Covello, Alfred · i I i I FINANCIAL DISCLOSURE REPORT Page 4of17 Nme of Pc

POSlIION NAME OF ORGANIZATION/ENTITY

:2

PARTIES AND TERMS

·- ,, )

£

- ,

....... ,J

IAOJO Rev. 111010

FINANCIAL DISCLOSURE REPORT .FOR CALENDAR YEAR 2009

I. Penon Reportll K (last name, first, middle initial) 2. Court or Organization

Covello, Alfred \ U.S. District CoUit, CT

4. Tiiie (Article Ill judgc9 indicate active or senior status; Sa. Report Type (check appropriate type) magislrate judges indicate full- ot part-time)

D Nomination, Dale

U.S. District Judge ·Senior D Initial IZ] Annual

Sb. D Amended Report

D Final

Report Required by the Ethics i11Government1kt of1978, (5 U.S.C. opp.§§ 101-111)

l. Date or Report

05/16/2010

6. Reporting Period

01/0112009 to

12131/2009

7. Chambtn or Office Address 8. On the balls of Ille Information contained ID this Report and any modifications pertaining thereto, lt ls, ID my opinion, In compliance

450 Main Street wltli applicable !Inn and regulations.

Hartford, CT 06103

Reviewing Officer Date

IMPORTANT NOTES: The instrucdons ac:c:omplllfying thisform must be followed. Complete all parts, c:hec:king the NONE box for each part where you have no reportable inforfllation. Sign on lastpage.

I. POSITIONS. (ReportinglnJMd#11/only;.npp. 'J-1Jofjilingin.<tr1'd/qn:J.)

D NONE (No reportable positions.)

l. Director William & Alice Mortensen Foundation

2.

3.

4.

5. r-.

[Z]

I.

2.

3.

:../J =(-:> ........:--

II. AGREEMENTS, (/Upon"'8intilvld1111/only;supp. U-16offtllnglmtrlldlons.)

NONE (No reportable agreements.)

-- ,.. I :::) :::--:

�� -. : •

I'>•.)

2!

.... ., . ........ _ .r:::-i-r; :-)

.' > tJ.·,;- " i

C") ..,-1 f'll Cl

Covello, Alfred V.

SOURCE AND TYPE

( D<1/lor

SOURCE AND TYPE

SOURCE LOCATION PURPOSE

INCOME

ITEMS PAID OR PROVIDED

' FINANClAL DISCLOSURE REPORT

Page 2of17

Nunc of Ptnblt lttportlng

Covello, Alfred V. 05/16/2010

II I. N 0 N-INVESTMENT IN co ME. (Reporting indMdual and .<p(JU. .<ii! pp. 17-U of filing in.<1r11ctions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

(yours, not spouse's)

I. 12/3 I /2009 State of Connecticut Pension $111,597.00

2.

3.

4.

B. Spouse's Non-Investment Income - lfyou,.,,,remarriedduringanyporrianofthortportingyear.completethiueCJ.ion.

am,,unt not requir.d e:r:ccplfor honorario.)

[Z] NONE (No reportable non-investment income.)

1.

2.

3.

4.

IV. REIMBURSEMENTS - transportation, lodging.food, entmainmm'

(includes thou ta spom ond dependent •·hildn'rt; .\'e<: pp. 25-1.7 ufjiling in.<Ini<'lion.•.)

[Z] NONE (No reportable reimbursements.)

I.

2.

3.

4 .

.s.

SOURCE QESCR!PTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

1 FINANCIAL DISCLOSURE REPORT

Page 3of17

N•me of Pennn Rrpllrting

Covello, Alfred V.

Date of Report

05/1612010

V. GIFTS. (lncludt'll tho.<e to spo11te and dtpendent childN!n; .ve pp. 28-JI of fdinff. in.ttruct/on:t)

[l] NONE (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. (lnclades tho.<e •f."J'oase and dependent children; see pp. 11-11 of filing in.<trucJiotU.)

[l] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

i I i I

FINANCIAL DISCLOSURE REPORT

Page 4of17

Name of Pcr<o Reporting

Covello, Alfred V.

Dale of ltrport

05/16/2010

VII. IN VESTMENTS and TR u STS - /nCO/lfl!, .al . transaction.< (Inc/Mm tht!St o/.tpoM>< and dcpt'ntknl cliitJren; '"'(If'. N-60 of filing UUlrMctionJ.)

