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All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
1 3I WEALTH ADVISORS LLP 206.62 1,00,427.78 -18,016.47 32,229.16 0.27
2 6TH SENSE INVESTMENTS CONSULTANTS 107.12 3,922.48 1,184.77 9,296.01 2.52
3 A K Narayan 129.03 3,736.58 1,776.27 17,304.91 4.94
4 A R J Financial Consultants India Private Limited 130.10 2,656.18 957.96 9,592.08 3.55
5 A.G. Financial Services 284.89 10,503.39 -1,607.86 38,123.57 3.68
6 A.Makarand Govindrao 91.15 4,181.28 439.29 10,865.36 2.71
7 AADI WEALTH MANAGEMENT (P) LTD. 511.33 29,216.33 -13,318.57 53,180.72 1.69
8 Aadinath Investment 262.29 63,111.94 -2,201.83 25,862.94 0.45
9 Aahlada Securities Pvt Ltd 143.32 3,867.69 1,028.93 18,344.37 5.02
10 Aalps Investment Advisory 402.05 77,949.18 4,102.18 48,770.43 0.65
11 Abacus Corporation Private Limited 966.25 14,557.69 4,479.73 94,274.53 6.68
12 Abchlor Investment Advisors (P) Ltd 395.59 20,012.54 -194.04 36,586.06 1.85
13 Abhenav Khettry 128.24 11,976.70 1,871.57 12,905.11 1.19
14 Abhijit Shivanand Sawant 100.44 3,555.04 1,239.36 10,119.71 3.07
15 Abhinav Mehta 119.32 5,355.63 1,152.32 12,049.98 2.37
16 Abhishek Sunil Gupta 145.77 8,924.48 1,523.98 15,610.06 1.90
17 Abira Management Services Ltd 20.69 24,393.16 1,088.50 6,688.50 0.24
18 Abm Investment 84.48 3,155.93 1,988.46 10,564.23 3.80
19 ACCORD FINANCIAL SERVICES LLP 187.99 8,586.50 5,384.21 14,977.12 2.07
20 ACE CAPITAL ADVISORS 55.69 9,437.98 8,222.22 10,223.19 1.58
21 ACE FNSUPERMARKET PVT. LTD. 138.37 4,280.57 1,312.72 13,324.05 4.89
22 Ace Wealth Management Private Limited 206.61 4,194.20 1,610.62 24,260.80 6.32
23 ACE WEALTH MANAGERS 801.45 26,279.31 12,864.70 52,327.68 2.28
24 ADDON INDIA PRIVATE LIMITED 93.51 6,397.19 4,940.16 2,372.56 0.81
25 Addon Wealth Consultancy (P) Ltd. 190.35 3,374.26 2,089.32 11,796.83 3.72
26 ADITYA & SONS 193.61 8,638.73 2,074.79 10,587.09 1.23
27 ADITYA BIRLA FINANCE LIMITED 5,259.28 3,73,74,254.35 -35,536.15 11,27,337.79 0.03
28 Aditya Birla Money Ltd 13.84 6,196.46 2,194.42 9,200.73 0.92
29 ADITYA BIRLA MYUNIVERSE LIMITED 506.06 24,833.49 13,800.31 46,669.52 2.23
30 Aditya Vinayak Joshi 106.69 8,195.02 4,523.89 10,601.77 1.53
31 Adokshaja Krishnarao Kulkarni 94.28 24,009.96 2,334.53 3,826.13 0.17
32 Adoni Venkatesh 82.63 597.35 -6,714.02 5,308.49 2.14
33 Affluenz Financial Services India Private Limited 135.88 7,475.46 1,012.93 27,061.65 3.78
34 Ajay Kantibhai Shah 106.59 4,352.20 808.33 11,756.89 2.83
35 Ajay Khurana 89.05 1,669.94 217.31 8,322.31 5.24
36 Ajay Kumar Arora 94.34 2,446.34 1,177.81 10,158.00 4.48
37 Akasa Securities & Financial Services Pvt. Ltd 212.57 66,270.10 3,998.35 28,576.68 0.46
38 Akshaya Budhraja 105.15 3,024.20 1,157.21 13,336.81 4.81
39 Akshaya Wealth Management (P) Ltd 81.88 7,074.95 2,857.86 11,303.50 1.87
40 Akta Associates 132.87 25,434.55 2,383.27 18,306.78 0.58
41 Alchemy Capital Management Pvt Ltd 152.24 6,725.85 -11,195.74 26,714.06 2.40
42 Allahabad Bank 53.61 5,641.45 3,370.61 10,227.63 1.98
43 Allegiance Associates 183.87 7,275.16 1,608.78 19,932.22 2.79
44 Allegro Capital Advisors Pvt Ltd 215.71 13,499.82 -3,942.03 38,951.75 2.65
45 Almondz Global Securities Ltd 411.75 25,790.94 -13,526.73 80,967.70 2.90
46 ALMONDZ WEALTH ADVISORS LTD 233.44 1,27,063.67 4,740.36 21,404.87 0.18
47 Alpha Capital 590.71 45,806.18 7,950.21 99,931.61 2.36
48 ALPHAFRONT FINSERV PVT LTD 71.32 11,900.10 6,730.67 9,789.94 1.11
49 AM WEALTH MANAGERS PVT. LTD 1,233.25 55,410.07 15,309.86 1,36,650.41 2.96
50 Ambit Capital Private Limited 210.66 1,79,863.97 -4,655.32 80,798.85 0.30
51 Ami Vishal Dalal 249.91 29,607.72 653.45 23,292.48 0.79
52 Amit Jasani Financial Services Pvt Ltd 64.10 21,318.55 10,922.31 13,663.34 0.98
53 Amit Sitaram Luharuka 89.40 5,367.18 990.76 11,076.87 2.25
54 Amitkumar D Mehta 158.55 4,612.79 1,913.06 14,182.73 3.34
55 Anand Rathi Share And Stock Brokers Limited 959.79 10,69,331.93 21,180.91 1,15,889.13 0.12
56 Anand Rathi Wealth Services Limited 12,108.97 27,89,425.90 1,63,395.14 11,24,158.48 0.45
57 Anandbir Singh 353.87 36,704.37 7,843.57 44,556.96 1.31
58 Ananthalakshmi M 91.38 4,437.45 -1,501.41 11,241.80 2.41
59 Andhra Bank 26.04 2,165.95 5.99 9,261.46 4.27
60 Angel Broking Limited 505.21 64,205.34 26,158.46 47,709.29 1.02
61 Anil Khera 164.72 5,615.81 375.62 19,505.15 3.58
62 Anil Manohar Kataria 96.64 5,581.59 2,293.29 12,126.42 2.36
63 Anita Arun Lagu 107.65 3,172.96 -344.23 12,169.74 3.53
64 Anita Investment Agencies 63.89 129.59 -1,751.33 11,346.13 83.33
65 Anjali Investment & Consultants 369.89 16,096.23 3,590.42 32,989.24 2.25
66 Anjana Shah 128.08 18,032.86 523.58 22,415.24 1.28
67 Ankit Aggarwal 222.25 43,563.40 -4,539.36 21,770.67 0.52
68 Ankit Jain 93.34 956.65 -27.66 7,623.45 8.65
69 Anshu Jaisinghani 110.99 5,506.46 2,438.21 13,339.44 2.70
70 Anshu Shrivastava 67.47 2,843.49 -3,717.18 3,627.98 0.52
71 Answers Financial Planners Pvt.Ltd. 128.86 19,749.66 1,729.16 14,442.90 0.59
72 Anup Thirani 95.02 2,88,597.22 1,090.16 11,177.02 0.04
73 Anurag Bagrodia 138.03 8,512.72 -2,068.75 18,871.70 2.22
74 AR WEALTH MANAGEMENT PRIVATE LIMITED 323.93 16,611.99 5,098.97 29,095.63 2.09
75 Ara Management Solutions Pvt Ltd 197.55 9,109.74 -200.87 22,514.07 2.61
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
76 Aravindakshan K M 106.62 3,377.26 784.41 11,729.71 3.57
77 Arihant Capital Markets Limited 132.25 22,337.39 2,963.99 15,456.93 0.74
78 Arjun Gupta 85.51 2,980.92 -622.11 12,296.44 4.26
79 ARK PRIMARY ADVISORS PRIVATE LIMITED 120.22 3,532.85 1,860.24 13,653.44 4.34
80 ARNAV FINANCIAL SERVICES 55.11 8,189.95 1,176.62 4,458.46 0.50
81 Artha Yantra Corporation Pvt Ltd 81.26 4,306.31 888.41 10,402.87 2.60
82 Artham Finometry Private Limited 115.97 10,221.94 3,463.16 12,889.70 1.47
83 Arthashastra Investment Managers Private Limited 124.40 7,226.27 1,534.56 13,627.21 1.87
84 Arun Purushottam Patel 103.34 6,380.48 2,512.89 8,202.23 1.31
85 Arun Sankar 57.23 1,561.72 -147.65 4,806.53 3.08
86 Arun Vishwanath Lagu 199.93 4,688.55 -681.41 21,139.52 4.47
87 Arvind Financial Services 112.09 2,530.41 724.30 14,142.61 6.08
88 Arvinder Singh Bindra 88.16 1,619.36 680.67 11,277.45 7.51
89 Ashika Stock Broking Ltd. 129.20 1,34,368.65 163.47 19,275.44 0.11
90 Ashish Golechha 110.88 6,577.92 3,483.40 10,541.05 1.96
91 Ashok Kumar Agarwal 77.59 4,291.95 584.09 5,509.51 1.35
92 Ashok Thakwani 82.34 2,679.57 953.95 11,898.45 4.82
93 Ashutosh Financial Services Private Limited 298.52 10,600.04 2,783.19 20,467.50 2.10
94 Ashwin Rasiklal Vajani 201.61 14,267.77 3,137.56 21,310.30 1.57
95 Asit C. Mehta Investment Intermediates Ltd 141.67 10,105.85 1,093.04 21,836.92 2.22
96 Asit Haresh Bhansali 172.59 15,115.29 764.38 20,027.20 1.33
97 Ask Wealth Advisors Private Limited 2,487.14 4,52,568.04 -35,605.08 3,90,008.27 0.86
98 Aspandiar Nari Kanga 72.20 2,730.63 2,314.48 9,037.65 3.68
99 Asset Alliance Securities Private Limited 139.30 6,340.07 935.84 18,089.96 3.18
100 Assetz Premier Wealth Advisory Pvt Ltd 384.03 61,515.17 1,384.50 54,397.82 0.91
101 AU Mutuals Financial Planners Pvt. Ltd. 141.10 7,732.98 1,850.66 10,164.20 1.46
102 AU SMALL FINANCE BANK LIMITED 87.72 7,254.54 2,972.55 6,882.85 0.50
103 Augment Capital Advisors LLP 123.62 12,584.18 1,252.28 14,446.33 1.03
104 AUM Capital Market Pvt Ltd 1,468.87 15,91,159.22 -1,52,268.42 2,68,725.40 0.11
105 AUM Insure And Secure Pvt Ltd 147.25 9,040.99 2,382.36 16,325.44 1.96
106 AUREUS INVESTMENT SOLUTIONS LLP 344.84 3,16,721.21 13,873.92 64,712.71 0.22
107 Autus Wealth Management Private Limited 643.53 38,590.31 9,399.02 76,202.12 2.10
108 Avanish K Shah 105.56 5,326.87 1,350.02 10,676.35 2.24
109 Avendus Wealth Management Pvt Ltd 1,111.13 5,13,323.28 -1,03,600.94 2,96,169.59 0.56
110 Axiom Financial Services Pvt Ltd 404.80 14,957.44 5,845.01 49,025.96 3.56
111 Axis Bank Limited 55,563.06 1,34,55,006.10 75,584.70 52,92,305.18 0.36
112 Axis Securities Limited 1,672.58 97,061.99 47,111.40 1,43,923.70 1.67
113 AYUSHMANN CAPITAL 315.38 31,439.28 17,689.86 10,013.64 0.63
114 B D Shroff Securities Private Limited 148.63 2,775.86 627.48 21,580.17 8.00
115 Babubhai Hiralal & Co 97.32 32,329.38 351.12 14,169.50 0.41
116 Bahubali Mohanlal Shah 105.69 5,818.46 1,686.53 9,759.56 1.83
117 Bajaj Capital Ltd. 9,206.28 6,06,483.87 -14,467.59 10,12,750.61 1.69
118 Bajaj Finance Limited 24.22 6,946.78 -706.22 9,958.30 0.54
119 Bajaj Securities 73.75 3,145.00 1,489.97 10,503.40 3.69
120 Bajaj Share And Stock Brokers Pvt Ltd 75.07 18,093.07 132.28 25,936.32 1.54
121 BANAYANTREE SERVICES LIMITED 489.45 25,330.38 3,360.20 25,853.38 0.99
122 BANCONUS FINANCIAL SOLUTIONS PRIVATE LIMITED 138.12 10,552.02 2,197.79 12,106.11 1.33
123 BANDHAN BANK LTD 190.75 16,434.19 11,984.25 14,719.48 1.25
124 Bank of Bahrain & Kuwait B.S.C. 71.43 2,501.13 1,092.98 9,469.95 4.19
125 Bank Of Baroda 1,835.34 6,42,489.46 1,76,361.74 2,78,803.86 0.55
126 Bank of India 636.51 82,777.65 -27,403.82 1,50,522.14 1.66
127 Barclays Securities (India) Pvt Ltd 1,979.00 6,85,775.82 -1,57,994.78 4,72,531.50 0.56
128 Barjeel Geojit Financial Services LLC 1,548.47 40,722.56 11,079.45 1,45,833.70 3.80
129 Barrier Foils Private Limited 91.12 5,682.06 459.20 19,575.73 3.70
130 Basic Financial Services Pvt Ltd 157.78 5,025.12 -1,302.06 14,710.38 2.83
131 Batlivala & Karani Securities India Pvt. Ltd. 1,896.45 2,04,91,144.56 11,238.57 7,22,661.22 0.03
132 Beereshwar Financial Services 137.18 11,534.71 2,729.99 7,475.42 0.69
133 Bees Network Limited 282.73 25,428.80 1,382.93 33,661.90 1.42
134 BELLWETHER ADVISORS LLP 234.97 9,370.78 3,141.19 20,998.76 2.37
135 BEYOND LIFE FINANCIAL SERVICES LLP 729.61 45,157.00 14,080.06 66,185.86 1.63
