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Cost-effectiveness of DiabetesPrevention InterventionsTargeting High-risk Individualsand Whole Populations: ASystematic ReviewDiabetes Care 2020;43:1593–1616 | https://doi.org/10.2337/dci20-0018
OBJECTIVE
We conducted a systematic review of studies evaluating the cost-effectiveness (CE)of interventions to prevent type 2 diabetes (T2D) among high-risk individuals andwhole populations.
RESEARCH DESIGN AND METHODS
Interventions targeting high-risk individuals are those that identify people at highrisk of developing T2D and then treat them with either lifestyle or metformininterventions. Population-based prevention strategies are those that focus on thewhole population regardless of the level of risk, creating public health impactthrough policy implementation, campaigns, and other environmental strategies.We systematically searched seven electronic databases for studies published inEnglish between 2008 and 2017.We grouped lifestyle interventions targeting high-risk individuals by delivery method and personnel type. We used the medianincremental cost-effectiveness ratio (ICER), measured in cost per quality-adjustedlife year (QALY) or cost saved to measure the CE of interventions. We used the$50,000/QALY threshold to determine whether an intervention was cost-effectiveor not. ICERs are reported in 2017 U.S. dollars.
RESULTS
Our review included 39 studies: 28 on interventions targeting high-risk individualsand 11 targeting whole populations. Both lifestyle and metformin interventions inhigh-risk individuals were cost-effective from a health care system or a societalperspective, with median ICERs of $12,510/QALY and $17,089/QALY, respectively,compared with no intervention. Among lifestyle interventions, those thatfollowed a Diabetes Prevention Program (DPP) curriculum had a median ICER of$6,212/QALY,while those that did not followaDPP curriculumhadamedian ICERof$13,228/QALY. Compared with lifestyle interventions delivered one-on-one orbyahealthprofessional, thoseoffered inagroup settingorprovidedbya combination ofhealth professionals and lay health workers had lower ICERs. Among population-based interventions, taxing sugar-sweetened beverages was cost-saving from boththe health care system and governmental perspectives. Evaluations of otherpopulation-based interventionsdincluding fruit and vegetable subsidies, commu-nity-based education programs, and modifications to the built environmentdshowed inconsistent results.
CONCLUSIONS
Most of the T2D prevention interventions included in our review were found to beeither cost-effective or cost-saving. Our findings may help decision makers setpriorities and allocate resources for T2D prevention in real-world settings.
1Division of Diabetes Translation, Centers forDisease Control and Prevention, Atlanta, GA2College of Nursing and Disability, Aging andTechnology Cluster, University of Central Florida,Orlando, FL3Oak Ridge Institute for Science and Education,Oak Ridge, TN
Corresponding author: Ping Zhang, [email protected]
Received 23 March 2020 and accepted 3 April2020
The findings and conclusions are those of theauthors and do not necessarily represent theofficial position of the Centers for Disease Controland Prevention.
© 2020 by the American Diabetes Association.Readersmayuse this article as longas thework isproperly cited, the use is educational and not forprofit, and the work is not altered. More infor-mation is availableathttps://www.diabetesjournals.org/content/license.
See accompanying article, p. 1557.
Xilin Zhou,1 Karen R. Siegel,1
Boon Peng Ng,1,2 Shawn Jawanda,3
Krista K. Proia,1 Xuanping Zhang,1
Ann L. Albright,1 and Ping Zhang1
Diabetes Care Volume 43, July 2020 1593
SCIEN
TIFICREV
IEW
Diabetes is amajor global health issue. In2019, there were an estimated 463 mil-lion adults aged 20–79 years with di-abetes globally (;9.3%of the populationin this age-group), a figure that is pro-jected to increase to 700 million by2045 (1). Health care expenditures at-tributable to diabetes were estimatedat $1.3 trillion in 2015 (2). Fortunately,type 2diabetes (T2D),which accounts for90–95% of the disease burden (3), can beprevented or delayed through nutritionand lifestyle changes as well as throughpharmacologic interventions (4).Approaches to prevent T2D fall under
two categories: targeting individuals athigh risk for developing T2D (high-riskapproaches) and targeting the wholepopulation regardless of the level of risk(population-based approaches). In gen-eral, high-risk individuals are those whohave prediabetes (a health conditionwith a blood glucose level that is higherthan normal but does not reach the levelofdiagnosedT2D)orwhohave risk factorsfordevelopingT2D,suchashavingafamilyhistoryofT2D, beingoverweightorobese,being physically inactive, being 45 yearsold or older, or being a woman with ahistory of gestational diabetes mellitus(5). Interventions targeting high-risk in-dividuals include screening for T2D inclinics and communities and providinglifestyle or pharmacologic interventions.On the other hand, population-based ap-proaches aim to impact public healththrough policy implementation, cam-paigns, and other environmental changestrategies. For example, imposing taxeson sugar-sweetenedbeverages (SSBs) hasbeen proposed as a population-basedapproach to combat T2D and cardiovas-cular disease by the World Health Orga-nization (6). Epidemiological evidence onthe association between added sugarsand T2D incidence and implementationexperiences from Mexico and selectedcities in the U.S. (Berkeley, for example)have led decision makers to explore thefeasibility and effectiveness of scaling upsuch policies (7,8). Some experts suggestthat the goal of reducing the number ofnew cases of T2D in the U.S. and world-wide is likely best achieved through ap-proaches that combine both high-risk andpopulation-based approaches (9,10).T2D prevention approaches, whether
high-risk or population-based, vary interms of intervention effectiveness andcost. However, their cost-effectiveness
(CE) has not been evaluated comprehen-sively or systematically. Most literaturereviews to date have assessed the effi-cacy of T2D prevention approaches onlywithout considering their CE or withfocus on a single strategy (11–15). Forexample, one review and meta-analysisfocused on nutrition education and ex-amined the cost and CE of using dietmodification as a T2D preventive inter-vention (16). Another systematic reviewmeasured the CE of T2D high-risk pre-vention approaches but focused on life-style interventions only (17). A recentstudy reviewed the CE of both lifestyleandmetformin for T2D prevention amonghigh-risk individuals but did not includepopulation-based approaches (18). An-other review evaluated both high-riskand population-based approaches (19);however, it did not examine key featuresof lifestyle interventionsdsuch as inter-vention delivery mode and formatdthat might affect the CE outcome, and itonly included fiscal policies among thepopulation-based approaches. In addition,many new studies on the CE of T2Dprevention interventions that have beenpublished in recent years need to beevaluated in a review.
Here, we systematically review the CEof both high-risk and population-basedapproaches for T2D prevention. The goalis twofold: 1) to update evidence onhigh-risk approaches implemented inreal-world settings, including whetherto screen, whom to screen, and whichformats are best for delivering lifestyleinterventions (in-person vs. virtual, one-on-one vs. group, etc.) and 2) to synthesizeevidence on population-based preventionstrategies.
RESEARCH DESIGN AND METHODS
Literature SearchWe searched the Cumulative Index toNursing and Allied Health Literature(CINAHL), Cochrane databases, ExcerptaMedica (EMBASE), Medical LiteratureAnalysis and Retrieval System Online(MedlinePlus), PsycINFO, Scopus, andSociological Abstracts (Soc Abs) to iden-tify original economic evaluations ofapproaches to prevent T2D publishedin English from January 2008 to July2017. Search keywords included 1) di-abetes, impaired glucose tolerance, andinsulin resistance; 2) expenditure, healthcare cost, and cost of illness; 3) quality-
adjusted life year (QALY), disability-adjusted life year (DALY), and incidence ofdiabetes; and4) cost-effectiveness analysis(CEA), cost-utility analysis, cost-benefitanalysis, and economic evaluation (20).In addition to searching the seven data-bases above, we manually screened thereference lists of all included studies aswell as the table of contents of majordiabetes journals (Diabetes Care, TheLancet Diabetes & Endocrinology, Diabe-tologia, and Diabetes Research and Clin-ical Practice) during the search period.
