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Database Upgrade Guide Upgrading to Version 10.1 of IBM DB2 for Linux%2c UNIX%2c and Windows

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Database Upgrade Guide

Upgrading to Version 10.1 of IBM DB2 for Linux, UNIX, and

Windows

Target Audience

 ■ Technical Consultants

 ■ System Administrators

PUBLICDocument version: 1.02 – 2013-01-10

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Document History 

CAUTION

Before you start the implementation, make sure you have the latest version of this document.

You can find the latest version at the following location:

http://service.sap.com/instguides Database Upgrades DB2 UDB .

The following table provides an overview of the most important document changes.

 Version Date Description1.0 2012-06-29 First version

1.01 2012-08-21 Small correction in chapter 3.1.1 (Installing the Database Software on the Database Server ):

One sentence corrected to: Do not choose DB2 Advanced Enterprise Server Editionor DB2 AESE.

1.02 2013-01-10  ■ SAP Note number for recommendations on parameter settings for DB2 10.1

updated in the following sections:

 ● Upgrade Requirements

 ● Upgrading the Instance and Database

 ● Installing the Database Software on the Database Server 

 ■ Update of sections 5.1 Updating the startdb Scripts and 5.2 Running the db6_update_db

Script 

 

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 Table of Contents

Chapter 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

1.1 New Features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

Chapter 2 Planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

2.1 Upgrade Restrictions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

2.2 Upgrade Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92.3 Deprecated Functionality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

2.4 Upgrading the Database in Special Environments . . . . . . . . . . . . . . . . . . . . . . 13

Chapter 3 Upgrading the Database Under Linux and UNIX . . . . . . . . . . . . . . . . . . . 15

3.1 Installation of the DB2 Software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

3.1.1 Installing the Database Software on the Database Server . . . . . . . . . . . . . . . . . 15

3.1.2 Updating the Database Client Software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

3.1.2.1 Determining the DB2 Client Type Used by the System . . . . . . . . . . . . . . . . . . 20

3.1.2.2 Updating the DB2 Runtime Client . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

3.1.2.3 Updating the DB2 CLI Driver . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

3.1.2.4 Updating the JDBC Driver . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

3.2 Upgrading the Instance and Database . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25

Chapter 4 Upgrading the Database under Windows . . . . . . . . . . . . . . . . . . . . . . . . . . 31

4.1 Installation of the DB2 Software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31

4.1.1 Installing the Database Software on the Database Server . . . . . . . . . . . . . . . . . 31

4.1.2 Updating the Database Client Software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384.1.2.1 Determining the DB2 Client Type Used by the System . . . . . . . . . . . . . . . . . . 39

4.1.2.2 Updating the DB2 Runtime Client . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41

4.1.2.3 Updating the DB2 CLI Driver . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41

4.1.2.4 Updating the JDBC Driver . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41

4.2 Upgrading the Database . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43

Chapter 5 Post-Upgrade Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45

5.1 Updating the startdb Scripts (Only for Linux and UNIX) . . . . . . . . . . . . . . . . . 45

5.2 Running the db6_update_db Script . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45

 

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5.3 Backing Up the DB2 Server Configuration After the Upgrade

(Recommended) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

5.4 Installing the DB2 License . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47

5.5 Checking Configuration Settings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47

5.6 Removing the Database Administration Server (Optional) . . . . . . . . . . . . . . . 48

5.7 Updating Data Extractors in SAP Solution Manager (Optional) . . . . . . . . . . . . 49

Chapter 6 Enabling New Database Features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

6.1 Enabling Insert Time Clustering Tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

6.2 Enabling Adaptive Compression . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

6.3 Enabling the Compression of Archived Log Files . . . . . . . . . . . . . . . . . . . . . . . 53

6.4 Activating Index Compression (Relevant for Upgrades from DB2 V9.5

Only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

6.5 Enabling Tablespaces for Reclaimable Storage (Relevant for Upgrades from

DB2 V9.5 Only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

6.6 Enabling Inline LOBs and LONG VARCHAR Replacement (Relevant for

Upgrades from DB2 V9.5 Only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56

Chapter 7 Disclaimer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

 

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1 Introduction

Purpose

This document explains how you upgrade your database to Version 10.1 of DB2 for Linux, UNIX, and

Windows if your database is DB2 Version 9.5 or DB2 Version 9.7 for Linux, UNIX, and Windows. It

contains specific information and recommendations for SAP system environments.

For more information about the upgrade to DB2 Version 10.1 for Linux, UNIX, and Windows, see the

document Upgrade to DB2 Version 10.1 in the IBM DB2 Information Center at:

https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.luw.

qb.upgrade.doc/doc/c0023662.html

NOTE

 ■ Before you start the database upgrade, make sure that you read SAP Note 1645684. This SAP

Note contains the most recent information about the database upgrade, as well as corrections

to this document. Make sure that you always have the most recent version of this SAP Note.

