To: __________________________________ __________________________________ __________________________________ __________________________________

Fax/email: ____________________________

Re: __________________________________

Date: ________________________________

Contact: _____________________________ Email forms to: usbancorpinvestments@usbank.com

or by mail: Wealth Management Advisory and Service Center EP-MN-WS4M 60 Livingston Ave St Paul MN 55107

Phone: ______________________________

Fax: ________________________________

Total Number of Pages: ________________

Dear :

Thank you for placing your trust in U.S. Bancorp Investments, Inc.

Enclosed you will find the form (or forms) necessary to process your request. Please review the instruction page, complete the form in its entirety and verify that it is appropriately signed and dated. Please initial and date any changes or modifications on this form.

Along with the completed form, also include the following documents (if required):

We appreciate your business and if you have any questions concerning any of your accounts at U.S. Bancorp Investments, please contact Wealth Management Advisory and Service Center at 800.888.4700, 24 hours a day, 365 days a year, or email usbancorpinvestments@usbank.com.

Thank you for your business.

Sincerely,

U.S. Bancorp Investments

If you receive this message in error, please call me at the above number. The information following this cover sheet and contained in this transmission is CONFIDENTIAL. It is intended for the sole use of the person(s) to whom it is addressed. If the reader of this message is not the named addressee or an employee or agent responsible for delivering this message to the intended recipient(s), please do not read the accompanying information. Note that the dissemination, distribution or duplication of this communication by anyone other than the addressee is strictly prohibited.

Not FDIC Insured. Not guaranteed by the bank. May lose value. Not insured by any federal government agency. Not a deposit.

Investment products and services are available through U.S. Bancorp Investments, the marketing name for U.S. Bancorp Investments, Inc., member FINRA and SIPC, an investment adviser and brokerage subsidiary of U.S. Bancorp and affiliate of U.S. Bank.

Insurance products are available through various affiliated non-bank insurance agencies, which are U.S. Bancorp subsidiaries. Products may not be available in all states. CA Insurance License # OE24641. Policies are underwritten by unaffiliated insurance companies and may not be available in all states.

COVER SHEET

30602D (01/18)

1.800.888.4700. 24 hours a day, 365 days a year

1.866.721.7066

PUBLIC30662-D (05/19)

Page 1 of 1

BANK LINK REQUESTCLIENT INSTRUCTIONS

g Be sure to submit a voided check or preprinted savings slip if adding a non-U.S. Bank checking or savings account.

Sec. 1 Enter the primary account owner, tax identification number and account number.

Sec. 2 • Read the information and examples of like-titled and non-like-titled accounts. If you have questions whether the bank account you want to link

is like-titled or not, call us for assistance 1.800.888.4700.

TYPE OF BROKERAGE ACCOUNTINDIVIDUAL

BANK ACCT.?JOINT

BANK ACCT.?REVOCABLE TRUST

BANK ACCT.? SOLE PROPRIETOR

BANK ACCT.?

Individual brokerage account Yes Yes Yes Yes

JTWROS brokerage account Yes Yes Yes Yes

IRA brokerage account Yes Yes Yes Yes

Revocable trust brokerage account Yes Yes Yes No

Sole proprietor brokerage account Yes Yes No Yes

Custodial brokerage account Yes Yes No No

Complete “Request 1” to link a new bank account to the brokerage account or replace an existing bank link.

a) Check whether the bank account to be linked is like-titled or non-like-titled.

b) Indicate if this is to be a new Link A or a new Link B.

NOTE. If you are replacing a current Link A or current Link B: Check “New Link A” or “New Link B” and U.S. Bancorp Investments, Inc. will replace the existing bank link with the new information.

c) Enter the nine-digit ABA Bank Routing Number and your bank account number.

d) Tell us whether this is a checking account or a savings account.

e) Print the names of each owner or trustee or authorized signer of the bank account. Each of these persons must sign this form.

• If you want to link or replace a second bank link: Complete “Request 2.”

Sec. 3 • Each owner or trustee or authorized signer on the bank account being linked must sign and date this form.

• Each owner or trustee or authorized signer of the brokerage account must sign and date this form.

Sec. 4 Complete only if the brokerage account is NOT an IRA and you want to modify standing instructions on the brokerage account. • Check “Link A” or “Link B” by the specific instruction you want to modify. You need only mark the instruction or instructions you want modified;

you do not have to mark every one.