Study Design for ReviewingInterventions Targeting High-riskIndividualsFollowing the Cochrane Collaboration’sprotocol for systematic reviews (21), twopeople independently reviewed eachstudy for inclusion/exclusion in our re-view, quality assessment, and data ab-straction. We focused on three types ofeconomic evaluations of high-risk ap-proaches to T2D prevention: CE, cost-utility, and cost-benefit analyses. Weincluded studies that reported quanti-tative measures for the CE outcomes.The outcome was the incremental cost-effectiveness ratio (ICER), which is in theform of cost-per-additional QALY gained orcost-per-additional DALY averted.
Quality Assessment of the IncludedStudiesTo assess the quality of included studies,weuseda tool basedonTheBMJauthors’guide for economic studies (22), whichwas used previously (20). In brief, thetool assesses each study based on 13 at-tributes: sources of cost data, sourcesof benefit data, categories of cost data,categoriesof benefit data, analytical timehorizons, study perspectives, model de-scriptions, structure diagrams, currencyand year of the costs, discounting factorfor costs, discounting factor for benefits,ICERs, and sensitivity analyses. Each at-tribute was given one pointdan equalweightdif the study clearly stated it.Weincluded studies with a quality score ofseven and above (20).
Data Abstraction and Cost AdjustmentWe abstracted the following informationfrom each study: publication informa-tion, study objective, prevention ap-proach, comparison, target population,delivery method, provider, analyticaltime horizon, study method, perspective
1594 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
of the evaluation, and results. We ad-justed ICERs and costs to 2017 U.S. dol-lars using the Consumer Price Index (23).For studies conducted in countries otherthan the U.S., we used the annual ex-change rate from the Federal ReserveBank to convert the foreign currenciesinto U.S. dollars before adjusting themfor inflation (24). In rare cases where thestudy did not report the specific year ofcurrency used to calculate costs, weassumed the costs were calculated1 year before the publication date.Studies were considered cost-effectiveif the ICER was below the $50,000/QALYthreshold (25).
GroupingHigh-riskApproaches toT2DPreventionWe grouped high-risk approaches intofour categories based on their studyobjectives: 1) articles focused on decid-ing whether to screen for prediabetes, 2)articles determining the target popula-tion for screening that would generatethe optimal CE outcomes, 3) articlesevaluating the CE of specific T2D pre-vention interventions, and 4) articlesevaluating the CE of managing gesta-tional diabetes mellitus.To better understand what features
contribute to the CE outcomes of pre-vention interventions, we examined in-terventions from the third categoryabove (those evaluating theCEof specificT2D prevention interventions) and sum-marized the median and range of ICERsfor interventions sharing similar featuresin terms of how the intervention is de-livered (i.e., whether delivered one-on-oneor in a group andwhether conductedin-person or via virtual media, such asinternet or mobile applications) and bywhom (i.e., whether taught by healthcareprovidersor layhealthworkers, suchas trained community health workers ordiabetes educators). The high-risk ap-proaches included lifestyle interventions(translational Diabetes Prevention Pro-gram [DPP] and translational non-DPP)and pharmacologic interventions (met-formin). Translational DPPs refer to nu-trition and physical activity interventionsthat follow the DPP curriculum thattranslated to the real world, such asthose provided in the community orprimary care setting. In contrast, trans-lational non-DPPs are lifestyle interven-tions that do not strictly follow the DPPcurriculum.
Study Design for Population-BasedInterventionsWe modified our study protocol to ac-commodate the methods and resultsreported in studies on population-basedapproaches because many of them didnot use the standard framework for as-sessing CE due to a lack of data. For studyscreening, we included population-basedinterventions if they reported ICERs orif they compared costs given a certainlevel of benefits if benefits were mea-sured as T2D cases prevented or QALYdue to reduction in diabetes. Conse-quently, the result of cost-saving (CS)for population-based interventions shouldbe interpreted with caution, as it couldrefer to a reduction in health costs onlyrather than savings as measured by ICER,which is a negative incremental cost.
Quality assessment for population-based approaches was less restrictiveand reduced to nine scoring attributes(the other four pertained to formalCEA and did not apply in these cases):sources of cost data, sources of bene-fit data, categories of cost data, cate-gories of benefit data, analytical timehorizons, study perspectives, model de-scriptions, currency and year of the costs,and results. Again, we included stud-ies with a quality score of seven andabove.
For selected studies, we abstracteddata on publication information, objec-tive, prevention strategy, comparison,target population, analytic time horizon,study method, the perspective of theevaluation, and results.We thengroupedpopulation-based approaches into fourcategories and summarized CE of eachone: 1) implementing fiscal policy, 2)implementing a regulation, 3) promot-ing health by education and informa-tion, and 4) changing the built or foodenvironment.
RESULTS
Figure 1 shows the 39 studies that metour inclusion criteria: 28 articles on high-risk approaches and 11 articles on pop-ulation-based approaches.
High-risk ApproachesTable 1A shows studies arranged chro-nologically and then alphabetically bythe last name of the first author withineach category (26–53). Among thesestudies, the analytic time horizon rangedfrom 1 year to a lifetime. Studies were
evaluated from either a societal perspec-tive or a health care perspective. Moststudies discounted costs and benefitsat 3%. While most of the studies werebased on simulation modeling, eightstudies assessed prevention strategiesusing randomized controlled trials. Re-sults indicate that screening for pre-diabetes and providing interventions,either lifestyle or pharmacologic inter-ventions, is either cost-effective orCS among individuals with a high riskof T2D. The conclusion held for boththe societal and health care perspec-tives and for shorter or longer timehorizons.
Seventeen studies (or study arms)evaluated the CE of specific interven-tions compared with no intervention(status quo or placebo) from a healthcare system perspective (Table 2) (35–37,39,40,42–44,46,49–51). Results indicatethat all interventions were cost-effective,but the magnitude of the ICERs differedby intervention features. Lifestyle in-terventions were more cost-effectivethan metformin interventions, regard-less of analytical time horizon, deliverymethod, media, mode, and personneltype. Among lifestyle interventions,translational DPPwasmore cost-effectivethan translational non-DPP preventionapproaches. The median ICER for trans-lationalnon-DPPwas twiceashighas thatfor translational DPP. Analytical timehorizon also affects CE outcomes; studiesevaluated over a longer time horizonhave a lower ICER. Among lifestyle in-terventions, in-person interventions hadslightly better CE outcomes than virtualinterventions. The median ICERs for in-terventions delivered in groups and forinterventions provided by a combinationof health professionals and trained layhealth workers were less than half ofthose for the one-on-one interventionsor interventions provided by health pro-fessionals alone.
Population-Based ApproachesTable 1B describes the 11 studies thatevaluated 28 population-based approachesto preventing T2D (54–64). Some stud-ies appear in more than one categorybecause they evaluated multiple inter-ventions that were applied to differentcategories. All studieswere evaluated at10 years or longer. More than half ofthese studies (or study arms) assessed theCE of two fiscal policiesdSSB taxation
care.diabetesjournals.org Zhou and Associates 1595
and fruit and vegetable subsidies. Amongthe nine studies (or study arms) thatevaluated the CE of SSB taxation, themost common taxation rate was 20% ofthe total amount paid. All nine studiesused computer-simulation models andused effectiveness outcomes from pub-lished articles. Two studies used a gov-ernmental perspective while the otherseven used a health care perspective. Allnine studies found the SSB tax to be CS.The included studies also evaluated asugar tax, a fruit and vegetable subsidy,and a combination of taxing unhealthyfoods and subsidizing healthy foods andfound large variations in CE outcomes.For nonfiscal policy interventions, suchas a walking group in the community,opening supermarkets to increase foodaccess, and increasing healthy food op-tions in the workplace, most of theinterventions were cost-effective or CSfrom the health care system perspective.However, the CE results were inconsis-tent from the societal perspective. Inaddition, many of these interventionswere only evaluated by one study,such that we were unable to make adefinite conclusion on the CE of theseinterventions.Table 3 summarizes the CE of population-
based approaches. The SSB tax was found
to beCS from thehealth care systemandgovernmental perspectives. The fourstudies (or study arms) that evaluatedthe CE of subsidies for fruits and veg-etables found mixed results, from morecostly with no net health outcomesbenefits to CS. Similarly, the five studiesthat evaluated community-wide inter-ventions also found them to have var-ious CE outcomes from the health caresystem and societal perspective. Inter-ventions of incentive programs and en-vironmental change were cost-effectivefrom the health care system perspective.