0 NONE (No reportable income, assets, or transactions.)

A. 0.:.cription of Asset•

(including trust assets)

Place "(X)" after each asset

exempt from priot disclosure

I. RMA Tax Free Money Market

2. Dk of New England CH. 7 Bankruptcy (S/23/2004)

3. HP

4. A

5. SWK

6. MCD

7. PEP

8. SCI

9. UBSIRAMMF

10. UBS Bank Deposit IRA

11. Real Estate, Bidclcrford, ME (1/2 Interest)

12. Real Estate, Naple FL ( 112 Interest)

13. Real Estate, Farmington CT

14. Schwab Brokerage #I

15. T

16. AAPL

17. ABB

I. hh.'<>me Gain Codes: A•Sl.OOOorl•"ll (See Columns Bl aJ>d 04) f •SS0,001- SI00.000

2. Value Codes J •SI S,000 or less (Sec ColununCl and DJ) N •$250,001 • $500,000

B. c. Income during Gross value at end

reporting period of reporting period

(I) (2) (I) Amount Typc(c.g., Valoe Code I cfjv.,rent, Code2 (A-H) 01 int) (J-P)

A Dividend K

None

A Dividend J

A Dividend J

A Dividend J

A Dividend J

A Dividend J

None J

B Dividend J

A IntJDiv. J

c Rent M

D Rent 0

c Rent Pl

A Dividend J

None K

A Dividend

B •Sl.001 - S2.SOO G =SI00,001-$1.000.000

K •SIS.Oil! - 550.000 0 =5500.00 l - SI .000.000

(2) (I) Value Type (e.g.,

Method buy, sci Code3 tcdcmption) (QW)

T

T

T

T

T

T

T

T

T

w

w

w

T

T Buy

Sold

C •S2,50! - $5,000

Hl =s1 .ooo.001 - ss.ooo.ooo

l =SS0.00 I • $I00,000 Pl =Sl.OOO,OO! -SS.000,000

Pl -125.000.00 I • SS0,000,000 P4 or< lhan S.S0,000.000 l. Value M<thod Coo.Jct Q•APl'fllisal R =0..t (R ..I E•.- Only) S •A!scssmeut

(5«: ColwnnC:?) U •llouk Vah.c V=Other w •Estimated

D. Transactions during reporting period

Date Value (4)

Gain(2) I (3)mmldd/yy Code 2 Code I

(J-P) (A-H)

05/28109 K

05/28/09 J A

D •SS.001 • Sl.1.000

Hl •More liw> ss.000.000

M =U00,00 I • $250.000 P! =SS,000,001 • $25,000,000

T=CashMuiet

(5) Identity of

buyer/seller (ifprivale

transaction)

E •SIS,001 • Sl0,000

(I) (2) (3) (4) (5)

·-

• FINANCIAL DISCLOSURE. REPORT

Page 5of17

Name or Penon Repnrtlag

Cm'cllo, Alfred V.

Date of Report

05/16/201()

VII. INVESTMENTS and TRUSTS - ;,.,,o,,,e, vi/Jue, 1ran.•aC1inn• r1nc1uJ•.• 1h • of.-pou... """ d•peni1cn1 cJiildr•n: su rP. J.t-60 of filing 1n.•trucnnrn.J


A. B. c. D. Description of As•cts Income during Gross value at end Transaction• during reporting period

(including trust assctS) reporting period of reporting period

(I) (2) (I) (2) Place "(X)" after each asset Amowit Type (e.g., Value Value Typc(c.g .. Date Value Gain Identity of

exempt from prior disclo>"lll'C Code I div., rent, Code2 Method buy, sell. mm/dd/yy Code 2 Code I buyer/seller (A-H) or'int.) (J-P) Codd redemption) (J-P) {A-H) (if private

(QW) transaction)

18. APOL None Sold 05/28109 J A

19. Schwab Money Market (MMF} D Dividend M T

20. CATO A Dividend K T Buy 05/28/09 J

21. CME A Dividend Sold 05/28/09 J A

22. DTE A Dividend K T Buy 07120(09 K

23. DOV A Dividend Sold 09109109 J A

24. EL A Dividend Sold 05/28/09 J A

25. EMN A Dividend Sold 09/09/09 J A

26. EP+C A Dividend Sold 05/28/09 J A

27. XOM B Dividend Sold 05/28109 K c

28. GOOG None J T

29. GS A Dividend K T Buy 05/28/09 K

30. HPQ A Dividend K T

3 1 . IBM A Dividend K T Buy 05/28/09 K

32. HON A Dividend Sold 12/16/09 J A

33. JDSU None Sold 05/28109 J A

34. JNPR None Sold 05/28109 J B

I. locome Ga.in C-Odes: A •Sl.000 ot l<t1 B •SI .001 - Sl.SOO C =$2.';0t - SS.000 o ss.oot - ui,ooo E=S15,00l ·$50,000

(Sec Columns BI and D4) F •1.50,001 - SI00.000 G•SI00.001 • Sl.000,000 HI ctt,000,001-Sl.OOO.OOO H2 =More duw SS,000.000

2. Value Codn J •$15.000or lcu K kSI S.001 - SS-0,000 L='S.10.001 • $100.!XXl M=SI00.001-S250.000 tSeeColumruCI and DJ) N •SZS-0.00I -$500,000 0 =$500,001 -$1,000.000 Pt =Sl.000,001-SS.000,000 P2 =U.000,001- 525.IJOO,OOO

PJ •$25.000.00 I - SS0.000,000 P4 =More 1han $50,000.000 3. Value Method CodC1 Q•Appnlisal R<oot (Real&t.I< Ool l S •Asse$smcnt T <CashManu:t

(Sec Colwno C2l U t[look Value v •-Oll>CI' W =Estimated

nf /ilirtg

I i

MRK

NE

NVT

PTV

;-r:---dun Gross pen of

T

T

]

]

T

i

I i I

K

35.

