Continuing Education Activities - ::: 香港財務策劃師學會 - … leaflet_091005.pdf · VENUE: TBC 3.0 HK$390 / HK$780 3.0 3.0 0.0 0.0 3.0 14 Nov (Sat) 11 143 (í ) Leading

Institute of Financial Planners of Hong Kong

Unit 2601, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong 56 2601 Tel : 2982 7888 Fax : 2982 7777

Website : www.ifphk.org

Continuing Education Activities Are you looking to continually upgrade yourself with the latest topical issues in financial planning?

IFPHKs continuing education activities are designed to answer the needs of todays financial planners. They address industry issues you face every day,

propose solutions to overcome challenges and provide proven and practical solutions that you can implement immediately.

This comprehensive program includes lectures, integrated and comprehensive case studies and experience sharing. Come and join us to learn from the

financial experts and industry celebrities and gain new insights for achieving success in the financial planning industry.

What you will gain

Learn and practise different steps of the internationally-recognized financial planning process Update your knowledge with the latest technical and practice knowledge in financial planning Gain valuable tips in practice management that you can apply immediately

Course Date Course Title and code Duration (hours ) Fee Member / Non-Member / IFPHK SFC IA MPFA Core MPFA Non- Core

09 Oct (Fri) FULL

10 9 () How to Control Your Trades in a Logical Manner? RZ31 VENUE: HKGCC

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

14 Oct (Wed)

10 14 () Insider Dealing, Other Types of Market Misconduct and Related Disciplinary Issues ZZ20

2.0 HK$260 /

HK$520 2.0 2.0 0.0 0.0 2.0

15 Oct (Thu)

10 15 () How to Pick the Mortgage Plans in the Market ZZ21

1.0

(12:45pm1:45pm) HK$150 /

HK$300 1.0 1.0 0.0 0.0 1.0

16 Oct (Fri)

10 16 () Portfolio Rebalancing: One Year after the Global Financial Crisis : ZZ25 VENUE: HKEx Auditorium

3.0 (9:30am12:30pm)

HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

19 Oct (Mon) FULL

10 19 ()

Getting to know ACCUMULATOR and

other Equity Linked structured

products do they have a role in the

financial planning industry? - ACCUMULATOR RZ33

2.5 HK$325 /

HK$650 2.5 2.5 0.0 0.0 2.5

20 Oct (Tue)

10 20 () Practices in Tax Planning II () M109

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

21 Oct (Wed)

10 21 () Practical Communication Skills for Financial Planners M103

2.0

(2:30pm 4:30pm)

HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

27 Oct (Tue)

10 27 () Pre-conference Master Class: Hong Kong and China Property Markets Overview and Challenges : CZ09 VENUE: HKGCC

1.5

(7:00pm 8:30pm)

HK$220 /

HK$440 1.5 1.5 0.0 0.0 1.5

28 Oct (Wed)

10 28 () Meeting up with Client Preparation and Marketing Strategies M202

2.0 (2:30pm 4:30pm)

HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

30 Oct (Fri)

10 30 () Case studies on Laws and Regulations relating to Financial Planning 3.0 HK$390 / HK$780 3.0 3.0 0.0 0.0 3.0 02 & 05 Nov (Mon, Thu)

11 2 5 () Credit Derivative and Its Applications RZ35

6.0 HK$780 /

HK$1560 6.0 6.0 0.0 0.0 6.0

P. 1/27 version: 20091005

Institute of Financial Planners of Hong Kong

Unit 2601, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong 56 2601 Tel : 2982 7888 Fax : 2982 7777

Website : www.ifphk.org

Course Date Course Title and code Duration (hours ) Fee Member / Non-Member / IFPHK SFC IA MPFA Core MPFA Non- Core

03 Nov (Tue)

11 3 () Credit Risk Analysis of Financial Institutions RZ34

3.0 HK$390 /

HK$780 3.0 3.0 0.0 0.0 3.0

11 & 18 Nov (Wed)

11 11 18 () Employees' Compensation Ordinance and Claims Handling RZ92

5.0 HK$650 /

HK$1300 5.0 5.0 0.0 0.0 5.0

12 Nov (Thu)

11 12 () Post-Conference Master Class: Value Investing : CZ01 VENUE: TBC 3.0 HK$390 / HK$780 3.0 3.0 0.0 0.0 3.0

14 Nov (Sat)

11 14 () Leading the Way to Success - Financial Planning and Advice in a Changed World ZZ22 VENUE: Auditorium, 3/F, HITEC, Kowloon

Bay

2.0

(10:00am-12:15pm)

HK$200 /

HK$400 2.0 2.0 0.0 0.0 2.0

19 Nov (Thu)

11 19 () Investment Opportunities in Renewable Energy Market ZZ24

1.0

(12:45pm1:45pm)