136 BFC Capital P Ltd 298.02 40,287.55 1,554.29 28,761.85 0.65
137 Bharat Bhushan & Co. 1,748.20 2,52,661.11 -50,688.72 2,17,456.62 0.79
138 Bharat Soneja 113.62 3,271.98 856.10 10,810.93 3.56
139 Bharat Tokershi Gosar 110.22 3,744.79 2,813.42 12,471.40 3.87
140 BHARATHI SHARE BROKING PRIVATE LIMITED 260.17 14,344.94 -5,866.60 29,742.95 1.69
141 Bhartiben Kishorchandra Shah 56.69 743.28 743.28 3,167.35 4.61
142 Bhavesh Indravadan Gandhi 109.93 3,203.49 750.51 10,270.63 3.46
143 Bhavesh Mahavir Khetan 223.31 4,244.78 1,087.19 21,515.14 5.16
144 Bhavik Girish Dand 203.60 8,217.57 6,406.04 16,872.95 2.76
145 Bheruratan Onkardas Dammani 85.12 2,660.13 1,304.23 9,868.17 4.06
146 Bimal Mansukhlal Panchamia 229.56 6,809.35 2,612.95 18,689.76 2.93
147 Bipin Bihari Sinha 115.29 3,907.74 264.63 7,777.54 2.00
148 Biren Krishnakant Chhatrapati 88.96 2,639.90 989.32 10,982.50 4.42
149 Birendra Kumar 150.86 19,563.25 1,190.25 18,107.60 1.00
150 BLACK & WHITE FIN SOLUTIONS LLP 182.03 16,074.30 -14,575.97 14,794.18 0.26
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
151 Blue Chip Investments 319.36 5,398.72 1,353.93 23,792.85 4.56
152 Blue Circle Financial Services 174.99 4,857.40 3,330.65 19,216.83 4.43
153 Blue Edge Associates LLP 1,165.16 1,08,560.36 19,013.94 1,25,974.25 1.36
154 Blue Ocean Financial Services Pvt Ltd 136.43 4,389.53 -244.64 14,451.64 3.27
155 Blue Ocean Multi Client Family Office LLP 152.48 76,024.61 7,967.05 28,188.06 0.36
156 Bluechip Capital Services Private Limited 459.61 20,161.24 1,860.13 58,624.86 2.98
157 Bluechip Corporate Investment Centre Ltd 3,128.25 1,23,665.13 58,757.53 3,79,555.01 3.30
158 BNP Paribas 89.03 258.98 -7,502.48 29,019.64 87.55
159 BNP Paribas Wealth Management India Pvt Ltd 878.31 1,74,277.74 -1,768.38 1,40,801.99 0.84
160 Bodevision Finsec Consultants (P) Ltd 251.63 6,339.19 457.04 19,433.00 3.26
161 Boho Consultants Pvt Ltd 136.19 5,238.05 2,633.02 17,115.10 3.59
162 Bonanza Portfolio Ltd 370.74 19,983.27 5,129.97 48,776.01 2.55
163 Brain Point Investment Centre Pvt Ltd 1,019.70 1,73,060.22 16,817.68 1,28,560.93 0.82
164 Brij Bhushan Marwaha 281.02 727.02 254.04 7,965.41 0.07
165 Canara Bank 4,768.75 2,64,084.80 92,297.80 4,73,301.25 2.08
166 Capital Builders 160.35 8,041.09 -23.84 16,439.64 2.06
167 Capital League 693.35 35,681.62 643.64 82,953.12 2.26
168 Catalyst Financial Planning 183.79 9,083.98 -2,144.79 13,330.51 1.42
169 Cedrus Consultants Private Limited 203.95 15,690.10 -1,704.98 26,064.20 1.65
170 Central Bank Of India 9.43 724.27 -189.14 9,897.42 8.45
171 Centrum Wealth Management Ltd 2,910.12 6,31,967.06 26,104.04 4,69,652.09 0.81
172 Cerebral Advisors 123.56 3,332.82 1,585.05 11,100.68 3.52
173 Chadha Investment Consultant Pvt Ltd 652.35 23,761.18 5,725.99 75,372.38 3.75
174 Chaitanya Financial Consultancy Pvt Ltd 166.20 5,362.82 932.28 14,984.45 2.82
175 Champion Traders 104.79 3,288.94 -754.32 10,949.26 3.32
176 CHANDLER AND PRICE (I) PVT LTD 311.77 18,645.79 -477.04 35,644.76 1.93
177 Chandrakant Kashinath Amritkar 142.76 3,195.77 1,121.87 13,193.05 4.32
178 Chandulal L Vasa 138.16 5,709.90 1,434.00 14,785.21 2.73
179 Chetan Manharlal Lapsiwala 93.37 2,050.72 587.92 13,940.97 7.50
180 Chirag Stockbroker Pvt Ltd 233.76 10,878.78 4,249.79 19,551.78 2.08
181 Cholamandalam Securities Ltd 810.79 1,46,06,223.01 -15,660.42 2,11,665.42 0.01
182 CITADELLE ASSET ADVISORS PVT. LTD. 186.11 31,078.00 136.67 18,653.45 0.55
183 Citibank N.A 18,184.69 14,62,461.26 -86,929.16 28,66,429.17 1.83
184 CITRINE FINANCIAL ADVISORS LLP 122.22 6,787.37 2,410.78 13,552.84 2.43
185 CLAIRFIN CAPITAL SERVICES 182.93 10,097.54 1,974.05 17,484.98 1.88
186 Clairvoyance Securities Private Limited 140.19 7,004.57 2,844.20 11,987.94 1.85
187 Clairvoyant Capital Services 141.16 9,586.07 -300.19 15,264.65 1.65
188 Colaco & Aranha 189.11 5,863.85 1,910.20 29,755.78 5.58
189 Common Wealth 308.58 30,141.69 -5,121.21 40,305.81 1.23
190 Complete Circle Consultants Pvt Ltd 564.08 28,413.01 16,664.88 53,469.41 2.24
191 Comsol Financial Solutions Private Limited 385.05 12,198.27 11.84 49,413.81 4.08
192 CONSUULTME FINANCIAL SERVICES LLP 219.79 10,205.23 4,796.23 18,120.95 2.05
193 Coolbrain Consultants Private Ltd. 575.94 15,324.20 2,446.62 38,508.88 2.60
194 Coronet Vyapaar (P) Ltd 91.37 - -46,800.61 50,378.01 -
195 Corporation Bank 16.48 516.63 -10.86 6,357.16 8.04
196 COUNTON ADVISORS PRIVATE LIMITED 111.28 7,434.08 -4,357.16 11,387.74 1.13
197 CREDEL CAPITAL ADVISORS LLP 159.86 8,783.97 4,506.03 15,482.87 2.43
198 Credence Family Office LLP 249.77 13,282.38 -100.65 30,159.62 2.40
199 Credit Suisse Securities India Pvt Ltd 2,043.28 4,74,373.53 -1,86,071.49 4,68,128.29 0.86
200 CRESCAT ADVISORS LLP 205.83 15,991.08 9,707.55 15,392.80 1.29
201 Crescore Wealth Management Services Pvt. Ltd. 222.27 19,317.64 -2,988.80 37,427.82 1.77
202 CREST FINSERV LIMITED 447.62 96,77,848.94 -32,410.33 1,73,632.96 0.01
203 CRVJ Investment Consultants Pvt.Ltd. 151.85 5,241.71 2,623.98 18,012.94 3.71
204 CRYSTAL VISION WEALTH MANAGERS PRIVATE LIMITED 158.88 9,788.37 -154.73 21,171.58 2.34
205 D Muthukrishnan 255.64 3,401.71 775.82 25,917.60 8.00
206 D Sundararajan 70.96 2,329.42 986.43 10,243.57 4.64
207 Dalal & Broacha Stock Broking Pvt. Ltd. 544.59 1,09,363.71 -6,998.70 86,331.92 0.71
208 Dalmia Advisory Services Pvt Ltd 271.30 12,823.91 3,300.54 28,911.56 2.38
209 Darashaw & Co. Pvt Ltd 165.94 1,14,888.55 -10,359.44 39,806.97 0.28
210 Darshan Mahendra Parekh 121.52 10,561.91 1,307.27 15,241.43 1.46
211 Darshan Services Private Limited 2,937.23 1,17,07,453.53 -2,11,343.58 5,52,528.73 0.03
212 Daularam Kewalram Patel 102.03 3,330.55 417.20 11,463.45 3.44
213 DBS BANK INDIA LIMITED 438.24 91,568.92 18,280.67 1,52,221.58 2.03
214 DBS Bank Ltd. 1,724.85 29,120.07 -3,380.45 80,205.20 2.19
215 DCB Bank Limited 264.93 13,639.63 -4,332.31 46,894.20 3.39
216 Deep Management & Eco Consultants Private Limited 307.99 8,606.03 -3,589.35 44,918.53 5.14
217 Deepa Manoj Adalja 56.78 821.24 -1,180.54 5,985.20 7.73
218 Deepak 255.24 13,035.60 3,655.31 32,517.89 2.77
219 Deepak Bakshi 92.80 2,398.73 992.48 10,559.28 4.74
220 Deepak Krishnamurthy Rao 73.85 3,606.80 1,679.65 11,120.23 3.29
221 Deepak Kumar Bhardwaj 129.65 3,830.54 875.40 10,898.81 2.97
222 Deepam Marketing Enterprises (P) Ltd 91.76 6,097.10 2,342.81 12,617.22 2.27
223 Deepanshu Singhal 239.35 22,213.27 4,339.78 26,514.99 1.25
224 Deepesh Arora 369.63 26,394.03 3,135.64 29,772.96 1.14
225 Defmacro Software Pvt Ltd 106.79 8,396.22 7,785.79 5,443.79 1.23
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
226 DEGREE 212 CONSULTANCY SERVICES PVT LTD 36.83 6,488.92 1,622.73 10,016.67 2.51
227 Dena Bank 19.59 1,770.01 669.53 7,773.16 3.12
228 Deutsche Bank AG 5,115.98 4,19,848.58 -50,738.29 9,78,796.75 2.20
229 Devavrat Parvate 62.22 6,404.88 6,083.67 6,448.56 1.45
230 Devendra Yeshwant Mhatre 130.05 4,676.37 -342.78 12,455.43 2.46
231 Dhairav Janak Shroff 136.62 5,329.37 781.13 12,817.77 2.57
232 Dhananjay Manohar Kale 294.33 8,476.31 4,544.89 31,482.15 4.03
233 Dhanesh M. Shah 171.06 5,819.19 2,766.90 17,780.46 3.39
234 Dhanlaxmi Bank Limited 187.86 20,797.80 3,820.01 24,874.07 1.23
235 DHANSANCHAY WEALTH CREATIONS LLP 151.46 9,092.32 280.01 7,961.28 0.82
236 Dhanvriddhi Finvest Services Pvt Ltd 99.34 3,886.06 2,238.03 14,027.70 3.98
237 Dhaval Mahendra Desai 78.87 990.13 577.05 8,027.18 8.76
238 Dhaval S Shah 68.77 2,451.15 964.01 9,459.84 4.18
239 Dhruv Lalit Mehta 913.41 1,23,605.77 -3,376.84 1,02,858.48 0.79
240 Dhruv Rajesh Rawani 108.61 6,047.18 2,733.21 9,563.86 1.81
241 DHYEY ASSET ADVISORS LLP 96.99 468.22 460.67 5,475.12 12.41
242 Dilipkumar Shashikant Vayeda 120.21 3,889.90 960.60 11,136.93 3.02
243 Dilshad Kaiwan Billimoria 104.32 2,966.95 670.98 14,018.94 4.91
244 Dipak Kumar Das 183.99 5,506.87 581.42 21,385.26 4.09
245 Dipankar Das 237.41 5,283.12 1,315.20 21,567.47 4.30
246 Director General Posts 56.96 936.65 -1,876.24 16,291.21 17.38
247 Disha Finance & Investment Pvt Ltd 358.83 12,068.15 4,402.49 35,484.25 3.13
248 Diva Jyote Portfolios Private Limited 215.68 6,034.30 1,898.62 25,813.37 4.48
249 Divitas Capital Advisors Pvt Ltd 459.62 29,700.10 3,960.65 55,294.32 1.95
250 DMS Investment Advisory (P) Ltd. 250.91 18,618.52 -8,676.55 29,066.46 1.46
251 Dolfin Investments 92.78 6,836.71 1,914.62 11,213.22 1.86
252 Domingo John Rohan Rebello 173.10 9,102.65 1,332.48 19,487.40 2.14
253 Doogar & Associates Securities Ltd 101.72 7,179.80 1,492.65 12,074.00 1.77
254 Drumesh H.Pandya 110.32 9,149.95 6,652.24 11,762.45 2.59
255 DSA Capital Services 243.46 16,350.33 -1,185.27 22,119.46 1.27
256 DSFS WEALTH MANAGEMENT LLP 114.39 6,825.54 700.81 10,111.18 1.78
257 Durga Financial Services Pvt Ltd 261.49 9,848.09 2,182.05 24,297.69 2.61
258 Eastern Financiers Ltd. 2,195.21 1,25,721.15 22,046.74 2,56,907.83 2.16
259 ECS Financial Services (India) Private Limited 261.97 7,837.75 1,937.80 27,865.84 3.74
260 Edelweiss Broking Limited 1,678.57 6,41,444.97 89,770.43 3,23,990.42 0.59
261 Edelweiss Financial Services Limited 470.91 72,095.33 27,144.86 58,626.60 0.83
262 Edge Corporate Services Pvt Ltd 177.71 3,625.29 -3,016.75 25,700.93 6.84
263 Edge Wealth Management Services LLP 1,146.67 96,326.58 -5,418.73 1,64,447.82 1.67
264 Elite Portfolio Management 141.37 6,849.09 1,037.01 13,810.85 2.24
265 Elite Wealth Advisors Limited 98.63 7,201.26 2,507.34 13,251.70 1.97
266 Ellora Consultants Pvt Ltd 104.64 299.16 -787.53 7,087.55 23.63
267 EMERGING FINCARE CONSULTANCY PRIVATE LIMITED 175.11 6,390.13 2,837.50 12,294.86 2.14
268 Emkay Global Financial Services Limited 165.05 62,985.01 11,514.04 36,842.54 0.85
