CQNG HOA xA hQI can NGHiA VI:t;:TNAMDQc l~p - TV do - H~Dh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay !1§.. thdng 11 nam 2018

BAo cAo KET Q1JA GIAO DJCH co PillEU/CHUNG CHi QuY CUA NGUOI NQIBQ CUA CONG TY D~I CHUNG, NGUOI NQI BQ CUA QuY D~ CHUNG vA

NGUOI CO LIEN QUAN CUA NGUOI NQI BQREPORT ON RESULTS OF TRANSACTION IN SHARESIFUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON

Kinh giri: - Uy ban Chung khoan Nha mroc- S6 Giao dich chirng khoan- Cong ty C6 phftn Vangjbac da quy Phu Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nhanlt6 chirc thirc hien giao dich/ Information on individual/ organization:

- H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: TRAN THJ THU HA

- Quf>c tich/ Nationality: Vi~t Nam

- sf> CMND, H9 chieu, The din ciroc (df>ivoi ca nhan) hoac sf> Giay chirng nhan dang ky doanhn~hi~p, Gi~y phep hoat d9ng hoac giAy to phap ly nrong dirong (df>i voi t6 chuc), ngay cAp, noicap/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. sf> hQ chieu/ Passport number:Ngay dp/ Date of issue: ,Noi dp/ Place of issue:

- Dia chi lien h~lDja chi tru s6 chinhi Address:

- Di~n thoai/ Telephone:

- Chirc VI) hien nay tai cong ty dai chung, cong ty quan ly quy (neu co) hoac mf>i quan M voicong ty dai chung, cong ty quan ly quy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Giam df>ckhf>i

- Chirc VI) tai cong ty dai chung, cong ty quan ly quy tai ngay dang kY giao dich (neu co)/Posittion in the public company, the funl management company at registration date (if any):... .. va ngay khong con la nguoi nQi bQ hoac ngiroi co lien quan cua ngiroi nQi bQcua cong ty dai chung, cong ty quan ly quy: (neu ro ly do) */ and date onwhich is no longer internal person or related person of internal person of the public company,the fund management company: .

*: Muc nay chi danh cho truang hop chua hit thai han dang kY giao dich, ti6i tuang dang kYkhong con la nguai ni?i bi? hoac nguoi co lien quan cua nguoi ni?i bo cua cong ty dai chung,cong ty quan lj quy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.

2. Thong tin v€ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi co lien quan cua canhan/t6 chirc thuc hien giao dich (ti6i vai trutrng hap nguoi thuc hien giao dich la nguai co lien

quan cua ngutii noi b6 cua cong ty dai chung/quy dai chung)! Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- HQ va ten ngiroi n('>ib('>/Name of internal person:

- Quoc tich/ Nationality:

- sf> CMND, H('>chieu, The can cucrc/ID card/Passport No.:

- Dia chi thirong tni/ Permanent address:

- Dien thoai lien h~1Address: Fax: -" Email:

- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay ca nhanlt6 chirc neu tai rnuc 1 dangky giao dich/ Posit/ion in the public company, the fund management company at date on whichindividual/organization referred to in paragraph 1to register the transaction:

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy/ Currently posittion in the publiccompany, the fund management company:

- Mf>i quan h~ gifra ca nMn/t6 chirc thirc hien giao dich voi nguoi n('>i b('>l Relationship ofindividual/organization executing transaction with inte~al person:

- sf> IUQ'Ilg,ty l~ c6 phieu/chirng chi quy rna nguoi n('>ib('>dang nam giu (neu c6)/ Number,ownership proportion of shares held by the internal (if any):

3. Ma chtrng khoan giao dich/ Securities code: PNJ

4. Cac tai khoan giao dich c6 c6 phieu/chirng chi quy neu tai muc 3/ Trading account numberwith sharesljund certificates mentioned above: tai cong ty chirng khoan/ Insecurities company: .

5. sf> IUQ'Ilg, tY l~ c6 phieu/chirng chi quy niim giu truce khi. thuc hien giao dich/ Number,ownership proportion of shares/fund certificates held before transaction: 210,306 c6 phAn

6. sf> IUQ'Ilg c6 phieu/clurng chi quy dang ky mua/ban/cho/duoc cho/tang/dircc tang/thirak€/chuy€n nhuong/nhan chuyen nhuong/ Number of shares/fund certificates registered topurchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred: 107,000 c6phAn

7. sf> IUQ'Ilgc6 phieu/chirng chi quy da giao dich (mua/ban/cho/diroc cho/tang/duoc tang/thirak€/chuy€n nhirong/nhan chuyen nhuong/hoan d6i) **/ Number of shares/fund certificates traded(purchase/ sale! give! be given! donate! be donated /inherit/ transfer! transferred/swap): 107,000

A 'co phan

8. sf> IUQ'Ilg, tY l~ c6 phieu/chirng chi quy nAm giu sau khi thuc hien giao dich/ Number,ownership proportion of shares/fund certificates held after executing transaction: 317,306 c6phAn

9. Phuong thirc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

10. Thai gian thirc hien giao djch/ Transaction period: . .A~.l!/.~!? .

*. (Trong tnrong hop khong thuc hien hets6 hrong cUingky, ngiroi nQi bQ/ ngiroi c6lien quan phai gia! trinh nguyen nhan.)/*(In case offailing to execute fullregistered number, the internal person!related person of internal person shallneed to explain the reasons.)

NGUOI BAo cAoNAME OF REP TL PERSON

TRAN THJ THU HA