CONCLUSIONS
Our systematic review assessed the CE ofapproaches for preventing T2D from39 studies. Three key findings emerged.First, the ICERs of most of the high-riskapproaches were well below the rangethat is generally considered to be cost-effective. Importantly, differences be-tween delivery methods were small,and the group-delivered translationalDPP provided by a combination of healthprofessionals and trained lay healthworkers seemed most cost-effective.Our findings reinforced the fact that in-terventions to prevent T2D among high-risk individuals are highly cost-effectiveand practical in any given setting. Second,
implementing a population-wide SSBtax was CS and has the potential tobenefit a large population. SSB taxa-tion can be considered as an importantpopulation-based policy approach toprevent T2D globally. Third, althoughthere weremany proposed population-based interventions (including subsi-dies for fruits and vegetables, healthpromotion approaches, and environ-mental changes), the CE of these in-terventions needs further investigationwith real-world data in order to draw aconclusion.
Our findings for high-risk approachesare consistent with previous literature inthat lifestyle programsutilizing the trans-lational DPP curriculum are somewhatmore cost-effective than lifestyle inter-ventions that do not follow the DPPcurriculum (17). The translational DPPlifestyle program is widely used in theCenters for Disease Control and Preven-tion (CDC)-led National Diabetes Preven-tion Program (National DPP)da U.S.translational program providing a frame-work and infrastructure for targetinghigh-risk individuals, and this programis covered by several commercial andpublic insurers (65). For example, theCenters for Medicare & Medicaid Serv-ices began covering the CDC-recognizedDPP lifestyle changeprograms in2018 forMedicare beneficiaries (66).
A noteworthy change in the high-riskapproach category is the adoption ofvirtual media for intervention delivery.In recent years, virtual media interven-tions have become available via onlinecounseling calls, emails, and text mes-sages (29,30,39,49). One benefit of vir-tual media is that it reaches individualswho have barriers to in-person interven-tions, such as the elderly and peoplewholive in rural areas. People may takeadvantage of virtual media interventionsto save time and travel expenses (67).Virtual media interventions also allowparticipants to access the program anytime and with a greater frequency (68).Our review found that few studies eval-uated the CE of interventions deliveredvirtually. The results from this limitedevidence show that virtually deliveredprograms were cost-effective but not ascost-effective as the in-person lifestyleprogram as measured by cost per QALY.Additionally, more rigorous studies areneeded to assess the CE of virtuallydelivered programs.
Figure 1—Summary of evidence search and selection for T2D prevention approaches.
1596 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Des
criptionoftheCEstudiesforhigh-riskandpopulation-b
ase
dT2D
preve
ntionappro
ach
es
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Whether
toscreen
forprediabetes
Colagiuriand
Walker,
2008
/Australia
(27)
Screen
ingfor
prediabetes
and
providelifestyle
interven
tionfor
those
withIGTorIFG
Individualsaged
55–74
yearsandindividuals
aged
45–54
years
withtherisk
ofT2D
10years/10
years
Nointerven
tion
In-person
Simulation
model
3%/0
Red
ucedT2D
inciden
ceby
15%
Healthcare
$56,484/DALY
averted
Gillieset
al.,
2008
/U.K.
(28)
Screen
ingforIGTand
providelifestyle
interven
tionfor
those
screen
edpositive
Individualsat
risk
for
T2D(atleastone:
family
history
of
diabetes,
hypertension,
dyslipidem
ia,CVD,
orBMI.25
)
1year/50
years
Nointerven
tion
In-person
Simulation
model
3.5%
/3.5%
Increased0.17
yearsspen
tdiabetes-free
per
person
Societal
$16,269
Gillieset
al.,
2008
/U.K.
(28)
Screen
ingforIGTand
providemetform
inforthose
screen
edpositive
Individualsat
risk
for
T2D(atleastone:
family
history
of
diabetes,
hypertension,
dyslipidem
ia,CVD,
orBMI.25
)
1year/50
years
Nointerven
tion
In-person
Simulation
model
3.5%
/3.5%
Increased0.11
yearsspen
tdiabetes-free
per
person
Societal
$18,304
Chatterjee
etal.,
2010
/U.S.
(26)
Screen
ingfor
prediabetes,provide
lifestyle
interven
tion
usingDPP
curriculum
forthose
withIGTor
IFG
Individualswithou
tdiabetes:average
age48
years,
averageBMI30
3years/3
years
Nointerven
tion
In-person
Trial
NR
NR
Healthcare
andsocietal
CSfrom
ahealthcare
perspective,cost-
neu
tral
from
asocietal
perspective
Schaufler
and
Wolff,20
10/
Germany(31)
Screen
ingfor
prediabetes,provide
lifestyle
interven
tion
usingDPP
curriculum
forthose
withIGTor
IFG
Individualsaged
35–75
years
3years/
lifetim
eNointerven
tion
In-person
Simulation
model
5%/0
Lived0.8years
longerafter
diagnosis
Healthcare
$998
Schaufler
and
Wolff,20
10/
Germany(31)
Screen
ingfor
prediabetes,provide
metform
inforthose
withIGTorIFG
Individualsaged
35–75
years
3years/
lifetim
eNointerven
tion
In-person
Simulation
model
5%/0
NR
Healthcare
$578
Con
tinu
edon
p.15
98
care.diabetesjournals.org Zhou and Associates 1597
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Neu
mannet
al.,
2011
/Germany(30)
Screen
ingforhigh-risk
peo
ple
withaself-
administered
questionnaire
and
providelifestyle
interven
tion
High-riskindividuals
iden
tified
with
ascreen
ingtoolsuch
astheFINDRISC
5years/
lifetim
eNointerven
tion
In-person
andvirtual
Simulation
model
3%/3%
NR
Societal
Men
aged
30years:
CS;
women
aged
30:CS;
Men
aged
50:CS;
women
aged
50:CS;
Men
aged
70:$5
1,140;
women
aged
70:
$36,078
Liuet
al.,20
13/
China(29)
Screen
ingIGT,
provide
dietinterven
tion
Individualsaged
25–74
years
6years/40
years
Nointerven
tion
In-person
andvirtual
Simulation
model
3%/3%
DeferredT2Dby
0.49–2.51
years
Societal
Initiationageof
25years:$2
,767;
ageof40
:$2
,073;
ageof60
:$4
,877
Liuet
al.,20
13/
China(29)
Screen
ingIGT,
provide
physical
activity
interven
tion
Individualsaged
25–74
years
6years/40
years
Nointerven
tion
In-person
andvirtual
Simulation
model
3%/3%
DeferredT2Dby
0.57–2.94
years
Societal
Initiationageof
25years:$2
,793;
ageof40
:$2
,085;
ageof60
:$5
,027
Liuet
al.,20
13/
China(29)
Screen
ingIGT,
provide
dietandphysical
activity
interven
tion
Individualsaged
25–74
years
6years/40
years
Nointerven
tion
In-person
andvirtual
Simulation
model
3%/3%
DeferredT2Dby
0.55–2.88
years
Societal
Initiationageof
25years:$2
,790;
ageof40
:$1
,603;
ageof60
:$5
,010
Liuet
al.,20
13/
China(29)
Only
screen
ingforIGT
andnofollow-up
interven
tion
Individualsaged
25–74
years
6years/40
years
Nointerven
tion
In-person
andvirtual
Simulation
model
3%/3%
DeferredT2D
by,0.04
years
Societal
Initiationageof
25years:$6
37;
ageof40
:$4
48;
ageof60
:$1
,616
Con
tinu
edon
p.15
99
1598 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Determiningthetarget
populationforscreen
ingan
dinterven
tion
Zhuoet
al.,
2012
/U.S.