269 Enrichwise Consultancy Services Pvt Ltd 120.98 11,080.12 4,981.69 16,804.09 1.81
270 Ensign Capital Markets and Investments Pvt. Ltd 129.49 1,976.18 778.91 4,787.20 2.52
271 Equations 143.94 10,499.53 2,897.35 16,771.33 1.77
272 EQUIRUS WEALTH PRIVATE LIMITED 17.99 22,399.22 13,521.64 5,007.77 0.90
273 EQUITAS SMALL FINANCE BANK LIMITED 174.87 9,595.19 5,308.36 7,769.92 1.08
274 ESGL CLIENTALLEY SOLUTIONS PRIVATE LIMITED 341.81 41,971.33 -5,965.63 33,137.95 0.76
275 Essel Finance Wealth Services Pvt Ltd 145.06 3,94,646.22 -15,371.50 36,997.12 0.05
276 Etechaces Marketing & Consulting Pvt. Ltd. 68.93 1,350.66 -2,136.14 50,101.63 9.83
277 Ethix 131.24 4,209.77 1,128.29 19,566.37 5.14
278 Etica Wealth Management Pvt Ltd 359.62 44,367.69 16,082.56 42,126.60 1.14
279 EURASIA CAPITAL SERVICES 577.59 24,443.35 -727.16 54,971.69 2.28
280 Farr Lapp Investments 170.84 6,109.59 596.09 21,965.94 3.74
281 Fermat Prime Advisors Pvt Ltd 258.43 51,154.20 9,933.56 44,656.82 1.00
282 Fin Secure 96.36 8,666.91 -1,411.66 10,347.47 1.15
283 Finance Doctor Pvt. Ltd 126.31 2,917.80 1,350.37 14,316.54 5.28
284 Financial Mart 72.53 5,225.65 1,441.24 5,332.47 1.19
285 Finanzindia 173.82 12,595.89 491.81 20,690.43 1.67
286 FINBUCKS Financial Management 148.04 26,289.70 -273.51 15,714.65 0.57
287 FINE ADVICE PRIVATE LIMITED 296.68 23,480.03 5,420.87 26,306.80 1.23
288 FINE TECH CORPORATION PRIVATE LIMITED 230.96 - - 26,375.48 -
289 FinEdge Advisory Pvt. Ltd. 361.91 23,343.95 8,317.16 30,568.11 1.57
290 FINFIRST CAPITAL ADVISORS PRIVATE LIMITED 78.09 7,386.49 4,290.44 10,087.11 1.77
291 FINFREEDOM33 WEALTH MANAGEMENT INDIA LLP 262.55 5,995.65 3,494.48 25,563.24 6.64
292 Finmass 65.58 758.90 250.24 10,264.95 14.19
293 Finnovators Solutions Pvt Ltd 182.57 7,391.29 3,397.77 20,703.42 3.24
294 FINOMATIC CONSULTANTS PRIVATE LIMITED 111.88 18,083.54 4,450.11 6,528.12 0.47
295 FINWIZARD TECHNOLOGY PVT LTD 225.98 28,263.13 11,931.26 22,488.43 1.01
296 FIRST ADVISORS AND CONSULTANCY PRIVATE LIMITED 102.45 4,021.68 1,974.41 9,943.14 2.79
297 FLEXI CAPITAL LLP 133.86 13,085.91 5,076.65 13,815.01 1.28
298 Fortitude Securities Pvt.Ltd 140.05 7,483.25 2,994.19 15,267.05 2.31
299 Fortune Finsec Pvt Ltd 148.43 21,836.00 2,631.65 20,195.10 0.91
300 FORTUNE FINSERVE LLP 86.29 6,217.01 1,182.73 19,811.27 5.27
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
301 Francis Michael Clement D'Cruz 115.19 4,497.99 -208.12 11,684.32 2.59
302 Frontline Securities Ltd 632.59 80,619.55 15,489.39 83,528.77 1.10
303 Frontline Wealth Management 121.49 356.03 -22,994.18 13,974.82 13.08
304 FUNDCHOICE FINANCIAL SERVICES PVT LTD 163.12 4,614.45 2,280.71 16,783.58 4.55
305 FUNDSFIRST FINANCIAL SERVICES 15.71 972.19 426.84 1,762.39 1.87
306 FUTURE WEALTH 90.86 14,662.20 -867.20 10,955.45 0.88
307 G K Wealthcare LLP 120.78 6,189.25 -591.35 11,061.91 1.80
308 Gada & Haria Financial Planners Private Limited 106.21 8,365.13 1,044.56 17,361.94 2.16
309 Gaindamull Hemraj Financial Services 121.47 10,962.05 5,256.71 16,189.33 1.70
310 Gajendra Hiralal Jain 136.21 - -48.54 13,690.10 -
311 GANADEESHA FINANCIAL SOLUTIONS PVT LTD 50.06 4,868.83 2,189.54 7,961.26 2.21
312 Ganesh Shridhar Shanbhag 564.67 16,550.55 6,783.47 84,945.19 5.33
313 Gaurang Investments 95.93 1,675.90 45.38 12,057.60 7.25
314 Gaurav Ganpule 961.06 14,826.76 7,930.77 76,968.79 5.57
315 Gaurav Mehrotra 94.18 4,907.33 2,053.36 11,259.55 2.41
316 Gautam Rathore 106.94 3,507.36 1,943.35 12,108.17 3.80
317 Gayetri Nidhi Shaha 122.52 5,326.80 438.42 6,964.10 1.61
318 GENEXT WEALTH ADVISORS 165.36 11,762.83 2,979.18 15,136.44 1.49
319 Genome Capital 97.62 34,342.89 1,662.99 15,223.05 0.52
320 Geojit Financial Services Ltd 4,627.38 2,71,044.29 1,06,023.66 3,81,527.13 1.63
321 GEPL CAPITAL PRIVATE LIMITED 180.33 24,188.56 5,883.02 33,210.33 1.53
322 Ghalla Bhansali Stock Brokers Pvt Ltd 354.57 16,204.27 1,651.86 42,387.96 2.66
323 Girish Wani 99.74 5,632.47 1,975.47 9,490.48 1.89
324 Gitanjali Sutrave 197.67 45,909.06 4,578.48 27,020.86 0.55
325 Globe Capital Market Ltd 158.33 30,169.04 7,165.57 22,582.82 0.85
326 Goel Financial Consultants 92.48 2,237.84 849.33 10,839.79 5.27
327 Golkunda Commercial Private Limited 104.30 7,086.58 -3,000.96 10,826.75 1.34
328 Gopal Chulani 104.78 1,681.60 106.12 7,907.90 4.83
329 Gopi Kishan Agarwal 121.49 4,629.10 1,206.50 14,645.00 3.33
330 GOYAMA FINANCIAL SERVICES 213.49 19,256.70 -10,429.96 29,838.40 1.39
331 Great Fortune Investments and Infrastructures Pvt.Ltd. 201.91 14,028.19 961.97 30,706.00 2.18
332 Greenback Capital LLP 103.48 30,626.91 12,927.27 19,232.72 0.95
333 Grow More Investment 103.95 3,518.90 1,961.82 11,872.66 3.67
334 Grow Rich Fintech LLP 139.04 4,123.70 2,573.73 7,729.72 2.17
335 Growide Investment Consultancy Pvt. Ltd. 135.33 16,340.50 2,852.70 19,735.51 1.32
336 Growmore Financial Advisors 110.10 5,315.26 -635.61 7,677.69 1.51
337 GUARDIAN CAPITAL INVESTMENT ADVISORS PRIVATE LIMITED 85.12 6,471.73 3,260.82 9,627.91 1.75
338 GUIDE AND GUARDIAN LLP 104.31 817.21 300.92 8,262.81 11.38
339 Gunisetty Gnana Prasunamba 67.07 1,143.11 688.71 5,326.28 4.96
340 Gupta Capital Investment Centre 200.20 4,734.49 998.00 21,297.28 4.56
341 Gupta Investments 182.29 13,710.39 3,511.07 23,489.36 1.86
342 Hari Ghanashyam Kamat 552.51 15,237.24 4,070.31 55,864.13 3.95
343 Hari Mohan Gupta 384.91 7,933.90 -133.19 37,619.02 4.85
344 Harihar Finance Corporation 104.71 1,210.35 -11,504.91 17,876.86 11.47
345 Harish S Kotian 468.25 9,088.23 2,391.34 40,680.90 4.58
346 Harishchandra Jayram Pandya 101.33 82.00 40.00 12,076.88 78.33
347 Harjindarkaur Wadhawan 67.34 53,761.10 -4,685.77 8,652.28 0.03
348 Harley Securities Pvt Ltd 399.53 10,674.78 2,272.10 42,404.41 4.33
349 Harsha Nandlal Parekh 123.14 12,149.00 -276.83 17,116.88 1.27
350 Harshvardhan B Sekhsaria 124.66 7,533.96 2,486.52 13,337.53 2.01
351 HCL Global Processing Services Ltd 159.94 23,21,327.72 -1,50,477.70 1,90,784.58 0.04
352 HDFC Bank Limited 49,667.22 1,36,79,058.98 2,43,050.64 72,94,388.64 0.54
353 HDFC Sales Private Limited 13.25 1,035.55 876.29 956.52 1.47
354 HDFC Securities Ltd 4,848.42 4,15,580.19 1,53,224.27 4,61,627.36 1.26
355 HEDGE FINANCE LTD 176.39 30,618.76 -1,143.74 22,606.49 0.65
356 HEMANT FINSERVE LLP 176.00 3,815.61 715.59 13,315.63 3.60
357 Hemant Satyavan Shah 88.21 10,835.21 2,035.43 13,487.61 1.34
358 Hemant Suryakant Powale 184.04 7,112.78 3,501.59 14,663.00 2.29
359 Hexagon Capital Advisors Private Limited 178.48 29,171.73 2,951.93 28,743.78 0.96
360 Hexagon Wealth Advisors 334.14 15,966.48 -368.57 32,656.11 1.98
361 HFI WEALTH CREATORS PVT LTD 371.11 32,460.64 16,562.76 47,605.91 1.79
362 HM Mercantiles Pvt. Ltd 980.94 30,931.33 -6,670.62 1,13,556.47 3.68
363 Holistic Investment Planners Pvt. Ltd. 86.10 3,935.11 1,548.63 11,068.73 3.16
364 Hongkong & Shanghai Banking Corporation Ltd. 11,364.47 8,56,018.54 2,07,873.11 18,10,677.52 2.11
365 I CAN Financial Solutions Pvt. Ltd. 428.76 21,747.85 9,302.70 37,646.61 1.95
366 I2 ADVISORS 76.69 5,645.62 3,436.91 8,263.45 2.10
367 ICICI Bank Limited 35,525.62 23,14,249.28 73,892.02 41,80,324.88 1.80
368 ICICI Securities Limited 31,885.25 17,79,145.82 2,65,911.21 34,51,032.62 2.05
369 ICOACH FINANCIAL CONSULTANCY PRIVATE LIMITED 96.24 7,494.49 5,135.09 10,067.13 1.67
370 IDBI Bank Ltd 3,119.50 9,30,671.22 38,954.03 4,60,857.79 0.44
371 IDBI Capital Markets & Securities Limited 39.35 5,518.79 697.26 15,629.83 1.37
372 IDFC FIRST BANK LIMITED 373.89 67,707.91 6,961.91 61,857.14 1.11
373 IFAN FINSERV PRIVATE LIMITED 336.28 96,675.46 -27,191.23 65,254.47 0.42
374 Ifast Financial India Pvt Ltd 1,271.96 65,693.25 -23,086.33 1,77,536.74 2.68
375 IIFL SECURITIES LIMITED 2,656.03 2,49,423.18 63,722.60 3,15,313.96 1.31
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
376 IIFL WEALTH ADVISORS INDIA LIMITED 2,285.86 7,43,082.88 -62,107.06 4,34,996.03 0.49
377 IIFL Wealth Management Limited 17,611.35 1,44,61,582.04 -3,59,010.57 30,56,817.87 0.19
378 Immensus Wealth Management LLP 123.70 6,274.12 745.01 14,463.96 2.27
379 Imperial India Investment Company 132.74 5,739.77 1,547.63 13,295.13 2.48
380 Imperial Investment Consultancy Services Pvt. Ltd. 309.36 29,498.28 3,821.19 34,122.56 1.26
381 Imperial Prime Consultancy Private Limited 129.57 4,986.53 2,787.98 14,291.30 3.25
382 Imperial Wealth Services 116.43 4,351.72 -3,658.50 19,163.56 4.01
383 Indian Bank 35.82 2,457.60 -1,019.91 9,828.45 3.58
384 Indian Overseas Bank 65.05 9,204.57 2,177.80 12,059.87 1.35
385 IndiaNivesh Securities Limited 135.23 27,127.58 -6,390.50 18,520.55 0.53
386 Indira Jitendra Udani 127.16 30,702.57 13,228.19 21,098.50 0.81
387 Indsec Securities And Finance Ltd. 778.04 8,974.20 -2,07,710.22 1,60,052.30 7.10
388 Indus Capital 954.58 23,196.08 3,358.55 75,775.72 3.69
389 Indus capital 114.02 1,872.25 1,074.88 6,615.22 5.17
390 INDUS CAPITAL 29.27 3,556.10 2,388.19 9,686.58 5.57
391 Indusind Bank Ltd 9,494.48 2,37,239.38 49,409.02 6,79,541.76 2.90
392 INFINITY CAPITAL 175.81 7,390.16 2,381.06 25,008.25 3.64
393 Infinity Finserv (P) Ltd 272.98 8,908.68 675.29 26,473.01 3.04
394 Insoft Financial Services 98.30 3,564.25 529.28 11,126.89 3.27
395 Insynch Wealth Management LLP 153.12 7,987.46 1,873.40 20,479.61 2.65
396 Integra Securities Private Limited 78.23 3,978.97 628.61 11,662.24 3.10
397 INTEGRA WEALTH PLANNERS LLP 106.94 4,382.00 1,868.72 12,563.44 3.25
398 Integrated Enterprises (India) Pvt Ltd 2,019.07 70,515.87 28,178.37 2,41,722.67 3.63
399 International Money Matters Private Limited 382.20 11,972.65 -20,690.54 52,547.85 3.38
400 Intrust Advisors LLP 461.40 20,416.75 3,747.17 51,642.81 2.66
