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Contents 1. Introduction and Contacts..….……….…….P.1
2. Qualifications Pack……….………………........P.2
3. Glossary of Key Terms ….……………..........P.5
4. NOS Units………………………..….……..………..P.7
5. Annexure: Nomenclature for QP & OS..P.26
6. Assessment Criteria ……………………………P.28
Introduction
What are Occupational Standards (OS)? ➢ OS describe what
individuals need to do, know and understand in order to carry out a particular job role or function
➢ OS are
performance standards that individuals must achieve when carrying out functions in the workplace, together with specifications of the underpinning knowledge and understanding
Contact Us: 14,
Palam Marg, rear 2 n d
F loor , Vasant Vihar ,
New Delhi -110057 E-mail : [email protected]
Qualifications Pack- Pharmacovigilance Associate
SECTOR: LIFE SCIENCES
SUB-SECTOR: PHARMACEUTICAL, BIO PHARMACEUTICAL, CONTRACT RESEARCH
OCCUPATION: PHARMACOVIGILANCE
REFERENCE ID: LFS/Q0702
ALIGNED TO: NCO-2015- 2212.9900
Brief Job Description: Pharmacovigilance associate is responsible for the collection of information on Adverse Drug Reactions (ADR)/ Adverse Event (AE) and filing of Individual Case Safety Report (ICSR). He/she follows up, processes and submit expedited report. The individual is responsible for preparation and submission of Periodic Safety Update Report (PSUR).The person is also expected to render support in development of Risk Management Plan (RMP) and Pharmacovigilance System Master File (PSMF).He/she is also responsible for Global and local Literature Surveillance using literature databases (e.g. PubMed, Embase).This individual is involved in maintenance of safety database and permanent organized documented records for all safety reports. The person ensures compliance with local regulations and company`s Global Pharmacovigilance requirements.
Personal Attributes: The individual should be highly process driven with excellent attention to detail and time management; have good writing, reading and computer skills. He/she should be able to comprehend situations and have good communication skills. The person should demonstrate the ability to prioritize tasks effectively and get along with people and function well within an interdependent team. S/he should be focused on quality, compliance and teamwork.
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Introduction
QUALIFICATIONS PACK - OCCUPATIONAL STANDARDS FOR LIFE SCIENCES INDUSTRY
Qualifications Pack for Pharmacovigilance Associate
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Qualifications Pack Code LFS/Q0702
Job Role Pharmacovigilance Associate
Credits (NSQF) TBD Version number 1.0
Industry Life Sciences Drafted on 01/10/18
Sub-sector
Pharmaceutical, Biopharmaceutical and Contract Research
Last reviewed on 16/08/19
Occupation Pharmacovigilance Next review date 01/08/23
NSQC Clearance on
Job Role Pharmacovigilance Associate
Role Description
The person is responsible for identifying /reporting Adverse Events (AEs) / Product Quality Complaints (PQC) associated with AEs (Adverse Events) to Regulatory Authority(ies) as per the local regulatory reporting requirements
NSQF level Minimum Educational Qualifications
4
Graduate in Life Sciences subjects/ Pharma / Biotechnology/ Nursing
Prerequisite License or Training
Not Applicable
Minimum Job Entry Age 20 Years
Experience
Applicable National Occupational Standards (NOS)
Compulsory: 1. LFS/N0701: Perform collection, processing and assessment of
Individual Case Study Reports (ICSRs)
2. LFS/N0702: Use softwares for various Pharmacovigilance activities
3. LFS/N0703: Ensure Regulatory compliance
4. LFS/N0704: Coordinate with relevant internal and external
stakeholders
Job
Det
ails
Qualifications Pack for Pharmacovigilance Associate
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Performance Criteria As described in the relevant NOS units
Qualifications Pack for Pharmacovigilance Associate
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Keywords /Terms Description
Core Skills/Generic Skills
Core Skills or Generic Skills are a group of skills that are key to learning and working in today's world. These skills are typically needed in any work environment. In the context of the NOS, these include communication related skills that are applicable to most job roles.
Description Description gives a short summary of the unit content. This would be helpful to anyone searching on a database to verify that this is the appropriate NOS they are looking for.
Function
Function is an activity necessary for achieving the key purpose of the sector, occupation, or area of work, which can be carried out by a person or a group of persons. Functions are identified through functional analysis and form the basis of NOS.
Job role
Job role defines a unique set of functions that together form a unique employment opportunity in an organisation.
Knowledge and Understanding
Knowledge and Understanding are statements, which together specify the technical, generic, professional and organisational specific knowledge that an individual need in order to perform to the required standard.
National Occupational Standards (NOS)
NOS are Occupational Standards, which apply, uniquely in the Indian context.
Occupation
Occupation is a set of job roles, which perform similar/related set of functions in an industry.
Organisational Context
Organisational Context includes the way the organisation is structured and how it operates, including the extent of operative knowledge managers have of their relevant areas of responsibility.
Performance Criteria
Performance Criteria are statements that together specify the standard of performance required when carrying out a task.
Qualifications Pack (QP)
Qualifications Pack comprises the set of NOS, together with the educational, training and other criteria required to perform a job role. A Qualifications Pack is assigned a unique qualification pack code.
Qualifications Pack Code
Qualifications Pack Code is a unique reference code that identifies a qualifications pack.
Scope
Scope is the set of statements specifying the range of variables that an individual may have to deal with in carrying out the function which have a critical impact on the quality of performance required.
