CONSOLIDATED REPORT · CONSOLIDATED REPORT 13921 Quail Pointe Drive Oklahoma City, OK 73134 ph 405.607.4820 fax 405.294.3340 Home O ce 125 5th Street South, Suite 201 St. Petersburg,

CONSOLIDATED REPORT

13921 Quail Pointe DriveOklahoma City, OK 73134ph 405.607.4820fax 405.294.3340

Home O�ce

125 5th Street South, Suite 201St. Petersburg, FL 33701ph 727.455.0033

Tampa Bay O�ce

www.alignmywealth.com

toll free 800.401.6477

Following is a sample statement (named changed of course) of what is sent to clients quarterly. This information, and more, is updated daily for your accounts and is accessible 24/7 with your secure client login.

Table of Contents

Portfolio Allocation ............................................................................................................................................................................................... 3

Portfolio Summary ................................................................................................................................................................................................ 4

Portfolio Performance ........................................................................................................................................................................................... 5

Asset Class Performance ....................................................................................................................................................................................... 6

Explanations & Disclosures ................................................................................................................................................................................... 8

As of September 18, 2017 Page 2

By Asset Class

Asset ClassCurrent

ValueCurrentPercent

TargetPercent

PercentVariance

US Core Equity $915,731.29 31.69% 32.25% (0.56%)International Core $804,257.66 27.83% 27.00% 0.83%EM Core $269,152.01 9.31% 8.25% 1.06%Global Real Estate $214,271.61 7.41% 7.50% (0.09%)Fixed Income $672,346.42 23.26% 25.00% (1.74%)Cash & Equivalents $14,206.31 0.49% 0.00% 0.49%Total $2,889,965.30 100.00% 100.00%

By Account

AccountCurrent

ValueCurrentPercent

$1,510,276.44 52.26%$724,146.00 25.06%

Smith, Jack and Diane (xxxxxxx, Trust) Smith, Jack (xxxxxxx, Traditional IRA)Smith, Diane (xxxxxxx, Traditional IRA) $655,542.86 22.68%Total $2,889,965.30 100.00%

Portfolio Allocation


Annual Contributions/WithdrawalsBeginning Value Net Contribution Ending Value Contribution Rate

2012 * $2,167,170.65 $2,180.20 $2,199,558.50 0.10%2013 $2,199,558.50 $8,919.00 $2,521,632.28 0.41%2014 $2,521,632.28 ($18,041.80) $2,577,969.88 (0.72%)2015 $2,577,969.88 ($17,921.60) $2,502,613.15 (0.70%)2016 $2,502,613.15 ($116,830.40) $2,549,662.82 (4.67%)2017 ** $2,549,662.82 $9,315.40 $2,889,965.30 0.37%

* 2012 represents a partial 103-day period starting 9/19/2012 instead of 12/31/2011** 2017 represents a partial 261-day period ending 9/18/2017 instead of 12/31/2017

Investment GainInception to Date

(6/24/2009) Rolling 5 Years Rolling 1 Year Year to DateStart Value $0.00 $2,167,170.65 $2,621,765.05 $2,549,662.82Net Contribution $1,484,308.52 ($132,379.20) ($88,306.20) $9,315.40Ending Value $2,889,965.30 $2,889,965.30 $2,889,965.30 $2,889,965.30Investment Gain $1,405,656.78 $855,173.85 $356,506.45 $330,987.08Account Return (Net TWR) 8.29% 7.02% 14.12% 12.96%

Returns for periods exceeding 12 months are annualized

Portfolio Summary

Note: Net TWR is an acronym for time-weighted return. As of September 18, 2017

Page 4

Annualized Portfolio PerformanceInception to Date

(6/24/2009)Net Return

Rolling 5 YearsNet Return

Rolling 1 YearNet Return

Year to DateNet Return

Smith, Jack and Diane 8.3% 7.0% 14.1% 13.0%MSCI All Country WorldIndex Net

11.2% 9.7% 20.6% 17.0%

Bloomberg Barclays USAggregate

4.0% 2.2% 0.8% 3.3%

Bloomberg Barclays USTreasury 1 - 3Y

1.0% 0.7% 0.4% 0.8%

Returns for periods exceeding 12 months are annualized

Compounded Portfolio PerformanceInception to Date





Smith, Jack and Diane 92.7% 40.3% 14.1% 13.0%MSCI All Country WorldIndex Net

139.3% 59.1% 20.6% 17.0%


38.7% 11.4% 0.8% 3.3%

Bloomberg Barclays USTreasury 1 - 3Y

8.9% 3.4% 0.4% 0.8%

Returns are cumulative

Portfolio Performance


Description Value Weight

Inception toDate





EquitiesEquities Total $2,203,412.57 76.24% 11.34% 10.48% 20.78% 16.58%

US Equities $915,731.29 31.69% * 14.76% 13.62% 19.71% 11.38%DFA U.S. Core Equity 1 (DFEOX) $915,731.29 31.69% * 15.89% 13.71% 19.71% 11.38%