401 Invest & Prosper Financial Services 141.85 5,135.12 1,272.15 16,902.51 3.44
402 Invest India Micro Pension Services Pvt Ltd 12.39 335.60 -3,835.53 18,189.11 49.94
403 Invest 'N' Gain Financial Services 241.08 10,591.99 471.70 16,041.01 1.02
404 Invest Search 99.34 5,379.94 1,326.55 10,782.07 2.12
405 InvestAscent Wealth Advisors Pvt Ltd 286.51 21,650.11 -9,814.66 31,465.79 1.03
406 Investmentadvisorindia.com 128.52 14,300.16 -16,035.32 14,669.19 0.71
407 Investor Point 109.08 4,141.07 2,275.67 11,182.24 2.97
408 Investor Shoppe Consultancy Private Limited 380.36 9,870.43 2,344.99 30,797.96 3.09
409 INVESTPRO FINANCIAL SERVICES PRIVATE LIMITED 48.81 3,386.49 1,216.47 10,207.58 5.46
410 Ipcon Associates 99.11 11,423.10 4,252.55 12,075.59 1.33
411 Iqbal Singh 324.72 13,954.22 333.91 32,264.80 2.42
412 Ishwar Chandra Baid 62.29 7,437.14 -280.65 7,769.49 0.99
413 Ishwar Financial Services 229.01 7,106.70 477.16 25,375.68 3.67
414 ITI Securities Broking Limited 118.52 16,441.80 -1,005.95 18,138.71 1.27
415 J R Laddha Financial Services (P) Ltd. 1,186.85 1,50,675.02 -42,873.82 1,69,294.84 1.02
416 Jackson Consultants 110.84 4,339.92 389.38 10,471.31 2.55
417 Jain Bros 80.99 5,607.25 2,876.57 12,124.26 2.60
418 Jain Consultancy 469.08 1,54,820.16 -7,480.36 38,134.35 0.18
419 Jain Investment Planner Pvt Ltd 1,361.20 41,633.93 14,376.92 89,572.35 2.27
420 Jainy Tejash Shah 163.49 8,742.39 1,766.62 25,740.03 3.14
421 Jalan Financial Services 97.82 80,549.78 38,310.35 36,504.56 0.64
422 Janak Dulari 112.27 4,397.66 1,878.52 10,049.22 2.54
423 Janak Merchant Securities Pvt Ltd 67.69 84,816.60 -586.10 20,078.36 0.23
424 Japna Sharma 77.13 5,252.38 258.66 4,184.36 0.89
425 Jash Consultancy 121.14 5,801.93 921.34 12,486.41 2.33
426 Javahar Kuttypady 97.12 3,613.09 1,363.06 11,951.71 3.60
427 Jayakumari Ishwarlal Shah 220.46 807.01 -990.36 19,677.23 25.45
428 Jayanta Ghosh 74.97 9,705.45 348.36 12,312.20 1.38
429 Jayaprakash Polavarapu 74.04 3,859.21 502.12 8,245.50 2.22
430 Jayasha Share Consultants 189.83 8,984.14 4,446.22 17,516.80 2.25
431 Jayesh Subhash Salvi 256.69 5,415.08 2,306.61 17,844.03 3.42
432 Jayshree A Shah 75.37 1,179.04 176.05 11,598.92 10.26
433 Jennifer Maria Mendes 452.27 16,865.91 3,699.04 35,306.26 2.26
434 Jerry John Kadampatt 125.44 2,350.84 1,900.16 8,411.41 4.03
435 JHAVERI SECURITIES LTD 737.37 41,102.17 14,615.20 74,046.41 1.90
436 Jignesh Lalitbhai Kapadia 89.89 2,784.54 655.78 10,733.74 4.10
437 Jignesh P.Shah 111.54 4,987.38 3,766.81 7,727.43 1.78
438 Jignesh V Shah 144.34 4,283.70 804.14 16,262.98 4.10
439 Jiten Arjun Karnani 146.59 15,961.06 3,674.78 19,343.15 1.33
440 Jitendra Jaiswal 107.61 7,324.79 2,180.44 13,003.21 2.05
441 JK Securities Pvt. Ltd. 127.21 11,588.45 2,008.27 11,805.58 1.07
442 JM Financial Services Limited 6,223.37 58,12,213.11 -2,12,574.00 11,92,629.72 0.19
443 Joseph Elias Menezes 100.67 3,005.92 2,082.50 10,926.78 4.08
444 Joseph Pearl Stanley 101.74 2,357.96 987.50 9,664.25 4.42
445 Jugal Kishore Marwaha 97.70 633.02 -153.14 5,957.47 8.77
446 Julius Baer Wealth Advisors (India) Private Limited 9,056.35 10,96,279.23 16,150.83 13,83,796.50 1.39
447 Jury Advisory Services Pvt Ltd 142.68 2,969.37 478.55 15,432.23 5.38
448 Jyotsna Amarish Shah 102.35 3,727.59 1,004.78 10,298.00 2.91
449 K Arun Kumar 144.16 11,320.54 672.71 14,297.02 1.23
450 K Sarath Kumar 118.31 8,693.99 1,878.57 13,888.23 1.70
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
451 K W Wealth Advisors Pvt Ltd 223.01 12,731.52 1,635.64 26,622.44 2.15
452 Kaajal Suresh Thadani 180.98 8,088.82 421.12 18,090.84 2.30
453 Kailash Narain Datt 81.37 2,304.54 -320.41 12,839.81 5.74
454 Kalariya Ravi Keshavlal 102.75 4,694.72 2,245.17 10,487.39 2.54
455 Kalyani Capital Services Pvt. Ltd. 239.78 12,203.83 3,745.35 26,107.96 2.29
456 Kalyani Ketan Rachchha 155.75 5,127.94 474.21 13,478.66 2.69
457 Kanchan Hiralal Jain 119.74 10.93 -1,187.03 10,128.23 895.84
458 Kanga Financial Services Pvt Ltd 190.20 6,537.11 1,342.55 25,921.29 4.17
459 KANGAROO ADVISORS 145.58 13,549.22 6,092.87 15,936.45 1.41
460 Karan Agarwal 167.28 7,926.10 2,204.29 13,299.70 1.87
461 Kartik Amrish Gandhi HUF 553.14 41,919.59 13,143.78 42,410.83 1.15
462 Karvy Stock Broking Limited 8,800.57 7,19,645.92 1,03,852.75 10,17,024.30 1.48
463 Kaushal Kumar Patel 59.17 3,778.71 234.24 6,427.94 1.98
464 Kaushik Nagindas Shah 66.68 4,470.45 887.81 9,232.59 2.30
465 Kaushikkumar Harmanbhai Patel 85.84 2,718.13 1,209.15 12,058.15 4.78
466 kaveesha Investment Solution Pvt.Ltd. 105.75 3,619.06 921.04 8,583.84 2.59
467 Kedar Dattatraya Borgaonkar 76.50 2,587.45 483.65 11,611.17 4.60
468 Ketan Jayantilal Shah 72.84 5,431.53 556.83 11,032.34 2.06
469 Keval Jaysinh Gemani 78.82 5,315.43 1,839.87 11,988.28 2.19
470 Keynote Consultancy 238.89 11,124.40 -2,397.63 18,068.02 1.62
471 KFIC Securities Ltd 79.65 992.03 -211.39 11,797.63 11.91
472 KINJAL INVESTMENT CONSULTANCY 239.52 69,979.68 -1,560.55 31,458.83 0.43
473 Kirti Tejas Merchant 193.57 4,602.02 -3,846.69 19,712.63 3.63
474 Kishore N.Kewalramani 251.16 9,774.82 2,229.31 19,342.42 2.04
475 KMP Consulting 122.17 10,545.17 1,425.85 14,723.79 1.46
476 KNS Consulting Pvt Ltd 920.86 2,38,162.52 8,736.62 2,23,161.21 0.97
477 KONFIDO ADVISORS PRIVATE LIMITED 62.60 44,289.43 15,226.45 8,198.46 0.37
478 Kooran Varghese Polson 379.57 23,694.96 4,410.35 41,169.65 1.80
479 Kotak Mahindra Bank Limited 25,500.71 34,50,356.09 -3,62,798.75 37,55,479.95 1.08
480 Kotak Securities Ltd 861.88 1,17,704.21 1,640.52 1,28,263.50 1.20
481 KPW Insurance & Investment Consultants (Pvt.)Ltd 173.50 10,632.83 2,311.84 16,620.90 1.62
482 KREDERE WEALTH PARTNER PVT LTD 665.56 80,440.52 -7,828.76 1,03,219.17 1.33
483 Krishan Murari Gupta 109.41 3,551.55 643.65 11,928.23 3.53
484 KRM FINANCIAL CONSULTANTS 86.38 9,318.28 3,105.87 2,950.06 0.48
485 Krupa Enterprises 85.11 2,341.90 72.13 11,158.18 5.03
486 KRUSHNA FINSERV LLP 1,464.05 23,580.48 7,689.03 97,259.19 4.67
487 Kshitiz Agarwal 135.53 9,248.36 3,196.55 14,652.84 1.85
488 Kukku Consultants Private Limited 455.54 14,322.24 1,582.61 35,865.95 2.64
489 Kumaraswamy C.V 117.81 6,357.91 -3,595.98 13,452.65 1.89
490 Kumud Ketan Dedhia 139.31 4,788.01 1,339.51 19,367.33 4.27
491 Kuncham Investment & Financial Services 135.75 3,797.66 -66.75 9,061.93 2.37
492 Kurnala Umarani 57.78 16,688.43 5,881.78 9,332.80 0.64
493 L & T CAPITAL MARKETS LIMITED 5,248.86 3,69,95,301.01 2,45,314.34 10,04,289.47 0.03
494 L&T Capital Company Ltd 115.60 2,21,528.48 -29,091.75 7,491.45 0.02
495 LA CREME DE LA CREME SERVICES LLP 663.03 4,20,225.17 73,492.38 1,05,145.55 0.29
496 LADCO CREST WEALTH MANAGEMENT SERVICES LLP 107.66 6,937.66 1,100.73 10,844.76 1.64
497 Ladderup Wealth Management Pvt Ltd 393.14 34,098.80 -3,329.45 48,964.93 1.51
498 Lakshmi Enterprises 81.20 2,240.93 -24,897.10 30,876.09 5.27
499 Lakshminarayanan Kumaar. 85.43 3,606.66 735.86 9,905.68 2.89
500 Lalit Kumar 92.46 1,792.86 124.89 12,304.37 7.21
501 Lallit Tripathi 102.03 22,401.81 -3,522.31 17,106.94 0.74
502 Laxmi Narayan Gupta 148.82 7,535.56 2,067.50 16,653.48 2.41
503 Leader Care Finance 858.61 39,579.91 427.94 1,62,843.83 4.16
504 LICHFL Financial Services Ltd 417.84 4,25,20,560.67 1,92,924.87 9,71,560.49 0.02
505 LIFE PLUS 191.61 6,694.05 2,393.47 17,569.42 2.86
506 LINTAS MONEY 200.37 1,21,513.39 -54,849.55 32,681.51 0.09
507 LIVRICH WEALTH SOLUTIONS 101.42 9,141.15 3,374.40 12,326.88 2.04
508 LKP Securities Limited 238.05 2,58,734.23 24,187.63 46,795.94 0.21
509 Lotus Knowlwealth Private Limited 120.89 2,319.14 280.06 12,165.49 5.43
510 Lotus Mint Advisors Private Limited 132.61 14,326.06 3,983.57 13,847.74 1.09
511 M D Saraf Securities Private Ltd. 270.04 13,442.90 -6,089.45 36,359.34 2.76
512 M K Financials 111.20 12,975.77 -3,460.39 11,820.53 0.76
513 M Venkateswaran 88.30 6,062.96 3,124.54 9,158.57 1.79
514 M.Ramachandran 96.01 3,426.02 523.38 11,483.47 3.49
515 M/S ARWIND M SHAH 45.26 4,732.51 787.44 10,208.99 2.22
516 M/S Milestone Financial Consultants 147.69 5,885.74 2,781.78 14,629.40 2.81
517 M/s Oracle Capital Advisory Service 117.97 38,937.57 1,409.43 17,746.10 0.47
518 M/s V.R. INVESTMENTS 338.92 14,053.26 2,686.20 38,284.12 3.01
519 Maarg Financial Planners Pvt Ltd 124.90 6,475.21 1,269.82 15,084.90 2.44
520 Madhuvan Securities Private Limited 561.68 12,71,795.07 -11,117.71 2,32,489.14 0.19
521 Mahesh G Gattani 132.04 6,798.30 1,661.68 11,238.31 1.78
522 Mahesh Sawaika 113.21 3,432.37 1,317.16 6,611.45 2.16
523 Mahindra & Mahindra Financial Services Limited 326.06 78,21,702.39 -1,11,647.63 1,80,485.36 0.02
524 Mahodadhi Securities Pvt Ltd 89.62 5,090.81 2,876.41 7,446.39 1.79
525 Mangal Deep Financial Services 125.46 3,523.42 883.01 11,941.63 3.57
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
526 Mangsidhesh Investments Pvt Ltd 505.11 10,929.64 763.51 42,937.60 4.01
527 Mani Sharma 176.62 8,650.68 2,450.97 17,914.78 2.23
528 Manju Kumari 71.30 1,316.78 603.09 9,428.26 7.77
529 Manjula S 480.86 48,946.39 9,677.99 81,654.87 1.65
530 Manjulaben Nagindas Hajariwala 138.91 11,117.68 -2,019.72 11,207.78 0.87
531 Manoj D Shankar 227.52 9,927.80 2,418.79 29,156.73 3.06
532 Manthan Shah. 67.93 4,408.92 1,897.98 9,738.62 2.57
533 Manu Financial Services 161.27 5,797.01 3,405.11 18,912.38 3.63
534 Marwadi Shares And Finance Limited 97.31 73,980.29 16,431.15 14,865.21 0.29
535 MARWAHA CONSULTANTS PVT LTD 126.42 8,417.49 1,051.43 26,508.92 4.34
536 MARWAHA HOLDINGS PRIVATE LIMITED 143.90 4,365.00 1,632.87 18,931.14 6.73
537 Master Capital Services Ltd 218.60 65,367.38 1,086.17 41,143.90 0.66