37.

47.

49.

(2) (1) (4)

Dile cir Rc:por1 Name of P<non Reportlng FINANCIAL DISCLOSURE REPORT 05116/2010Covello, Alfred V. Page 6of17

hi/Jren; .<UPP· 34-60 in.Urudinn.<.)VII. IN VESTMENTS and TRUSTS - inc""'"· valuc, transae1/nn.< (Include.<'""" lif.,pou."' unJ Jepenrlen/

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income value ut end Trunsactioll!I during reporting period

reporting period reporting(including trust assets)

(1) (3)(2)(I) Value Identity ofGain

buyerisellerCode IValue Type(e.g.,Value DateType(e.g.,Amount

Code I mm/dd/yyMelhod buy, sell, Code2 (2)div.,l'Clll, Code 3 redemption)or int)

Place "(X)" after each asset exempt from prior disclosure Code 2 (3).

(A-HJ (J-P) (A-HJ(J-P) (if private transaction)(Q-WJ

36.

K A05/28/09SoldJPM DividendA

KFT Dividend JA

J BSold 07/20/09MON DividendA

38. A

39. MS A

40. NKE A

41. NTAP

42. NTRS A

43. A

44. A

Dividend K T

Dividend J

Dividend

None

Dividend

Dividend K T

Dividend T

45. PG A Dividend ] T

4-0. PM Dividend TA

Buy

Sold

Sold

Sold

Buy

K05/28/09

J A05/28/09

05128109 J A

J A11/05/09

05/28/09

48.

Dividend J TA

RTN Dividend J T Sold 12/16/09 J AA

(part)

50.

RIMM None Sold 05/28/09 J A

SCllW Dividend ]A

51. SWY Dividend Sold 05128109 J AA

I. ome Ga.in Coda: A =Sl,0000<1<>1 B =$ 1,00 I - $2.100 C =$2,.501 - SS,000 D =SS,001 - $15.000 E =$15,001-SSO.OOO

{S.C Column• Bl aod 04) F •SS0,001 - SI00.000 G =SI00.001. Sl,000,000 HI =SJ,000,001 -SS.000,000 112 •Mocc thaa SS,000.000

2. V•lue Code< J •SIS,000 orl ... K =$15,001 -$50.000 L .-SS0,001-SI00,000 M=SIOO,OOl - S2SO.OOO(See Colwnns Cl aod DJ) N •$250,001 - SS00.000 0 •SS00.001 - Sl.000.000 Pl =Sl,000,001 • SS.000,000 l'2 "15,000,00 I - $25.000,000

Pl •$25.000,001 - $50.000,000 P4 =More than $50,000.000 J. V•lue Mtthod Cadet Q •AppW.al R =CosqReal Est.ii< Only) S =Ancsmient T =Cash M.ri<et

(See Colwnn C2) U •llool Value v =Other W Estunated

A.

I

SNA

vz

D.


Page 7of17

Name ofl'cnon Kcpurtlng

Covello, Alfred V.

Date of llepan

05/16/2010

VII. IN YEST l\tlE NT s and TR u STS -income, 1•a/11e, tram action.• (lnclud thou of>p<>u.<e anJ dtp..n<knt children; Ut Pl'· 14-60 nf filing in.</rucdnn.<.)


B. c. Dc:scription of Assets Income during Gross value al end

(including trusl assets) reporting period of reporting period

(I) (2) (l) (2) (I) Place "(X)" after each asset Arnounl Type (e.g., Value Value Typc(e.g.,

exempt from prior disclosure Code I div., rent, C-Ode 2 Method buy, sell, (A-H) or int) (J-P) CodeJ rcdi:mption)

(Q.W)

52. A Dividend Sold

53. IMO A Dividend Sold

54. TWX A Dividend Sold

55. TNC A Dividend K T Buy

56. A Dividend J T

57. WMI A Dividend Sold

58. YUM A Dividend J T

59. XMSR None Sold

60. Julius Baer Intl B Int.IDiv. Sold

61. F+S A Divid.:nd Sold

62. MA 5.625% ST Port Rev A Interest J T

63. MA 5.5% Pl Auth Rev B Interest K T

64. XLP A Dividend J T

65. VFH A Dividend K T

66. YUM A Dividend K T

67. TRV A Dividend K T

68. PCG A Dividend Sold

Transactions during reporting period

-

(2) (3) (4) Date Value Gain

mm/ddlyy Code 2 Code I (J-P) (A-H)

05/28/09 J A

12/16/09 J A

05/28/09 J A

11/05/09 K

05/28/09 K A

05/2&'09 J A

05/28/09 M A

05/28109 J A

07/20/09 K A

D •SS.001 • Stl.000

(S) Identity of

buyer/seller

(if private transaction)