HK$150 /

HK$300 1.0 1.0 0.0 0.0 1.0

19 Nov (Thu)

11 19 () Updates on Compliance Issues M101

3.0 HK$390 /

HK$780 3.0 3.0 3.0 3.0 0.0

23 Nov (Mon)

11 23 () Succession Planning of SME Business 2.5 HK$325 / HK$650 2.5 2.5 0.0 0.0 2.5 30 Nov (Mon)

11 30 () Practices in Retirement Planning I () M106

2.0 HK$260 /

HK$520 2.0 2.0 2.0 2.0 0.0

03 Dec (Thu)

12 3 () Analysing & Evaluating Clients Financial Status M207

2.0 (2:30pm 4:30pm)

HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

07 Dec (Mon)

12 7 () Post-Conference Master Class: Risk Management and Corporate Value Creation : CZ02 VENUE: TBC 2.5 (7:00pm 9:30pm) HK$320 / HK$640 2.5 2.5 0.0 0.0 2.5

07 & 14 Dec (Mon)

12 7 14 () Asset Management and Portfolio Analysis RE98

6.0 HK$780 /

HK$1560 6.0 6.0 0.0 0.0 6.0

08 & 15 Dec (Tue)

12 8 15 () Asset Allocation Concepts M309

5.0 HK$650 /

HK$1300 5.0 5.0 5.0 0.0 5.0

16 Dec (Wed)

12 16 () MPF Updates M112

2.0 HK$260 /

HK$520 2.0 2.0 2.0 2.0 0.0

21 Dec (Mon)

12 21 () Practices in Retirement Planning II () M107

2.0 HK$260 /

HK$520 2.0 2.0 2.0 1.0 1.0

Unless otherwise specified, all classes start at 6:30 pm. Enrolment ends 7 days before the course date. 6:30 7

CFPCM, CERTIFIED FINANCIAL PLANNERCM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks in Hong Kong and Macau, through agreement with FPSB.

CFPCM, CERTIFIED FINANCIAL PLANNERCM (FPSB)(FPSB) CFP

P. 2/27 version: 20091005

How to Control Your Trades in a Logical Manner? [Course Code :RZ31]

Content A logical trader's mindset Directional and Directionless Trading Strategies War Stories on how peak performance traders control the "inner game" There is no secret trading formulas, just a strive for consistency

,

Date 09 Oct 2009 (Fri) 2009 10 9 ()

Time 6:30 PM - 9:30 PM (3.0 hours )

Venue The Hong Kong General Chamber of Commerce Theatre 22/F United Centre, 95 Queensway, Hong Kong ( 95 22 )

Speaker Edward C K Chin Mr. Chin has 20 years of professional experience in portfolio management, hedge funds and securities

trading. Mr. Chin founded MDE Walters Capital in 2002, a strategy consulting firm that advises the

investment banking and financial services sectors on investment product distribution, hedge funds advisory,

trading psychology, and advanced trading strategies in major financial centers in London, New York, and

the Asia Pacific Region. Mr. Chin writes the column The Inner Circle of Finance at the Hong Kong Economic

Journal every Monday. Mr. Chin is also a board member of a family office with investments primarily in real

estate and hedge funds with directional/ tactical trading styles. On the inner game front, Mr. Chin is a

Certified NLP Coach, a Master Firewalker, a Certified Firewalking Instructor and a hypnotherapy practitioner.

Mr. Chin is a Canadian Investment Manager (CIM) and a Fellow of the Canadian Securities Institute (FCSI).

Mr. Chin studied speech communication at the University of Minnesota, graduated from the University of

Manitoba in Applied Economics and received an MBA from the University of Toronto.

2002 MDE Walters Capital (CIM) (FCSI),

Continuous Education Recognition IFPHK 3.0 CE credits Medium of Instruction Cantonese

IA 0.0 CPD hours SFC 3.0 CPT hours

MPFA 0.0 Core CPD hours

HKCAAVQ ref :Not "applicable/ " 3.0 Non Core CPD hours [RZ313H300EK091009]

P. 3/27 version: 20091005

Insider Dealing, Other Types of Market Misconduct and Related Disciplinary Issues [Course Code :ZZ20]

Content The SFO and the Regulator SFC Insider dealing and other types of market misconduct The SFC's investigative powers and procedures Case study

Date 14 Oct 2009 (Wed) 2009 10 14 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Eugene Lee Mr. Lee is currently the Head of Legal and Compliance for an investment bank in Asia-Pacific Region. Prior

to joining the bank, he was a Senior Vice President of Daiwa Securities (HK) Ltd of its Compliance and Legal

Department.

Mr. Lee is an experienced trainer. He has been delivering training programs related to compliance and

regulatory matters over nine years. He is also a member of Institute of Chartered Accountants in Australia,

member of the Hong Kong Society of Accounts, fellow member of the Financial Services Institute of

Australasia and the Hong Kong Securities Institute.

Mr. Lee graduated from University of New South Wales for his BCom/ LLB Degree and obtained MBA from

University of South Australia.