(33)
Screen
ingfor
prediabetes
with
differentHbA1c
cutoffsrangingfrom
6.4%
to5.5%
,and
give
either
lifestyle
interven
tionas
inDPP
orlifestyle
interven
tionas
inPlan4W
ard
Individualsaged
18yearsandolder
3years/
lifetim
eSameinterven
tion
butprediabetes
isiden
tified
by
adifferentcutoff
In-person
Simulation
model
3%/3%
NR
Healthcare
Ifprediabetes
receiveDPP
interven
tion,and
ifcutoffwas
6.0%
compared
with
6.1%
,$2
6,576;
ifcutoffwas
5.7%
compared
with
5.8%
,$5
6,948;
ifcutoffwas
5.5%
compared
with
5.6%
,$1
21,490
.If
prediabetes
receivePlan4w
ard
interven
tion,and
ifcutoffwas
6.0%
compared
with
6.1%
,$2
2,779;
ifcutoffwas
5.7%
compared
with
5.8%
,$4
3,027;
ifcutoffwas
5.5%
compared
with
5.6%
,$8
8,587
Zhuoet
al.,
2013
/U.S.
(34)
High-riskpeo
ple
iden
tified
with
certaincutoffofFPG
areassumed
toreceivelifestyle
interven
tionas
inDPP
Individualsaged
$45
yearswithou
tdiabetes
Untilonseto
fdiabetes/
lifetim
e
High-riskpeo
ple
iden
tified
with
ahigher
threshold
ofFPGare
assumed
toreceive
lifestyle
interven
tionas
inDPP
In-person
Simulation
model
3%/3%
NR
Healthcare
Cutoffof11
5mg/dL
compared
with
120mg/dL,
$34,483;110mg/dL
comparedwith
115mg/dL,
$37,691;105mg/dL
comparedwith
110mg/dL,
$48,460;100mg/dL
comparedwith
105mg/dL,
$69,539;
95mg/dL
comparedwith
100mg/dL,
$93,712;
90mg/dL
comparedwith
95mg/dL,$132,663
Con
tinu
edon
p.16
00
care.diabetesjournals.org Zhou and Associates 1599
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Breezeet
al.,
2017
/U.K.
(32)
Lifestyleinterven
tion
amongadultsaged
40–65
years,data
from
literature
Individualsaged
40–65
years
1year/
lifetim
eNointerven
tion
In-person
Simulation
model
1.5%
/1.5%
Red
ucedT2Dby
19–38
per
1million
individuals
Healthcare
Interven
tionwith
low
intensity,
$3,680;med
ium
intensity,$6
,544;
highintensity,
$6,192
Breezeet
al.,
2017
/U.K.
(32)
Lifestyleinterven
tion
amonglow
socioeconomic
statuspeo
ple,data
from
literature
Individualsin
the
lowestquantile
of
dep
rivation
1year/
lifetim
eNointerven
tion
In-person
Simulation
model
1.5%
/1.5%
Red
ucedT2Dby
17–51
per
1million
individuals
Healthcare
Interven
tionwith
low
intensity,
$7,869;med
ium
intensity,$9
,704;
highintensity,
$9,365
Breezeet
al.,
2017
/U.K.
(32)
Lifestyleinterven
tion
amongpeo
ple
HbA1c.42
mmol/
mol(6%),datafrom
literature
Individualswith
HbA1c.42
mmol/
mol(6%)
1year/
lifetim
eNointerven
tion
In-person
Simulation
model
1.5%
/1.5%
Red
ucedT2Dby
83–23
5per
1million
individuals
Healthcare
Interven
tionwith
low
intensity,CS;
med
ium
intensity,
CS;
highintensity,
CS
Breezeet
al.,
2017
/U.K.
(32)
Lifestyleinterven
tion
amongpeo
ple
with
FINDRISCprobability
score
.0.1,
data
from
literature
Individualswith
FINDRISCprobability
score
.0.1
1year/
lifetim
eNointerven
tion
In-person
Simulation
model
1.5%
/1.5%
Red
ucedT2Dby
63–17
6per
1million
individuals
Healthcare
Interven
tionwith
low
intensity,CS;
med
ium
intensity,
CS;
highintensity,
CS
Breezeet
al.
2017
/U.K.
(32)
Lifestyleinterven
tion
amongpeo
ple
with
BMI.35
,datafrom
literature
Individualswith
aBMI.35
1year/
lifetim
eNointerven
tion
In-person
Simulation
model
1.5%
/1.5%
Red
ucedT2Dby
20–71
per
1million
individuals
Healthcare
Interven
tionwith
low
intensity,CS;
med
ium
intensity,
CS;
highintensity,
$539
Breezeet
al.
2017
/U.K.
(32)
Lifestyleinterven
tion
amongSouth
Asians,
datafrom
literature
South
Asians
1year/
lifetim
eNointerven
tion
In-person
Simulation
model
1.5%
/1.5%
Red
ucedT2Dby
1–4per
1million
individuals
Healthcare
Interven
tionwith
low
intensity,
$14,680;
med
ium
intensity,$13
,630;
highintensity,
$13,954
EvaluatingtheCEofT2Dpreventionap
proaches
Smithet
al.
2010
/U.S.
(46)
Modified
DPP
interven
tion
adaptedto
the
group-based
setting
Individualswith
BMI$25
and
metabolic
syndrome
12–14weeks/
3years
Nointerven
tion
In-person
Simulation
model
3%/3%
Red
uce
diabetes
inciden
ceby
19.8%
Healthcare
$6,235
Con
tinu
edon
p.16
01
1600 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
DPP
Research
Group,20
12/
U.S.(35)
DPP
/DPP
OS:
lifestyle
for16
-sessioncore
curriculum
and
subsequen
tindividual
andgroup
sessions
Individualsaged
$25
yearswithIGTand
fasting
hyperglycem
ia,
BMI$24
(BMI$22
inAsian
Americans)
10years/10
years
Placeb
oIn-person
Trial
3%/3%
NR
Healthcare
andsocietal
Healthcare
perspective,
$15,759;
societal
perspective,
$24,244
DPP
Research
Group,20
12/
U.S.(35)
Metform
inIndividualsaged
$25
yearswithIGTand
fasting
hyperglycem
ia,
BMI$24
(BMI$22
inAsian
Americans)
10years/10
years
Placeb
oIn-person
Trial
3%/3%
NR
Healthcare
andsocietal
CSfrom
both
perspectives
DPP
Research
Group,20
12/
U.S.(35)
DPP
/DPP
OS:
lifestyle
for16
-sessioncore
curriculum
and
subsequen
tindividual
andgroup
sessions
Individualsaged
$25
yearswithIGTand
fasting
hyperglycem
ia,
BMI$24
(BMI$22
inAsian
Americans)
10years/10
years
Metform
inIn-person
Trial
3%/3%
NR
Healthcare
andsocietal
Healthcare
perspective,
$18,216;
societal
perspective,
$56,129
Palm
erand
Tucker,201
2/Australia
(42)
Metform
inIndividualsmeanage
50.6
years,67.8%
female,
meanBMI
34,andIGTpresent
10years/
lifetim
eNointerven
tion
In-person
Simulation
model
5%/5%
Red
uce
diabetes
inciden
ceby
6.6%
Healthcare
$10,174
Palm
erand
Tucker,201
2/Australia
(42)
Intensive
lifestyle
changesas
inDPP
Individualsmeanage
50.6
years,67.8%
female,
meanBMI
34,andIGTpresent
10years/
lifetim
eNointerven
tion
In-person
Simulation
model
5%/5%
Red
uce
diabetes
inciden
ceby
18.2%
Healthcare
CS
Zhuoet
al.,
2012
/U.S.
(50)
DPP
lifestyle
interven
tion
adaptedto
acommunitysetting
Individualsaged
18–84
yearswith
prediabetes
Untilthe
onsetof
diabetes/
25years
Nointerven
tion
In-person
Simulation
model
3%/3%
Preven
tordelay
diabetes
among
interven
tion
groupby7%
Healthcare
CS Con
tinu
edon
p.16
02
care.diabetesjournals.org Zhou and Associates 1601
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Feldman
etal.,
2013
/Sw
eden
(51)
Prim
arycare–based
lifestyle
counseling
People
withdiagnosed
metabolic
syndrome
(33%
havediabetes
already):meanage
53years,meanBMI
32.5
formen
and
32.3
forwomen
1year/
lifetim
eNointerven
tion
In-person
Simulation
model
3%/3%
NR
Healthcare
andsocietal
Societal
perspective:
$10,719formen
withlow
risk
and
CSformen
with
med
ium
andhigh
risk;$1
0,808for
women
withlow
risk,$5
,315
for
women
with
med
ium
risk,and
$26,798for
women
withhigh
risk.Healthcare
perspective:
$16,519formen
withlow
risk,
$7,443
formen
withmed
ium
risk,
and$4
,869
for
men
withhighrisk;
$15,756for
women
withlow
risk,$1
0,871for
women
with
med
ium
risk,and
$27,605for
women
withhigh
risk
Herman
etal.,
2013
/U.S.