I. Income Gain Codi.."t: A•Sl,OOOorl<>S 0 •Sl,001 • $2,500 C •$2.501 • SS,000 E •SlS,001 • $50.000

(See Colwnns Bl and 04) F 0$50,001. Sl00,000 G •SIOO.OOl -Sl.000.000 HI <$1,000,001 • SS,000,000 H2 •Mn lhan !5 ,000.000 2. Value Codes l •SIS,OOOoclm K ·SIS.001 -SS0,000 L •SS0.001-SIOO.OOO M <$I 00,00 I - S250,000

(Sec Columris CI and DJ) N •P.50,00 I - SS00.000 O •$500,00l -Sl.000,000 Pl oSl,000.001 • Sl.000.000 P2 •Sl.000.00 I • SlS.000,000

Pl -S25,000,00I • $50.000.000 P4 •More thllJI $50.000.000 J. Value Mc:thod Codes Q·A i,.I R -,,C0>1 (Reol E<tate CllllyJ S .:::AsSl..°'Went T<ashMark<t

(See Column CZ) U <Book Value V -other W •Es1ima1cd

I

i i

XLE

J

HYG

EMB

l

-------

i

I

69. NKE A Dividend J T

70. CT State Gen Rev 4% B Interest L T

71. Stamford er GO 4% B Interest L T

72. Vfl A Dividend L T

73. VHT A Dividend K T

74. VDC A Dividend Sold 05/28/09 K A

75. A Dividend K T Buy 05/28109 K (add1)

76. EFG A Dividend K T Buy 05/28/09 K

77. IJK A Dividend K T Buy 05/28/09 K

7&. UJ

79. UT

A

A

Dividend

Dividend

K

K

T

T

Buy

Buy

05/28/09

05/28/09

K

K

80. !JS A Dividend 1 T Buy 05/28/09 1

81. IWB

82.

83.

A

c

c

Dividend

lntJDiv.

lnt./Div.

K

L

L

T

T

T

Buy

Buy

Buy

07/20/09

05/28/09

05/28/09

L

K

84. FXI A Dividend K T Buy 05/28/09 K

85. DBC A Dividend K T Buy 05/28/09 K

FlNANCIAL DISCLOSURE REPORT

Page 8of17

Name uf Penon Rtportlni

Covello, Alfred V.

Date of Report

05/16/2010

VII. INVESTMENTS and TRUSTS -inco,,.,,, va1ue, 1ran.•ac1ions r1nc1udes tho.•• of.•pou and d•penJJ.n1 ehildren; ue PP· 31..r,o of filing in .• rucwm.•.J

D NONE (,'Vo reportable income, assets, or transactions.)

A. Description of Assets



exempt from prior disclosure

B. c. 0. Income during Gro•• value ot end Transactions during reporting period

reporting period ofICPQrting period

(I) (2) (I) (2) (I) (2) (3) (4) (S) Amount Typc(e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code2 Method buy, se!L mmldd/yy Code 2 Code I buyer/seller (A·H) or int.) (J-P) CodeJ redemption) (J-P) (A-H) (if private

(Q-W) transoclion)

I. lm:ome Gaio Cuda; A ... Sl.())(),V'k":ll B •SI.DOI - n.soo C =Sl. I -S5.000 D •$5.001 - SIS,000 E =SIS,001-$50,000

(See Colwnn• Bl and 04) F •$50,001 - $100,000 G•SlOO,OOl -Sl,000.000 111 =s1.ooo.001 - ss .000.000 H2 =More tt.... SS,000,000

2. Value Codes 1 •$15,000 or lc'5 K =SIS.001 -tl0,000 l =$50,001 -SI00.000 M <S l 00,00 l - S250.000 (Sec Colwnn•CI and DJ) N =$250,001 -S500.CJOO 0 •SSOO.OOl -Sl,000.000 Pf <Sl,000,001 -SS.000.000 P2 <SS.000,001 - $25.000.000

PJ •SlS,000.00 I • $50,000,000 P4 -More than 550,000,000 J. Value Method COO.. Q •Aptnisal R =Cost (R""l [:ltlle o..ty) S •Assc•!llllClll r =Ca.n MarL:t

(S Culumn C2) ll •!look Value V-Othcr W "-Estimated

-·

A.

ALU

I

l


Page 9 of li

Name of Pmoa Rl:portlag

Co\'ello, Alfred V.

Dale nf Report

05/16/2010

Vil. INVESTMENTS and TRUSTS - ;nc,,me. ""111-. transactions r1nc11111 tho ... of.•pou.•e an11 "'"endm1 children: se• PP. 1uo •fflllng ;,. .• ,,,,cti,ms.J


De.cription of Assets

(including trust assc:ts)



86. PIO

87. SCHV

88. XLY

89. XLB

90. XLK

91. SDY

92. vwo

93. VNQ

94. Schwab Brokerage #2

95. SchwabMMF

96. ACN

97. AIB

9&. BUD

99.

100 . .MT

IOI. BSBR

!02. SZEVY

I. Income Gaio Code!i:

B. T: C. Income during Gross value at end

reporting period 1 of reporting period

(I) (2) I (I) (2) Amount Typc(e.g.,

I Value Value

Code l div., rent. COOe2 Method (A-H) or int.) (J-P) Code3

(Q-W)

B Dividend K T

B Dividend K T

A Dividend K T

A Dividend K T

A Dividend K T

B Dividend K T

A Dividend K T

A Dividend K T

A Dividend K T

A Dividend J T

A Dividend

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

None

(I) Type(e.g., buy, sell.

redemption)

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Sold

Buy

Buy

Buy

Buy

Sold

B •SJ.DOI· 12. 00

D.