Sector Sector is a conglomeration of different business operations having similar businesses and interests. It may also be defined as a distinct subset of the economy whose components share similar characteristics and interests.
Def
init
ion
s
Qualifications Pack for Pharmacovigilance Associate
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Sub-Sector Sub-sector is derived from a further breakdown based on the characteristics and interests of its components.
Sub-functions
Sub-functions are sub-activities essential to fulfil the achieving the objectives of the function.
Technical Knowledge
Technical Knowledge is the specific knowledge needed to accomplish specific designated responsibilities.
Unit Code
Unit Code is a unique identifier for an NOS unit, which can be denoted with an ‘N’.
Unit Title
Unit Title gives a clear overall statement about what the incumbent should be able to do.
Vertical
Vertical may exist within a sub-sector representing different domain areas or the client industries served by the industry.
Keywords /Terms Description
NOS National Occupational Standard(s)
NSQF National Skill Qualifications Framework
NCO-2015 National Classification of Occupations-2015
OS Occupational Standard(s)
QP Qualifications Pack
AE Adverse Event
ADR Adverse Drug Reactions
SOP Standard Operating Procedures
ICSRs Individual Case Study Reports
RMP Risk Management Plan
PSMF Pharmacovigilance System Master File
PSUR Periodic Safety Update Report
GVP Good Pharmacovigilance Practices
PvPI Pharmacovigilance Program of India
CAPA Corrective Action Preventive Action
BCP Business Continuity Planning
AMCs Adverse Drug Reaction Monitoring Centres
Acr
on
yms
LFS/N0701: Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
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Overview
This Occupational Standard describes the knowledge, understanding and skills required for a Pharmacovigilance Associate to collect, process and assess the Individual Case Study Reports (ICSRs).
National Occupational
Standards
LFS/N0701: Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
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Unit Code LFS/N0701
Unit Title (Task)
Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
Description This NOS gives an overview how a Pharmacovigilance Associate performs the collection, processing and assessment of the Individual Case Study Reports (ICSRs)
NSQF Level 4
Scope
The unit/task covers the following:
• Data Collection of ICSR's
• Processing of ICSR and Triage
• Reporting of ICSR
Performance Criteria (PC) w.r.t. the Scope
Element
Performance Criteria
Data Collection of ICSR’s
To be competent, the user/individual on the job must be able to: PC1. collect data from solicited sources (Patient registries, Interventional and non-
interventional studies, post-approval compassionate use programs, name patient programs (Pre-approval) etc.) and unsolicited sources (Regulatory reports, Literature Reports, Spontaneous Reports from healthcare professional/consumer, Internet/digital media etc.,) to strengthen spontaneous reporting of ADRs
PC2. perform literature monitoring of pharmaceutical products by using electronic literature database or offline literature to identify ICSR and other safety related information in compliance with Company’s policies and local Pharmacovigilance requirements for the same
PC3. follow-up regularly to obtain additional information relevant to the case as necessary to provide a complete description of the safety event
PC4. handle the calls as required if deputed in drug safety call centres
Processing of ICSR and Triage
PC5. record the date of receipt for each ADR from initial notification to follow-up communication
PC6. record the date first valid (Day Zero/ Clock start date- considered the day on which the minimum criteria like patient information, suspect drug, AE/ADR , reporter details for a reportable ICSR is fulfilled )
PC7. perform duplicate check of ICSR PC8. check whether the case is medically confirmed PC9. ensure that the patient’s confidentiality and privacy in accordance with local
applicable laws and regulations are adhered to and if necessary, performed by redaction of patient
PC10. perform triage prioritization of 15-day cases PC11. perform data entry for ICSRs into safety databases and coding of relevant
medical terminologies using MedDRA dictionary PC12. write case narrative in chronological order PC13. maintain source documents as per Good Pharmacovigilance Practices (GVP)
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LFS/N0701: Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
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Reporting of ICSR PC14. interpret all the validated new information from appropriate sources PC15. perform ICSR reporting by including essential data elements like patient
information, reporter details, suspected reaction and suspected medications PC16. submit expedited reports within given time frame to meet the regulatory
reporting timelines PC17. classify special population cases using pharmaceutical products
Knowledge and Understanding (K)
A. Organisational Context (Knowledge of the Company/ Organisation and its processes)
The user/individual on the job needs to know and understand: KA1. data collection procedure of company KA2. ICSR related Standard Operating Procedures (SOPs) KA3. SOP on case processing, writing case narratives and MedDRA coding KA4. procedures for reporting data KA5. escalation procedures KA6. quality management SOPs including those for change control, deviations and
Corrective Action Preventive Action (CAPA) and Business continuity planning (BCP)
KA7. security, privacy, data protection, IT policies and integrity policies of organization
B. Technical Knowledge
The user/individual on the job needs to know and understand: KB1. general principles of pharmacology KB2. PVPI, ICH and WHO guidelines for adverse event reporting KB3. GCP guidelines and GVP Modules KB4. utilization of MedDRA and WHO drug dictionary KB5. method of writing case narratives and medical writing KB6. tools and methods of literature search (e.g. PubMed) KB7. tools and software for ICSR report generation (e.g. Argus, ArisG) KB8. functioning of EudraVigilance KB9. PV guidelines and regulatory requirement of USFDA, EMA, CDSCO, UKMHRA,