538 Mata Securities India Pvt. Ltd 793.29 86,24,629.14 -1,90,098.05 4,70,512.37 0.04
539 Megriar Advisors Private Limited 101.25 2,621.38 -1,769.68 12,013.93 4.28
540 Mehul Hasmukhbhai Shah. 96.38 5,270.49 -37.90 10,238.03 2.05
541 Mentor Wealth Consultants Pvt Ltd 153.49 12,889.43 1,974.24 13,748.75 1.17
542 MEPHEZALEA ADVISORS LLP 305.94 18,507.02 1,350.22 52,471.90 2.76
543 Merchant Investment Consultancy Private Limited 374.12 9,944.14 3,067.10 40,288.99 4.13
544 Meri Punji Imf Private Limited 149.86 11,491.53 486.30 15,496.85 1.42
545 MFA Consulting Pvt. Ltd. 1,194.22 39,271.70 14,855.16 1,23,270.12 3.49
546 MFA WEALTH SOLUTIONS PRIVATE LIMITED 177.04 13,145.30 5,916.92 16,426.47 1.51
547 Michael Duarte 79.19 2,977.96 1,174.51 10,671.62 3.82
548 MIDAS FINSERVE PRIVATE LIMITED 120.55 21,115.43 7,308.07 11,949.12 0.78
549 Milestone Financial Advisory Pvt Ltd 521.11 30,591.64 2,795.32 47,928.36 1.55
550 Milestone Portfolio Consultants Private Limited 118.03 7,260.22 3,175.02 12,951.52 1.96
551 Milind Khasnis 137.16 4,029.87 1,303.38 13,702.64 3.56
552 Millennium Finance Limited 440.46 19,537.75 -12,841.09 49,159.75 2.21
553 Minesh R Dalal 96.17 4,201.92 1,413.84 11,272.63 2.90
554 Mitul Pravinchandra Desai 137.49 53,426.21 1,625.14 12,401.41 0.25
555 Mohit Beriwala 162.27 8,779.21 2,429.39 12,788.36 1.80
556 Moksh Consulting 258.62 15,385.03 4,692.07 25,627.77 1.85
557 MONETA GLOBAL ADVISORS 104.84 7,268.50 1,092.27 7,963.11 1.16
558 Monetonic Financial Services Pvt. Ltd. 318.16 16,595.27 6,158.45 30,113.97 2.06
559 MONEY BOLISM FINANCIAL SOLUTIONS PRIVATE LIMITED 150.80 7,141.38 4,066.87 20,021.13 3.30
560 Money Honey Financial Services Pvt Ltd 515.22 26,964.78 5,159.09 53,363.73 2.06
561 Money Options Services Pvt Ltd 164.03 3,853.43 1,185.73 18,239.63 4.96
562 MONEY PLANT CONSULTANCY 112.13 6,539.11 2,848.35 9,174.53 1.68
563 MONEYGAIN CONSULTANTS PRIVATE LIMITED 785.43 47,876.45 5,508.37 63,018.88 1.44
564 MONEYMATICS FINANCIAL SERVICES LLP 479.42 19,408.65 6,021.75 41,159.30 2.24
565 MONEYPLUS FINANCIAL AND CONSULTANCY SERVICES LLP 77.05 7,186.14 1,145.22 9,787.57 1.53
566 MOTILAL OSWAL FINANCIAL SERVICES LIMITED 463.63 1,63,614.36 70,667.36 1,12,618.72 1.37
567 Motilal Oswal Securities Ltd. 1,726.71 26,512.54 13,078.13 1,17,299.61 0.43
568 Motilal Oswal Wealth Management Ltd 2,712.48 4,17,908.64 22,382.53 4,15,182.68 1.12
569 MPOWER FINANCIAL ADVISORS 144.83 3,665.92 -7,754.90 12,337.76 2.71
570 Mridula Chadda 91.39 3,441.79 448.03 10,108.23 3.06
571 Mrigendra Kumar Mishra 92.09 4,047.62 2,016.13 10,905.85 3.01
572 MSM WEALTH CREATORS 97.72 6,926.36 3,081.07 8,264.05 1.56
573 MUDRA CONSULTANCY GROUP PRIVATE LIMITED 99.23 4,855.78 304.84 9,663.75 2.76
574 Mukesh Dokania 221.93 18,796.60 1,171.35 16,434.85 0.89
575 Mukesh Kumar Vinodlal Shah 167.44 12,683.10 -784.63 13,179.27 1.05
576 Mukesh Kumar.M 200.40 4,550.35 -963.62 23,928.37 5.46
577 Mukesh P Mehta 201.31 4,018.86 772.48 12,056.96 3.18
578 Mukesh R Parikh 544.44 9,079.54 -2,003.26 53,819.44 5.94
579 Mukul Pravin Kulkarni 139.08 1,48,226.55 927.34 16,848.44 0.11
580 Mukund Seshadri 239.91 15,667.64 7,381.37 27,018.51 1.99
581 Muthoot Securities Ltd 1,256.37 22,25,011.30 13,824.42 1,27,137.29 0.03
582 MUTUAL CAFE 239.08 7,474.42 1,377.55 13,688.67 1.97
583 MUTUALFUNDWALA 333.66 25,333.50 4,040.00 29,946.59 1.51
584 MYWISH MARKETPLACES PRIVATE LIMITED 3.42 462.43 -2,837.67 7,191.11 11.54
585 NAGDEV WEALTH PLANNING SERVICES LLP 156.95 2,702.35 951.04 9,709.43 4.11
586 Naik Wealth Planners Pvt Ltd 1,286.69 40,421.78 14,961.23 95,535.04 2.82
587 Nand Kishore Kothari 141.44 6,764.91 3,000.36 15,548.05 2.56
588 Nandkishor Yeshwant Sinari 80.63 2,892.98 1,525.42 11,629.03 4.38
589 NARAIN FORTUNE INVESTMENT LLP 96.37 2,823.65 1,637.49 8,164.23 4.04
590 Narendra Shrikisan Agrawal 76.38 2,317.28 218.26 6,447.77 2.98
591 Naresh Popatrao Karpe 131.53 6,359.46 538.89 16,732.54 2.68
592 Narnolia Financial Advisors Limited 123.58 16,244.20 1,478.84 18,800.60 1.87
593 Narnolia Securities Ltd 210.12 6,098.72 1,544.19 17,938.12 1.56
594 Naveen Rego Wealth Managers Pvt. Ltd. 95.17 2,129.99 8.42 8,296.33 5.46
595 Navneet Kumar, 429.58 16,471.27 3,056.89 33,499.89 2.13
596 Nayan Balmukund Saraiya 316.84 8,612.74 3,473.53 23,679.03 2.84
597 NDA Securities Limited 52.92 4,371.83 757.45 10,302.82 2.56
598 Neela Mehul Adalja 81.24 2,037.69 1,679.34 6,091.36 3.54
599 NESTE WEALTH MANAGEMENT SERVICES LLP 31.40 1,191.40 370.42 4,567.51 3.33
600 Nestegg Wealth Solutions LLP 269.06 22,732.44 5,716.53 30,543.80 1.54
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
601 Net Brokers Private Limited 166.80 10,534.65 6,147.31 18,018.53 2.03
602 Networth Wealth Solutions Ltd 79.51 26,184.04 1,317.52 11,997.24 0.46
603 Neville Mehli Poncha 121.43 12,563.04 1,213.58 13,580.28 1.12
604 Niblick Capital Growth Private Limited 128.85 9,661.87 2,002.66 15,211.25 1.68
605 Nikhil Jitendra Anandpara 124.76 6,243.29 3,909.73 10,888.94 2.12
606 Nilgiri Financial Consultants Ltd 358.17 2,63,167.26 1,65,996.51 64,143.60 0.78
607 Nilkanth K Nagarkar 189.61 7,497.00 -5,717.42 19,228.47 1.92
608 Nimish Kantilal Unadkat 145.34 7,318.86 1,700.68 23,297.36 3.33
609 Nirmal Bang Wealth Solutions Private Limited 363.42 2,63,064.23 3,556.91 44,364.15 0.16
610 Nitin N Odhawani 146.49 5,190.39 230.70 25,308.70 5.18
611 NJ IndiaInvest Pvt Ltd 80,767.19 28,35,659.90 11,14,871.14 62,94,656.10 2.44
612 NKGSB Co-op Bank Ltd 22.02 3,074.39 2,485.31 2,710.31 1.37
613 NNP FUNDS 84.12 6,683.07 4,235.84 5,932.17 1.57
614 Nonie Kapoor 392.20 27,126.00 6,826.15 59,466.32 2.36
615 Nooney Madhava Siva Prasad 66.30 2,667.25 404.23 7,658.72 3.02
616 Nutan Lancelot Dcunha 93.48 6,642.97 3,409.49 9,517.70 1.76
617 o3 Securities Pvt Ltd 46.56 70,871.42 52,194.38 12,576.38 0.69
618 OCEAN CAPITAL MARKET LTD 660.87 97,524.51 -46,505.87 88,252.66 0.62
619 Om Apex Investment Services Private Limited 307.87 14,717.76 5,185.49 24,512.55 1.83
620 Om Enterprises 61.68 3,778.86 1,765.49 9,979.60 2.93
621 Om Sanchay Insurance Agency 120.17 11,792.15 227.01 7,963.46 0.61
622 Om Spectrum Financial Consultants Pvt. Ltd. 324.22 20,736.27 2,379.48 46,455.59 2.35
623 Om Web Tech Pvt Ltd 103.48 13,219.09 4,948.30 9,097.46 0.91
624 OMEGA FINANCIAL 146.96 5,214.35 1,601.52 12,447.86 2.56
625 Opulence Wealth Labs (P) Ltd 93.26 9,130.89 1,963.82 12,320.92 1.50
626 ORANGE GLOBAL ADVISORY PVT LTD 190.25 20,288.93 4,047.97 15,041.13 0.89
627 Oriental Bank Of Commerce 31.30 9,449.24 3,980.72 11,572.59 1.34
628 Oswal Dhan Private Limited 358.89 10,722.66 4,667.83 38,727.76 3.98
629 OUTLOOK ASIA CAPITAL 175.37 6,544.81 2,858.82 16,957.21 2.93
630 Oxyzen Financial Advisory And Services Pvt Ltd 123.17 27,856.35 -632.45 19,958.32 0.72
631 P And M Consultants Pvt Ltd 251.21 6,470.12 -122.19 19,225.42 2.94
632 P K Martin 61.95 2,333.27 -180.28 6,251.44 2.50
633 P.H. Financial & Investment Consultants Pvt. Ltd. 318.54 10,67,855.34 -13,662.62 67,430.29 0.03
634 Pace Financial Advisors LLP 155.15 3,73,695.05 36,094.46 26,095.50 0.10
635 Padam Singh Raj Purohit 252.59 2,057.72 -9,738.72 26,896.90 9.65
636 Padmanaban B 145.69 12,078.08 2,101.27 12,881.82 1.08
637 Paisabazaar Marketing And Consulting Private Limited 204.92 10,607.79 -53,238.93 42,586.94 0.41
638 Palani Dhamodar 126.76 2,869.96 -150.49 13,821.96 5.01
639 Pallav Bagaria 235.31 3,562.32 191.63 15,004.50 0.07
640 Pankaj Sidana 104.40 10,357.29 489.09 11,312.57 1.10
641 Panna Rajendrakumar Parikh 102.51 1,293.64 806.70 6,171.24 5.06
642 Param Wealth Managers LLP 265.45 7,753.66 1,780.36 18,628.43 2.67
643 PAREKH INVESTMENT SERVICES 89.60 10,902.39 287.74 9,417.98 0.92
644 Paresh Gopal Bhide 102.66 1,419.62 781.89 7,027.00 5.24
645 Paresh Shantilal Kariya 337.25 27,709.19 1,529.64 14,041.54 0.01
646 Parimal Sadashivrao Ade 168.39 6,125.64 1,500.53 16,385.01 2.85
647 Parita Sandeep Gandhi 54.62 1,513.61 106.09 6,290.17 7.03
648 Parth Shah 129.96 9,776.70 2,998.07 12,301.61 1.37
649 Paterson Securities Pvt Ltd 178.56 9,992.29 1,947.72 29,833.59 3.07
650 Pathik Shah 97.87 3,936.81 580.01 11,399.35 3.01
651 Pawan Gupta 50.90 1,539.03 -1,384.77 11,937.36 7.67
652 Pawan Kumar Agrawal 153.61 7,645.98 317.68 16,070.13 2.11
653 Peakalpha Investment Services (P) Ltd., 547.11 42,228.44 22,267.45 63,593.80 1.77
654 Peerless Financial Products Distribution LTD 71.46 1,537.48 -815.80 5,101.27 3.12
655 Peerless Securities Limited 31.08 88,186.48 -4,583.77 12,743.06 0.05
656 Pegasus Advisory Private Limited 161.18 27,221.34 1,749.38 27,119.27 1.04
657 Pelican Wealth Managers Pvt. Ltd. 62.91 1,083.10 -1,581.05 11,946.97 10.05
658 Pentagraph Partners 171.89 9,797.26 4,309.12 20,899.86 2.40
659 Perfect Investments 99.06 3,013.13 1,711.58 9,855.16 3.61
660 Pihas Mukesh Parikh 166.08 3,101.02 968.31 13,759.37 4.73
661 Pinakini Share & Stock Brokers Ltd 126.49 46,491.07 -8,447.08 37,320.69 0.62
662 Pioneer Client Associates Private Limited 5,932.60 3,24,800.38 23,426.63 6,31,880.63 2.01
663 Pivotal Enterprises Private Limited 70.38 50,261.55 -1,448.44 17,280.44 0.32
664 Plan Ahead Wealth Advisors Pvt. Ltd. 169.85 32,922.54 2,170.57 33,102.19 0.96
665 PLC Securities Ltd 276.02 10,338.54 -15,664.75 54,390.25 4.94
666 PMPK WEALTH ADVISORS PVT LTD 272.06 19,925.12 8,555.03 33,233.78 2.02
667 Poddar Financial Services 173.24 38,354.82 -350.19 23,971.48 0.65
668 Pooja Aggarwal 69.55 2,124.40 93.09 8,295.60 4.10
669 Poornima Jain 174.08 449.97 -2,494.32 15,827.31 33.10
670 Porecha Global Securities Pvt Ltd 97.65 6,578.61 1,193.42 11,387.84 1.91
671 Power Pusher Financial Services LLP 356.18 18,214.50 2,536.54 48,095.66 2.80
672 Prabhudas Lilladher Pvt Ltd 153.60 90,576.15 9,239.63 36,203.35 0.36