Trnnsactions during r<:poning period

(2) (3) (4) Date Value Gain

mmidd/yy Code 2 Code I (J-P) (A-H)

05128/09 K

12/16/09 K

07/20/09 K

07/20/09 J

05/28109 K

07/20/09 K

05/28/09 K

05/28/09 J

07/06/09 J

01/06/09 J A

07/06/09 J

09/09/09 J

08/27/09 J

12111/09 J

12/21/09 J A

(5) ldentiry of

buyer/seller (if private

transaction)

A •11,000ocl""' C •U.501 • SS,000 D •$.l.OOl - SIS,000 E IS.001 ·S O.OOO

(SeeColuml\sBI andD4) F •™.001 - SI00.000 G •$100.001 • $1.000,000 Ht t.000.001 -SS.000,000 H2 =M""' 11w1 ss.000.000 2. Value Code> J ·'SIS.OOOor IC> K •SlS.001 - $50.000 L •SS0,001 • St00,000 M •$100.001 - $250.000

(See Columns Cl and Dll N 250,001 • $500.000 0 "'SS00.00 l - S l ,000,000 Pl "'11,000,001 - SS.000.000 P2 -SS.000.00 l • $25.000.000

Pl •S2S.uoo.oo t - sso.000.000 P• •More than SS0.000,000 J. Value Method Codes Q•Appni..t R =Cost (Real EsUte Only) S sMsessmcnt T =Cub Marl<t

(See C<>lwm C2) U •Boul.. Value v Otha W·•Esti!ruited

Namt of P on !«porting Ible of Report FINANCIAL DISCLOSURE REPORT

Covello, Alfred V. 0511612010Page 10of17

VII. lNVESTME NTS and TRUSTS - income. •atue. 1ran.m·11on .. 11n<111de.• 1hou of.<r•u.u and t1epmdcn1 children: • .,. rP· J-t-60 of fdinc in.•'fr•ction ...J.

0 NONE (No reportable income, asset-;, or transactions.)

A. Description of Assets


Place "{X)" after each asset


B. c. 0. Income during Gross value !I! end Transactions during reporting period


(1) (2) (1) (2) (!) (2) (3) (4) (5) Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of

Code 1 div., rent, Code 2 Method buy, sel mmlddlyy Code 2 Code I buyer/seller (A-H) or int) IJ·P) Code3 redemption) IJ.P) (A·H) (ifprivalc

(Q-W) transaction)

103. EJPRY None Sold 08/24109 J A

104. ABX None J T

105. BCS A Dividend J T Buy 06/11/09 J

106. CHKP None Sold l1/12/09 J A

107. ABB None Sold 01106/09 J A

!08. BAESY None J T

109. BHP None J T Buy 02117109 J

110. BZLFY A Dividend J T

111. CCJ A Dividend J T Buy I0/22/09 J

112. CAJ A Dividend ] T Buy 07/28109 J

113. CYOU A Dividend ] T Buy 10/14/09 J

114. CHL None J T Buy 07/17/09 J

115. CEO None J T

116. cs A Dividend J T Buy 08/19109 J

117. DBOEY A Dividend J T Buy 03/09/09 J

llS. DEO A Dividend J T Buy 06/24/09 J

119. EXPGY A Dividend J T

I. Income G.Un C\Jdes: A -Sl,OOOurlcu B •SI .001 • Sl.WO C •Sl,501 • SS,000 D •SS,001- US,000 E •115,001 ·SS0,000 ( S.C Column• BI and 04) F •S50.00I • SI00.000 G •SI 00,00 I -$I ,000,000 Ill •Sl,000,001-SS,OOO,OOO H2 •More than SS.CJ00,000

2. Value Cod .. J •Sl',000 or less K•$15.00l ·SSO.OOO L450,00l-$100.000 M "1100.001- $250,000 (S<c ColummCt .uid OJ) N •$250,001 - SS00.000 0 •$500,00 l •St .000,000 Pl •Sl,000,001 - SS.000.000 P2 ss.000,001 • ns,000,000

Pl •$25,000,001 -SS0.000,000 P4 •More man $50.000,000 l. Value Mothod COO.. .. Q•Appni,.I R •Co;t (Real Estate Only) S As""'1llCllt T o.{'ashMarka

{Sc. Column CZJ u •Dool v &Jue v >Other W•Estimaed

-A.

FMS

--


Page 11of17

Name of Penon Reporting

Covello, Alfred V.