:




HKCAAVQ ref :Not "applicable/ " 2.0 Non Core CPD hours [ZZ203H200EU091014]

P. 4/27 version: 20091005

How to Pick the Mortgage Plans in the Market [Course Code :ZZ21]

Content The latest trend of mortgage plans in HK Key factors for selecting a suitable mortgage plan low interest rate, high

valuation, cash rebate or flexibility? Comparison between mortgage plans on fixed rate basis or HIBOR basis and their

risk factors behind ? (P)(HIBOR)

Date 15 Oct 2009 (Thu) 2009 10 15 ()

Time 12:45 PM - 1:45 PM (1.0 hours )

Speaker Sharmaine Lau Chief Economic Analyst, mReferral Mortgage Brokerage Services

Ms Sharmaine Lau is the Chief Economic Analyst of mReferral Mortgage

Brokerage Services. She is responsible for analyzing the latest property

and mortgage trend in the real estate market, which is one of the pillars

in the economy especially in Hong Kong, by collaborating latest statistical

data as well as classic economic phenomenon. Prior to joining mReferral,

Ms Lau worked in media and real estate industry in HK & Canada.

Ms Lau holds an Honor Degree in Economics in the University of Toronto.




HKCAAVQ ref :Not "applicable/ " 1.0 Non Core CPD hours [ZZ213H100SH091015]

P. 5/27 version: 20091005

Portfolio Rebalancing: One Year after the Global Financial Crisis : [Course Code :ZZ25]

Content Investment Opportunities in Commodity Markets - What impact did the financial crisis have

on the commodity markets? - Investment strategy across different

commodity sectors such as oil, metals and agriculture

- What risks are emerging from investing in the new commodities asset class?

- Evaluating the instruments consumers can use to gain an exposure to commodities

Emerging Markets Equities as a Long-term

Growth Investment - How have the emerging markets

benefited from the global financial crisis? - The increasingly important role of China

and India in the global economy - What role should emerging market

equities play in an investors overall asset allocation strategy?

Portfolio Rebalancing Theory and Practice

- Asset characteristics and the rebalancing decision (Correlation, volatility, expected return, time horizon)

- How frequently the portfolio should be monitored

- Whether periodic rebalancing should restore a portfolio to its target or to some intermediate allocation

- Translating conceptual rebalancing framework into practical strategies

- - () - -

- - -

- - - ? -

Date 16 Oct 2009 (Fri) 2009 10 16 ()

Time 9:30 AM - 12:30 PM (3.0 hours )

Speaker Kenix Lai , Analyst Gold, FX & Commodities, Und Hung Kai Financial ,

Lewis Wan, Chairman and Chief Investment Officer, The Pride Group ,

Chris YH Tse, Head of Fund Distribution, Greater China, Credit Agricole Asset Management Hong Kong

Limited ,

Venue The Exchange Auditorium, The Exchange Exhibition Hall, 1/F, One and Two Exchange Square, Central, Hong Kong 12 1




HKCAAVQ ref :Not "applicable/ " 3.0 Non Core CPD hours [ZZ253H300AA091016]

P. 6/27 version: 20091005

Getting to know ACCUMULATOR and other Equity Linked structured products do they have a role in the financial planning industry? - ACCUMULATOR [Course Code :RZ33]

Content Overview of structured products in the market Introduction of 4 major categories of Equity linked structured products - their

respective investment values and risks Understanding the structure of ACCUMULATOR its investment value and

respective risks

Analyzing the pricing factors of Equity linked Structured Products The development trend of Equity linked Structured Products in local retail market. Will there be any investment value of structured products after the financial

tsunami?

The role of various structured products in the financial planning industry 4 , ACCUMULATOR . ACCUMULATOR ?

ACCUMULATOR ?

Date 19 Oct 2009 (Mon) 2009 10 19 ()

Time 6:30 PM - 9:00 PM (2.5 hours )

Speaker Moses Lui Mr. Lui is an experienced professional in financial market, and he worked for a number of international

banks including RBS, HSBC & Macquarie Equities (Asia). Mr. Lui is responsible for developing and marketing

multi-asset class structured products to the local retail sector. This includes building distribution channels

through retail banks, stockbrokers and other intermediaries and delivering a comprehensive programme of

public seminars on retail investment products.

Mr. Lui completed a Master of Science degree in Finance from Hong Kong University of Science &

Technology. Moses also holds a Bachelor of Business Administration degree in Finance from University of

Wisconsin-Madison.

()




HKCAAVQ ref :Not "applicable/ " 2.5 Non Core CPD hours [RZ333A200MO091019]

P. 7/27 version: 20091005

Practices in Tax Planning II () [Course Code :M109]

Content Taxation planning strategies Practices in tax planning Case studies

Date 20 Oct 2009 (Tue) 2009 10 20 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Maurice Sae-Ung, MSc (Fin. Mgt), MA(IS), BA(Hons), CFA Maurice Sae-Ung has more than 14 years of professional experience in Hong Kong financial industry. He is

currently the Senior Manager of a Big 4 international accounting firm, specializing in client portfolio

management of which includes day-to-day client counsel in provision of accounting, taxation and other

business advice or related consultation services.