International Equities $1,073,409.67 37.14% * 9.38% 7.99% 25.18% 23.53%DFA Emerging Markets Core(DFCEX)

$269,152.01 9.31% * 8.58% 5.09% 27.00% 30.70%

DFA International Core Equity(DFIEX)

$804,257.66 27.83% * 9.73% 9.08% 24.51% 21.34%

Global Real Estate $214,271.61 7.41% * 7.43% * 7.43% 3.73% 6.83%DFA Global Real Estate Securities(DFGEX)

$214,271.61 7.41% * 7.43% * 7.43% 3.73% 6.83%

Fixed IncomeFixed Income Total $672,346.42 23.26% * 4.35% 1.75% (0.31%) 5.70%

Fixed Income $672,346.42 23.26% * 4.35% 1.75% (0.31%) 5.70%DFA Investment Grade (DFAPX) $268,533.54 9.29% † 3.39% † 2.98% 0.55% 3.62%OKLAHOMA ST MUNI PWR AUTH SUPP ELEC PWR & LT REVS01/01/2024 5.750%

$5,570.24 0.19% * 3.75% 2.39% 3.43% 4.66%

Vanguard IntermediateTax-Exempt (VWITX)

$76,642.78 2.65% * 3.66% 2.87% 1.44% 4.82%

Vanguard Long-Term GovernmentBond Index (VLGSX)

$321,599.86 11.13% * 7.40% * 7.40% * 7.40% * 7.40%

Cash & EquivalentsCash & Equivalents Total $14,206.31 0.49% n/a n/a n/a n/a

Cash & Equivalents $14,206.31 0.49% n/a n/a n/a n/aFDIC INSURED DEPOSIT ACCOUNTIDA12 NOT COVERED BY(MMDA12)

$14,206.31 0.49%

Asset Class Performance


Description Value Weight

Inception toDate





Total $2,889,965.30 100.00% 8.29% 7.02% 14.12% 12.96%MSCI All Country World IndexNet

11.18% 9.74% 20.63% 17.03%

S&P 500 Composite 15.63% 13.78% 19.49% 13.50%Russell 2000 Value 14.89% 11.89% 19.15% 1.55%MSCI EAFE Net 8.13% 7.59% 21.34% 19.30%MSCI EM (Emerging Markets)Net

7.61% 4.44% 28.56% 31.41%

S&P Global REIT 15.21% 8.10% 3.91% 6.54%Bloomberg Barclays USTreasury 1 - 3Y

1.04% 0.67% 0.43% 0.80%


4.05% 2.19% 0.80% 3.29%

Bloomberg Barclays USTreasury 20+ Years

7.11% 3.64% (3.70%) 7.23%

* Partial period return† Linked partial period returnReturns for periods exceeding 12 months are annualized



Explanations of Report Sections Portfolio Allocation

Within this section, By Asset Class presents a view of an account’s assets divided into asset classes. This chart displays the current

percentage for each asset class. The Target Percent Allocation shown in this section is the model portfolio toward which we periodically rebalance. In

addition, By Account includes values for each account managed in the portfolio.

Portfolio Summary

The chart in this section presents a summary of a specific group through various time periods. The line represents the cumulative contributions and/or

withdrawals made to and from the account. The shaded area represents the portfolio value including contributions, withdrawals, market movements,

reinvestments, management fees, and other transactions affecting the account.

Annual Contributions/Withdrawals displays all capital-flow transactions over a certain time period for the account. The Contribution Rate is the

contribution for each time period divided by the beginning value for that time period.

Portfolio Performance

The Portfolio Performance section is a representation of a client’s performance shown as an annualized return as well as a compounded total return

throughout relevant time periods since inception. Along with this return data, we have also provided the benchmarks of the most relevant indices.


Asset Class Performance presents account values and performance for various time periods. The Inception to Date Net Return is an annualized number

while periods of one year and less than one year are not annualized.

Disclosures Introduction: Align Wealth Management, LLC (Align) is an SEC Registered Investment Adviser. Our Home Office is located at 13921 Quail Pointe Drive,

Oklahoma City, OK 73134, ph 405-607-4820. Our Tampa Bay Office is located at 125 5th Street South, Suite 201, St. Petersburg, FL 33701, ph 727-455-

0033. This Report has been prepared by Align. The data herein was provided by the broker-dealer and account custodian for your investment accounts.

Brokerage account information was provided by DST Systems, Inc. or ByAllAccounts, who act as data aggregators. We believe the information to be

reliable; however, because we are not the original source of the information, we can make no representations as to its accuracy or completeness. In the

unlikely event that the information provided differs from the information provided to you by the Custodian via account statements or other

communications, you should rely on the information received directly from the Custodian. Accordingly, you can not use the information contained herein

for year-end tax reporting.