Health Canada and other international regulators KB10. changes/new regulations affecting pharmacovigilance activities
Skills (S)
A. Core Skills/ Generic Skills
Writing skills
The user/ individual on the job needs to know and understand how to: SA1. record and communicate details of work done to appropriate people using
written/typed report or computer-based record/electronic mail SA2. use computers, internet, software tools to write the case narratives Reading skills
The user/individual on the job needs to know and understand how to: SA3. read and interpret the various coding systems as per company norms, GCP,
GVP, Volume 9A, Volume 10, CIOMS, ICH E2B, E2C, E2D, E2F, M4, M1 and WHO guidelines
LFS/N0701: Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
9 | P a g e
Oral Communication (Listening and Speaking skills)
The user/individual on the job needs to know and understand how to: SA4. disclose information only to those who have the right and need to know it and
maintain confidentiality SA5. practice professional telephone etiquette SA6. practice strong verbal and interpersonal communication skills SA7. communicate new or changed regulations to relevant members of the
department to initiate any change in process SA8. use verbal communication etiquette to build and maintain good relationships
across functional units and company affiliates
B. Professional Skills
Decision making
The user/individual on the job needs to know and understand how to: SB1. make decisions to write case narratives in compliance to the regulations and
guidelines
Plan and Organise
The user/individual on the job needs to know and understand how to: SB2. practice strong organization and prioritization skills for handling administrative
and data entry duties simultaneously SB3. plan work assigned on a daily basis and provide estimates of time required for
each piece of work SB4. adapt to meet work timelines
Problem solving
The user/individual on the job needs to know and understand how to: SB5. seek clarification on problems from others SB6. use effective problem-solving techniques SB7. escalate critical items or any other issue deemed necessary to concerned
managers/ clients
Critical thinking
The user/individual on the job needs to know and understand how to: SB8. apply, analyse and evaluate information to define action steps SB9. apply balanced judgments to different approaches SB10. analyse the depth of the issue and apply a proactive approach Analytical Thinking
The user/individual on the job needs to know and understand how to: SB11. identify the data points which needs to be queried to reporter or local safety
officer
Customer Centricity
The user/individual on the job needs to know and understand how to:
LFS/N0701: Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
10 | P a g e
SB12. keep customer guidelines, instructions and the related regulatory requirement in focus while writing ICSR
SB13. liaise effectively and maintain excellent relationship with the internal/ external contacts
LFS/N0701: Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
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NOS Version Control
NOS Code LFS/N0701
Credits (NSQF) TBD Version number 1.0
Industry Life Sciences Drafted on 01/10/18
Industry Sub-sector Pharmaceutical, Biopharmaceutical and Contract Research
Last reviewed on 16/08/19
Occupation Pharmacovigilance Next review date 01/08/23
LFS/N0702: Use softwares for various Pharmacovigilance activities
12 | P a g e
National Occupational
Standards
Overview This Occupational Standard describes the knowledge, understanding and skills required in a Pharmacovigilance Associate to use softwares for various Pharmacovigilance activities.
LFS/N0702: Use softwares for various Pharmacovigilance activities
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Unit Code LFS/N0702
Unit Title (Task)
Use softwares for various Pharmacovigilance activities
Description This NOS gives an overview about the use of softwares for various Pharmacovigilance activities by Pharmacovigilance Associate
NSQF Level 4
Scope
The unit/task covers the following:
• Coding using MedDRA Dictionary, WHO Drug Dictionary and Medical terminologies
• Study of Drug Safety Databases like Argus, ArisGlobal, Safety Easy (AB Cube)
• Working with Pharmacovigilance Databases
Performance Criteria (PC) w.r.t. the Scope
Element
Performance Criteria
Coding using MedDRA Dictionary, WHO Drug Dictionary and Medical terminologies
To be competent, the user/individual on the job must be able to:
PC1. use MedDRA software tools PC2. conduct medical coding of adverse events by using appropriate MedDRA code
to ensure accuracy of label AE assessments PC3. utilize MedDRA coding according to ICH (International Conference on
Harmonization) guidelines while coding an adverse event PC4. deliver outcomes using MedDRA in Clinical trial databases, Investigator’s
Brochures, Core Safety Information, Safety summaries, Clinical Study Reports, ICSRs, PSURs and product labelling
PC5. generate line listing and summary tabulation
Study of Drug Safety Databases like Argus, ArisGlobal, Safety Easy (AB Cube)
PC6. use relevant software tools to support the entry, classification, coding and assessment of adverse event reports, in accordance with international standards and guidelines
PC7. manage reports from all potential sources, including spontaneous, literature and clinical trial safety reports, to support blinded clinical trials and other specific business processes and SOPs
PC8. facilitate compliance with domestic and global safety reporting obligations for drugs, vaccines, biologics, devices and combination products
PC9. assist in delivering automated global case processing, periodic reporting, E2B intake and submission, comprehensive reporting, detailed analytics and safety operations from within a single system
PC10. assist in specific actions and monitor response timeframes for all key activities such as data entry, assessment, coding and reporting for full compliance
PC11. explain wide range ICSR reports including expedited (serious reports, at risk reports), non-expedited reports and aggregate reports to aid in global adverse event reporting, including the national and other international adverse reporting forms and aggregate report templates