 ■ For a list of known errors and available fixes in DB2 Version 10.1, see also SAP Note

1667571.

Upgrade Process

To upgrade the database to DB2 Version 10.1, you perform the following steps:

1. You plan the upgrade and check the requirements.

2. You install the DB2 10.1 database software.

3. You upgrade the DB2 instance.

4. You upgrade the DB2 database.

5. You perform post-upgrade activities.

These steps are described in detail for Linux/UNIX and for Windows in the appropriate sections.

Naming Conventions

Database Terminology

Database Version Short Name

IBM DB2 Version 10.1 for Linux, UNIX, and Windows DB2 10.1

IBM DB2 Version 9.7 for Linux, UNIX, and Windows DB2 V9.7 

IBM DB2 Version 9.5 for Linux, UNIX, and Windows DB2 V9.5 

IBM DB2 Version 9.1 for Linux, UNIX, and Windows DB2 V9.1

IBM DB2 Version 8 Universal Database for UNIX and Windows DB2 UDB Version 8 

1 Introduction

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SAP Terminology

 ■ SAP NetWeaver application server ABAP  is referred to as AS ABAP .

 ■ SAP NetWeaver application server Java is referred to as AS Java.

 Variables

Name of Variable Description

<SAPSID> SAP system ID in upper case

<sapsid> SAP system ID in lower case

<DBSID> Database name in upper case

<dbsid> Database name in lower case

NOTE

The database name is not necessarily the same as the SAP system ID. For example, the database

name is not necessarily the same as the SAP system ID in an MCOD (Multiple Components in

One Database) environment.

1.1 New Features

New Features of DB2 10.1

 ■ Insert Time Clustering (ITC) Tables

ITC tables group their records based on the insert time. Space reclamation — that is, returning

free space in the table to the tablespace — is possible without a full offline or online REORG.

 ■ Index Space Reclaim

For index objects, a new function is available that reclaims free space and returns it to the tablespace

in online mode.

 ■ Adaptive Compression

In addition to the existing row compression method, adaptive compression works on page level

and provides improved table data compression without the need for table reorganization.

 ■ Index Jump Scan

Composite indexes can be used during query execution even if the query does not define constraints

for all index columns. ■ Performance Improvements

New functions have been designed for DB2 10.1 to improve performance, for example, smarter

index prefetching, hash join improvements, zigzag joins, and early aggregation.

 ■ Support of Hidden Columns

During table definition, columns can be marked as implicitly hidden. Such columns are unavailable

until they are explicitly referenced.

 ■ Storage Groups

The existing automatic storage infrastructure has been extended by a new object, the storage group.

Storage groups contain multiple storage paths that you can define and to which you can assign

1 Introduction

1.1 New Features

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tablespaces. This enables the separation of cold, warm, and hot data that can subsequently be placed

on different storage media.

 ■ Multi-Core Parallelism

The use of multi-core systems in SMP architecture improves data warehouse environments.

 ■ High Availability and Disaster Recovery (HADR) with Multiple Standbys

The HADR feature now allows the use of more than one standby server.

 ■ Log File Compression

Archived log files are now automatically compressed, which leads to further disk space savings.

For more information about the support of new features of DB2 10.1 in your SAP system release, see

SAP Note 1700631.

New Features of DB2 V9.7

 ■ Index Compression

In addition to row compression, you can now also compress index objects.

 ■ Inline LOBs (Large Objects)

Small LOBs up to a specified size are now stored together with the table data; this is known as

“inlining”. Inline LOBs are also subject to row compression. LOBs that are larger than the specified

size are transparently stored in the LOB storage object.

 ■ Enhancements to the Automatic Storage Mechanism (Autostorage)

You can now convert databases that have not been enabled for DB2’s automatic storage

management to automatic storage databases. Furthermore, you can convert existing DMStablespaces to automatic storage tablespaces. To drop automatic storage paths, you can now use

the ALTER DATABASE SQL statement.

 ■ Reclaimable Storage for DMS Tablespaces

For newly created DMS tablespaces, you can now reclaim unused storage below the high-water

mark without problems. For this purpose, you can use the REDUCE and the LOWER HIGH WATER

MARK option of the ALTER TABLESPACE statement.

 ■ Online Table Move Procedure

A stored procedure to move tables online has been available as an attachment to SAP Note

1039544. With DB2 9.7, a version of this stored procedure has now become part of the DB2 coreproduct under the name ADMIN_MOVE_TABLE.

 ■ Increased Tablespace Capacity

With DB2 9.7, the maximum size of large and temporary tablespaces has been increased to 64 TB.

 ■ Monitoring Enhancements

DB2 9.7 provides new time-spent monitor elements. In addition, a new event monitor for enhanced

lock reporting is available.