(36)
DPP
/DPP
OS:
lifestyle
for16
-sessioncore
curriculum
and
subsequen
tindividual
andgroup
sessions
Individualsaged
$25
years,withIGTand
fasting
hyperglycem
ia,
BMI$24
(Asians
BMI$22
)
10years/10
years
Placeb
oIn-person
Trial
3%/3%
Red
uced
diabetes
inciden
ceby
49.4%
Healthcare
andsocietal
$24,460from
ahealthcare
perspective
and
$3,959
from
asocietal
perspective
Herman
etal.,
2013
/U.S.
(36)
DPP
/DPP
OS:
lifestyle
for16
-sessioncore
curriculum
and
subsequen
tindividual
andgroup
sessions
Individualsaged
$25
years,withIGTand
fasting
hyperglycem
ia,
BMI$24
(Asians
BMI$22
)
10years/10
years
Metform
inIn-person
Trial
3%/3%
Red
uced
diabetes
inciden
ceby
36%
Healthcare
andsocietal
$24,061from
ahealthcare
perspective
and
$31,382from
asocietal
perspective
Con
tinu
edon
p.16
03
1602 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Herman
etal.,
2013
/U.S.
(36)
Metform
inIndividualsaged
$25
years,withIGTand
fasting
hyperglycem
ia,
BMI$24
(Asians
BMI$22
)
10years/10
years
Placeb
oIn-person
Trial
3%/3%
Red
uced
diabetes
inciden
ceby
20.8%
Healthcare
andsocietal
$24,699from
ahealthcare
perspective
and
CSfrom
asocietal
perspective
Sahaet
al.,
2013
/Sw
eden
(45)
Lifestyle:
physiotherapist-
supervisedphysical
exercise
anddiet
counselingforthe
first3months,
followed
byaregular
groupmeeting
Individualsaverageage
55years,average
BMI30
,and20
%alreadyhave
diabetes
3years/
lifetim
eReceive
verbal
and
written
inform
ationabout
lifestyle
recommen
dations
inonesingle
meeting
In-person
Simulation
model
3%/3%
NR
Healthcare
andsocietal
CSfrom
both
perspectives
vanWieret
al.,
2013
/the
Netherlands
(47)
Lifestyleinterven
tion
withface-to-face
counselingsessions
andfollow-up
sessionsbyphone
Individualsaged
30–50
yearsat
risk
for
diabetes
and/orCVD
9months/9
years
Nointerven
tion
In-person
andvirtual
Trial
0/0
NR
Societal
CS
Peelset
al.,
2014
/the
Netherlands
(43)
Printedtailored
physical
activity
advice
dep
ended
on
participants’
personal
and
psychosocial
characteristics,
physical
activity
beh
avior,andthe
extentto
whichthey
wereplanningto
change
their
beh
avior(both
diet
andphysicalactivity)
Individualsaged
$50
years
4months/5
years,
10years,
and
lifetim
e
Nointerven
tion
Virtual
Simulation
model
4%/1.5%
Red
uce
diabetes
inciden
ceby
3.1%
in5years,
2.8%
in10
years,and
2%lifetim
e
Healthcare
For5years,$45,530;
for10
years,
$12,557;
for
lifetim
e,$1
2,40
8
Con
tinu
edon
p.16
04
care.diabetesjournals.org Zhou and Associates 1603
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Peelset
al.,
2014
/the
Netherlands
(43)
Web
-based
tailored
physical
activity
advice
dep
ended
on
participants’
personal
and
psychosocial
characteristics,
physical
activity
beh
avior,andthe
extentto
whichthey
wereplanningto
change
their
beh
avior(both
diet
andphysicalactivity)
Individualsaged
$50
years
4months/5
years,
10years,
and
lifetim
e
Nointerven
tion
Virtual
Simulation
model
4%/1.5%
Red
uce
diabetes
inciden
ceby
1.3%
in5years,
1%in10
years,
0.6%
lifetim
e
Healthcare
For5years,$34,346;
for10
years,
$13,997;
for
lifetim
e,$1
6,71
0
Peelset
al.,
2014
/the
Netherlands
(43)
Printedtailored
physical
activity
advice
dep
ended
on
participants’
personal
and
psychosocial
characteristics,
physical
activity
beh
avior,andthe
extentto
whichthey
wereplanningto
change
their
beh
avior(both
diet
andphysicalactivity)
Individualsaged
$50
years
4months/5
years,
10years,
and
lifetim
e
Theweb
-based
interven
tionofthe
samecontent
insteadofprinted
Virtual
Simulation
model
4%/1.5%
NR
Healthcare
For5years,$53,421;
for10
years,
$11,648;
for
lifetim
e,$1
1,30
0
Con
tinu
edon
p.16
05
1604 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Peelset
al.,
2014
/the
Netherlands
(43)
Printedtailored
physical
activity
advice
dep
ended
on
participants’
personal
and
psychosocial
characteristics,
physical
activity
beh
avior,andthe
extentto
whichthey
wereplanningto
change
their
beh
avior,pluslocal
environmen
tal
attributes,such
asneighborhood
walkingandcycling
routes(both
dietand
physical
activity)
Individualsaged
$50
years
4months/5
years,
10years,
and
lifetim
e
Basicinterven
tion
withou
ten
vironmen
tal
attributes
Virtual
Simulation
model
4%/1.5%
Red
uce
diabetes
inciden
ceby
1.2%
in5years,
1.1%
in10
years,0.8%
lifetim
e
Healthcare
More
cost,less
effectiveforall
timehorizons
PngandYoong,
2014
/Singapore
(44)
Lifestyleas
inDPP
,datafrom
DPP
Nondiabetic
population
3years/3
years
Nointerven
tion
In-person
Simulation
model
3%/3%
NR
Healthcare
andsocietal
Healthsystem
perspective,
$19,686;
societal
perspective,
$42,001/QALY
PngandYoong,
2014
/Singapore
(44)
Metform
inNondiabetic
population
3years/
3years
Nointerven
tion
In-person
Simulation
model
3%/3%
NR
Healthcare
andsocietal
Healthsystem
perspective,
$24,133;
societal
perspective,
$7,294/Q
ALY
Hoergeret
al.,
2015
/U.S.
(37)
Lifestyle,
usingDPP
data
Med
icareben
eficiaries
withobesity,
no
diabetes
6–12
months/
10years
Nointerven
tion
In-person
Simulation
model
3%/3%
NR
Healthcare
CS Con
tinu
edon
p.16
06
care.diabetesjournals.org Zhou and Associates 1605
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Wilsonet
al.,
2015
/U.S.