PC12. develop matrix of continuous flow and submission of cases
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LFS/N0702: Use softwares for various Pharmacovigilance activities
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Working with
Pharmacovigilance
Databases
PC13. check for software tools’ validation (IQ, OQ & PQ) before using the software tool or databases and perform labelling of ADRs against the approved company labels
PC14. perform manual data entry from ADR paper forms with support from integrated international terminologies (latest versions) such as WHO Drug and MedDRA
PC15. comply with the international ICH E2B standard and support quality review of cases processed and report scheduling
PC16. support the domestic collection and processing of individual case safety report (ICSR) data, and its sharing of reports
PC17. perform post marketing surveillance at the sponsor site, CRO site, hospitals, AMCs (Adverse Drug Reaction Monitoring Centres) to store the safety profile and adverse event reports of the drug
Knowledge and Understanding (K)
A. Organisational Context (Knowledge of the Company/ Organisation and its processes)
The user/individual on the job needs to know and understand: KA1. IT policies of company KA2. data integrity related SOPs KA3. SOP for accessing the computer systems and emails KA4. procedures for reporting data, escalation procedures KA5. quality management SOPs including those for change control, deviations and
CAPAs and BCP
B. Technical Knowledge
The user/individual on the job needs to know and understand: KB1. operating procedure of software like MedDRA, WHO Drug dictionary, SAS,
Drug Safety Database like Argus and ArisGlobal, Safety Easy (AB Cube), EudraVigilance and ADR reporting software like VigiFlow and VigiBase
KB2. GCP guidelines and ICH E2B standard KB3. how to improve the typing speed KB4. method of writing case narratives and medical writing KB5. tools and methods of literature search KB6. process flow and forms of ADR reporting reports KB7. artificial intelligence future software validation tools (IQ, OQ & PQ) as well as
about artificial intelligence KB8. changes/new regulations affecting pharmacovigilance activities KB9. assessment of Vaccine Adverse Event Reporting System (VAERS) KB10. recall International Classification of Diseases (ICD) codes for drugs
Skills (S)
A. Core Skills/ Generic Skills
Writing skills
The user/ individual on the job needs to know and understand how to:
SA1. draft letters pertaining to AEs and write detailed reports for pharmacovigilance reporting
SA2. record and communicate details of work done to appropriate people using
written/typed report or computer-based record/electronic mail
SA3. use computers, internet, software tools for pharmacovigilance related work
LFS/N0702: Use softwares for various Pharmacovigilance activities
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Reading skills
The user/individual on the job needs to know and understand how to: SA4. read and interpret various coding systems, medical terminology as per company
norms, GCP, PVPI and WHO guidelines SA5. read notes/comments from supervisors
Oral Communication (Listening and Speaking skills)
The user/individual on the job needs to know and understand how to: SA6. disclose information only to those who have the right and need to know it SA7. maintain confidentiality of sensitive information SA8. communicate new or changed regulations to relevant members of the
department to initiate any change in process SA9. build and maintain good relationships across functional units and company
affiliates
B. Professional Skills
Analytical Thinking
The user/individual on the job needs to know and understand how to: SB1. analyse data and information for preparing reports SB2. pay attention to detail SB3. identify anomalies in data SB4. suggest improvements (if any) in process/formats for reports/documentation
based on experience and observation SB5. use available data and computer software to create required documentation
Decision making
The user/individual on the job needs to know and understand how to: SB6. make decisions on a suitable course of action or response SB7. make decisions to write case narratives in compliance to the regulations and
guidelines
Plan and Organize
The user/individual on the job needs to know and understand how to: SB8. plan and organize assigned work in order to achieve specified deadlines SB9. multi-task and adapt to meet work timelines SB10. effectively interact with the various stakeholders to complete assigned tasks
Critical Thinking
The user/individual on the job needs to know and understand how to: SB11. evaluate the drafted reports in line to data integrity rules SB12. critically assess the terms/ medical codes for preparing the report
Problem Solving
The user/individual on the job needs to know and understand how to:
LFS/N0702: Use softwares for various Pharmacovigilance activities
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SB13. take help of IT team in case of any login related issues SB14. escalate critical items or any other issue deemed necessary to concerned
managers/ clients
Customer Centricity
The user/individual on the job needs to know and understand how to: SB15. keep customer guidelines, instructions and the relevant regulatory guidelines in
focus while reporting the ADR SB16. ensure data integrity and confidentiality while entering information SB17. liaise effectively and maintain excellent relationship with the internal/external
contacts
LFS/N0702: Use softwares for various Pharmacovigilance activities
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NOS Version Control
NOS Code LFS/N0702
Credits(NSQF) TBD Version number 1.0
Industry Life Sciences Drafted on 01/10/18
Industry Sub-sector Pharmaceutical, Biopharmaceutical and Contract Research
Last reviewed on 16/08/19
Occupation Pharmacovigilance Next review date 01/08/23
LFS/N0703: Ensure regulatory compliance
18 | P a g e
National Occupational
Standards
Overview
This Occupational Standard is about the knowledge, understanding and skills required by a Pharmacovigilance Associate to ensure regulatory compliance.