• “Standing instructions” tell us whether you want specified transaction types to flow into or out of your linked bank account. For example, if you check “[ ] Link to Bank Account A” for the transaction type “Proceeds/sells,” U.S. Bancorp Investments will have the sale proceeds of any investment in your account placed into your specified bank account A.

Investment and insurance products and services including annuities are available through U.S. Bancorp Investments, the marketing name for U.S. Bancorp Investments, Inc., member FINRA and SIPC, an investment adviser and a brokerage subsidiary of U.S. Bancorp and affiliate of U.S. Bank.

Insurance products are available through various affiliated non-bank insurance agencies, which are U.S. Bancorp subsidiaries. Products may not be available in all states. CA Insurance License# OE24641.

Investment and insurance products and services including annuities are: NOT A DEPOSIT • NOT FDIC INSURED • MAY LOSE VALUE • NOT BANK GUARANTEED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

#888653

PERSONAL30662 (05/19)

Page 1 of 1

126

Brokerage Account InformationPrimary Account Owner SSN/TIN Account #

Representative Name Representative Phone # (10 digits) Rep ID

Bank Account Link (If linking a non-U.S. Bank account, submit voided check or savings slip.)1. Delink an Account. Delink existing bank account: h Link A h Link B

2. Link an Account: What You Need to Know. Non-U.S. Bank account cannot be used for a DWF purchase. A. Like-titled: The owner(s) of the brokerage account match the owner(s) of the bank account. At least one brokerage account owner must be a bank account owner. Exception: A custodial brokerage account can link as like-titled to an individual bank account owned by the minor if the custodian

is the same person on both accounts.

B. Non-like-titled: The owner(s) of the brokerage account do not match the owner(s) of the bank account. All bank account owners and brokerage account owners must sign form. A brokerage account owner must also be an owner of the non-like-titled bank account or it cannot be linked.

Exceptions: Corporate, LLC, partnership can only have like-titled links.

Request 1:h Link like-titled bank account h Link non-like-titled bank account

ABA Routing Number (9 digits): ____________________________________

Bank Account Number: ___________________________________________

h New link A or h New link B h Checking or h Savings

Request 2:h Link like-titled bank account h Link non-like-titled bank account

ABA Routing Number (9 digits): ____________________________________

Bank Account Number: ___________________________________________

h New link A or h New link B h Checking or h Savings

Print the names of all owners or trustees or authorized signers of the bank account. All persons listed here must sign this request.

1. _____________________________ 2. _____________________________

3. _____________________________ 4. _____________________________

Print the names of all owners or trustees or authorized signers of the bank account. All persons listed here must sign this request.

1. _____________________________ 2. _____________________________

3. _____________________________ 4. _____________________________

Signatures (All bank account and brokerage account owners/responsible parties must also sign below.) By signing below, I acknowledge and agree to the following:

1. I am authorized to act in the accounts above and approve of this requested link.

2. I understand U.S. Bancorp Investments, Inc. will not contact me to verify these transfers made in connection with this authorization.

3. Transfers will be reflected on my account statements for which I accept responsibility to review and ensure the accuracy thereof and agree to indemnify and hold U.S. Bancorp Investments and its affiliates harmless from any expense, loss or claim which may arise from a transfer of funds to or from the accounts stated above in accordance with this authorization.

______________________________________________ _______________Signature #1 Date

______________________________________________ _______________Signature #2 Date

______________________________________________ _______________Signature #3 Date

______________________________________________ _______________Signature #4 Date

______________________________________________ _______________Signature #5 Date

______________________________________________ _______________Signature #6 Date

Standing Instructions (Default = Sweep Program. This section does not apply to IRAs or other retirement accounts.)*Current account Instructions will stay the same unless marked otherwise

1. Proceeds/sells*: h Link to Bank Account A h Link to Bank Account B2. Purchases/buys*: h Link to Bank Account A h Link to Bank Account B3. Principal*: h Link to Bank Account A h Link to Bank Account B4. Maturities (bonds)*: h Link to Bank Account A h Link to Bank Account B5. Dividends/interest/Money market interest: h Link to Bank Account A h Link to Bank Account Bh Set all instructions to default

* Does not apply to Investment Advisory

Instruction for U.S. Bancorp Investment Representative Only. Fax to your 1.866#. Copy to client. Original to branch file.

1

2

BANK LINK REQUEST