 ■ Security Enhancements

1 Introduction

1.1 New Features

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You can now secure the communication with the database using the Transport Layer Security

(TLS) and the Secure Socket Layer (SSL) protocol. Furthermore, you can encrypt user and password

information using the AES 256bit algorithm.

 ■ System Automation for Multiplatform (SA MP) Now Available for Solaris SPARC

The integrated cluster management software IBM Tivoli SA MP is now available on AIX, Linux,

and Solaris SPARC.

For more information about the support of new features of DB2 V9.7 in your SAP system release, see

SAP Note 1351160 and the document Upgrading to Version 9.7 of IBM DB2 for Linux, UNIX, and Windows on

SAP Service Marketplace at http://service.sap.com/instguides Database Upgrades DB2

UDB .

1 Introduction

1.1 New Features

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2 Planning

2.1 Upgrade Restrictions

The following restrictions apply to the upgrade to DB2 10.1:

 ■ Operating system-related restrictions

 ■ Database-related restrictions

 ■ SAP system-related restrictions

Operating System-Related Restrictions

NOTE

For a list of supported operating systems, see Upgrade Requirements [page 9].

The use of raw devices for database logging is not recommended and will be removed in a future DB2

release. You need to change the setting of the database configuration parameter NEWLOGPATH to a disk

device instead of a raw device.

Database-Related Restrictions

If you are running DB2 for Linux, UNIX, and Windows Version 9.1 or lower, you first have to upgradethe database to DB2 Version 9.5 or 9.7 as described in the relevant upgrade guide at:

http://service.sap.com/instguides Database Upgrades DB2 UDB

SAP System-Related Restrictions

 ■ DB2 10.1 is not supported for SAP system releases lower than SAP NetWeaver 7.0.

If you have an older SAP release, you must upgrade your SAP system to SAP NetWeaver 7.0 or

higher before you can use DB2 10.1.

More Information

For more information, seeUpgrade restrictions for DB2 servers in the IBM DB2 Information Center at https://

publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.luw.qb.upgrade.doc/

doc/c0007191.html.

2.2 Upgrade Requirements

When you plan your database upgrade, you have to make sure that the following requirements are

met:

 ■ Operating system requirements

2 Planning

2.1 Upgrade Restrictions

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 ■ SAP system-specific requirements

 ■ Space requirements

 ■ Other requirements

Operating System Requirements

 ■ The upgrade to DB2 10.1 is supported for the following operating systems:

 ● Windows on x64

 ● AIX

 ● HP-UX on IA64

 ● Solaris on SPARC

 ● Solaris on x64

 ● Linux on x64

 ● Linux on Power

NOTE

Make sure that your operating system fulfills all prerequisites for the installation of DB2 10.1.

For more information, see Installation prerequisites for database servers in the IBM DB2 Information

Center at https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.qb.server.doc/doc/c0059819.html.

 ■ AIX only

DB2 10.1 uses asynchronous I/O. On AIX, you must install and configure I/O completion ports

(IOCP). For more information, see Configuring IOCP (AIX) in the IBM DB2 Information Center athttps://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.admin.perf.doc/doc/t0054518.html.

 ■ Linux only

DB2 no longer supports raw character devices on Linux. If you are using raw character devices as

containers for tablespaces or log files, you must convert them to raw block devices before the

database upgrade.

For more information, see Changing raw devices to block devices (Linux) in the IBM DB2 Information

Center at https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.qb.upgrade.doc/doc/t0022273.html.

SAP System-Specific Requirements

 ■ Since a specific version of the database shared library (DBSL) dbdb6slib is required for the SAP

kernel, make sure that you have applied the correct SAP kernel patch before you start the database

upgrade.

.

The following table shows the minimum DBSL version that is required:

SAP Kernel Release DBSL Patch Level

7.00 327

2 Planning

2.2 Upgrade Requirements

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SAP Kernel Release DBSL Patch Level

7.01 169

7.10 261

7.11 1487.20 112

NOTE

For SAP releases higher than the ones listed in this table, you do not need a specific SAP kernel

patch.

To check the current patch level of your DBSL, proceed as follows:

1. Log on to an application server as user <sapsid>adm.

2. Enter the following command:

disp+work –v

You can find the DBSL patch information at the end of the output. For more information about

how to download and apply the latest SAP kernel patch, see SAP Note 19466.

RECOMMENDATION

We recommend that you install the latest available SAP kernel patch before you start the DB2

upgrade.