LFS/N0703: Ensure regulatory compliance
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Unit Code LFS /N0703
Unit Title (Task)
Ensure regulatory compliance
Description This NOS unit discusses about the procedures followed by Pharmacovigilance Associate for ensuring regulatory compliance
NSQF Level 4
Scope
This unit / task covers the following:
• Compile and review the regulatory compliance of ICSRs • Identifying and resolving any issues hampering the regulatory compliance
• Improving regulatory compliance
Performance Criteria (PC) w.r.t the Scope
Element
Performance Criteria
Compile and review the regulatory compliance of ICSRs
To be competent, you must be able to:
PC1. ensure timely submission of ICSRs, PSUR, RMP, Signal reports and aggregate reports as per the respective Regulatory Authority submission timeline
PC2. ensure appropriate processes are in place to comply with the respective Regulatory Authority requirement
PC3. review the accuracy of reports on a regular basis to comply with the existing Regulatory requirements and perform the receipt and evaluation of safety data exchange agreements (as applicable)
PC4. ensure that the reports are submitted to regulatory authorities within timelines
Identifying and resolving any issues hampering the regulatory compliance
PC5. take corrective action in response to non-compliance of reports PC6. initiate investigation for the deviations PC7. identify the root cause of the deviation, take corrective and preventive actions
and provide adequate trainings. (if required) PC8. ensure appropriate documentation of these corrective and preventive actions
Improving regulatory compliance
PC9. maintain awareness about current regulatory trends and practices. PC10. incorporate continuous improvements into Pharmacovigilance processes and
policies based on existing Global and Local Regulatory Pharmacovigilance requirements
PC11. participate in regulatory inspection/ internal and client audit
Knowledge and Understanding (K)
A. Organisational Context (Knowledge of the Company/ Organisation and its processes)
The user/individual on the job needs to know and understand: KA1. IT rules and policies of company
KA2. data integrity related SOPs
KA3. SOP for accessing the computer systems and emails
KA4. procedures for reporting of faulty system or software problems
KA5. escalation procedures
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LFS/N0703: Ensure regulatory compliance
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KA6. quality management SOPs including those for change control, deviations and
CAPAs and BCP
B Technical Knowledge
The user/individual on the job needs to know and understand: KB1. operating procedure of software like MedDRA, WHO Drug dictionary, SAS,
Drug Study Database like Argus and ArisGlobal, ADR reporting software like
VigiFlow, VigiBase
KB2. GCP guidelines and ICH E2B standard
KB3. computer handling (MS Word, Excel, Power Point Presentation, Outlook and
Skype)
KB4. software validation procedures
KB5. changes/new regulations affecting pharmacovigilance activities
Skills (S)
A. Core Skills/ Generic Skills
Writing skills
The user/individual on the job needs to know and understand how to: SA1. complete accurate and well written work with attention to detail SA2. record and communicate details of work done to appropriate people using
written/typed report or computer-based record/electronic mail SA3. use computers, internet, software tools ONLY for pharmacovigilance related
work
Reading skills
The user/individual on the job needs to know and understand how to: SA4. read instructions, guidelines, procedures, rules and service level agreements SA5. understand the various coding systems, software terminology as per company
norms, GCP, GVP, PVPI and WHO guidelines
Oral Communication (Listening and Speaking skills)
The user/individual on the job needs to know and understand how to: SA6. communicate with IT infrastructure and QA team SA7. disclose information only to those who have the right and need to know it and
maintain confidentiality SA8. communicate new or changed regulations to relevant members of the
department to initiate any change in process SA9. build and maintain good relationships across functional units and company
affiliates
B. Professional Skills
Decision making
The user/individual on the job needs to know and understand how to: SB1. make decisions on suitable courses of action SB2. make decisions to use the software which are in compliance to the regulations
and guidelines
Plan and Organise
LFS/N0703: Ensure regulatory compliance
21 | P a g e
The user/individual on the job needs to know and understand how to: SB3. plan and organize your work to meet timelines and work requirement and
regulatory standards
Problem solving
The user/individual on the job needs to know and understand how to: SB4. apply problem solving approaches in different situations SB5. take help of IT team in case of any computer infrastructure and software
related issues Analytical thinking
The user/individual on the job needs to know and understand how to: SB6. analyse data and activities SB7. analyse the regulatory requirement of the relevant country before compiling
the report
Critical thinking
The user/individual on the job needs to know and understand how to: SB8. apply balanced judgments to different situations SB9. ensure data integrity and confidentiality Customer Centricity
The user/individual on the job needs to know and understand how to: SB10. keep the relevant regulatory guidelines in mind while using computer systems SB11. liaise effectively and maintain excellent relationship with the internal/external
contacts
LFS/N0703: Ensure regulatory compliance
22 | P a g e
NOS Version Control
NOS Code LFS/N0703
Credits(NSQF) TBD Version number 1.0
Industry Life Sciences Drafted on 01/10/18
Industry Sub-sector Pharmaceutical, Biopharmaceutical and Contract Research
Last reviewed on 16/08/19
Occupation Pharmacovigilance Next review date 01/08/23
LFS/N0704: Coordinate with relevant internal and external stakeholders
23 | P a g e
Overview
This Occupational Standard describes the knowledge, understanding and skills required in a Pharmacovigilance Associate to coordinate with Medical Coder/ Reviewer, Safety Physicians, Supervisors and Cross-Functional teams and auditors.