0.te or Report

05/16/2010

VII. INVESTMENTS and TRUSTS -incom•, ,.,,1uc. tran.•acrion.• r1nc1ut1ts 1ho.«· of.•pou.•• un<I t1epent1en1rh1tt1rrn: •u PP· J-1-60 •/filing m.vm:tivn•.>


Description of Assets

('including trust assets)


aempt from prior disclorurc

B. c. D. Income during Gro.s value at end Transactions during reporting period

reporting period ofreporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) AmoWlt Type (e.g., Value Value Type(c.g., Date Value Gain Wentityof

Code I div., rent, Code2 Method buy, sell, mm/dd/yy Codc2 Codel buyer/seller (A-H) orinL) (J-P) Codc3 re<kmplion) (J-P) (A-II) (if priv.te

(Q-W) transaction)

120.

121. GVDNY

A

A

Dividend

Dividend

J

J

T

T Buy 06/24/00 ]

122.

123.

124.

HBC

JUPIY

KDDJY

A Dividend

None

None

J

J

J

T

T

T

Buy

Buy

Buy

04/21/09

o6n6/o9

06/23/09

J

J

J

125. KCRPY None 1 T Buy 06116109 J

126. AHONY A Dividend 1 T

127. MlNOY None J T Buy 12123/09 J

128. NSRGY A Dividend J T Buy 07131/09 J

129. NTDOY None 1 T

130. NBHGY None J T Buy 09/03/09 J

131. NVS A Dividend 1 T Buy 04/07/CS J

132. NVO None 1 T

133. PBR A Dividend J T Buy 04/07/09 J

134. PUBGY A Dividend J T Buy 08/05/09 J

135.

136.

RUK

RHHBY

A

A

Dividend

Dividend

J

J

T

T

Buy 07/09/09 J

l. ln.c.:ome Gai.A CodC1: /\=SI ,000 ot I"" B =Sl.001·12. 00 c s2,.so1 • ss,ooo D •SS,001 - SIS,000 E 0SIS.OOl ·S O.OOO

(5'< Column• Bl •ad 04) F cSS0,001 • SHI0.000 G SI00.001 • St.000,000 HI =Sl,OOO,OOl ·S5,000.000 H2 •MO<C tlwi $5,000,000 2. Value Codes l •StS,OOOocten K •SlS,001 • $50.000 L 450,001-StOO,OOO M "1100,001 • S250.000

(Sec Colwnos Ct •od DJ) t; •S2SO.OOI. $500,000 0=$500,001 -St.000.000 Pl =tt.000.00t -SS.000,000 P2 ss,000.001. s2s.ooo,ooo

Pl •$25,000.001- $50,000.000 P4 •Mon: than $50.000,000 J. Value Method C•>d<S Q •/\prnisal R 4.:wt (Real Estate Only) S As""""""1 T--.CashMatl<<t

(See Column C2) U .rBool Value V •Other W =Estimated

r I

(S)

I i

J

J

--

I I

FINANCIAL DlSCLOSURE REPORT

Page 12of17

Name of Pcnon Reporting

Covello, Air red V.

Dale of Report

05/1612010

VII. lN VESTMENTS and TRUSTS -income. ,.,,r,,,, tran.•acrion.• r1nc1"""-' '"ou nf.•pouu and de{Nn.tmrcJi11d"n; .tee l'P· J.t-60offuing1ns1n1cr1nns.J

NONE (No reportable income, assets, or transactions.) D A. B. c. D.

Dc:-1cription of Assets Income during Gross value at end Transactions during reporting period

(including !rust assets) reporting period of reporting period

(l) (2) (I) (2) (I) (2) I (3) (4) Place "(X)" after e•ch assel Amount Type(e.g., Value Value Type(e.g., Date

I Value Gain Identity of

exempt from prior disc losurc Code I div., rent, Code2 Method buy, scl rnm/dd/yy . Code 2 Code I buyer/.eller (A-H) or int) (J.P) Code3 redemption) (J.P) (A-H) (if private

(Q-W) transaction)

137. SAP None J T Buy 10/16/09 J

138. SGPYY A Dividend J T Buy 12114/09 J

139. SVNDY A Dividend J T Buy 03/31/09 J

140. SBGSY A Dividend J T Buy 09/16/09 J

141. SGSOY A Dividend J T Buy 08/19/09 J

142. SI A Dividend T

143. SNN A Dividend J T Buy 01/15/09 J

144. SQM A Dividend J T Buy 10/16/09 J

145. SCGLY A Dividend J T Buy 09/21/09 J

146. SDXAY A Dividend J T Buy 05/22/09 J

147. SLT A Dividend J T Buy 01/09/09 J

148. SUHJY A Dividend J T Buy 11/11/09 J

149. SWBDY A Dividend J T Buy 08/21/09 J

150. TLM A Dividend J T Buy 05/08/09

151. TSCDY A Dividend I T

152. TNTTY A Dividend J T Buy 01/08/09 J

153. TM A Dividend I T Buy 12/15/09 1

I. !noome C'J&Jn Codes: A =$1,00C><.- less B •Sl.001 - SUOO C -S2,50t · Sl.000 D •Sl,OOt - Sll,OOQ E =Sll,001 • Sl0.000 (See Columnt RI .and 04) F •ll0.001 • $100,000 G =SI00,00 I - S 1.000,000 Ill =Sl,000.001 -U,000.000 Hl =More lhM Sl,000.000