 ■ To be able to use new functionality of DB2 10.1 in the application server ABAP, you need adaptions

in the area of monitoring (SAP transaction DBACOCKPIT) and in the ABAP data dictionary. Make

sure that you have implemented the following minimum SAP Basis support packages required for

the different SAP releases:

SAP Basis Release SAP Basis Support Package

7.00 SP16

7.01 SP5

7.02 SP9

7.10 SP9

7.11 SP4

7.20 n/a

7.30 SP5

7.31 SP2

In addition to the support packages mentioned above, you must implement the following SAP

Notes:

SAP Note Description

1354186 DB6: LONG/LOB type mapping and database object check

1409540 DB6: CCMS Adoptions for DB2 pureScale Feature(must be implemented even if you are not using the pureScale feature)

1557981 DB6: Adjustments in DBA Cockpit for new database versions

1677675 DB6: Compatibility Patches for new DB2 Releases

1701181 DB6: ABAP DDIC: Enhancements for DB2 10.1

2 Planning

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SAP Note Description

1721095 DB6: DB2 10.1 pureScale Adoptions(must be implemented even if you are not using the pureScale feature)

 ■

The following SAP tools for DB2 require a specific patch level to be able to work with DB2 10.1: Tool Patch Level

db6pmudf 15

dmdb6bkp 16

brdb6brt 27

For more information about how to download and apply the latest kernel patch for these tools,

see SAP Note 19466.

Space Requirements

 ■ Before the database upgrade, you have to check the size of the SYSCATSPACE tablespace. IfSYSCATSPACE is not enabled for the automatic resize function (AUTORESIZE), you must make sure

that at least 50 percent of all pages is free. If AUTORESIZE is enabled or if you are using DB2’s automatic

storage management (AUTOSTORAGE), you have to check if there is enough free space available in

the file systems.

 ■ The upgrade uses the temporary tablespace. In an SAP database, the temporary tablespace is an

SMS tablespace with the name PSAPTEMP<pagesize>. The file system in which this tablespace is

located must allow the temporary tablespace to grow to twice the size that is required by

SYSCATSPACE.

 ■ During the upgrade, logs are written. The size of the required log space is related to the size of

SYSCATSPACE. To avoid log full situations, make sure that enough log space is available.

RECOMMENDATION

As a rough guideline, make sure that your log space is at least as large as SYSCATSPACE.

If you followed the parameter recommendations for the database parameters LOGFILSIZ,

LOGPRIMARY and LOGSECOND described in SAP Note 1692571, the upgrade should run without

problems.

In a partitioned database environment, you only need to check the size of the log space on

the catalog partition.To check the available log space, proceed as follows:

1. Log on to the database server as user db2<dbsid>.

2. Connect to the database using the following command:

db2 connect to <DBSID>

3. Check the available log space using the following command:

db2 get snapshot for all databases

The available log space is displayed in the following row of the output:

Log space available to the database (Bytes)

2 Planning

2.2 Upgrade Requirements

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For more information, see Increasing table space and log file sizes before upgrade in the IBM DB2 Information

Center at https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.qb.upgrade.doc/doc/t0022269.html.

Other Requirements

 ■ You must perform an offline backup before you start the database upgrade.

 ■ For upgrades from DB2 V9.5 only::

Before you start the upgrade, you must convert all type-1 indexes to type-2 indexes. As of DB2

UDB Version 8, type-2 indexes have been available. As of DB2 V9.7, the support for type-1 indexes

is discontinued.

You can check the existence of type-1 indexes using the db2ckupgrade command, which you

execute before the instance upgrade. To determine if type-1 indexes exist in a database, DB2 V9.7

additionally provides the db2IdentifyType1 command. This command is available after the DB2

V9.7 software installation.

For more information, see Converting type-1 indexes to type-2 indexes in the IBM DB2 Information Center

at https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.qb.upgrade.doc/doc/t0050553.html.

 ■ For the latest additions and corrections to this document, see SAP Note 1645684.

2.3 Deprecated Functionality 

The DB2 Control Center tools and the database administration server (DAS) have been discontinued

in DB2 10.1. For more information, see Control Center tools have been discontinued  in the IBM DB2 Information

Center at:

https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.luw.wn.doc/

doc/i0058731.html

To perform administration tasks, you can use the DBA Cockpit (SAP transaction DBACOCKPIT). The

DBA Cockpit is available in every AS ABAP, and you can also use it to administer an AS Java database.

NOTE

A database administration server (DAS) is automatically created during the installation of the DB2

10.1 software. You can remove the DAS after the database upgrade as described in Removing the

Database Administration Server (Optional) [page 48].

2.4 Upgrading the Database in Special Environments

This section provides information about upgrading the database in special environments.

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Upgrading a Multi-Partition Database

Before you can upgrade a multi-partition database, you have to install the DB2 10.1 software on all

database partition servers. The DB2 software can also be provided for all servers using a shared directory.

For more information, see Upgrading partitioned database environments in the IBM DB2 Information Center athttps://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.

luw.qb.upgrade.doc/doc/t0011548.html.