National Occupational
Standards
LFS/N0704: Coordinate with relevant internal and external stakeholders
24 | P a g e
Unit Code LFS/N0704
Unit Title (Task)
Coordinate with relevant internal and external stakeholders
Description This NOS unit gives an overview how a Pharmacovigilance Associate coordinates with relevant internal and external stakeholders
NSQF Level 4
Scope
This unit/task covers the following:
• Coordination with internal team members
• Coordination with Cross- Functional Team
• Respond to audit queries
Performance Criteria (PC) w.r.t. the Scope
Element
Performance Criteria
Coordination with internal team members
To be competent, the user/individual on the job must be able to: PC1. ask queries to the relevant team members to understand the work output
requirements PC2. perform a self-run quality check for the cases in coordination with team
members, while routing it to the medical reviewer for next workflow PC3. co-ordinate with various stakeholders in the team for resolution of queries while
ensuring the completeness and accuracy of the information entered into the database for all the cases, especially while working on Suspected Unexpected Serious Adverse Reaction or fatal cases for smooth workflow
PC4. inform supervisor on issues requiring intervention PC5. deliver quality work on time and report any anticipated reasons for delays in the
timelines to the concern teams and stakeholders PC6. seek the information from the supervisor relevant to escalated issues and their
solutions PC7. ensure compliance with company policies and rule PC8. provide support to Pharmacovigilance scientist/in-charge or supervisor in
establishment /upgradation of pharmacovigilance system as and when required related to communication escalations for any co-ordination related activity
Coordination with Cross- Functional Team
PC9. coordinate with medical affairs team to maintain Medical Information System (MEDINFO)
PC10. impart training to team members/cross-function team members PC11. coordinate with medical review team for a smooth workflow PC12. support patient support program associate/ data assistant in mining spontaneous
reports submitted to national surveillance systems
Respond to audit queries
PC13. interact with auditors in a language he/she is comfortable with PC14. explain the query clearly and provide response to the auditor PC15. produce the documented records for activities performed PC16. maintain data integrity while responding to auditors
Knowledge and Understanding (K)
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A. Organisational Context (Knowledge of the Company/ Organisation and its processes)
The user/individual on the job needs to know and understand: KA1. organizational SOPs and policies on preferred language of communication,
reporting and escalation policy, quality delivery standards, and personnel management clinical research team reporting structure
KA2. employment rules and data integrity rules KA3. reporting structure and escalation matrix KA4. types of audits KA5. quality management SOPs including those for change control, deviations and
CAPAs and BCP
B. Technical Knowledge
The user/individual on the job needs to know and understand: KB1. compliance related documentation KB2. ADR reporting procedures KB3. SOP for use of various software for pharmacovigilance work KB4. job role boundaries of pharmacovigilance associate KB5. GMP, GCP, PVPI, WHO guidelines KB6. ways of communication and interpersonal skills KB7. development of technical procedures KB8. installation/validation of database or other tools KB9. development of PSMF KB10. Quality Management System (QMS) KB11. felicitation in registering QPPV/PvOI KB12. MEDINFO system KB13. Service Level Agreement (SLA) KB14. GVP, GCP, PVPI, ICH, CIOMS guidelines KB15. changes /new regulations affecting pharmacovigilance activities
Skills (S)
A. Core Skills/ Generic Skills
Writing skills
The user/ individual on the job needs to know and understand how to:
SA1. write mails, monitoring reports and documents, letters in English language with sensitivity towards cross cultural differences
SA2. record and communicate details of work done to appropriate people using
written/typed report or computer-based record/electronic mail
Reading skills
The user/individual on the job needs to know and understand how to: SA3. read notes/comments from the supervisor SA4. read and understand the various coding systems as per company norms
Oral Communication (Listening and Speaking skills)
The user/individual on the job needs to know and understand how to:
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SA5. communicate with departmental and cross functional teams including auditors SA6. listen effectively and be sensitive to cross cultural differences SA7. disclose information only to those who have the right and need to know it SA8. communicate new or changed regulations to relevant members of the
department to initiate any change in processes SA9. use verbal communication etiquette build and maintain good relationships
across functional units and company affiliates
B. Professional Skills
Decision making
The user/individual on the job needs to know and understand how to: SB1. make decisions on a suitable course of action or response SB2. appropriately use the escalation matrix for complex decisions SB3. to make decisions related to mode of communication and involvement of
stakeholders for any co-ordination purpose SB4. manage relationship at work by practicing emotional control and high degree of
interpersonal skills
Plan and Organize
The user/individual on the job needs to know and understand how to: SB5. plan and organize assigned work in order to effectively interact with the various
stakeholders SB6. multi-task and adapt to meet timelines
Analytical thinking
The user/individual on the job needs to know and understand how to: SB7. improve processes by interacting with others and adopting best practices SB8. identify communication delays and address them with appropriate solutions SB9. analyse the various operational steps and resources to make informed decisions
as per SOP SB10. analyse any situation which needs an immediate escalation
Critical Thinking
The user/individual on the job needs to know and understand how to: SB11. critically evaluate his/her actions and words in light to ethical, legal and global
impact
Problem Solving