673 Prajakt Dilip Bhandare 77.40 12,261.25 -373.07 15,952.78 1.37
674 Prakala Wealth Management Private Ltd 190.50 8,913.21 3,940.05 16,549.69 2.12
675 Prakash Hariram Lohana 139.41 8,652.56 3,101.68 16,925.59 2.18
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
676 Prakash Investments 144.75 3,784.64 1,999.72 13,231.22 3.79
677 Prakash Mahendra Thakkar 124.58 5,224.34 1,663.37 15,726.01 3.12
678 Pranav Anant Gadgil 97.71 3,689.99 1,905.31 10,625.40 3.15
679 Pranjal Apoorva Wagh 152.08 15,456.21 5,406.92 15,118.41 1.11
680 Pranjit Gogoi 51.48 2,064.83 1,560.34 2,761.55 1.64
681 Prasad R Sangam 117.37 6,576.07 3,035.93 15,304.35 2.61
682 Prashant Murlidhar Bagad 100.66 3,241.95 1,122.08 12,135.13 3.80
683 Praveen Mahabirprasad Dalmia 77.05 3,321.56 1,489.81 10,824.89 3.70
684 Premin Securities 132.09 4,063.77 325.91 13,616.54 3.54
685 Prescient Financial Solutions 526.95 1,05,223.59 -27.42 75,452.48 0.72
686 Prime Gold Securities 112.02 1,251.09 -57.24 9,462.42 7.53
687 Prime Gold Wealth Management Services Pvt. Ltd. 122.79 7,566.06 4,724.46 10,770.50 1.76
688 Prime Research & Advisory Limited 407.25 81,598.84 -48,756.06 28,284.01 0.02
689 PRIME WEALTH SOLUTIONS 83.60 8,188.19 -2,499.09 18,166.40 2.94
690 Priti Ajit Kucheria 242.06 15,027.48 3,965.84 26,161.25 1.86
691 Priyanka Wealth Management Pvt Ltd 154.29 6,003.34 3,757.08 16,360.91 3.10
692 PROAFFLUENCE ADVISORY SERVICES PRIVATE LIMITED 112.28 13,761.55 8,071.32 12,913.54 1.40
693 Probin Agarwalla 139.50 5,791.93 1,441.78 11,714.82 2.18
694 Profit Mantra 120.44 7,413.59 1,502.33 13,713.72 2.09
695 PROINVEST WEALTH MANAGERS PVT LTD 196.21 8,275.38 1,547.67 22,089.80 2.94
696 Prokens Opesmetrics Pvt Ltd 95.48 6,044.07 2,205.83 11,598.30 2.16
697 PROLIFIC FINVEST PRIVATE LIMITED 136.84 17,24,344.77 -79,251.66 1,95,242.02 0.04
698 PROVIDENTIAL ADVISORY SERVICES PRIVATE LIMITED 37.82 4,714.55 2,646.90 8,762.02 1.24
699 Prudent Bull Wealth Management Private Limited 108.37 6,584.68 3,920.87 8,901.13 1.70
700 Prudent Corporate Advisory Services Ltd 23,471.68 11,37,715.56 4,08,126.43 19,03,333.67 1.88
701 PTIC (P) Ltd 400.29 12,191.84 1,266.76 34,594.90 2.92
702 PUNISKA INDUSTRIES PVT LTD 140.43 70,583.46 12,916.64 23,699.75 0.38
703 Punjab National Bank 421.87 3,53,001.76 -22,070.58 74,008.42 0.16
704 Purnima Securities Pvt Ltd 167.75 61,552.64 3,162.63 29,900.18 0.53
705 PUROHIT CONSULTANCY LLP 517.96 14,769.86 7,055.41 32,468.62 2.42
706 Purplepond Investment Advisory Private Limited 176.84 16,307.95 7,699.77 20,403.38 1.47
707 Purushotham Reddy Pattubala 66.67 1,13,938.20 599.87 8,378.63 0.03
708 PW Fund Managers Private Limited 128.51 8,946.13 2,468.91 10,281.67 1.26
709 Quadratic Financial Services Pvt Ltd 166.77 9,884.63 4,153.55 22,985.85 2.48
710 Quant Capital Advisors Private Limited 412.14 23,093.96 -4,110.42 69,396.90 3.00
711 Quantum Information Services Private Limited 55.02 2,051.95 -585.81 14,073.13 7.11
712 Quinstinct Advisory Pvt Ltd 54.88 6,834.20 4,057.17 9,881.36 1.84
713 R.L.P. Securities Pvt. Ltd. 221.63 91,875.25 -15,641.42 70,380.09 0.47
714 R.N.Mittal & Co 3.64 66.79 -112.12 2,053.74 24.84
715 RACH INSURE INVEST 472.53 19,032.49 5,102.92 36,757.14 2.02
716 Rachit Consultants 420.95 22,205.11 359.38 49,562.65 2.29
717 Raedan Securities LLP 117.58 20,538.39 443.15 18,061.91 0.87
718 Rahul Sethia 174.32 6,625.14 2,456.68 10,885.93 1.89
719 Rainbow Consultancy 112.41 21,306.44 1,679.12 17,991.82 0.89
720 Rajaram Management Services Pvt Ltd 76.91 7,750.73 -1,168.21 22,841.40 2.75
721 Rajat Bhargava 207.48 14,086.82 -1,635.06 26,072.01 1.67
722 Rajat Khanna 371.96 23,410.84 719.38 21,764.51 0.94
723 Rajbir Singh 426.75 22,507.24 4,689.09 54,203.31 2.55
724 Rajeev Kumar Singh 98.81 12,917.70 14.94 9,056.12 0.73
725 Rajeev Murarka 127.74 17,687.37 2,064.63 15,564.73 0.98
726 Rajendra Pachare 166.71 4,162.03 1,400.96 16,525.92 4.23
727 Rajesh Kadam 78.65 8,315.97 3,518.14 10,427.74 1.40
728 Rajesh Kr Sodhani 132.74 5,076.24 2,933.97 11,550.82 2.50
729 Rajesh Kumar Bhutra 112.91 4,923.72 2,161.53 9,535.06 2.20
730 Rajesh Sarawgi 58.87 3,817.51 1,912.39 11,411.34 3.35
731 Rajesh Tuteja 160.30 4,716.49 2,385.00 5,788.00 1.51
732 Rajinder Pal Singh Anand 216.78 2,971.71 955.86 28,088.16 10.07
733 Rajiv Bose 172.59 14,032.62 -145.70 6,936.99 0.50
734 Rajiv Suri 78.55 3,461.71 43.39 12,602.89 3.80
735 Rakesh Pasricha 409.72 10,812.66 1,920.08 42,323.34 4.11
736 Ram Advisory Services Pvt Ltd 85.93 2,305.87 1,111.63 10,380.99 4.82
737 Ram Kishore Jha 115.62 3,060.27 1,429.26 10,490.36 3.69
738 Ramakrishna Kolluri 112.73 3,493.77 890.26 10,197.88 3.25
739 Ramesh Chand Maloo 520.26 25,458.72 4,673.22 55,641.95 2.33
740 Ramesh Chander Anand 58.49 1,775.57 -746.29 5,200.10 2.93
741 Ramesh Valab Nainani (Huf) 126.93 5,892.35 2,261.18 15,423.68 2.76
742 Ramkumar H Barchha 197.57 12,672.58 3,554.40 23,614.98 2.05
743 Ranjan Chandok 71.33 7,018.98 2,516.58 9,654.35 1.66
744 Ranjan Simanchal Panigrahi 652.86 3,47,949.36 -1,40,462.72 73,208.33 0.04
745 Ranna Amit Thakkar 121.80 3,007.26 1,521.05 10,149.45 3.68
746 Rashmi Rajendra Pachare 92.47 1,877.53 235.45 9,825.99 5.46
747 Rashmi Thukral 565.38 14,351.32 3,331.42 42,647.57 3.20
748 Raunak Ramuka 117.13 14,315.71 5,409.09 8,704.66 0.68
749 Ravindra Rajendra Oberoi 308.09 13,400.80 -1,181.13 45,875.70 3.30
750 Raviraj Investments Corporate (India) Pvt Ltd 264.40 5,570.95 2,063.73 23,091.33 4.32
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
751 RBL Bank Limited 1,015.24 1,43,876.89 16,494.24 1,33,133.60 0.97
752 RBM Investment Services 115.34 6,879.90 2,183.15 12,554.08 1.94
753 Relacs Investment & Financial Services Pvt Ltd 267.86 10,334.53 3,703.29 29,380.04 3.02
754 Relan Industrial Finance Ltd. 185.97 5,09,110.25 -3,914.89 24,991.85 0.04
755 Reliable Investments 336.11 8,496.49 4,811.91 31,465.28 4.02
756 Reliance Securities Limited 447.37 82,820.18 -26,583.44 83,987.76 0.86
757 Reliance Wealth Management Limited 392.48 56,565.17 -23,459.26 53,938.63 0.72
758 RELIGARE BROKING LIMITED 51.71 3,796.80 1,329.29 6,229.80 4.45
759 Religare Finvest Limited 34.84 248.33 -720.48 18,529.97 39.65
760 Religare Securities Limited 61.35 1,165.60 -531.58 13,139.43 2.41
761 Right Choice Investment Shoppe 85.71 2,582.90 1,114.24 10,678.25 4.41
762 Right Choice Securities Pvt Ltd 156.76 4,632.07 162.44 18,142.19 4.01
763 Right Horizons Financial Services Pvt Ltd 268.68 17,147.90 2,448.24 31,012.04 1.86
764 Right Returns 124.24 3,273.08 810.00 18,515.94 5.89
765 Rikhav Suresh Desai 149.69 4,266.60 1,891.12 17,340.03 4.28
766 RISK AND ASSET MANAGEMENT SOLUTIONS 176.17 4,035.02 -1,490.78 16,533.37 3.81
767 Ritesh D Sheth 90.87 2,202.00 285.25 11,143.00 5.32
768 RM ASSET ADVISORS LLP 174.28 10,036.06 6,519.59 14,212.41 1.84
769 RMS COLLECTIONS 36.55 11,122.21 1,361.08 11,166.28 0.96
770 Rohan Maurya 130.61 3,193.47 704.98 14,747.99 4.90
771 Rohit Anand Das 295.79 12,268.01 -1,723.88 15,708.59 1.34
772 Rohit Singh 100.49 29.21 -154.17 8,834.13 274.47
773 Rohitashwa Kumbhkar 174.88 22,426.85 4,309.97 19,690.87 1.03
774 Roopa Venkatkrishnan 676.57 31,342.07 1,938.52 89,623.45 2.88
775 ROSY BLUE SECURITIES PVT. LTD. 21.98 20.09 -1,464.93 13,100.78 644.09
776 RPA FINANCIAL CONSULTANTS PRIVATE LIMITED 241.90 10,618.64 -643.56 21,275.69 2.08
777 RR Investors Capital Services Pvt Ltd. 593.12 87,562.54 -14,062.89 1,21,371.55 1.35
778 Ruby Financial Services Pvt Ltd 119.71 3,806.28 1,319.31 11,753.96 3.26
779 Ruchi Jain 85.47 9,745.80 -280.31 10,847.05 1.04
780 Rupam Mahapatra 124.14 4,319.53 87.93 9,576.45 2.29
781 Rushil Financial Services 298.64 24,417.66 -232.99 40,040.37 1.72
782 Russell Credit Limited 678.21 85,62,073.86 4,050.00 3,33,151.16 0.01
783 RVN MANAGEMENT 97.84 2,286.77 -419.30 9,000.97 4.65
784 S & A Wealth Managers 204.04 5,051.14 1,333.21 20,044.12 4.15
785 S Babu Arunachalam 96.73 3,686.41 1,314.36 8,802.94 2.56
786 S Govinda Raju 114.95 2,874.72 108.47 9,330.12 3.25
787 S J Investment Services Pvt Ltd 1,476.43 64,608.28 -962.00 1,36,368.09 2.03
788 S S Broking House & Consultants Pvt Ltd 145.09 7,099.24 1,874.60 13,201.37 2.06
789 S V FINANCIAL SERVICES 138.97 8,899.82 2,756.09 17,284.50 2.11
790 S.R. Investments 114.16 6,356.58 1,476.51 12,138.08 2.07
791 Sab Investments 154.95 98,875.47 18,320.24 40,749.47 0.50
792 Sach Investments 75.48 3,912.57 1,933.90 11,541.25 3.12
793 Sachin Shashikant Parekh 148.58 7,814.91 2,602.05 16,420.59 2.31
794 Sadashiv Arvind Phene 534.92 14,302.19 2,292.81 52,269.10 3.93
795 Safe Assets 538.42 20,486.32 866.15 56,421.17 2.85
796 Safe Investment & Financial Services 281.06 7,364.91 736.81 27,615.26 3.84
797 Saibal Biswas 182.89 7,589.17 3,458.33 20,483.63 3.03
798 Sajag Securities Private Limited 685.65 35,162.72 6,266.72 66,103.82 1.96
799 Saksham Securities Pvt Ltd 141.96 3,693.59 1,319.34 14,874.58 4.34
800 Saksham Wealth Solutions Private Limited 126.53 6,011.34 2,828.17 15,882.87 2.91
801 Salil B Kothari 314.62 20,178.49 6,307.63 32,288.50 1.77
802 Samir Vora 198.31 12,321.35 -3,797.43 17,749.25 1.30
803 Samruddhi Investment 173.92 6,623.94 1,384.21 21,417.68 3.40
804 Samsang Financial Consultants 185.78 8,161.21 1,876.78 22,031.52 2.82
805 Sanat Kacker 145.65 2,709.66 1,118.54 17,267.77 6.75
806 SANCTUM WEALTH MANAGEMENT PRIVATE LIMITED 1,083.30 1,46,865.39 -5,460.67 1,55,068.87 1.36
807 Sandeep Gupta 66.01 13,319.24 4,190.29 19,304.56 1.59
808 Sandeep Garg 101.13 4,589.30 405.92 8,677.28 2.03
809 Sandeep Gupta 56.12 2,132.36 968.20 13,616.54 3.38
810 Sandeep J Shukla 73.35 2,598.57 1,215.37 10,159.94 4.13
811 Sandeep Shah 134.65 2,131.59 1,025.03 13,945.49 6.82