(48)
Community-based
lifestyle
interven
tion
andweightcontrol
Lower
socioeconomic
statuscommunity
withlargelyfemale,
middle-aged,and
Mexico-born;32%
overw
eightand
more
than
half
obese
12weeks/5
years,
10years,
20years
Nointerven
tion
In-person
Simulation
model
3%/3%
34%
sample
had
a2%
weight
loss,14
%sample
had
a5%
weight
loss
Societal
2%weightloss
goal:
ICER
was
$68,203,
$207
,369
,and
$578
,494
for20
,10
,and5-year
timehorizon,
respectively;5%
weightloss
goal:
ICER
was
$73,504,
$222
,603
,and
$668
,751
for20
,10
,and5-year
timehorizon,
respectively
Hollenbeak
etal.,20
16/
U.S.(38)
Telephoneadaptations
oftheDPP
lifestyle
interven
tion,with
conference
calls
Individualswith
diagnosedmetabolic
syndrome:
largely
female,
middle-
aged
,andHispanic
1year/1
year
Telephone
adaptationsofthe
DPP
lifestyle
interven
tion,with
individual
call
In-person
Trial
NR
Red
uce
waist
circumference
by0.68
cm(10%
),reduce
weightby
1.11
kg(18%
),reduce
BMIby
0.28
(14%
)
Societal
$10,342
Wonget
al.,
2016
/China-
HongKo
ng
(49)
Short
text
message
on
lifestyle
interven
tion
Individualswith
prediabetes
2years/
lifetim
eNointerven
tion
Virtual
Simulation
model
3%/3%
Red
ucedT2D
inciden
ceby
5%
Healthcare
CS
Neu
mannet
al.,
2017
/Sw
eden
(41)
Lifestyleinterven
tion
comparable
tothe
Finnish
Diabetes
Preven
tionStudy
Individualsat
risk
for
diabetes
5years/
lifetim
eNointerven
tion
In-person
Simulation
model
3%/3%
NR
Societal
Male:
initiationage
30years,$7
,626;
initiationage50
,$1
1,303;
initiation
age70
,$1
7,108
Female:
initiation
age30
years,
$7,116;initiation
age50
,$1
0,501;
initiationage70
,$1
6,204
Con
tinu
edon
p.16
07
1606 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Continued
A:Interven
tionstargetinghigh-riskindividuals(high-riskap
proaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Lealetal.,20
17/
U.K.(39)
Lifestyleinterven
tion:
receiveabooklet,
structured
education,nursing
support
phonecalls,
group-based
maintenance
sessions
Individualswith
prediabetes
3years/3
years
Nointerven
tion
In-person
andvirtual
Trial
3.5%
/3.5%
NR
Healthcare
$6,355
Linet
al.,20
17/
U.S.(40)
Lifestylecounseling,
databased
onthe
USPSTFreview
Individualsaged
$18
years,overw
eightor
obeseandwithat
leastoneCVDrisk
factorincluding
metabolic
syndrome
orelevated
blood
pressure,lipids,or
glucose
level,butno
history
ofCVD
1year/25
years
Nointerven
tion
In-person
Simulation
model
3%/3%
NR
Healthcare
$15,179
Man
agingGDM
Oostdam
etal.,
2012
/the
Netherlands
(53)
Lifestyleinterven
tion,
group-based
exercise
program
Pregnantwomen
with
arisk
ofdeveloping
GDM
During
pregnancy/
lifetim
e
Nointerven
tion
In-person
Trial
NR
Nosignificant
effect
on
maternal
fastingblood
glucose
or
birth
weight
Societal
More
cost,less
effective
Kolu
etal.,
2016
/Finland
(52)
Maternallifestyle
counseling
Pregnantwomen
with
arisk
ofdeveloping
GDM
During
pregnancy/
7years
Nointerven
tion
In-person
Trial
NR
NR
Societal
CS
B:Interven
tionstargetingthewhole
population(population-based
approaches)
Study
Interven
tion
Target
population
Timehorizon
N/A
N/A
N/A
Discount
rate:cost/
ben
efit
Form
alCEA
Perspective
ICER
,$/QALY
(in
2017
US$)
Fiscal
policy–SSBtax
Wanget
al.,
2012
/U.S.
(54)
Apen
ny-per-ounce
tax
onSSB
Individualsaged
25–64
years
10years
N/A
N/A
N/A
3%/N
RNo
Healthcare
CS Con
tinu
edon
p.16
08
care.diabetesjournals.org Zhou and Associates 1607
Table
1—Continued
B:Interven
tionstargetingthewholepopulation
(population-based
approaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Basuet
al.,
2013
/U.S.
(55)
Apen
ny-per-ounce
tax
onSSBforSN
AP
dollars
SNAPparticipantsaged
25–64
years
10years
N/A
N/A
N/A
3%/3%
Yes
Governmen
tal
CS
Mekonnen
etal.,20
13/
U.S.(56)
Apen
ny-per-ounce
tax
onSSB
Residen
tsin
California
10years
N/A
N/A
N/A
3%/N
RNo
Healthcare
CS
Manyemaet
al.,
2015
/Sou
thAfrica(57)
A20%
taxonSSB
Nationwide
20years
N/A
N/A
N/A
0/0
No
Healthcare
CS
Sanchez-
Romeroetal.,
2016
/Mexico
(58)
A10%
taxonSSB
Individualsaged
35–94
years
10years
N/A
N/A
N/A
NR
No
Healthcare
CS
Sanchez-
Romeroetal.,
2016
/Mexico
(58)
Anassumed
taxrate
on
SSBto
reduce
the
consumptionby20%
Individualsaged
35–94
years
10years
N/A
N/A
N/A
NR
No
Healthcare
CS
Veerm
anet
al.,
2016
/Australia
(59)
A20%
taxonSSB
Individualsaged
$20
years
Lifetime
N/A
N/A
N/A
0/0
No
Governmen
tal
CS
Breezeet
al.,
2017
/U.K.
(60)
A20%
taxonSSB
Individualsaged
$16
yearswithou
tdiabetes
Lifetime
N/A
N/A
N/A
1.5%
/1.5%
Yes
Healthcare
CS
Cobiac
etal.,
2017
/Australia
(61)
Ataxof$0
.52/liter
on
SSB
Nationwide
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
CS
Fiscal
policy–sugartax
Cobiac
etal.,
2017
/Australia
(61)
Sugartax:
ataxonice
cream
for$1
.05/
100mLandonsugar
contentin
other
productsfor$0.95/
100g
Nationwide
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
CS Con
tinu
edon
p.16
09
1608 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Continued
B:Interven
tionstargetingthewholepopulation
(population-based
approaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Fiscal
policy–fruitsan
dvegetable
subsidy
Basuet
al.,
2013
/U.S.
(55)
Arewardof30
cents
added
toSN
AP
purchasecardsfor
every$1
offruitsand
vegetables
purchased
using
SNAPben
efits
SNAPparticipantsaged
25–64
years
10years
N/A
N/A
N/A
3%/3%
Yes
Governmen
tal
More
costnochange
inben
efit
Basuet
al.,
2013
/U.S.
(55)
Asubsidyof3
0centsof
every$1
offruitsand
vegetables
purchased
using
SNAPben
efits
SNAPparticipantsaged
25–64
years
10years
N/A
N/A
N/A
3%/3%
Yes
Governmen
tal
$1,000,359
Choi
etal.,
2017
/U.S.
(62)
Asubsidyof3
0centsof
every$1
offruitsand
vegetables
purchased
using
SNAPben
efits
SNAPparticipantsaged
0–85
years
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Societal
CS
Cobiac
etal.,
2017
/Australia
(61)
Asubsidyof$0.15/
100goffruits
and
vegetables
purchased
Nationwide
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
More
cost
andless
ben
efit
Fiscal
policy–combined
taxan
dsubsidy
Cobiac
etal.
2017
/Australia
(61)
Acombinationoftaxes
onsaturatedfat,salt,
SSB,andsugarasw
ell
assubsidiesonfruits
andvegetables
Nationwide
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
CS
Regulation
Basuet
al.,
2013
/U.S.
(55)
Theban
onusingSN
AP
dollars
forSSB
purchases
SNAPparticipantsaged
25–64
years
10years
N/A
N/A
N/A
3%/3%
Yes
Governmen
tal
CS Con
tinu
edon
p.16
10
care.diabetesjournals.org Zhou and Associates 1609
Table
1—Continued
B:Interven
tionstargetingthewholepopulation
(population-based
approaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Healthed
ucationan
dpromotion
Rouxet
al.,
2008
/U.S.
(63)
Stanford
five-city
project:community-
widehealth
education
interven
tionto
improve
physical
activity,including
printedmaterials,
radio,TV
,seminars,
communitywalking
even
ts,and
worksite-andschoo
l-based
program
s
Individualsaged
25–64
yearswithou
tCHD,
ischem
icstroke,
T2D,breastcancer,
orcolorectal
cancer
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Societal
$92,481
Rouxet
al.,
2008
/U.S.