The user/individual on the job needs to know and understand how to: SB12. spot process disruptions and delays and report and communicate with solutions SB13. discuss any suggestions based on experience
Customer Centricity
The user/individual on the job needs to know and understand how to: SB14. consider impact on human health and drug safety in every activity SB15. liaise effectively and maintain excellent relationship with the internal/external
contacts
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NOS Version Control
NOS Code LFS/N0704
Credits (NSQF) TBD Version number 1.0
Industry Life Sciences Drafted on 01/10/18
Industry Sub-sector Pharmaceutical, Biopharmaceutical and Contract Research
Last reviewed on 16/08/19
Occupation Pharmacovigilance Next review date 01/08/23
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Annexure
Nomenclature for QP and NOS Qualification Pack
LFS / Q 0101
LFS QP Number (2 numbers)
Q denoting Qualification Pack Occupation (2 numbers)
Occupational Standard
An example of NOS with ‘N’
9 characters
LFS / N 0101
LFS OS Number (2 numbers)
Occupation (2 numbers)
N denoting National Occupational Standard
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The following acronyms/codes have been used in the nomenclature above:
Sub-Sector Range of Occupation Numbers
Pharmaceutical and Biopharmaceutical and Contract Research
01-10
Pharmaceutical 11-20
Biopharmaceutical 21-30
Contract Research 31-50
Sequence Description Example
Three letters Industry name LFS
Slash / /
Next letter Whether QP or NOS Q/N
Next two numbers Occupation code 07
Next two numbers OS number 01
Qualifications Pack for Pharmacovigilance Associate
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CRITERIA FOR ASSESSMENT OF TRAINEES
Job Role Pharmacovigilance Associate Qualification Pack LFS/Q0702 Sector Skill Council Life Sciences Sector Skill Development Council
Guidelines for Assessment: 1. Criteria for assessment for each Qualification Pack will be created by the Sector Skill Council. Each Performance Criteria (PC) will be assigned marks proportional to its importance in NOS. SSC will also lay down proportion of marks for Theory and Skills Practical for each PC. 2. The assessment for the theory part will be based on knowledge bank of questions created by the SSC. 3. Assessment will be conducted for all compulsory NOS, and where applicable, on the selected elective/option NOS/set of NOS. 4. Individual assessment agencies will create unique question papers for theory part for each candidate at each examination/training centre (as per assessment criteria below) 5. Individual assessment agencies will create unique evaluations for skill practical for every student at each examination/training centre based on this criteria 6. To pass the Qualification Pack, every trainee should score a minimum of 70% of aggregate marks to successfully clear the assessment. 7. In case of unsuccessful completion, the trainee may seek reassessment on the Qualification Pack.
Compulsory NOS
Total Marks: 400.00 Marks Allocation
Assessment outcomes Assessment Criteria for outcomes Total Mark
Out Of
Theor
y
Skills Practi
cal
Project
Viva
1. LFS/N0701: Perform collection, processing and assessment of Individual Case Study Reports (ICSRs)
Data Collection of ICSR's
100
40 6 15 4 15
PC1. collect data from solicited sources (Patient registries, Interventional and non-interventional studies, post-approval compassionate use programs, name patient programs (Pre-approval) etc.) and unsolicited sources (Regulatory reports, Literature Reports, Spontaneous Reports from healthcare professional/consumer, Internet/digital media etc.,) to strengthen spontaneous reporting of ADRs
PC2. perform literature monitoring of pharmaceutical products by using electronic literature database or offline literature to identify ICSR and other safety related information in compliance with Company’s policies and local Pharmacovigilance requirements for the same
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Compulsory NOS
Total Marks: 400.00 Marks Allocation
Assessment outcomes Assessment Criteria for outcomes Total Mark
Out Of
Theor
y
Skills Practi
cal
Project
Viva
PC3. follow-up regularly to obtain additional information relevant to the case as necessary to provide a complete description of the safety event
PC4. handle the calls as required if deputed in drug safety call centres
Processing of ICSR and Triage
35 10 10 5 10
PC5. record the date of receipt for each ADR from initial notification to follow-up communication
PC6. record the date first valid (Day Zero/ Clock start date- considered the day on which the minimum criteria like patient information, suspect drug, AE/ADR, reporter details for a reportable ICSR is fulfilled )
PC7. perform duplicate check of ICSR
PC8. check whether the case is medically confirmed
PC9. ensure that patient’s confidentiality and privacy in accordance with local applicable laws and regulations are adhered to and if necessary, performed by redaction of patient
PC10. perform triage prioritization of 15-day cases
PC11. performing data entry for ICSRs into safety databases and coding of relevant medical terminologies using MedDRA dictionary
PC12. write case narrative in chronological order
PC13. maintain source documents as per Good Pharmacovigilance Practices (GVP)
Reporting Of ICSR
25 5 8 4 8
PC14. interpret all the validated new information from appropriate sources
PC15. perform ICSR reporting by including essential data elements like patient information, reporter details, suspected reaction and suspected medications
PC16. submit expedited reports within given time frame to meet the regulatory reporting timelines
PC17. classify special population cases using pharmaceutical products
Total 100 21 33 13 33
2. LFS/N0702: Use softwares for various
Coding using MedDRA Dictionary, WHO Drug Dictionary and Medical terminologies
100 35 7 12 4 12
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Compulsory NOS
Total Marks: 400.00 Marks Allocation
Assessment outcomes Assessment Criteria for outcomes Total Mark
Out Of
Theor
y
Skills Practi
cal
Project
Viva
Pharmacovigilance activities
PC1. use MedDRA software tools
PC2. conduct medical coding of adverse events by using appropriate MedDRA code to ensure accuracy of label AE assessments
PC3. utilize MedDRA coding according to ICH (International Conference on Harmonization) guidelines while coding an adverse event