812 Sandesh Shenoy 114.47 20,002.85 470.55 11,754.99 0.60
813 Sangam Investments 124.34 2,800.50 781.19 15,026.19 5.67
814 Sangeeta Milind Chitnis 194.29 7,088.74 1,488.53 21,030.06 3.06
815 Sanjay Mahendrakumar Nanavati 210.06 9,654.40 1,533.40 24,243.70 2.48
816 Santushti Capital LLP 132.95 3,636.64 787.86 12,025.51 3.48
817 Santwana Nandi 58.93 1,648.68 789.54 5,850.89 3.87
818 Sapient Wealth Advisors And Brokers Pvt Ltd 1,285.00 2,16,323.34 13,005.66 2,24,991.20 1.28
819 Sapthagiri Portfolio Mgmt Private Limited 155.81 92,965.42 9,937.92 28,939.20 0.39
820 Sarsa Financial Advisory Services Ltd 104.35 3,245.12 1,458.54 10,623.17 3.58
821 SARTH WEALTH ADVISORS PRIVATE LIMITED 187.69 7,719.55 4,057.70 17,557.97 2.70
822 Sarvodaya Finadvisory Services Pvt Ltd 329.60 15,713.74 -17,849.73 51,597.22 2.92
823 Satish Arora 85.50 3,546.98 1,764.13 10,649.79 3.33
824 Satvik Securities Pvt.Ltd 313.45 - -68,119.72 54,571.84 -
825 Satyen Girish Vakil 103.95 4,536.82 -2,152.47 11,552.66 2.17
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
826 SAURABH JAYANT SHAH HUF 177.57 15.50 -2,720.48 18,783.84 1,109.46
827 Saurabh Kumar Singh 168.97 6,355.94 -436.59 12,323.25 1.86
828 Save & Prosper Securities Pvt Ltd 255.14 13,247.12 2,832.66 22,709.85 1.97
829 Savitri Agrawal 155.56 6,536.94 1,547.26 11,003.59 1.84
830 SBICAP Securities Limited 464.10 21,143.48 2,803.11 58,526.75 2.71
831 Scripbox.Com India Pvt Ltd 854.77 55,153.44 24,536.94 89,249.40 1.84
832 Security Investments Limited 434.85 13,975.33 1,784.83 60,937.05 4.48
833 Seema Ramesh Nainani 123.19 4,506.16 2,178.34 14,312.47 3.48
834 Sejal Avanish Shah 95.67 5,192.60 1,279.08 8,712.04 2.26
835 Sewa Kaur Saini 32.65 15,724.02 7,265.03 5,386.08 1.17
836 SFIC Fiscal Services Pvt Ltd 107.58 7,014.11 -96.00 16,488.20 2.21
837 Shagun Sandeep Sutaria 131.96 3,765.80 -13,442.22 16,346.13 2.67
838 Shagun Sutaria Stock Broking Private Limited 807.85 2,65,740.82 35,428.55 1,53,165.39 0.62
839 Shah & Shah Finsol Private Limited 396.01 22,062.93 9,286.48 31,444.63 1.61
840 Shah Digpal Hemant 109.44 5,050.20 573.64 12,878.07 2.66
841 Shalibhadra Master Investment Brokers LLP 519.81 16,787.43 4,664.47 34,976.14 2.49
842 Sharad Gupta 112.07 3,129.48 1,630.21 14,784.65 5.24
843 Sharekhan Limited 3,075.43 2,11,562.35 96,191.41 2,93,007.17 1.61
844 Shashank Agarwal 203.36 6,583.67 711.06 18,959.65 2.93
845 Shashank Jain 140.47 10,740.04 1,578.82 15,522.71 1.56
846 Shashi Shekhar Chilana 92.87 1,748.54 360.49 11,046.44 6.30
847 Sheetal Sitaram Upadhyay 120.13 3,046.70 533.28 10,623.57 3.67
848 Shekhar Madhusudan Mahore 119.09 2,664.66 739.59 11,380.17 4.42
849 Shenoy Investment & Financial Consultants Pvt Ltd 108.81 2,445.65 776.59 9,259.27 3.92
850 SHEPARD TECHNOLOGIES PRIVATE LIMITED 9.84 1,041.70 621.53 700.58 0.90
851 Shifali Satsangee 376.11 12,735.59 3,313.75 33,626.08 2.86
852 Shivam Mehrotra 111.96 91,780.16 -11,060.41 12,358.12 0.09
853 Shivranjani Securities Company Pvt Ltd 967.80 74,587.03 516.76 1,59,488.90 2.23
854 Shradha Gaurav Damwani 83.62 5,949.79 4,671.33 2,914.73 0.89
855 Shrambal Consultants Private Limited 106.36 5,175.28 2,596.11 14,487.56 3.10
856 Shree Consultants 83.25 4,432.80 406.40 10,069.34 2.35
857 Shree Sidvin Financial Services & Invest. Pvt. Ltd. 285.13 15,224.86 4,187.54 30,619.29 2.16
858 Shreeji Kosh Services 88.05 15,639.90 4,349.63 13,954.42 1.07
859 Shri Ashutosh Securities Private Limited 133.10 7,618.67 1,902.91 12,996.66 1.83
860 SHRI BALAJI CAPITAL 101.39 4,948.75 1,293.73 8,861.64 1.90
861 SHRI MASUN FINANCIAL SERVICES 168.79 9,94,529.77 3,185.03 34,699.42 0.001
862 Shriram Fortune Solutions Ltd. 92.64 3,568.16 1,211.72 13,034.04 3.88
863 Shriram Insight Share Brokers Ltd 463.66 7,92,553.95 689.38 65,838.04 0.08
864 Shubham Sanjay Damani 54.52 12,436.77 1,333.94 6,835.71 0.52
865 Shubhangi Gopal Pai 151.46 15,156.76 4,998.37 18,924.13 1.44
866 Shwetang Sanat Sheth 91.97 3,806.78 869.06 9,845.32 2.78
867 Shyam Singhania 96.52 1,350.75 979.44 3,526.20 0.10
868 Siddharam Gurusiddappa Kolkur 120.47 5,554.02 1,461.92 10,054.32 1.94
869 Siddharth Sharathkumar 118.38 5,775.94 -2,600.74 12,074.55 1.85
870 Sift Capital 790.87 27,262.35 -1,500.50 58,666.78 2.23
871 SILVERLINE WEALTH MANAGEMENT SERVICES 159.11 2,624.60 -738.06 12,552.02 4.97
872 SIMPLICITY INVESTING ADVISORS INDIA PVT LTD 86.75 5,374.28 2,941.17 9,817.94 2.10
873 Simpson & General Finance Company Limited 194.63 41,668.34 -10,115.31 74,445.38 1.72
874 Sinhasi Consultants Private Limited 87.06 14,906.21 1,366.23 12,891.41 0.96
875 SKCL Wealth Management Pvt Ltd 422.42 1,28,395.77 4,374.74 55,974.61 0.40
876 SKM Management Services 336.48 862.37 -5,240.72 33,164.99 38.12
877 SKP Securities Limited 881.27 57,769.92 -8,870.36 1,23,906.26 2.10
878 SLA FINSOL PRIVATE LIMITED 653.09 18,710.91 4,545.58 46,406.49 3.29
879 SMARTVALUE EQUISEARCH PVT LTD 33.18 17,900.34 7,966.34 8,729.17 0.75
880 SMC Global Securities Limited 2,020.63 1,79,952.42 38,151.55 2,78,744.93 1.59
881 SMC Investments And Advisors Limited 83.76 6,024.52 -1,469.92 15,798.71 2.31
882 SMR Consultancy Private Limited 219.50 17,481.29 893.87 33,671.52 1.93
883 Snazzy Wealth Creators 302.89 46,750.21 7,652.20 43,025.28 0.98
884 Soba Infosec Pvt Ltd 101.93 5,517.15 1,935.21 14,896.90 2.96
885 Solutions . 91.46 7,954.24 1,917.01 9,681.11 1.36
886 Soma Dewanjee 0.37 21.22 5.80 178.25 4.74
887 Sonal Rajesh Rawani 164.73 1,193.83 -138.19 16,070.75 13.73
888 Sonia Narang 110.03 4,636.63 715.35 10,579.23 2.38
889 Sonic Investments 178.41 2,131.45 -6,687.19 23,779.85 9.59
890 Sources Solutions India Pvt. Ltd. 176.20 4,274.30 -1,419.24 12,909.38 3.06
891 Sourendra Saha 84.51 8,197.22 2,286.62 5,222.02 0.74
892 SPA Capital Services Limited 4,786.83 95,27,031.95 -4,21,109.75 12,81,662.70 0.11
893 SPA GLOBAL PVT LTD 858.54 24,72,360.80 21,063.34 2,43,140.03 0.10
894 SQUIRREL CONSULTING PVT LTD 168.49 11,557.24 4,076.53 23,977.52 2.72
895 Sri Kotyark Investments 118.15 21,621.90 -3,096.13 19,011.83 0.83
896 SRI KRISHNA CAPITAL 133.74 4,686.83 2,307.84 15,028.00 3.70
897 Sridharan Narasimachari Kilpakkam 90.11 473.30 -541.94 11,646.37 24.36
898 Sriram Suryanarayanan 87.38 2,438.92 743.73 10,668.65 4.63
899 Srivari Investments 100.87 2,375.02 739.42 11,255.52 5.02
900 SRIVIDYA ENTERPRISES LLP 962.70 75,25,503.18 9,51,083.94 5,51,105.37 0.23
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
901 Standard Chartered Bank 15,077.03 11,35,521.84 -5,262.90 17,90,496.12 1.52
902 Standard Chartered Securities (India) Limited 129.84 1,819.56 -2,278.66 23,866.58 13.02
903 State Bank of India 48,757.77 92,08,132.27 15,36,820.81 64,28,004.82 0.81
904 Stock Holding Corporation of India Limited 1,000.62 6,03,930.13 31,968.11 1,02,880.61 0.18
905 Subhas Chakraborty 116.16 2,221.40 609.18 10,285.36 4.86
906 Subras Investments 153.69 9,772.26 -124.25 20,046.12 1.96
907 Sujash Securities Private Limited 216.57 10,785.83 49.12 15,259.41 1.48
908 Sujata Khushrav Kabraji 189.14 22,721.09 5,018.57 27,828.41 1.38
909 Sukanta Bhattacharjee 85.96 2,574.28 719.14 9,316.02 3.91
910 Suman Gupta 118.86 2,931.55 1,760.67 9,094.90 3.36
911 Suman Kumar Thakur 106.52 3,663.59 380.20 14,103.64 3.95
912 Sundaram Finance Limited 1,842.57 87,641.20 31,332.57 1,60,688.77 2.09
913 Sunder Gopal Roy 139.20 4,872.70 2,503.54 9,762.17 2.33
914 Sunil Bhanudas Kanade 71.50 2,592.39 1,322.61 7,776.72 3.44
915 Sunil Hindocha 86.90 3,693.66 1,574.48 10,757.58 3.16
916 Sunita Gupta & Co. 4.34 63.14 -41.39 1,869.61 25.76
917 Sunkersett Investment Intermediaries LLP 219.12 8,379.97 3,868.11 15,780.84 2.03
918 Suraj Prakash 228.43 11,095.80 1,172.42 8,578.26 0.93
919 SURAT COMMERCIAL PRIVATE LIMITED 107.66 3,239.51 1,472.95 13,398.61 4.51
920 Surendra Kumar Bagaria 100.34 4,834.27 1,481.94 13,129.41 2.96
921 Surendra Kumar Dugar & Co 139.12 29,593.86 1,135.51 44,762.07 1.67
922 Surjeet Kapoor 54.96 905.35 177.64 5,406.52 6.19
923 SURVAM INVESTMENTS PRIVATE LIMITED 113.99 19,727.39 6,915.61 7,333.29 0.61
924 Sushil Financial Services Pvt Ltd 320.05 62,292.64 5,804.81 40,936.68 0.73
925 Suvarna Yogesh Shah 92.31 3,388.75 317.76 9,302.00 2.80
926 Suvridhi Capital Markets Private Ltd 492.57 31,909.02 -14,017.45 66,721.78 1.70
927 SVC CO OPERATIVE BANK LTD 79.67 4,986.06 1,000.25 14,093.75 2.95
928 Swan Investmentors Pvt Ltd 177.26 9,661.92 4,558.79 16,818.84 2.25
929 Swathi Investments 78.49 2,943.87 967.17 11,290.95 4.09
930 Sweety Dhaval Desai 100.98 1,938.84 928.46 11,002.73 6.13
931 SWS FINANCIAL SOLUTIONS PVT LTD 80.04 13,664.74 701.54 11,143.02 0.79
932 Sykes & Ray Equities (I) Ltd. 112.19 24,139.88 3,635.66 17,835.37 0.85
933 Syndicate Bank 91.56 6,087.77 1,933.86 11,685.52 2.00
934 Systematix Shares And Stocks (India) Ltd 195.03 1,18,974.61 -4,114.24 34,409.45 0.26
935 Tamilnad Mercantile Bank Ltd. 18.24 1,153.72 725.61 6,924.17 2.37
936 Tandon And Mahindra Consultancy 233.85 5,779.37 -1,114.08 34,142.27 6.82
937 TAPARIA PRIVATE LIMITED 122.78 6,151.15 1,654.28 20,793.67 3.51
938 Tarla Pankaj Mavani 51.74 555.10 -150.80 4,342.95 8.08
939 Tata Capital Financial Services Ltd. 663.24 1,75,990.26 -6,922.99 91,020.02 0.47
940 Tata Securities Limited 537.33 4,71,62,476.26 -2,20,236.70 7,67,905.08 0.003
941 Tayal Capitals 160.80 4,849.07 1,722.22 16,452.69 3.63
942 TBNG Capital Advisors Pvt Ltd 95.18 4,934.83 1,161.01 11,730.39 2.65
943 TCM Advisory Pvt Ltd 143.20 2,575.95 -676.03 15,261.23 7.04
944 TG Financial Consultant 266.22 22,312.55 9,167.36 40,756.83 2.07
945 Thakker Nikhil Vasudev 115.60 4,426.09 1,716.35 11,091.16 2.80
946 The Cosmos Co-Operative Bank Ltd 66.88 6,987.16 2,541.81 10,591.81 1.63