Maurice holds a BA(Hons) degree in Accountancy as well as Associate Member of both Hong Kong Institute

of Certified Public Accountants (HKICPA) and Association of Chartered Certified Accountants (ACCA).

, MSc (Fin. Mgt), MA(IS), BA(Hons), CFA (HKICPA)(ACCA)




HKCAAVQ ref :80/92/02 2.0 Non Core CPD hours [M1094H220MS091020]

P. 8/27 version: 20091005

Practical Communication Skills for Financial Planners [Course Code :M103]

Content Effective listening and questioning skills Ways in managing expectations and emotions Technique in building trust with your clients

Date 21 Oct 2009 (Wed) 2009 10 21 ()

Time 2:30 PM - 4:30 PM (2.0 hours )

Speaker Maria Lui, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) Maria Lui joined the financial industry in 1993. Since then, she took up management and marketing

positions in banks, international insurance company and financial services company, etc. Ms. Lui is a

seasoned training consultant in the financial planning sector and currently teaching CFP Certification

Education Program at the HKU SPACE. She has conducted a number of seminars in the area of financial

planning for various multinational organizations, professional bodies, and universities. Ms. Lui is very

dedicated to upgrading the professionalism of the financial planning industry. She has much pleasure to

share her knowledge and practical experience of the application of holistic financial planning with those who

aspire to be successful in this industry.

, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) 1993




HKCAAVQ ref :80/92/02 2.0 Non Core CPD hours [M1031H220ML091021]

P. 9/27 version: 20091005

Pre-conference Master Class: Hong Kong and China Property Markets Overview and Challenges : [Course Code :CZ09]

Content Is Hong Kong market booming or bubbling? - Review of Hong Kong property market performance: What are the driving

forces? - Analysis of the relationship between Hong Kong property and Hong Kong

economic development

- Property investment strategies The Regulatory Changes in the Chinas Property Market and Its Impacts

- Latest trend in Chinas property market

- How the regulatory changes in the real estate sector issued by the PRC government ministries and administration bodies affect the sector sentiment and property yield

- Outlook on the PRC property market

????

- : ? - -

- - -

Date 27 Oct 2009 (Tue) 2009 10 27 ()

Time 7:00 PM - 8:30 PM (1.5 hours )

Venue The Hong Kong General Chamber of Commerce Theatre 22/F United Centre, 95 Queensway, Hong Kong ( 95 22 )

Speaker Louis Chan Managing Director, Centaline Property Agency Limited - Mr Yu Kam Hung, Senior Managing Director of CB Richard Ellis Limited and Senior Vice President of the Hong Kong Institute of Surveyors -




HKCAAVQ ref:Not "applicable/ " 1.5 Non Core CPD hours [CZ095A100AA091027]

P. 10/27 version: 20091005

Meeting up with Client Preparation and Marketing Strategies [Course Code :M202]

Content Define the type of client you want to work with Develop a marketing strategy for your target client base Prepare the first meeting with the client and make disclosures to the clients

Date 28 Oct 2009 (Wed) 2009 10 28 ()

Time 2:30 PM - 4:30 PM (2.0 hours )

Speaker Maria Lui, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) Maria Lui joined the financial industry in 1993. Since then, she took up management and marketing

positions in banks, international insurance company and financial services company, etc. Ms. Lui is a

seasoned training consultant in the financial planning sector and currently teaching CFP Certification

Education Program at the HKU SPACE. She has conducted a number of seminars in the area of financial

planning for various multinational organizations, professional bodies, and universities. Ms. Lui is very

dedicated to upgrading the professionalism of the financial planning industry. She has much pleasure to

share her knowledge and practical experience of the application of holistic financial planning with those who

aspire to be successful in this industry.

, MBA, B.Soc.Sci., CFPCM (Hong Kong & China) 1993




HKCAAVQ ref:80/92/03 2.0 Non Core CPD hours [M2021H220ML091028]

P. 11/27 version: 20091005

Case studies on Laws and Regulations relating to Financial Planning [Course Code :RZ06]

Content Securities and Futures Ordinance Unsolicited calls, misrepresentation

Guidance Notes on Prevention of Money Laundering and Terrorist

Financing - Guidelines on Customer

Acceptance, Due Diligence, Record Keeping, Recognition & Reporting of Suspicious transaction and staff screening and training

- Cases in securities and futures industry

- Cases in insurance industry Performance Presentation Standards

for MPF Investment Funds - Code on Disclosure of MPF

Investment Funds

- Information on Funds fact sheet SFC Code of Conduct

- Know your clients - Suitability of clients - Information for clients - Risk disclosure to clients

-

- : - -

- -

- - -

Date 30 Oct 2009 (Fri) 2009 10 30 ()

Time 6:30 PM - 9:30 PM (3.0 hours )

Speaker Wilson Yee, CFA, CFP, FRM, LLB Wilson has been working in a financial advisory company for over eight years to serve corporate and

individuals in the areas of risk, investment and trust planning. He also engaged in documentation geared

for pre-listing and pre-funding arrangement in the Greater China region. He has years of experience in

M&A project management, due diligence in venture investing and exit planning for institutions. He also

participates in paralegal analysis and advisory services on capital structuring. He is currently a part-time

instructor for both CFP registered courses and external degree programme in Universities. Occasionally, he

goes to Shanghai and Guangzhou to act as speaker and coordinator for public seminars.