(63)
WheelingWalks:an
8-weekcommunity-
wideinterven
tion
that
promotes
walkingam
ong
seden
tary
individualsaged
50–
65yearsusingpaid
med
ia(TV,radio,
new
spapers,
web
sites,billboards),
public
relations,and
public
health
activities
atworksites,churches,
andlocal
organizations
Individualsaged
50–65
yearswithou
tCHD,
ischem
icstroke,
T2D,breastcancer,
orcolorectal
cancer
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Societal
$19,271
Rouxet
al.,
2008
/U.S.
(63)
Promote
physical
activity
with
organized
walking
groups,social
gatherings,phone
calls,cards,home
visits,and
anew
sletterto
enhance
exercise
compliance
Individualsaged
25–64
yearswithou
tCHD,
ischem
icstroke,
T2D,breastcancer,
orcolorectal
cancer
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Societal
$53,541
Con
tinu
edon
p.16
11
1610 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
Table
1—Continued
B:Interven
tionstargetingthewholepopulation
(population-based
approaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Rouxet
al.,
2008
/U.S.
(63)
Promote
physical
activity
with
awalkingprogram
withan
initial
trainingsession
involvingwalking
mapsandhandouts
andfollow-upphone
calls
Individualsaged
25–64
yearswithou
tCHD,
ischem
icstroke,
T2D,breastcancer,
orcolorectal
cancer
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Societal
$36,925
Cobiac
etal.
2009
/Australia
(64)
Massmed
ia–based
campaign:a6-week
campaign
combines
physical
activity
promotionviamass
med
ia,distribution
ofpromotional
materials,and
communityeven
tsandactivities
Individualsaged
25–60
years
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
CS
Cobiac
etal.,
2009
/Australia
(64)
Travelsm
art:an
active
transport
program
targetshousehold
withtailored
inform
ation(m
aps
oflocalwalking
paths,etc.)and
merchandise(w
ater
bottles,keyrings)as
anincentive
and
rewardforreducing
theuse
ofcars
for
transport
Urban
individuals
aged
$15
years
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
$18,717
Cobiac
etal.,
2009
/Australia
(64)
Pedometers:
acommunity
program
encourages
theuse
of
ped
ometersas
amotivational
tool
that
increases
physical
activity
Individualsaged
$15
years
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
CS Con
tinu
edon
p.16
12
care.diabetesjournals.org Zhou and Associates 1611
Table
1—Continued
B:Interven
tionstargetingthewholepopulation
(population-based
approaches)
Study
Interven
tion
Target
population
Duration/
analytical
timehorizon
Comparison
Interven
tion
med
iaStudy
method
Discount
rate:cost/
ben
efit
Effectiven
ess
outcomes
Perspective
ICER
,$/QALY
(in20
17US$)
Cobiac
etal.,
2009
/Australia
(64)
Internet:participants
arerecruited
via
massmed
iato
access
physical
activity
inform
ationand
advice
across
the
internet
viaaweb
site
ande-mail
Internet
users
aged
$15
years
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Healthcare
$2,080
Breezeet
al.,
2017
/U.K.
(60)
Inthemost
dep
rived
communities,men
wereoffered
diet
educationand
women
wereoffered
cookingclasses
Individualsaged
$16
yearswithou
tdiabetes
Lifetime
N/A
N/A
N/A
1.5%
/1.5%
Yes
Healthcare
More
ben
efitandno
change
incost
Environmen
talchan
ges
Rouxet
al.,
2008
/U.S.
(63)
Improve
access
toan
active
lifestyle
(bike
paths,extended
fitnessfacilityhours,
theopen
ingofa
new
fitnesscenter,
cyclingclub
s,marked
runningcourses,
organized
athletic
even
ts)
Individualsaged
25–64
yearswithou
tCHD,
ischem
icstroke,
T2D,breastcancer,
orcolorectal
cancer
Lifetime
N/A
N/A
N/A
3%/3%
Yes
Societal
$38,510
Breezeet
al.,
2017
/U.K.
(60)
Improve
thefood
environmen
tby
open
inganew
supermarketin
adep
rivedurban
area
Individualsaged
$16
yearswithou
tdiabetes
Lifetime
N/A
N/A
N/A
1.5%
/1.5%
Yes
Healthcare
CS
Breezeet
al.
2017
/U.K.
(60)
Increase
healthyfood
optionsinworkplace
cafeterias
Individualsaged
$16
yearswithou
tdiabetes
Lifetime
N/A
N/A
N/A
1.5%
/1.5%
Yes
Healthcare
CS
CHD,congenitalheartdisease;C
VD,cardiovasculardisease;D
PPOS,Diabetes
Preven
tionProgram
Outcom
esStudy;FINDRISC,Finnish
Diabetes
RiskScore;FPG
,fastingplasm
aglucose;G
DM,gestationaldiabetes
mellitus;IFG,impairedfastingglucose;IGT,im
pairedglucose
tolerance;N
R,notreported
;N/A,notapplicable;Plan4w
ard,PromotingaLifestyleofActivityandNutritionforWorkingto
Alter
theRiskofDiabetes;
USPSTF,
U.S.Preven
tive
Services
Task
Force.
1612 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
The results of our review also dem-onstrate great potential for population-based interventions to prevent T2D (69).Among fiscal policies, taxing SSBs maybe a better approach than subsidies forhealthy foods for two main reasons: 1)tax policies generated better CE out-comes and 2) evidence supporting taxpolicies was stronger as multiple studiescollectively reached a consistent conclu-sion. From a health care system perspec-tive, SSB taxes would be CS. The SSB taxwould reduceSSBconsumptionat zeroorlittle health intervention costs andwouldalso reduce health care spending. Thenine studies in our review showed howmuch health care costs would be savedfrom SSB taxation. In addition, thesestudies showed that such an interventionwould be CS or cost-effective from thegovernmental perspective. On the otherhand, the ICERs of interventions to pro-mote the consumption of fruits and veg-etables ranged widely. These studiesdiffered in features thatwould change theresults, such as the targeted population(general population vs. participants in the
Supplemental Nutrition Assistance Pro-gram [SNAP]), analytical time horizon(10 years vs. lifetime), and study per-spective (governmental, health care sys-tem, or societal). Although evidenceindicates that an SSB tax could be a CSintervention to prevent T2D, there arepolitical and other considerations thatimpact its implementation in the realworld (70). The uptake of that strategy isdependent on state and local decision-making (70–72).
Our study is one of the first to includearticles evaluating the CE of population-based approaches to prevent T2D ina systematic review. The adoption ofpopulation-based approaches could havegreat potential for improving populationhealth. A recent analysis found that only3.1% of U.S. adults without T2D (regard-less of prediabetes status) met T2D riskreduction lifestyle goals in 2007–2012(73), suggesting the need for broaderpublic health efforts to reach the major-ity of the U.S. population for reducingtheir risk of T2D. Individuals at high riskfor T2D could benefit from population-
based prevention efforts in conjunctionwith targeted, high-risk approaches. Forthose who have not been screened forT2D, population-based interventions mayalso slow their progression to T2D andprovide other health benefits from bet-ter nutrition and more physical activity(9).
Our findings on the CE of both high-riskapproaches and population-based ap-proaches indicate that investing in T2Dprevention is an efficient use of limitedhealth care and societal resources. Sincethe development of T2D is a result of acombination of multiple risk factors in-cluding genetics, environment, and be-haviors, a combined strategy of both high-risk and population-based approachesmay be the best one to achieve optimaloutcomes of T2D prevention (9,10). In-terventions targeting high-risk individualsare effective and cost-effective amongindividuals at risk for T2D. However, thelow uptake and resource-intensive natureof high-risk approaches limit their applica-tion. In contrast, while population-basedapproaches use “upstream” approachesthat reach a broader population, theirimpact at the individual level is weaker,and the evidence of their effectiveness ismore limited.