2. Value Code• J•Sll,OOOorl.,,. K =S15.00I - SS0.000 L =$50,001-SIOO.OOO M =SIOO.(lOI - $2l0,000 (See C<>lwnnsCl aod 031 N •Sll0,00 I - SS00.000 O =SS00,001- U,000.000 Pt =Sl.000.001 - Sl.000,000 P2 =SS.000.001 - $25.000,000

Pl •S!S,000,001 - Sl0,000.000 P4 •0More than $50,000.000 3. Valu< Method CoJc. Q •Appraisal R c"" (Real Estiie Onlyl s -"'A!ik."Slmenl T-OohMJrlet

(So: Colwnn C2) U =llool. Value V -<Jthcr W =Esiimated

A.

1 -{2J (3) (4) (S)

T

J


Page 13of17

Name of Pcnon !Uportlng

Covello, Alfred V.

Dale of R"Por1

05/16/2010

vu. INVESTMENTS and TRUSTS - htcome, •·afut, tran.<adion.< (lnc/udN lhnu nf.\'f"lll•t and dtpendenl children: .<ee pp. U-60 of/ding in<lructlon.1.)

D NONE (No reportable income, assets, or lransactions.)

B. c. D.

Description of Assets lncomc during Gro.<s value at end Transactions during reporting period

(including trust assets) n:poning period of rcportmg period

(I) (2) (I) (2) (!) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disc lo sure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code l buyer/seller (A-H) or int.) (J-P) Code3 mption) (J-P) (A-H) (if private

(Q-W) transaction)

154. UGP None J Buy 04107/09 J

155. UN None J T

156. OUVEY A Dividend J T

157. VOD A Dividend J T Buy 07/01/09 J

158. WSH None J T

159. CCH None Sold 08103/09 J A

160. TEVA None Sold 08/03/09 J A

161. RDY None Sold 09111109 A

162. LOGI None Sold 03113/09 J A

163. VE None Sold 09/22/09 J A

l 164. DOX A Dividend Sold 12/l0/09 J A

165. UBS A Dividend Sold 08/19/09 J A

166. SAN A Dividend Sold 02/13/09 J A

167. TSM None Sold 09/22'09 J A

168. CEDC A Dividend Sold 03/03/09 J A

169. OCPNY A Dividend Sold 02/17/W J A

170. BZLFY A Dividend Sold 03/03/09 J A

I. !.ocum< G.un Cod.:s: A •Sl,000 udc5' B •SI ,OOt -$2,SOO C =S2..l0t - SS,000 D ss.001 • $15.000 E 0StS,OOt · S-'I0,000 (See Columns BI and 04) F •S.S0,001 - Sl00.000 G =SIOO,OOl -Sl.000.000 HI =Sl.000,001- SS.000,000 H2 More than SS,000,000

2. Value Codes J •Sl5.000orlm K ·s1s,001 - o.ooo L •$50,001 -SI00,000 M ..SI00.001 -S2SO,OOO

(S«ColumnsCI Jod DJ) N •S2SO.OOI • S.100,000 O =SS00,00 t • St .000.000 Pl =s1 .ooo,001 - ss.000.000 P2 =$5.000.00t .. $2.l.000,000 Pl •S2S,000,001- S.10.000,000 P4 .,M.,.. lb.an sso.000.000

J. Value Mctl1od CodL'S 0 •Appraisol R•Cuot(R<>I E".uo Only) S =Atseumcnt T >C"h M1rktt (S«CulwnoC2) U "Dool Va•uc V•Olhcr w =-Estimated

(1) (2) (I) (2) (I)

lmm/dd/yy

--

I


Page 14of17

Name or Penoa Reporting

Covello, Alfred V.

Date ol Rtport

05/16/2010

VII. INVESTMENTS and TRUSTS -incmne. '""""' 1ran.•uoionsr1ncriu1e.t11to ... nf•pou•e rznduependen1cJ1ildnn; .. epp. u-6oof/Wnxin."rucDr>n.•.J


A. Description ofAssets


Place "(X)' after each asset


B. Income during

reporting period

Amount Code I (A-H)

Type(e.g., div., renl.

or int.)

c. Gross value at end

ofreporting period

Value

Codc2 (J-P)

Value

Method Code3 (Q-W)

D. Transactions during reporting period

Type(e.g., Dare buy, sel I (2)

redemption)

(4)(3) Value Gain

Code2 Cooe 1 (J-P) (A-H)

(5) Identity of

buyer/seller

(if private transaction)

171. LITOY A Dividend Sold 11/27/09 J A

1 72. TV A Dividend Sold 07/08/09 J A

173. NJ A Dividend Sold 09111109 1 A

174. sxc A Dividend Sold 07/08/09 J A

175. SWCEY A Dividend Sold 02/11/09 J A

176. TEF A Dividend Sold 07121/09 J A

177. Schwab Brokerage #5 Merged (with line 14}

178.

179.

Schwab MMF

CTG03.5%

A

A

Dividend

Interest

1

K

T

T

Merged (with line 19}

180. Pinal County AZ 5% A Interest M T

181. NY City 5.25% GO D Interest L T

182. Louisiana ST Carree 5% B lntcrcst K T

183.