, CFA, CFP , FRM, LLB Wolverhampton LLB Heriot Watt (CFA)CFP FRM CFP




HKCAAVQ ref:Not applicable/ 3.0 Non Core CPD hours [RZ060H300WY091030]

P. 12/27 version: 20091005

Credit Derivative and Its Applications [Course Code :RZ35]

Content Session I : Understanding Credit Derivative Introduction to credit derivative Credit derivative structures Applications of credit derivative Pricing of credit derivative

Session II: Structuring Investment Instruments with Credit Derivate

Applying credit derivative in structuring investment instruments Types of structurd credit products Qualitative aspects of structured credit products

:::: :

Date 02 & 5 Nov 2009 (Mon & Thu) 2009 11 2 5 ()

Time 6:30 PM - 9:30 PM (3.0 hours /Total 6.0 hours )

Speaker Ringo Yuen Mr. Yuen is currently the Deputy Head of Financial Institutions Department for ICBC (Asia). Prior to that, he

was a Senior Vice President and Head of Relationship Management of Financial Institutions North Asia for

HSH NordBank AG. In addition, he was a Director of Financial Institution Greater China for National

Australia Bank. Mr. Yuen has over 20 years of experience in marketing and relationship management

within the banking industry. He has a strong proven record of successfully selling / cross-selling a variety

of banking products to both high net worth clients as well as financial institution clients, generating high

incremental revenue. During his engagements with Citibank and ABN AMRO, he originated a number of

new product ideas that result in diversification of the revenue sources. His primary responsibilities include

developing, implementing and executing comprehensive account plans and call programs for different

clients to achieve budgeted growth in assets, liabilities and earnings. Mr. Yuen holds a Master of Science

(Business Administration) and a Bachelor of Commerce from the University of British Columbia.

/




HKCAAVQ ref:Not "applicable/ " 6.0 Non Core CPD hours [RZ353H300RG091102]

P. 13/27 version: 20091005

Credit Risk Analysis of Financial Institutions [Course Code :RZ34]

Content What are the credit risk & credit analysis? Credit analysis versus risk analysis

What are the basic characteristics of financial institutions?

Credit risk analysis of commercial banks: CAMEL analysis - Capital adequacy - Asset quality

- Management - Earning - Liquidity

Credit risk analysis of insurance companies - Investment policies of life insurance

companies

- Investment policies of property-casualty insurance companies

- Risk categories for life insurance companies

- Analysis the financial statements of life insurance companies

- Credit analysis of property-casualty insurance companies

: CAMEL

- - - - -

- - - - -

Date 03 Nov 2009 (Tue) 2009 11 3 ()

Time 6:30 PM - 9:30 PM (3.0 hours )

Speaker C P Choy Mr. Choy has worked in the banking field since 1985. Over the past years, Mr. Choy has explored in various banking business, including foreign exchange and precious metals margin trading, securities and index futures trading, business development and research, credit marketing, credit management (policy and approval), special assets management, branch administration (including the Qingdao branch in PRC), credit risk assessment of financial institutions and development and implementation of the New Basel II project. Mr. Choy is an experienced trainer for various topics including banking practice, financial analysis and mortgage banking etc. Mr. Choy has always been invited to provide training courses for PRC bankers, covering credit management, mortgage banking, problem loan management, marketing of financial services, branch banking management, customer services, retail banking products and personal banking etc.

1985(): () 15




HKCAAVQ ref:Not "applicable/ " 3.0 Non Core CPD hours [RZ343A200CC091103]

P. 14/27 version: 20091005

Employees' Compensation Ordinance and Claims Handling [Course Code :RZ92]

Content Employees' compensation system of Hong Kong

Employees' Compensation Ordinance and case studies

Compensation items Employer's responsibilities and

common law liabilities Assessment of loss of earning

capacity Settlement of Employees

Compensation Claims

Occupational accident management

/

Date 11 & 18 Nov 2009 (Wed) 2009 11 11 18 ()


Speaker Ms Lo, MBA Ms. Lo received her Master Degree in Business Administration in England in the 1980s, she also holds a

Master Degree in Education together with a Degree in Social Science. Coupled with her good academic

background, she has gained extensive working experience in multinational companies, specialising in

employee benefits, human resources management and marketing & sales training.

Besides the practical commercial experience gained from work, she also engaged herself in part time

training and consultative work. The organisations she has helped include Toshiba, AT & T, Lucent

Technologies, Ove Arup. She also helps in various leading educational institutions in Hong Kong in diploma,

degree and master level. These institutions include Hong Kong University (SPACE); Hong Kong Polytechnic

University (SPEED), Hong Kong Baptist University, Hong Kong Management Association, Open University.