Upgrading the Database in an HADR Environment

In an HADR environment, you can only upgrade the primary database. You cannot upgrade the

standby database. Before the upgrade, you must execute the STOP HADR command on the primary and

the standby database. After the upgrade, you have to re-create your standby database and initialize

HADR again on the primary and the standby database.

Upgrading the Database in a Microsoft Cluster (MSCS) Environment

To upgrade your database to DB2 10.1 in a Microsoft Cluster environment, you have to install a new

copy of DB2 10.1 on all cluster nodes and upgrade the instance and the database manually. For more

information, see Upgrading DB2 servers in Microsoft Cluster Server environments in the IBM DB2 Information

Center at:

https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.luw.qb.

upgrade.doc/doc/t0022647.html

Upgrading the Database in an IBM Tivoli System Automation for Multiplatforms (SA MP)

Environment

To upgrade a DB2 database that is part of an SA MP cluster, you must first take it out of control of the

cluster management software. To do so, set the respective resource groups offline and switch SA MP

into manual control mode using the command samctrl –MT.

For more information, see Updating the Database Fix Packs in the document IBM DB2 High Availability Solution:

IBM Tivoli System Automation for Multiplatforms on SAP Service Marketplace at https://

service.sap.com/installnw70 Installation – SAP NetWeaver Systems .

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3 Upgrading the Database Under Linuxand UNIX 

Purpose

The following sections describe the required steps for the database upgrade when your operating system

is UNIX or Linux.

Process Flow 

The database upgrade consists of the following steps that you must perform in the specified order:1. You install the DB2 software [page 15].

2. You upgrade the instance and the database [page 25].

3. You perform post-upgrade activities [page 45].

3.1 Installation of the DB2 Software

The installation of the DB2 10.1 software consists of the following steps that you must perform in the

specified order:

1. You install the database software on the database server  [page 15].

2. You update the database client software [page 19].

3.1.1 Installing the Database Software on the DatabaseServer

The following section describes how you install the database software on the database server for Linux

or UNIX operating systems.

CAUTION

If you are running a partitioned DB2 database system, the DB2 10.1 software must be available in

exactly the same directory on all database hosts. Therefore, we recommend that you install the

software on a share that is accessible on all database hosts.

Procedure

1. Log on to the database server as user root and make sure that you can open programs with a

graphical user interface.

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2. Insert and mount the database DVD to<DVD_mount> and enter the following command, depending

on your operating system and processor architecture:

Operating System Command

HP-UX (Itanium) /<DVD_mount>/HPIA64/ESE/disk1/db2setup

AIX /<DVD_mount>/AIX_64/ESE/disk1/db2setup

Linux (PowerPC) /<DVD_mount>/LINUXPPC64_64/ESE/disk1/db2setup

Linux x86_64 (AMD64) /<DVD_mount>/LINUXX86_64/ESE/disk1/db2setup

Solaris SPARC /<DVD_mount>/SUNOS_64/ESE/disk1/db2setup

Solaris x64 /<DVD_mount>/SOLARIS_X86_64/ESE/disk1/db2setup

It might take a few minutes for the IBM DB2 Setup Launchpad  to appear.

3. On the Welcome screen of the IBM DB2 Setup Launchpad , choose Upgrade Information and check if all

operating system requirements are met.

Figure 1: Upgrade Information

CAUTION

You must make sure that the operating system requirements are met. Otherwise, the upgrade

can fail.

4. Choose Install a Product .

The Install a Product  screen appears:

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Figure 2: Install a Product

5. Choose Install New under DB2 Enterprise Server Edition Version 10.1.

CAUTION

Do not choose DB2 Advanced Enterprise Server Edition or DB2 AESE . If you install this edition, the

OEM license key provided by SAP will not work.

Do also not choose a DB2 version with the DB2 pureScale feature. Installing or upgrading an

SAP System on DB2 with the pureScale feature is described in the separate guide Running an

SAP System on DB2 pureScale.

The screen DB2 Setup – DB2 Enterprise Server Edition Version 10.1 appears.

The following steps can appear, but not necessarily in the sequence shown below. The exact sequence

of the installation steps that follow depends on various factors, for example, your operating system,

already installed DB2 components, your installation choices, and the DB2 Fix Pack level. Therefore, we

cannot provide a detailed step-by-step procedure for the DB2 software installation in this document.

The following steps outline important points that you have to consider when installing DB2 in an SAPenvironment:

 ■ On the Introduction part of the screen DB2 Setup – DB2 Enterprise Server Edition Version 10.1, choose Next .

 ■ Accept the license agreement and choose Next .

 ■ On the screen Select the installation type, choose Typical and then Next .

 ■ On the screen Select installation, response file creation, or both, choose Install DB2 Enterprise Server Edition on this

computer  and then Next .

 ■ On the screen Select the installation directory, enter the Installation Directory and choose Next .