Based on our review, we suggest twoavenues for the future economic evalu-ation of T2D prevention approaches.The first is to conduct rigorous CEAsusing real-world data on population-based interventions. The studies inthis review generated considerable var-iation in CE, indicating uncertainty aboutthe CE of these interventions. Manystudies are based on simulation model-ing. Although high-quality simulationmodels can generate reliable results,they rely on strong assumptions thatmay or may not be reflected in reality.In contrast, data from empirical studiesdnatural experiments, for exampledaredirectly observed and reflect the “true”behavioral change of the population tointerventions. Although such studies usu-ally last for a couple of years, they areoften the foundation for modeling stud-ies. Additional research that evaluatesthe impact of taxes, subsidies, food label-ing, and other approaches that are al-ready implemented (“natural experiments”)are needed to obtain stronger data. Sec-ond, effectiveandcost-effectivepopulation-based approaches are needed for bothdeveloping and developed countries.
Table 2—Summary of the CE of interventions targeting high-risk individuals forT2D prevention*
GroupStudyarm, n
Median ICER(range), $/QALY,
health care systemperspective†
Prevention strategyLifestyle 13 $12,510 (CS–$24,368)Metformin 4 $17,089 (CS–$24,606)
Type of lifestyle interventionTranslational DPP‡ 7 $6,212 (CS–$24,368)Translational non-DPP 6 $13,228 (CS–$16,177)
Time horizon of lifestyle intervention,10 years 5 $19,612 ($6,212–$45,358)$10 years 10 $13,779 (CS–$24,368)
Intervention media of lifestyle interventionIn-person 8 $10,956 (CS–$24,368)Virtual 3 $12,510 (CS–$13,944)Combination of both 2 $6,331, $15,122
The delivery setting of in-person lifestyle interventionOne-on-one 5 $15,700 (CS–$24,368)Group 2 CS, $6,212Combination of both 1 $16,177
Provider of in-person lifestyle interventionHealth professionals 5 $15,700 (CS–$24,368)Health professionals and trained lay health workers 3 $6,212 (CS–$16,177)
*Studies included in this table satisfy three conditions: 1) the main objective of a study wasevaluating theCEof an intervention,2) theeffect of the interventionwas comparedwith theeffectof a “status quo” or a placebo scenario, and 3) the evaluation was from a health care systemperspective. †The range of ICER is reported if there are three or more data points. Costs are in2017 U.S. dollars. ‡Translational DPPs refer to diet and physical activity interventions that followthe DPP curriculum that translated to real-world settings, such as provided in the community orprimary care. In contrast, translational non-DPPs are lifestyle interventions that do not strictlyfollow the DPP curriculum.
care.diabetesjournals.org Zhou and Associates 1613
Although we found a disproportionateimbalance in the number of studiespublished involving high-income coun-tries, population-based approaches arestrategies to reach a large scale of thepopulation to address the dramatic in-crease in diabetes prevalence worldwide.Conclusions from this review need to
be interpretedwith caution. First,most ofthe evaluations, especially population-based approaches, utilized simulationmodeling,whichcanbeheavily influencedby assumptions. Unlike data from clinicaltrials, which are directly observed, modeldata are usually from published articles.Even thoughmanymodels useddata fromclinical trials for the initial years of inter-ventions, theymustmakeassumptionsonthe persistence of costs and effectivenessbeyondthe trial studyperiod tosimulate alonger time horizon. Because of thesecontraints, in our review, we tried torely on evidence if it was consistentacross multiple modeling studies. Sec-ond, in order to include as many studieson population-based interventions aspossible, we used somewhat “looser”quality criteria for these studies. Manyof the population-based approaches did
not conduct formal CEA. As a result, theCS results fromthese studiesneeds tobebetter understood, as they were a sim-ple comparison of costs given a certainlevel of health benefit. Also,many of theCE results were estimated from govern-mental or health care system perspec-tives rather than a societal perspective.Third, the societal perspective de-fined in population-based approacheswas not as inclusive as it was for high-risk approaches. Some cost categorieswere not included in the societal per-spective, such as productivity loss ortime cost. Fourth, we compared theCE of interventions based on the me-dian ICERs without explicitly consid-ering other study information, suchas the evaluation method and rigorous-ness of data. This comparison followsprevious literature (17) but may notreflect a real difference in CE. Fifth,our results provide information for de-cision makers to choose among inter-ventions based on CE criteria only.Manyother issues such as health equality,acceptability, and feasibility shouldalso be considered in real-world decision-making.
Evidence from our review indicatesthat investing in T2D prevention, usingeither high-risk approaches or population-based approaches, is an efficient use ofhealth care and societal resources. Giventhe enormous cost associatedwith T2D, ifhealth care resources are limited, thenprevention is a highly efficient use ofsuch resources. Interventions targetinghigh-risk individuals with group-deliv-ered translational DPP lifestyle interven-tion, provided by a combination of healthprofessionals and trained lay health work-ers, was more cost-effective comparedwith one-on-one interventions providedby health professionals solely; however,all interventions targeting high-risk in-dividuals were cost-effective. Amongpopulation-based approaches, the SSBtaxation saves costs and resourcesof thehealth care system and government.Therefore, expansion of insurance-cov-ered, professional, and lay-deliveredgroup DPPs with a simultaneous insti-tution of SSB taxation can be consideredas a priority to stem the rising tide ofT2D. A combined approach that targetsboth high-risk individuals and the wholepopulation could be a policy choice for
Table 3—Summary of the CE of population-based T2D prevention approaches
InterventionStudyarm, n Perspective CE outcome*
Penny-per-ounce, 10–20%, or $0.5/liter tax on SSB 9 Health care andgovernmental
CS
Tax sugar for $0.99/100 mL of ice cream and $0.9/100 gof all other products 1 Health care CS
30% subsidy for the consumption of fruits and vegetables among SNAP beneficiaries 4 Health care,governmental,and societal
CS to worse healthand more cost
A bundled policy of taxing $1.45/100 g of saturated fat, $0.32/1 g of sodium, $0.5/liter of SSB,$0.99/100 mL of ice cream, $0.9/100 g of sugar of all other products, and subsidizing $0.15/100 g of fruits and vegetables 1 Health care CS
Ban on using SNAP dollars for SSB purchases 1 Governmental CS
Community-wide programs for health education (newspaper column, booklet, television news,talks, seminars, workshops, and diet and cooking classes) and physical activity promotion(organized walking events, worksite exercise programs, financial incentives, home visits, andphone calls)
5 Health careand societal
CS to notcost-effective
Themassmediacampaign, including televisionadvertising, advertisements inprintmedia,a toll-free telephone line for community-level support, and marketing of campaign merchandise 1 Health care CS
Targeted incentive program, including distributing tailoredmaps of local walking paths and busschedules, using merchandise as incentive or reward for reducing the use of cars, andencouraging use of pedometers
2 Health care CS tocost-effective
Internet intervention, includinggivingaccess tophysical activity informationandadvice throughwebsite and e-mail 1 Health care Cost-effective
Environmental change, including building bicycle paths, extending hours at recreation facilities,opening fitness centers, increasing the convenient supply of healthy foods, nutritioninformation pamphlets placed on dining tables, color-coded labeling for foods, opening newsupermarkets, and increasing healthy food options in workplace cafeterias
3 Health careand societal
CS tocost-effective
*For studies that did not conduct formal CEA, CS indicates that the intervention reduces cost.
1614 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020
preventing T2D in the U.S. and probablyin other high-income countries.
Acknowledgments. Thiswork is a collaborationbetween the Centers for Disease Control andPrevention and the American Diabetes Associ-ation. The authors thank the external and in-ternal reviewers for their valuable commentsduring the reviewprocess. The authors thank RuiLi (CDC) for generously sharing materials fromher previous review and providing guidance,William Thomas (CDC) for his timely help withthe literature search, and Clarice G. Conley (CDC)for her editorial assistance.Duality of Interest. No potential conflicts ofinterest relevant to this article were reported.Author Contributions. X.Zho. and P.Z. de-signed the research. X.Zho. analyzed data, in-terpreted results, and drafted the manuscript.K.R.S. made a critical revision of the manuscript.X.Zho., K.R.S., B.P.N., S.J., and K.K.P. screenedstudies and abstracted data. B.P.N., X.Zha., A.L.A.,and P.Z. provided important intellectual contentto the manuscript.
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1616 Systematic Review of CE Analysis of T2D Prevention Diabetes Care Volume 43, July 2020