She is a frequent public speaker in Hong Kong Management Association and Open University, the topics she

has conducted include: The Effective Sales Tactics; Handling Customers Objections; Emotion Quotient and

Your Good Self; Life Balance Workshop.

, MBA 1980 : : Toshiba, AT & T, Lucent Technologies, Ove Arup EQ




HKCAAVQ ref:Not applicable/ 5.0 Non Core CPD hours [RZ925A200BL091111]

P. 15/27 version: 20091005

Post-Conference Master Class: Value Investing : [Course Code :CZ01]

Content The precepts of value investing, i.e. the classic Graham and Dodd value investing approach

The Warren Buffett approach to value investing Value investing in practice -

Date 12 Nov 2009 (Thu) 2009 11 12 ()

Time 6:30 PM - 9:30 PM (3.0 hours )

Venue TBC

Speaker Jason Mak Jason Mak is currently Associate Director in an independant financial advisory company. He is an

experienced educator and trainer in areas of Investment & Finance. He had been a government statistician,

bank economist, university lecturer and investment trainer in a large international bank. He holds master

degrees in Finance, Business Administration and Economics as well as professional designations like

Chartered Financial Analyst (CFA), Financial Risk Manager (FRM) and Chartered Alternative Investment

Analyst (CAIA). He is also Programme Director of CityU's CFP Education Programme.

,() (CFA) (FRM) (CAIA)




HKCAAVQ ref:Not "applicable/ " 3.0 Non Core CPD hours [CZ013H300JM091112]

P. 16/27 version: 20091005

Leading the Way to Success - Financial Planning and Advice in a Changed World [Course Code :ZZ22]

Content How to Prosper in the New World of Wealth Management - Product development trends, distribution opportunities and strategies in Hong Kong market

- How to rebuild trust and create a business that works for clients and planners Financial Planning and Wealth Management: Current Recruitment and Retention

Strategies - The demand for wealth management and financial planning talent moving forward - Analyzing the key motivators for top talent - Compensation trends: Where the market is today and where its going tomorrow

Investment Opportunities in 2010 -Outlook for the global economy in 2010 -Investment opportunities and risks in major markets -Key economic and investment signposts to watch for

- -

: - - -

2010 - - -

Date 14 Nov 2009 (Sat) 2009 11 14 ()

Time 10:00 AM - 12:15 PM (2.25 hours )

Venue Auditorium, 3/F, Hong Kong International Trade & Exhibition Centre, 1 Trademart Drive, Kowloon Bay, Hong Kong 3

Speaker Rosita Lee Assistant General Manager, Head of Private Banking and Trust Services

Hang Seng Bank Limited -

Chan Yan Chong Associate professor of Department of Management Sciences and MBA Programme Director City University of Hong Kong - Armstrong Lee Director Worldwide Consulting Group Co. Ltd -




HKCAAVQ ref:Not "applicable/ " 2.0 Non Core CPD hours [ZZ223H200AA091114]

P. 17/27 version: 20091005

Investment Opportunities in Renewable Energy Market [Course Code :ZZ24]

Content Latest development and prospect of Renewable Energy Analyze the characteristics and value of different Renewable Energy (e.g. solar

energy, wind power, automobile, etc) Investment opportunities in Renewable Energy

Date 19 Nov 2009 (Thu) 2009 11 19 ()

Time 12:45 PM - 1:45 PM (1.0 hours )

Speaker Timothy Kwai Timothy Kwai was previously working for a Japanese Corporate Bank as Research Manager in ASEAN

countires. He was also a Programme Host for Metro Radio interviewing various politicians, consuls and

businessmen. He is the columnist of Headline, Hong Kong Economic Times, Capital Money , Quam Money

and Cup Magazine focusing on the potential of the emerging markets. He also host a radio show on

Commercial Radio called "Business Insight" talking about the international financial crisis. He published a

number of book on Middle East, Kazakhstan and Eastern Europe.

, ,, 881




HKCAAVQ ref:Not "applicable/ " 1.0 Non Core CPD hours [ZZ243H100TI091119]

P. 18/27 version: 20091005

Updates on Compliance Issues [Course Code :M101]

Content Roles and functions of regulatory bodies The Insurance Authority's cooperation with local financial services regulators Updates on Ordinances, Rules, Codes and Guidelines relevant to financial planning

industry Regulations and ethics in the financial planning industry

Date 19 Nov 2009 (Thu) 2009 11 19 ()

Time 6:30 PM - 9:30 PM (3.0 hours )

Speaker Monty Yuen, B.Comm., CFP, PFP, CIM, FCSI Monty Yuen, holder of a Bachelor of Commerce degree from the University of Toronto, has over ten years of

experience in different capacities in the financial industry. While an investment advisor in Toronto, Canada,

Mr. Yuen successfully obtained the CFP, PFP, CIM and FCSI designations while helping clients achieve their

financial goals. Mr. Yuen is currently working in a financial institution. Prior to that, he was a manager of

Enforcement Division of Securities & Futures Commission. His previous engagement was with Compliance

Department at Citigroup. Prior to joining the financial industry, Mr. Yuen was a senior inspector with the

Royal Hong Kong Police Force.