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Figure 3: Installation Directory

RECOMMENDATION

We recommend that you do not use the default installation paths for Linux and AIX, which

are as follows:

 ● Linux: /opt/ibm/db2/V10.1

Note that on Linux ’ibm’ is now in lower case.

 ● AIX, HP-UX, and Solaris: /opt/IBM/db2/V10.1

Instead, use a subdirectory of the home directory of the instance-owning user such as the

following: /db2/db2<dbsid>/db2_software_v10.

Background: Current versions of the SAP installation tool install a local copy of the DB2

software in a subdirectory of the home directory of the instance-owning user, for

example, /db2/db2<dbsid>/db2_software. The advantage is that you can maintain the

database software of the DB2 copies independently of each other for each SAP system on thesame host.

To check the location of the currently installed DB2 version, log on as user db2<dbsid> and

enter the db2level command.

CAUTION

Do not install DB2 10.1 in the current instance directory of your DB2 instance (/db2/

db2<dbsid>/sqllib) and below.

 ■ On the Instance Setup screen, choose Do not create a DB2 instance and then Next .

 ■ On the Set Up Notifications screen, choose Do not set up your DB2 server to send notifications at this time.

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 ■ On the Summary screen, review the installation summary and start the installation by choosing

Finish.

 ■ When the installation is completed, choose Finish again.

3.1.2 Updating the Database Client Software

You can install the AS ABAP of an SAP system with two different DB2 clients:

 ■ The DB2 Runtime Client  (as of DB2 Version 9.5 also known as IBM Data Server Runtime Client) offers

all the functions required to run applications that connect to a DB2 server. Besides the DB2

Command Line Processor (CLP), it contains no administration and configuration tools.

 ■ The DB2 CLI Driver (also known as IBM DB2 Driver for ODBC and CLI or IBM Data Server Driver

for ODBC and CLI) provides runtime support for applications using the ODBC or CLI API. TheDB2 CLI Driver is a lightweight zero-installation driver that you can install on shared directories

(for example, NFS shares).

Which client is used depends on the setup of your SAP system.

NOTE

The AS Java always uses the Type-4 DB2 JDBC Driver  (also known as IBM DB2 Driver for JDBC and

SQLJ or IBM Data Server Driver for JDBC and SQLJ).

SAP Releases Based on SAP Basis 7.0

All SAP systems that were installed with DB2 UDB Version 8 run with the DB2 Runtime Client. All

SAP systems that are installed with DB2 Version 9.1 can either run with the DB2 Runtime Client or

the DB2 CLI driver, which was introduced with DB2 Version 9.1.

The type of DB2 client used in your system depends on whether you want to upgrade the database of

a newly installed system, an upgraded system, or whether you have manually switched to the new DB2

client connectivity (according to SAP Note 1091801).

Therefore, before the upgrade, you must determine which type of DB2 client  [page 20] is used in your system

and update it accordingly.

SAP Releases Based on SAP Basis 7.10 and Higher

All SAP systems based on SAP Basis 7.10 are always installed with the new DB2 client connectivity. You

only have to update the DB2 CLI driver  [page 22].

Graphical Overview 

The following figure provides a graphical overview of the steps that you have to perform on an AS

ABAP:

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Figure 4: Upgrading the Client Connectivity in an SAP ABAP System

3.1.2.1 Determining the DB2 Client Type Used by the System

To explicitly determine which DB2 client type (DB2 Runtime Client or DB2 CLI driver) is used, you

can use R3trans.

Procedure

1. Log on to the application server where you want to check the DB2 client type as user

<sapsid>adm.

2. Enter the following command:

R3trans -x

R3trans loads the DB2 library and connects to the database. A log file trans.log is created in the

current directory.

3. Open the log file trans.log in an editor and verify that the application server uses the CLI driver.

EXAMPLEIf the DB2 CLI driver is used, the output of the trans.log file looks as follows:

...

4 ETW000 [dev trc ,00000] DB2 library successfully loaded DB2 library

'/usr/sap/<SAPSID>/SYS/global/db6/<platform>/db6_clidriver/lib/libdb2.so'

successfully loaded

...

4 ETW000 [dev trc ,00000] Running with CLI driver 40239 0.468024

...

If the DB2 Runtime Client is used, the output of the trans.log file looks as follows:

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...

4 ETW000 [dev trc ,00000] DB2 library successfully loaded DB2 library '/db2/

db2<dbsid>/sqllib/lib/libdb2.so' successfully loaded

...

NOTE

Even if R3trans loads the DB2 CLI driver libraries, an additional DB2 Runtime Client might

be installed. By default, the SAP kernel uses the DB2 CLI driver on all application servers of

SAP Release 7.0 and higher that have a local DB2 Runtime Client installed, as well as access

to a DB2 CLI driver in directory /usr/sap/<SAPSID>/SYS/global/db6. In this case, the DB2

Runtime Client is not used, and we recommend that you uninstall it to avoid duplicate

maintenance.