947 The Federal Bank Ltd. 447.83 43,235.95 17,604.60 53,796.02 1.44
948 The Karnataka Bank Limited 156.22 13,515.51 8,459.79 21,986.25 1.90
949 The Karur Vysya Bank Limited 42.21 7,719.08 4,271.21 6,193.80 0.97
950 The Lakshmi Vilas Bank Ltd 6.28 535.96 -49.93 2,687.11 3.96
951 The Peerless General Finance & Investment Co Ltd 10.65 50.16 -306.70 5,908.88 47.62
952 THE PORTFOLIO SHOP FINANCIAL SERVICES 113.70 3,771.86 -6,381.41 8,355.95 0.95
953 The Saraswat Co-Operative Bank Ltd 127.41 13,771.65 8,111.74 13,470.46 1.19
954 The South Indian Bank Ltd 47.76 8,839.10 4,396.00 12,393.54 1.04
955 THEFINANCIALMALL PRIVATE LIMITED 139.43 6,316.03 2,262.74 14,909.27 2.73
956 Think Financial & Insurance Cons Pvt Ltd 636.19 1,25,398.89 8,386.00 80,157.32 0.69
957 Thirukochi Financial Consultants Pvt Ltd 102.29 3,082.98 803.41 8,057.97 2.80
958 Thousand Lights Investments Pvt. Ltd. 107.72 2,926.39 665.30 12,130.08 4.36
959 Three Cheers 190.07 6,213.00 1,844.76 23,234.38 3.95
960 THREE CUBE WEALTH ADVISORY LLP 1,408.35 5,16,177.22 -9,126.64 1,68,791.00 0.29
961 TIPS 138.00 3,522.48 947.24 10,157.37 3.37
962 TJSB Sahakari Bank Ltd 28.40 2,844.43 1,750.65 3,751.94 1.55
963 Trade Net Wealth Managers Pvt Ltd 325.41 3,50,280.37 6,612.98 48,154.18 0.11
964 TRANQUIL CAPITAL 159.60 12,047.05 5,864.19 19,385.21 1.95
965 Transcend Consulting (India) Pvt Ltd 69.24 6,765.80 1,985.96 11,186.61 1.75
966 Transcend Investment Advisors Pvt Ltd 208.16 10,070.73 701.77 19,877.21 2.11
967 TRINITAS WEALTH PLANNERS LLP 117.37 4,702.31 1,330.05 12,941.10 3.07
968 TRISKAIDEKAPHILLIA SOLUTIONS PRIVATE LIMITED 111.50 23,334.63 6,329.45 11,071.46 0.65
969 TRUFID INVESTMENT ADVISORS PVT LTD 36.48 18,665.59 10,575.60 8,842.21 0.94
970 Trust-Plutus Wealth Managers (India) Pvt Ltd 1,134.08 1,72,820.09 -8,823.58 1,69,559.77 0.96
971 Tumma Balraj 109.04 4,637.15 1,965.44 9,211.45 2.21
972 Tushar Jitendra Shah 90.56 10,307.24 714.45 13,068.15 1.35
973 U.R. Financial Consultants 61.13 7,373.09 3,117.98 10,148.70 1.63
974 UCO Bank 26.02 3,921.26 -1,725.53 13,407.14 1.59
975 Ultimate Wealth Managers Pvt Ltd 339.34 9,362.87 2,382.90 35,557.50 3.97
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
976 Umesh Kumar Gupta 110.49 4,976.20 792.09 10,328.29 2.21
977 Unifi Financial Pvt Ltd 55.96 2,56,632.06 11,204.34 33,168.27 0.14
978 Union Bank of India 1,816.99 2,62,530.87 42,592.74 3,23,369.02 1.29
979 UNMAJ ASSOCIATES LLP 1,001.63 1,08,966.48 -78,879.92 1,14,355.37 0.53
980 Unnati Capital Services Pvt Ltd 263.17 8,767.57 4,533.48 22,551.49 2.80
981 UPMARKET FINANCIAL ADVISORY SERVICES LLP 138.62 4,828.62 606.91 8,731.14 3.73
982 Urjita Financial Services Private Limited 138.83 3,118.37 -141.09 15,592.32 5.16
983 UTI Infrastructure Technology And Services Ltd 578.20 22,263.05 9,153.22 54,113.42 2.72
984 UTKARSH SMALL FINANCE BANK LTD 1.97 237.79 161.16 484.88 0.87
985 Utkarsh Wealth Advisors 224.91 95,198.48 -606.85 34,004.55 0.28
986 UVA WEALTH MANAGERS PRIVATE LIMITED 30.99 6,101.21 999.89 11,000.84 2.84
987 V Serve Management Private Limited 120.23 9,824.87 -3,116.85 21,727.83 2.03
988 VA Inc 111.72 30,452.05 2,738.86 17,206.49 0.59
989 Valsangkar Ravindra Murlidhar 183.97 11,417.42 118.90 6,923.64 0.61
990 Value Ethics Wealth Managers Pvt Ltd 218.53 11,327.75 1,377.91 24,822.80 2.31
991 Value Invest Wealth Management (India) Pvt. Ltd. 262.47 22,888.63 -3,769.49 46,015.43 2.00
992 VAR FINANCIAL CONSULTANTS PRIVATE LIMITED 15.54 1,804.78 1,354.96 5,393.14 1.44
993 VARDHANA FINANCIAL SOLUTIONS PRIVATE LIMITED 114.90 12,561.50 358.89 14,926.37 1.28
994 Varsha Investments 192.98 7,978.98 577.44 25,485.48 3.07
995 Varughese Mathai.K 142.57 5,042.47 3,161.19 13,760.06 3.09
996 Vatsal Pravin Shah 134.37 18,668.02 3,975.47 17,128.50 1.08
997 Vcare Investment Services Pvt. Ltd. 531.62 22,548.04 4,215.41 43,400.01 2.02
998 Vedansh Securities 162.35 12,302.18 -11,246.30 17,821.69 0.95
999 Veena Chandra 177.49 4,887.97 -704.31 18,869.41 3.88
1000 Veena Gupta 50.39 1,523.30 614.03 3,809.01 2.72
1001 Venkatesh Share & Stock Brokers Pvt. Ltd. 86.38 17,914.20 -1,095.00 11,451.68 0.61
1002 Ventura Securities Ltd 631.69 66,636.32 12,686.27 1,04,931.43 1.77
1003 Verdant Financial Advisory Services Private Limited 294.86 25,245.13 -9,171.84 40,545.51 1.50
1004 Verity Finsolutions Pvt. Ltd 194.28 18,796.70 2,611.02 21,887.30 1.31
1005 VETE ASSOCIATES Tax & Investments Consultants Pvt Ltd 346.46 17,738.18 7,692.71 27,880.38 1.78
1006 Vijay Financial Consultants Pvt Ltd 211.42 5,473.67 2,627.95 21,967.40 4.22
1007 Vikash Toshniwal 83.79 3,366.24 -431.36 4,395.90 1.35
1008 Vikram S.Bagadthey 110.05 11,061.88 1,207.16 10,132.27 1.02
1009 Vinay O Rathi 165.61 12,265.75 -578.01 16,456.50 1.25
1010 Vinayak Dattatreya Joshi 113.05 1,544.89 -398.02 13,425.33 8.69
1011 Vinit Chandulal Vasa 189.27 12,062.51 5,562.39 20,721.54 1.90
1012 Vinod Kumar Anand 98.89 2,891.37 633.41 9,729.76 3.64
1013 Vinod S Singh 85.26 6,329.14 606.10 10,889.10 1.73
1014 VINTRUST WEALTH MANAGERS LLP 126.81 9,512.75 5,360.75 11,364.30 1.40
1015 Viral Kishorbhai Shah 116.66 21,321.09 7,143.43 9,818.83 0.67
1016 Viral R Kothari 131.40 4,692.03 1,879.86 15,418.58 3.55
1017 Virendrakumar Rajnikant Modi 93.48 5,553.50 1,414.34 9,860.87 1.97
1018 Vishal Bharat Modi 217.65 8,370.00 3,465.96 14,558.88 2.00
1019 Vishal Kumar Narang 101.76 3,789.13 122.22 9,300.19 2.52
1020 Vishvambhar C S Kenkare 97.44 1,953.85 617.37 9,936.26 5.38
1021 Vision Ahead Services (Pvt) Ltd 150.36 16,859.78 -5,806.03 15,130.61 0.66
1022 Vista Wealth Consultants Private Limited 531.45 19,911.76 7,568.73 57,270.69 3.11
1023 Vithadwaitha Investment Consultants Pvt Ltd 92.41 3,260.11 1,298.47 10,269.70 3.48
1024 Vivek Kumar 61.70 992.73 66.03 7,010.19 6.83
1025 Vivek Mahajan 210.06 8,932.04 2,023.81 16,112.47 2.01
1026 VJB Financial Services Pvt Ltd 150.60 37,373.14 -521.19 20,440.00 0.53
1027 Vogue Management Services Private Limited 63.29 3,924.51 271.03 9,555.03 2.93
1028 VR Wealth Advisors Pvt Ltd 85.46 4,912.83 -45.45 13,901.46 3.03
1029 VRISHANK ADVISORY SERVICES PRIVATE LIMITED 110.96 6,355.55 3,647.47 7,064.82 1.37
1030 VSRK WEALTH CREATOR PVT LTD 1,004.63 18,818.45 -5,085.68 91,874.33 5.02
1031 VUK Finvest Consultants Pvt Ltd 192.59 14,078.42 -61.46 24,937.13 1.67
1032 WADHAWAN WEALTH MANAGERS PRIVATE LIMITED 44.54 72,952.63 22,136.16 37,031.24 1.31
1033 Walter Cyril Pinto 50.13 1,405.81 378.43 5,252.91 3.92
1034 Way2Wealth Securities Private Limited 665.79 1,13,038.66 1,949.37 1,00,219.24 0.83
1035 Wealth Creators 109.79 2,750.87 1,768.93 11,848.10 4.72
1036 WEALTH EXPRESS 101.00 21,222.73 1,034.01 9,745.66 0.48
1037 Wealth First Advisors Pvt Ltd 718.24 50,435.30 766.03 77,770.83 1.56
1038 Wealth First Port Folio Managers Ltd 1,161.32 2,73,817.40 18,561.30 1,26,041.31 0.57
1039 Wealth India Financial Services Pvt Ltd 4,581.60 2,54,376.41 66,700.11 5,43,958.04 2.36
1040 Wealth Lab Private Limited 135.05 7,636.76 1,443.17 18,431.08 2.49
1041 WEALTH MANAGEMENT 107.90 4,156.05 1,662.55 11,440.40 3.07
1042 Wealth Managers (India) Private Limited 1,734.77 6,38,904.55 37,306.53 3,94,765.13 0.67
1043 Wealth Managers United India Private Limited 606.05 23,176.06 9,023.11 66,364.28 3.44
1044 WEALTHAPP SOLUTION PRIVATE LIMITED 165.67 11,812.76 1,981.65 16,065.31 1.50
1045 Wealthcare Investment Services 143.44 3,348.83 945.89 14,128.61 4.52
1046 Wealthcare Securities Private Limited 208.65 9,126.50 1,804.06 21,791.56 2.47
1047 Wealthcube Endeavours LLP 305.75 25,072.26 6,373.85 21,159.08 0.96
1048 WealthDirect Portfolio Pvt Ltd 113.44 5,732.86 2,658.01 13,338.79 2.54
1049 Wealthpoint Financial Resources Pvt Ltd 100.95 9,094.31 3,118.82 11,344.75 1.45
1050 WEALTHWISE ADVISORS 167.95 18,117.50 -7,312.80 16,348.96 0.03
All figures - Rs. in Lacs
Sr. No. Name of the ARN Holder Gross Amount paid Gross Inflows Net Inflows Average Assets
under
Management for
FY 2018-19
Ratio of AUM to
Gross inflows
Consolidated data on Commission and Expenses paid to Distributors during FY 2018-19 and additional disclosures
1051 Wholelife Financial Services (Hyderabad) Pvt. Ltd. 104.36 3,263.98 1,158.34 12,471.17 4.05
1052 WINRICH PROFESSIONAL SERVICES PRIVATE LIMITED 57.53 4,094.64 3,080.05 20,256.31 1.94
1053 WISE FINSERV PVT. LTD 190.86 8,618.99 4,316.11 14,418.56 1.96
1054 Wiseinvest Advisors Pvt. Ltd. 741.55 43,301.50 2,422.30 89,123.42 2.12
1055 WMG Advisory & Services Pvt Ltd 246.96 71,982.25 7,112.40 32,017.68 0.47
1056 Y S CAPITAL. 283.13 9,282.54 2,230.72 29,112.37 4.07
1057 Y. Sridhar 95.84 2,628.96 735.19 8,732.14 3.60
1058 Yajendra Chinnaya Shetty 95.40 3,812.64 3,447.93 9,918.26 2.86
1059 Yash Consultants 213.13 1,059.71 -3,932.52 29,248.49 27.24
1060 Yashwant Amarsingh Rathod 170.70 3,720.49 1,900.43 16,512.50 4.52
1061 Yatish Wealth Managers 116.83 15,862.97 2,894.47 15,896.03 1.12
1062 Yes Bank Limited 2,567.50 2,78,344.59 7,567.27 3,27,860.53 1.14
1063 Yes Investments 105.25 1,362.46 492.11 5,790.02 4.48
1064 Yeshwanth Kumar 246.22 6,144.67 -8,113.62 18,960.63 1.99
1065 Yezdi Framroz Langrana 210.27 4,626.47 1,141.55 25,130.37 5.54
1066 Yogendra Dilipbhai Doshi 130.94 5,439.10 1,365.43 15,492.09 3.05
1067 Yogesh Jayant Shah 193.15 26,691.81 2,735.39 33,712.08 1.30
1068 Zeenat S Jagani 335.47 8,914.09 2,702.51 34,320.13 4.02
1069 Zen Securities Limited 313.37 21,314.44 411.84 65,071.98 3.08
1070 Zerodha 82.34 30,337.41 -1,505.53 11,151.09 0.34
1071 Zeus Investment Solutions 211.15 16,956.98 4,440.21 19,481.22 1.24
1072 ZUARI FINSERV LIMITED 82.26 88,757.04 457.20 15,587.63 0.17
1073 ZVEST FINANCIAL SERVICES LLP 180.77 17,664.75 5,796.74 20,990.26 1.50
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