.2 Hinh thirc thanh toan tien mua co phAn: thanh toan bang d6ng Viet Nam theo hinh auk nOp tien mat tai Ngan hang hoac chuyen khoan cho BVSC. Chi ti'et ye so tai khoan, chu tai khoan co ghi reS tai khoan 9.2 Dieu 9 hoac trong thong bao ket qua trUng dAu gia cho timg nha dAu tu. BVSC có trach nhiem tong hop va chuyen toan bO tien mua co phAn ve tai khoan phong toa cua BDDIF sau 02 ngay lam viec ke tit khi het thari han thanh toan mua c6 phAn.

Dieu 17. Xtr ly cac trtromg hop vi pham 17.1 Nhimg trtrang hop sau day bi coi la vi pham Quy the ban dAu gia va nha dau to khong

duo.c nhan lai tien dat coc: - Ithong nOp phieu tham du du gia;

Phieu tham du du gia khong dap img quy dinh tai Dieu 10 cua Quy the nay hoac bi rach, nat, tAy xoa, khong xac dinh &tic gia dat mua;

- Rang ky nhtmg khong dat mua toan b0 hoac mot phAn, se khong dugc /than lai tien dat coc tuang frng voi s6 c6 phAn khong dat mua;

- BO gia thap han gia Ich&i diem; - Phieu ghi sai buOc gia; - !thong ghi gia va/hoac kh6i luting tren phieu tham du du gia; - Khong thanh toan toan b0 hoac mot phAn s6 c6 phAn duoc quy'en mua theo ket qua dAu

gia. Nha dAu to se khong &rot nhan lai s6 tien dat coc tucmg ung voi s6 c6 phAn tit ch6i mua.

17.2 HOi d6ng dAu gia có trach nhiem xem xet xir 1S, cac truerng hop vi pham tai lchoan 1 dieu nay va cac tnrang hop vi pham khac tuSr theo mirc de) vi pham.

Dieu 18. Xir IS so co phAn khOng bin het Truemg hop khong ban het s6 luting co phAn ban dau gia, T6 chirc thuc hien ban dAu gia co phAn thong bao cho Ca quan quyet dinh ban dAu gia c6 phAn CTN de xer ly theo quy dinh can dr vao danh sach nha dAu ttr tham du dAu gia.

BVSC — Quy the dAu gia ban c6 phAn CTCP Cang Thi Nai do BDDIF soy him Trang 10

Dieu 19. Xir ly trueng hcrp cu(ic ban dAu gia khong thanh cong TruOng hgp cu6c &au gia co phAn khong thanh cong, trong thiyi han 03 ngay lam vi'c k" tir ngay het han ding ky tham du dAu gia mua c6 phAn, H6i d6ng dAu gia co phAn thong bao cho BDDIF ve cu6c dAu gii khong thanh cong de:

— Thong bdo cho nhi dAu to biet va hoan tra tien dit CQC (neu c6); — Xem xet, xir 15, theo quy dinh.

Dieu 20. Xir 1j, tien (tat enc - BVSC c6 trach nhiem chuyen tien dat coc cua nha dAu to tham du cuOc dAu gia nhtmg

khong mua dugc co phAn cho nha dAu to trong yang 05 ngay lam viec (ke tir ngay cong b6 ket qui dAu gia).

- D6i voyi cac ben tham gia dAu gia dugc quyen mua co phAn theo ket qua du gia thi

khoan tien d4t cgc dugc ter vao tong s6 tien phai tra; - D6i yeti cac lchoan tien dat COC khong phai hoan 1ai do nha dAu to vi pham quy the dAu

gia quy dinh tai Dieu 17 Quy the nay dugc BVSC chuyen ve BDDIF de xir ly theo quy dinh.

Dieu 21. Cac quy dinh khac Moi thic mac khieu nai cita nha dAu to (nett co) phai dugc neu len va giai guy& trong cu6c dAu gia. Ban to chirc du gia se kh6ng chin trach nhiem d6i \rail cac thic mac lchieu nai cua nha dAu to sau khi cu6c dAu gia ket thirc. BDDIF va C6ng ty Co phan Chimg khoan Bao Viet khong chiu trach nhiem ye gia, tri cita co phAn ban dAu gia.

Dieu 22. Dieu khoin thi Minh Quy the nay se c6 hieu luc ke tir ngay 14 ban hanh.

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BVSC — Quy the dAu gia bin co phAn CTCP Cang Thi Nai do BDDIF so hire Trang 11