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Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

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Page 1: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

Danniels_George_B

Page 2: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

Date of Report FINANCIAL DISCLOSURE REPORT

Page 2of6 05/6/2009

Name of Person Reporting

Daniels,, George B.

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I. I /08-12/08 Brooklyn Law School (Teaching) $15,000.00

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

IZJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 offiling ins/roe/ions.)

IZJ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

Page 3: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

SOURCE

CREDITOR DESCRIPTION VALUE CODE

05/6/2009

FINANCIAL DISCLOSURE REPORT

Page 3of6

Name of Person Reporting Date of Report

Daniels,, George B.

V. G JFTS. (Includes those to spouse and dependent children; see pp. 28-3I of filing instructions.)

[Z] NONE (No reportable gifts.)

DESCRIPTION VALUE

I.

2.

3.

4.

5.

VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

5.

Page 4: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

' i

I i

Prosham

I

I I

I

i

Page 4of6

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Daniels,, George B. 05/6/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) ------·

A. B. c. Description of Assets Income during Gross value at end of

(including trust assets) reporting period reporting period

(I) (2) (I) (2) (I)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell,

I (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

I. NYS Retirement System None K T

2. NYS Deferred Compensation None K T

3. Northwestern Life Insurance Company None K T

4. E-Loan Savings Account A Interest K T

5. ING DIRECT Sharebuilder Savings Accoun A Interest K T

6. Berkshire Hathaway None L T

7. Ultrashort FTXE/Xinhau China 25 None K T

8. Ultra S&P 500 Proshares None K T

9. Winslow Green Growth fund None K T

10.

11.

12.

13.

14.

15.

16.

17.

I. Income Gain Codes: A =$1,000 or less B =SI,001 - S2,500 c =S2,501 -$5,000

(See Columns BI and 04) F s50,oo 1 -s 100.000 G =$100,001 -$1,000,000 HI =Sl,000,001 - $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =S50,001 -$100,000

(See Columns C l and DJ) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000

PJ =$25,000,001 -$50,000,000 P4 =More than $50,000,000

J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment

(See Column C2) U =Book Value V =Other W =Estimated

-·-----

D. --·- -·--- -· - -

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month- I Code 2 Code I buyer/seller

Day (J-P) (A-H) I (if private

transaction)

D =$5,001 -$15,000 E =$15,001 -$50,000

H2 =More than $5,000,000

M =S 100,001 -$250,000

P2 =$5,000,001 -$25,000,000

T =Cash Market

-----

Page 5: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

FINANCIAL DISCLOSURE REPORT

Page 5of6

Name of Person Reporting

Daniels,, George B.

Date of Report

05/6/2009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IndicatepartofReporL}

Page 6: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT

Page 6of6 Daniels,, George B. 05/6/2009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Page 7: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

I

ORGANIZATION/ENTITY

TERMS

CJ ........ (/) c::::>

:::u m C'1 ::;:::

==--< (")

m :;oz 01

al> 1J -ric m

AO/ORev. 112008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2008

I. Person Reporting (last name, first, middle initial) 2. Court or Organization

Daniels,, George B. U.S. District Court - SONY

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part·time)

D Nomination, Date

Article III-Active D Initial 0 AMual

Sb. D Amended Report

D Final

Report Required by the Ethics in Government Act of 1978 (5 V.S.C. app. §§ /0/-l I I)

3. Date of Report

05/6/2009

6. Reporting Period

01/01/2008 to

12/31/2008

7. Chambers or Office Address 8. On the basis of the information contained In this Report and any modifications pertaining thereto, it Is, in my opinion, in compliance

U.S. District Court - SONY with applicable laws and regulations.

500 Pearl Street, Rm 630 New York, New York 10007

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign·on last page.

I. POSITIONS, (Reporting individual only; supp. 9-IJ of filing instructions.)

0 NONE (No reportable positions.)

POSITION

I. Board of Trustees

2. Board of Directors

3.

4.

5.

f"1"1 .&: 0-

II. AGREEMENTS. (Reporting indiviJual only; see pp. U-16 of filing instructions.)

0 NONE (No reportable agreements.)

NAME OF

Suffield Academy

Andrew Glover Youth Program

-S3 n

C>-.• (/)-c»

-rrl

<

,, CJ n

PARTIES AND

I. 2000 NYS Retirement System (Retirement Benefits)

2.

3.

Page 8: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

SOURCE

SOURCE

INCOME

SOURCE DATES LOCATION

I.

PURPOSE ITEMS PAID OR PROVIDED

4.

FINANCIAL DISCLOSURE REPORT

Page 2of6

Name or Person Reporting

Daniels,, George B.

Date or Report

051612009

III. N 0 N-JNVESTMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

AND TYPE (yours, not spouse's)

I. I /08-12/08 Brooklyn Law School (Teaching) $15,000.00

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the uportingyear, complete this section.

(Dollar amount not required except for honoraria.)

[ZJ NONE (No reportable non-investment income.)

AND TYPE

2.

3.

4.

JV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[ZJ NONE (No reportable reimbursements.)

Page 9: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

FINANCIAL DISCLOSURE REPORT

Page 3of6

Name of Person Reporting

Daniels,, George B.

Date of Report

05/612009

V. GIFTS. (Includes those to spouse and dependent children; see pp. :Z8-Jl of filing instructions.)

[Z] NONE (No reportable gifts.)

2.

3.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-JJ of filing instructions.)

[Z] NONE (No reportable liabilities.)

3.

Page 10: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

i

I

L__

!

I

FINANCIAL DISCLOSURE REPORT Page 4of6

Name of Person Reporting

Daniels,, George B.

Date of Report

05/6/2009

VII. INVESTMENTS and TR US TS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

I L___

I. NYS Retirement System

2. NYS Deferred Compensation

3. Northwestern Life Insurance Company

4. E-Loan Savings Account

5. ING DIRECT Sharebuiider Account

6.

7.

8.

9.

10.

I I.

I2.

13.

14.

15.

16.

17.

I. Income Gain C odes: A =Sl,000 or les s

(See Columns Bl and 04) F =$50.001 - $100,000 2. Value Codes J =S 15,000 or less

(Sec Columns Cl a nd 03) N =$250,001 - $500,000

!

B. c.

Income during Gross value at end of

reporting period reporting period

(I) (2) (I) (2) (I) Amount Type (e.g., Value Value Type(e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

None K T

E Interest K T

None K T

B Interest K T

Int/Div. M T

B =S 1,00 I -$2,500 c =$2,501 -S5.000

G =SI00,001 -$1,000,000 HI =Sl,000,001-S5,000,000 K =SJ 5,001 -$50,000 L =$50,001 -SI00,000

O =$500,001 -Sl,000,000 Pl =Sl,000,001 • $5,000,000

PJ =$25,000,00 I -$50,000,000 P4 =More than $50,000,000

3. Value Method Co des Q =Appraisal R =Cos t (Re al E state O nly) S =Asses sment

(Sec Column C2) U =Book Value V =Other W =Estimated

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month- Code 2 Code I buyer/seller

Day (J-P) (A-H) (if private

transaction)

0 =$5,001 -$15,000 E =S 15,00 I · $50.000

H2 =More than $5,000,000 M =SJ00,001 -$250,000

P2 =$5,000,00 I • $25,000,000

T =Cash Market

I

Page 11: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

FINANC.IAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 5of6 Daniels,, George B. 051612009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicateparto/ReporL)

Page 12: Danniels George B - Judicial Watch...Daniels,, George B. 05/6/2009 . IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and

Page 6of6

IX. CERTIFICATION.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Daniels,, George B. 051612009

I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544