, B.Comm., CFP, PFP, CIM, FCSI CFP, PFP, CIM FCSI Citigroup




HKCAAVQ ref:80/92/02 0.0 Non Core CPD hours [M1011H330MY091119]

P. 19/27 version: 20091005

Succession Planning of SME Business [Course Code :RZ36]

Content The needs of SME clients When should succession planning start? Identifying future goals and directions Assessing where the business is now What is the plan?

Approaches to succession planning Case study ? ?

Date 23 Nov 2009 (Mon) 2009 11 23 ()

Time 6:30 PM - 9:00 PM (2.5 hours )

Speaker John Ng CFP, CPA, FLMI Mr. Ng is now working for an international insurance company as an Advance Market Specialist and he

specializes in personal and SME financial planning services: Personal Estate Planning, Family Living Trust,

Estate Tax Planning, Wealth Protection, Business Succession Planning, Corporate Key man Insurance, Staff

benefit Programme, Charitable Trust. He started his careers with KPMG, one of the Big 4 CPA firms and has

accumulated over 15 years of working experience as Chief Accountant, Finance Manager and Financial

Controller in multi-national companies. He has also worked at a financial advisory company as Compliance

Officer in assisting private companies IPO in New York, London and Hong Kong Stock Exchange.

CFP, CPA, FLMI : (KPMG Peat Marwick)




HKCAAVQ ref:Not "applicable/ " 2.5 Non Core CPD hours [RZ363A200JN091123]

P. 20/27 version: 20091005

Practices in Retirement Planning I () [Course Code :M106]

Content Updates in retirement planning products Qualified retirement schemes in Hong Kong Practices in retirement planning Steps in retirement planning Life Style clients want to maintain during retirement

Life Income clients will have available to support that life style Life Protections clients will need to sustain their lifestyle should the unforeseen

occur

Retirement plan formulation Risk management in retirement planning

Date 30 Nov 2009 (Mon) 2009 11 30 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) Ronald Li has more than 22 years of relevant experience in the investment and banking industry. Prior to his

present position in Bank of China (HK), he was the head of Customer Investment Services Department of a

member bank of BOC Group. After the reorganization of BOC Group, Ronald was responsible for the setting

up of the wealth management business of BOC(HK).

Ronald has been the part-time instructor for various courses relating to investment and financial planning

for more than 10 years. Currently, he is studying a part-time PhD degree course in University of Shanghai

Finance and Economics.

, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) 22




HKCAAVQ ref:80/92/02 0.0 Non Core CPD hours [M1065H222RL091130]

P. 21/27 version: 20091005

Analysing & Evaluating Clients Financial Status [Course Code :M207]

Content Capital needs analysis Technology developments in personal financial planning Ratio analysis

Date 03 Dec 2009 (Thu) 2009 12 3 ()

Time 2:30 PM - 4:30 PM (2.0 hours )

Speaker John Ng CFP, CPA, FLMI Mr. Ng is now working for an international insurance company as an Advance Market Specialist and he

specializes in personal and SME financial planning services: Personal Estate Planning, Family Living Trust,

Estate Tax Planning, Wealth Protection, Business Succession Planning, Corporate Key man Insurance, Staff

benefit Programme, Charitable Trust. He started his careers with KPMG, one of the Big 4 CPA firms and has

accumulated over 15 years of working experience as Chief Accountant, Finance Manager and Financial

Controller in multi-national companies. He has also worked at a financial advisory company as Compliance

Officer in assisting private companies IPO in New York, London and Hong Kong Stock Exchange.

CFP, CPA, FLMI : (KPMG Peat Marwick)




HKCAAVQ ref:80/92/03 2.0 Non Core CPD hours [M2071H220JN091203]

P. 22/27 version: 20091005

Post-Conference Master Class: Risk Management and Corporate Value Creation : [Course Code :CZ02]

Content Enterprise risk scope and cases (Citic Pacific case sharing) How does risk management enhance corporate value? Risk management in practice ()

Date 07 Dec 2009 (Mon) 2009 12 7 ()

Time 7:00 PM - 9:30 PM (2.5 hours )

Venue TBC

Speaker Dr. Michael Wong Dr. Michael Wong is an Associate Professor of Finance of City University of Hong Kong, a founder and former

President of CTRISKS an Asia-based credit ratings agency, and the Hong Kong Regional Director of Global

Association of Risk Professionals. He led MSc programs in Banking, Finance and Financial Engineering of

the University in 1998-2008, trained more than 4,000 risk managers and bank regulators in 1993-2009,

architected risk systems for more than 5 banks in Hong Kong, and advised more than 25 banks and

enterprises in risk management. Dr. Wong has 16-year experience in academia and consulting, plus

7-year experience in investment banking. He was granted Teaching Excellence Award and Doctoral

Dissertation Award, and listed in Risk Whos Who.