184.

185.

CT St5%GO

Midland TX 5% GO

Vernon CT 4% GO

B

B

c

Interest

Intere t

Interest

K

K

M

T

T

T

186. Citi:;r.ens PPty Fl Rev 5% c Interest M T

187. Reagan Cty TX 4% GO c Interest M T

1. Iocumc Gain Codes: A •$1,000 or le B =Sl.001·52,500 C =S2..IO I • s.'1.000 D •SS,001 - SI S,000 E "115,0:ll -S ,OOO (5<e Colwnns BI and ) F •SS0.001- SI00.000 G =SI00.001 • Sl.000.000 Ill '"11,000.001 - s.'1.000.000 IU =M""' lhan $5,000,000

2. Value Code> I •Sl5.000 or lets K •$15.001 - SSO.llOO L ..SS0.001 • SI00.000 M "1100.001 • SlS0,000 (See Columns CI and DJ) N •S250.00 I • $500.000 0 =s.'100.001 - s I .(l00.000 Pl ;$1,000.001-s.'l,OOO,OOO P2 "15.000.001 • $2..5.000,000

Pl =$25,000.001 • $50,000,000 P4 •M""' than $50,000.000 l. Value Methvd Code• Q •Ap(lraisal R •Cos< (Rul EIUte Only) S•A,.....,,.nl T =C•sbMarlr.et

1Sce Columo C2) t; =llool Value v -<lther W ""'Esti1nated

T

(4) (2)

{J-P)


Page 15of17 . ' . •'

Name of rcnon Reporting

Covello, Alfred V. 05116/2010

VII. INVESTMENTS and TRUSTS -Income, •·aiue. 1tan•ac11an.•t1nc1ut1,.• ,h.unfv"'"-"ant1aepmt1en1r11;1t1rm;.•upp. J4-60•ffillngin.•1ruc1irin<-1


A. Description of Assets Transactiollli during reporting period (including trust assets)

B. c. D. Income dw1ng Gross value al end


(I) (2) (I) (2) (I) (3) Amount Type(e.g., Value Value Type (e.g., Date Value Code l div., rent. Code2 Method buy, sell, rrun/dd/yy Code2 (A-H) or int.) (J-P) Code3 redemption)

(Q-W)

(S) Place "(X)" after each asset Gain Identity of

exempt from prior disclosure Code I buyer/seller (A-H) (if private

transaction)

188. Utah Wtr Auth Rev 5% c Interest M T

189. Magnolia TX 5% GO c Interest M T

190. NY State Dorm 5% c Interest M T

191. Nonhside TX 3.5'%GO A Interest M T

192.

193.

Mass. State Health 5%

CA State Econ 5%

A

B

Interest

Interest

M

L

T

Buy 11/04/09 L

194. San Fran CA Rev 4% B Interest K T Buy 05/13/09 K

195. Tarrant County TX 5.75% D Interest M T Buy 01123/09 M

196.

197.

UCONNG05%

Glasronbury 4.5%

B

c

Tntcrcst

Interest

K

L

T

T

Buy

Buy

02123/09

05/20/09

K

L

198.

I. Incomt Gain Codes: A •Sl.OOOor le.. B =Sl.001- Sl.SOO C •$2.50 I • SS,000 D •SS.001 - Sll,000

(SeeColwnns nt and 04) F •SS0.001 • SI00,000 0 =SI00,001 - Sl,000,000 HI -Sl,000,001 - SS.000,000 H2 <Mure than SS.000,000 :t Valuc Codet I s I S,000 or le-n K =$15,001 -$50.000 L-Sl0,001 • St00.000 M =SI00,001 • Sll0,000

(See Columau Cl aod DJ) N •$250.00 I - S 00.000 0 •Sl00.001 • Sl,000,000 Pl •$1,000,001-Sl.OOO.OOO P2 •SS,000,001 • $25.000,000

Pl -s2s.ooo,001 - sso.000.000 P4 •More than SS0,000.000 l. Valut Method Codes Q "Ai>l"'isal R •Cost (Real E•!ate Only) S 4-Ancssment T-<°ISbM.det

(See Colwno C21 U •Book Vak"' v •Other W =Estimated

E =Sll,001 • IS0,000

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Covello, Alfred V. 0511612010Page 16of17

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/nJi<:atepRrtOfReport.)


Page 17of17

Name of Pcnon Reporting

Covello, Alfred V.

Date of ltep11rt

05/16/2010

IX.CERTIFICATION.

I certify that all information given above (including informlltion pertaining to my spouse and minor or dependent children, IC any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld bccau. e lt met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of lc!iflS which have been reported are In compliance with the provisions of 5 U.S.C. app. § 50 l et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFVLLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIl. AND CRIMINAL SANCTIO!'iS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suile 2-301 One Columbus Circle, N .E. Washington, D.C. 20544

Documents

Covello, Alfred · i I i I FINANCIAL DISCLOSURE REPORT Page 4of17 Nme of Pc