To check if a DB2 Runtime Client is installed, enter the following command as user<sapsid>adm:

db2ilist

If no DB2 Runtime Client is installed, this command is unknown. If a DB2 Runtime Client

exists, the name of the local DB2 instance db2<dbsid> is displayed.

If you want to keep your DB2 Runtime Client, we recommend that you update both DB2

clients (that is, the DB2 Runtime Client and the DB2 CLI driver).

Result

You know which type of DB2 client is used in your system landscape. Update it according to theinstructions in one of the following sections:

 ■ Updating the DB2 Runtime Client  [page 21]

 ■ Updating the DB2 CLI Driver Client  [page 22]

 ■ Updating the JDBC Driver  [page 22]

3.1.2.2 Updating the DB2 Runtime Client

For each SAP application server that uses a DB2 Runtime Client and that is not running on the database

server, you must update the DB2 Runtime Client. That is, you install the DB2 Runtime Client software

first and upgrade the DB2 Runtime Client instance as part of the database and instance upgrade.

This section describes how you install the DB2 10.1 Runtime Client software.

Procedure

1. To install the DB2 Runtime Client, follow the procedure described in Installing the Database Software

on the Database Server  [page 15]. However, make sure that you choose IBM Data Server Runtime Client

Version 10.1 as the product to be installed in step 5.

2. Repeat these steps on each application server that is not running on the database host.

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NOTE

After you have installed the new DB2 Runtime Client software, you must still upgrade the DB2

Runtime Client instance as described in Upgrading the Instance and Database [page 25].

3.1.2.3 Updating the DB2 CLI Driver

For SAP systems that use the DB2 CLI driver, you only have to update the DB2 CLI driver once in the

shared directory /usr/sap/<SAPSID>/SYS/global/db6.

Each application server can access this directory. Therefore, after the DB2 CLI driver has been updated,

it can be used by all application servers.

Procedure

1. Log on to the database host as user <sapsid>adm.

2. Mount the DVD DB2 V10.1 LUW CLI/JDBC–Driver .

3. Switch to directory <mount_DVD_Dir>/CLIENT.

4. For an ABAP or ABAP+Java system, start the db6_update_client.sh script using the following

command:

./db6_update_client.sh -u

For a Java-only system, use the following command to update only the JDBC driver:

./db6_update_client.sh -j

For more information and the latest version of the db6_update_client scripts, see SAP Note

1365982.

Result

The new version of the DB2 CLI driver is automatically used after the next SAP system restart and no

further action is required.

3.1.2.4 Updating the JDBC Driver

The following section describes how you update the JDBC driver.

Prerequisites

Since the location of the JDBC driver can vary – which means that the appropriate steps to update it

can also vary – you should first determine the location of the JDBC driver, which depends on your SAP

system release level.

Determining the Location of the JDBC Driver for SAP Releases Lower than SAP Basis 7.10

1. Log on to the respective application server as user <sapsid>adm.

2. Change to the directory../cluster/bootstrap of the Java instance using the following command:

cd /usr/sap/<SAPSID>/DVEBMGS<instance-no>/j2ee/cluster/bootstrap

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3. Determine the location of the JDBC driver using the following command:

grep driver bootstrap.properties

The value of this property of the rdbms.driverLocation is returned. It contains the location of

the currently used JDBC driver.

Determining the Location of the JDBC Driver for SAP Releases with SAP Basis 7.10 and

Higher

1. Log on to the respective application server as user <sapsid>adm.

2. Change to the profile directory of the Java instance using the following command:

cd /usr/sap/<SAPSID>/SYS/profile

3. Enter the following command:

grep dbdriver <instance_profile>

The path to the JDBC driver is returned.

Procedure

Updating the JDBC Driver in a Central System

The JDBC Driver is part of every database installation. In a central system where all SAP instances are

installed on one host, all application servers can use the JDBC driver that is provided by the database

system. On all UNIX and Linux platforms, DB2 uses symbolic links to point from the instance directories

to the software installation directory.

In a central system, the JDBC driver files should be taken from the following path: /db2/db2<dbsid>/

sqllib/java

EXAMPLE

For example, for DB2 V9.5, this link points to the following directory: /opt/IBM/db2/V9.5/

java.

During the database upgrade, this link is automatically updated to the new DB2 software installation

directory and therefore the JDBC driver of the new DB2 version is used. However, if /db2/db2<dbsid>/

sqllib/java is not used to specify the location of the JDBC driver files, the AS Java system still uses the

old JDBC driver after a database upgrade. The problem is not immediately obvious because the AS Java

system still starts and stops.