PC4. deliver outcomes using MedDRA in Clinical trial databases, Investigator’s Brochures, Core Safety Information, Safety summaries, Clinical Study Reports, ICSRs, PSURs and product labelling
PC5. generate line listing and summary tabulation
Study of Drug Safety Databases like Argus, ArisGlobal, Safety Easy (AB Cube)
35 7 12 4 12
PC6. use relevant software tools to support the entry, classification, coding and assessment of adverse event reports, in accordance with international standards and guidelines
PC7. manage reports from all potential sources, including spontaneous, literature and clinical trial safety reports, with extensive support for blinded clinical trials and also to support specific company business processes and SOPs
PC8. facilitate compliance with domestic and global safety reporting obligations for drugs, vaccines, biologics, devices and combination products
PC9. assist in delivering automated global case processing, periodic reporting, E2B intake and submission, comprehensive reporting, detailed analytics and safety operations from within a single system
PC10. assist for specific actions and monitor response timeframes for all key activities such as data entry, assessment, coding and reporting for full compliance
PC11. explain wide range ICSR reports including expedited (serious reports, at risk reports), non-expedited reports and aggregate reports to aid in global adverse event reporting, including the national and other international adverse reporting forms and aggregate report templates
PC12. develop matrix of continuous flow and submission of cases
Working with Pharmacovigilance Databases 30 6 10 4 10
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Compulsory NOS
Total Marks: 400.00 Marks Allocation
Assessment outcomes Assessment Criteria for outcomes Total Mark
Out Of
Theor
y
Skills Practi
cal
Project
Viva
PC13. check for software tools’ validation (IQ, OQ & PQ) before using the software tool or databases and perform labelling of ADRs against the approved company labels
PC14. perform manual data entry from ADR paper forms with support from integrated international terminologies (latest versions) such as WHO Drug and MedDRA
PC15. comply with the international ICH E2B standard and support quality review of cases processed and report scheduling
PC16. support the domestic collection and processing of individual case safety report (ICSR) data, and its sharing of reports
PC17. perform post marketing surveillance at the sponsor site, CRO site, hospitals, AMCs (Adverse Drug Reaction Monitoring Centres) to store the safety profile and adverse event reports of the drug
Total 100 20 34 12 34
3. LFS/N0703: Ensure
Regulatory compliance
Compile and review of the regulatory compliance of ICSRs
100
45 10 15 5 15
PC1. ensure timely submission of ICSRs, PSUR, RMP, Signal reports and aggregate reports as per the respective Regulatory Authority submission timeline
PC2. ensure appropriate processes are in place to comply with the respective Regulatory Authority requirement
PC3. review the accuracy of reports on a regular basis to comply with the existing Regulatory requirements and perform the receipt and evaluation of safety data exchange agreements (as applicable)
PC4. ensure that the reports are submitted to regulatory authorities within timelines
Identifying and resolving any issues hampering the regulatory compliance
30 7 10 3 10
PC5. take corrective action in response to non-compliance of reports
PC6. initiate investigate for the deviations
PC7. identify the root cause of the deviation, take corrective and preventive actions and provide adequate trainings. (if required)
PC8. ensure appropriate documentation of these corrective and preventive actions
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Compulsory NOS
Total Marks: 400.00 Marks Allocation
Assessment outcomes Assessment Criteria for outcomes Total Mark
Out Of
Theor
y
Skills Practi
cal
Project
Viva
Improving regulatory compliance 25 5 8 4 8
PC9. maintain awareness about current regulatory trends and practices.
PC10. incorporate continuous improvements into Pharmacovigilance processes and policies based on existing Global and Local Regulatory Pharmacovigilance requirements
PC11. participate in regulatory inspection/ internal and client audit
Total 100 22 33 12 33
4. LFS/N0704: Coordinate with relevant internal and external stakeholders
Coordination with internal team members 40 10 15 0 15
PC1. ask queries to the relevant team members to understand the work output requirements
100
PC2. perform a self-run quality check for the cases in coordination with team members, while routing it to the medical reviewer for next workflow
PC3. co-ordinate with various stakeholders in the team for resolution of queries while ensuring the completeness and accuracy of the information entered into the database for all the cases, especially while working on Suspected Unexpected Serious Adverse Reaction or fatal cases for smooth workflow
PC4. inform supervisor on issues requiring intervention
PC5. deliver quality work on time and report any anticipated reasons for delays in the timelines to the concern teams and stakeholders
PC6. seek the information from the supervisor relevant to escalated issues and their solutions
PC7. ensure compliance with company policies and rule
PC8. provide support to Pharmacovigilance scientist/in-charge or supervisor in establishment /upgradation of pharmacovigilance system as and when required related to communication escalations for any co-ordination related activity
Coordination with Cross- Functional Team 40 10 15 0 15
PC9. coordinate with medical affairs team to maintain Medical Information System (MEDINFO)
PC10. impart training to team members/cross-function team members
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Compulsory NOS
Total Marks: 400.00 Marks Allocation
Assessment outcomes Assessment Criteria for outcomes Total Mark
Out Of
Theor
y
Skills Practi
cal
Project
Viva
PC11. coordinate with medical review team for a smooth workflow
PC12. support patient support program associate/ data assistant in mining spontaneous reports submitted to national surveillance systems
Respond to audit queries 20 6 7 0 7
PC13. interact with auditor’s in a language he/she is comfortable with
PC14. explain the query clearly and provide response to the auditor
PC15. produce the documented records for activities performed
PC16. maintain data integrity while responding to auditors
Total 100 26 37 0 37