, CTRISKS 1998-20081993 2009 4,000 16 7




HKCAAVQ ref:Not "applicable/ " 2.5 Non Core CPD hours [CZ023A200MW091207]

P. 23/27 version: 20091005

Asset Management and Portfolio Analysis [Course Code :RE98]

Content Basic Portfolio Theory Global Bond and Fixed Income Portfolio Equity Investment Portfolio

Fund management Portfolio International portfolio allocation Alternative Investment: Hedge funds

Exercises and case studies

Date 07 & 14 Dec 2009 (Mon) 2009 12 7 14 ()


Speaker Daniel Jim 16-year veteran in the field of absolute return target investing with a focus in the Greater China region.

Started off his career with Nomura International in Europe and has extensive working relationships with

major European institutions including mutual funds,

insurance, proprietary desks and super-nationals. Mr Jim founded Tripod Management in 1999, an

investment management and advisory firm based in Hong Kong and a pioneer in Greater China absolute

return target investing. Mr. Jim earned his Bachelor and

Master degrees at the Chinese University of Hong Kong and SDA Bocconi in Milan, Italy respectively and is

a CFA charterholder.

/ 1999 Tripod ManagementSDA Bocconi CFA




HKCAAVQ ref:Not applicable/ 6.0 Non Core CPD hours [RE983H300DJ091207]

P. 24/27 version: 20091005

Asset Allocation Concepts [Course Code :M309]

Content Foundations of asset allocation Benefits and limitations of asset allocation Mean-variance optimization Forecast expected returns, risk and correlations

Derive the efficient frontier Performance evaluation Rebalancing and reallocating

Date 08 & 15 Dec 2009 (Tue) 2009 12 8 15 ()

Time 6:30 PM - 9:00 PM (2.5 hours / Total 5.0 hours )

Speaker Jason Mak Jason Mak is currently Associate Director in an independant financial advisory company. He is an

experienced educator and trainer in areas of Investment & Finance. He had been a government statistician,

bank economist, university lecturer and investment trainer in a large international bank. He holds master

degrees in Finance, Business Administration and Economics as well as professional designations like

Chartered Financial Analyst (CFA), Financial Risk Manager (FRM) and Chartered Alternative Investment

Analyst (CAIA). He is also Programme Director of CityU's CFP Education Programme.

,() (CFA) (FRM) (CAIA)




HKCAAVQ ref:80/92/04 5.0 Non Core CPD hours [M3093A200JM091208]

P. 25/27 version: 20091005

MPF Updates [Course Code :M112]

Content Updates on MPF System Latest development on MPF regulations Member protection and enforcement Employer obligations

Review of MPF investment performance

Date 16 Dec 2009 (Wed) 2009 12 16 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Saxon Weng, B.Sc Saxon Weng joined the Mandatory Provident Fund Schemes Authority (MPFA) in 1999. He heads the Liaison

Unit of the Authority and is responsible for the Authoritys liaison and networking strategies with various

stakeholder groups. He is in charge of Investor Education programmes in MPFA and is a frequent speaker for

different MPF-related seminars for the public and the intermediaries.

Mr. Weng received a Bachelor of Science Degree in Sociology and Psychology from the University of

Wisconsin, Madisonu.

, B.Sc 1999




HKCAAVQ ref:80/92/02 0.0 Non Core CPD hours [M1125H222SW091216]

P. 26/27 version: 20091005

Practices in Retirement Planning II () [Course Code :M107]

Content Use of Annuity in Retirement Planning Types of Annuities and market trends MPF Schemes and investment Types of Contribution in MPF Schemes

Quantitative analysis of retirement needs Case studies: retirement planning for working individuals (more than 10 years to retire)

pre-retire individuals (less than 10 years to retire) retired individuals : ( 10 ) ( 10 )

Date 21 Dec 2009 (Mon) 2009 12 21 ()

Time 6:30 PM - 8:30 PM (2.0 hours )

Speaker Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) Ronald Li has more than 22 years of relevant experience in the investment and banking industry. Prior to his

present position in Bank of China (HK), he was the head of Customer Investment Services Department of a

member bank of BOC Group. After the reorganization of BOC Group, Ronald was responsible for the setting

up of the wealth management business of BOC(HK).

Ronald has been the part-time instructor for various courses relating to investment and financial planning

for more than 10 years. Currently, he is studying a part-time PhD degree course in University of Shanghai

Finance and Economics.

, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) 22




HKCAAVQ ref:80/92/02 1.0 Non Core CPD hours [M1075H221RL091221]

P. 27/27 version: 20091005

Documents

Continuing Education Activities - ::: 香港財務策劃師學會 - … leaflet_091005.pdf · VENUE: TBC 3.0 HK$390 / HK$780 3.0 3.0 0.0 0.0 3.0 14 Nov (Sat) 11 143 (í ) Leading