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Consultant: CMDC Joint Venture
Key principles and effectiveness of EIA
Consultant: CMDC Joint Venture
Aims and objectives of EIA
modify and improve design
ensure efficient resource use
enhance social aspects
identify key impacts and measures for mitigating them
inform decision-making and condition-setting
avoid serious and irreversible damage to the environment
protect human health and safety
EIA can:
Consultant: CMDC Joint Venture
EIA — guiding principles
purposive – meeting its aims and objectives
focused – concentrating on the effects that matter
adaptive – responding to issues and realities
participative – fully involving the public
transparent – clear and easily understood
Source: Sadler, 1996; IAIA/IEMA 1999
The EIA process should be:
Consultant: CMDC Joint Venture
EIA — guiding principles(continued)
rigorous – employing ‘best practicable’ methodology
practical – establishing mitigation measures that work
credible – carried out with objectivity and professionalism
efficient – imposing least cost burden on proponents
Source: Sadler, 1996; IAIA/IEMA 1999
Consultant: CMDC Joint Venture
Key operating principles of good EIA practiceEIA should:be applied to all proposals with significant impacts
begin early in the project cycle
address relevant environmental, social and health impacts
identify and take account of public views
result in a statement of impacts and mitigation measures
facilitate informed decision making and condition settingSource: Sadler, 1996
Consultant: CMDC Joint Venture
Benefits of EIA include:
environmentally sound and sustainable design
better compliance with standards
savings in capital and operating costs
reduced time and costs for approvals
increased project acceptance
better protection of the environment and human health
Consultant: CMDC Joint Venture
Delays are caused during EIA when:the EIA is commenced too late in the project cycle the terms of reference are poorly drafted
the EIA is not managed to a schedule
the EIA report is inadequate and needs to be upgraded
there is a lack of technical data
Consultant: CMDC Joint Venture
Effectiveness EIA
Results of a study in the Netherlands
(Technical University Delft)
Consultant: CMDC Joint Venture
The scope of the research
•What was the effect of the EIA in the final decision?•What is the explanation for the results?•What is the contribution of the various actors in the process?
Consultant: CMDC Joint Venture
Effectiveness: actions and/or images
Actions: EIA was effective when
1. The original proposal (design or permit application) has changed because of the results of the EIA
2. The competent authority takes a decision that is clearly influenced by the results of the EIA process
Consultant: CMDC Joint Venture
Effectiveness: actions and/or images
Images: EIA was effective when
1. An actor changed his opinion on the needs or necessity of the proposed activity
2. An actor has changed his opinion on the “reasonability” of the alternatives that were introduced in the EIA
3. An actor has gained insight in alternatives
4. An actor has gained insight in environmental impacts
5. Actors involved have closed “the gap” between their (conflicting) position because of the EIA
Consultant: CMDC Joint Venture
Effectiveness: actions
Effect according to Prop and CA:•On the original proposal (design or permit application): 31•On the final decision taken by the CA: 40
Total effectiveness (actions): 52 EIA’s out of 105
Consultant: CMDC Joint Venture
Effectiveness: imagesEffect according to Prop and CA:1. Changed opinion on the needs/ necessity of the proposed
activity: 12. Changed opinion on the “reasonability” of the alternatives that
were introduced in the EIA: 93. Gained insight in alternatives: 424. Gained insight in environmental impacts: 525. Closed “the gap” between (conflicting) position because of the
EIA: 29
Total effectiveness (images): 68 out of 105Over all effectiveness (actions and images): 79 out of 105
Consultant: CMDC Joint Venture
Extra element: efficiency
Efficiency: when the actor thinks the EIA has had added value for the decision making process, taking into account the time and money spend on the EIA process.
No 29
Little 29
Reasonable/fairly 26
Large 14
Consultant: CMDC Joint Venture
Background information
Total in the Netherlands
Involved in this research
Permit-EIA 122 44
Spatial planning EIA
46 28
Road construction
20 16
Plans and programmes
23 17
Total 211 105
Consultant: CMDC Joint Venture
Background information
Respondents for 105 EIA’s: 590 actors (95%!)
Proponents (Prop)Competent Authorities (CA)Legal Advisors (Leg)National EIA committee (EIA Com)Public involved (Pub)Advisors of proponents (adv Prop)