If you would like to discuss your investment accounts, to review your current portfolio allocation, or have any questions regarding this report, please

contact your Advisor. In addition to addressing any concerns you may have, he or she can provide you with the latest Part 2A of Align ADV: Firm Brochure,

which provides additional information about the program, including our advisory fees. Your Advisor can also discuss your financial situation with you and

help you evaluate whether you need to update your Risk Tolerance Profile and Investment Policy Statement.

The following definitions may be helpful in reviewing the Report: This Report provides a comprehensive report on your portfolio and account holdings.

Your portfolio is composed of one or more different accounts, managed as one portfolio, and may include both taxable and tax-deferred accounts.

Annualized Returns: Annualized returns for the portfolio represent the average annual return over the period depicted. This return is known as the Time

Weighted Return (TWR). TWR is a performance metric that minimizes the effect of capital flows. Simply stated, the TWR is the return on the very first

dollar invested into the portfolio. Returns for the market indices are presented for the same time period. The TWR is highlighted in blue in the Graphical

Comparative Performance section of the report.

Net Returns: Returns provided in the Report are “net-of-fees.” Fees and expenses of the underlying funds are taken into account in all calculations, as are

transaction costs if the account is charged fees for each transaction by the Custodian. For the Total portfolio, the returns were also reduced to reflect any

advisory fees paid to Align for servicing and managing your account, and any fees and expenses paid to the Custodian on an asset based pricing basis at

the account level. The fees and expenses that may be paid to the Custodian include non-resident taxes, foreign taxes paid, margin expense, accounting

fees, actuarial fees, contract fees, trustee fees, legal fees, asset-based pricing fees for brokerage execution services, and appraisal fees. Questions

regarding any of the Custodian’s fees and expenses may be directed to the Custodian.

MSCI All Country World Index Net: This index is a free float-adjusted market capitalization weighted index that is designed to measure the equity market

performance of developed and emerging markets. MSCI is the name of the company that owns the index, Morgan Stanley Capital International Inc.

Page 8

S&P 500 Composite: This index is a market-capitalization-weighted index of 500 widely held stocks. It is often used as a proxy for the U.S. stock market

and measures the performance of large companies. Standard and Poor’s chooses the member companies for the 500 based on the market size, liquidity,

and industry group representation.

Russell 2000 Value: This index measures the performance of small-cap value segment of the U.S. equity universe. It includes those Russell 2000

companies with lower price-to-book ratios and lower forecasted growth values. The Index is completely reconstituted annually to ensure larger stocks do

not distort the performance and characteristics of the true small-cap opportunity set and that the represented companies continue to reflect value

characteristics.

MSCI EAFE Net: This index is a float-adjusted market-capitalization-weighted index that is designed to measure performance of the equity markets of

developed countries in Europe, Australasia and the Far East (EAFE). MSCI is the name of the company that owns the index, Morgan Stanley Capital

International Inc.

MSCI Emerging Markets Net: The index is a free float‐adjusted market capitalization index that is designed to measure equity market performance of

emerging markets. The MSCI Emerging Markets Index consists of the following 23 emerging market country indexes: Brazil, Chile, China, Colombia, Czech

Republic, Egypt, Greece, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Peru, Philippines, Poland, Qatar, Russia, South Africa, Taiwan, Thailand,

Turkey* and United Arab Emirates.

S&P Global REIT: A member of the S&P Global Property Index Series, the S&P Global REIT serves as a comprehensive benchmark of publicly traded equity

REITs listed in both developed and emerging markets

Bloomberg Barclays US Aggregate Bond Index: The index is market capitalization weighted that includes Treasury securities, Government agency bonds,

Mortgage backed bonds and Corporate bonds. It excludes Municipal bonds and Treasury Inflation-Protected securities because of tax treatment.

Bloomberg Barclays U.S. Treasury 1-3 Year: This index measures the performance of U.S. Treasury securities that have a remaining maturity of at least

one year and less than three years.

Allocation Fund: A portfolio that consists of a variable mix of the asset classes such as stocks, bonds and cash equivalents.

Notification of Error: The Target and Actual Asset Allocation, Performance Data, and other information regarding your account in this Report should be

reviewed carefully. If you suspect an error, you should notify Align Wealth Management, LLC by writing to us at 13921 Quail Pointe Drive, Oklahoma City,

OK 73134. All parties associated with the program will presume the Report is correct unless written notification of the suspected error is provided IN

WRITING within ten (10) days after this Report is sent or made available to you. It is your responsibility to seek immediate clarification about entries that

you do not understand or that appear incorrect. All communications sent to your address of record or your secure electronic portal are presumed to have

been given to you personally whether or not actually received.

Page 9

Documents

CONSOLIDATED REPORT · CONSOLIDATED REPORT 13921 Quail Pointe Drive Oklahoma City, OK 73134 ph 405.607.4820 fax 405.294.3340 Home O ce 125 5th Street South, Suite 201 St. Petersburg,