However, applications that are using certain new functions that are provided only by the new JDBC

driver cause errors during execution.

CAUTION

Due to a problem in the 6.40 version of the SAP installation tool, even if/db2/db2<dbsid>/sqllib/

java is specified during the installation, the release-dependent directory (for example, /opt/IBM/

db2/V8.1/java for DB2 UDB Version 8) is inserted into the configuration files of the J2EE engine.

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If the wrong path (for example, /opt/IBM/db2/V8.1/java for DB2 UDB Version 8) is found in the

configuration files of a central AS Java installation, you must manually replace it with the correct

path /db2/db2<dbsid>/sqllib/java as described in SAP Note 867976.

Update the JDBC driver according to one of the following scenarios:

Scenario Required Action

The JDBC driver is taken from a DB2 server installation.In this case, the directory retrieved using the procedureabove is /db2/db2<dbsid>/sqllib/java.

No further action required

The JDBC driver is taken directly from the DB2 software

installation directory. In this case, the directory retrievedusing the procedure above, for example, for DB2 UDBVersion 8 is/opt/IBM/db2/V8.1/java.

You have to manually adapt the configuration files

of the AS Java system so that the correct driver istaken using the following link:/db2/db2<dbsid>/sqllib/java

To do this, follow the instructions in SAP Note867976.

The JDBC driver is taken from …/global/db6 or from a

copy of this driver in the local instance exe directoryDIR_EXECUTABLE=/usr/sap/<SAPSID>/D[VEBMGS][nr]/

exe

or /usr/sap/<SAPSID>/J[C][nr]/exe.

Run the db6_update_client.sh script as described inUpdating the DB2 CLI Driver Client  [page 22].

Updating the JDBC Driver in a Distributed System

In a distributed SAP system, application servers run on dedicated hosts other than the database host.

Therefore, these application servers need their own JDBC driver files.Depending on the location, you have to update the JDBC driver on these dedicated hosts according to

one of the following scenarios:

Scenario Required Action

The JDBC driver is taken from a DB2 Runtime Client

instance. In this case, the directory retrieved using theprocedure described above is /db2/db2<dbsid>/sqllib/java.

Update the DB2 Runtime Client as described in

Updating the DB2 Runtime Client  [page 21].

The JDBC driver is taken from …/global/db6 or from a copyof this driver in the local instance exe directory

DIR_EXECUTABLE=/usr/sap/<SAPSID>/D[VEBMGS][nr]/exeor /usr/sap/<SAPSID>/J[C][nr]/exe.

Run the script db6_update_client.sh asdescribed in Updating the DB2 CLI Driver  [page 22].

The JDBC driver is used from any other location. Update the JDBC driver file (db2jcc.jar ordb2jcc_license_cu.jar) manually as follows:1. Mount the DVD DB2 10.1 LUW CLI/JDBC-

Driver  to directory <client_dvd_mount>.

2. As user <sapsid>adm, copy the JDBC driverto the destination directory using thefollowing command:cp <client_dvd_mount>/CLIENT/jdbc/*

<rdbms.driverLocation_dir>

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Scenario Required Action

NOTE

If the JDBC driver is not taken from thekernel exe directory, which is visible on all

servers, you have to repeat this step on allapplication servers.

3.2 Upgrading the Instance and Database

After the software installation, you have to upgrade the instance and database. Make sure that you

perform all steps in the sequence given:

1. You back up the DB2 server configuration (recommended).

2. You run program db2ckupgrade (optional).

3. You upgrade the instance.

4. You migrate the DB2 administration server (optional).

5. You upgrade the DB2 database.

6. You upgrade the DB2 runtime client instance for a central and dialog instance.

7. You verify if the database has been successfully upgraded (optional).

8. You perform a backup (recommended).

NOTE

In the following procedures, replace <DB2_SWDIR> with your software installation directory for

DB2 10.1.

Prerequisites

 ■ Before the database upgrade to DB2 10.1, you must have performed a full offline backup of your

database.

 ■ Make sure that there is enough free disk space available. Otherwise, the upgrade of your DB2

database fails.

You need to check the following:

 ● The system catalog tablespace SYSCATSPACE

If SYSCATSPACE is not an AUTOEXTENT or an AUTOSTORAGE tablespace, you must ensure that atleast half of the pages is free. To find out the number of used and free pages, use the following

command:

db2 “LIST TABLESPACES SHOW DETAIL”

 ● The temporary tablespace

SAP systems use SMS-based temporary tablespaces. Make sure that the temporary tablespaces

can grow to at least twice the size of SYSCATSPACE.

 ● The size of log space

As a rough guideline, make sure that your log space has at least the size of the SYSCATSPACE.

If you followed the parameter recommendations for the database parameters LOGFILESIZ,

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LOGPRIMARY andLOGSECOND (for more information, see SAP Note 1692571), the upgrade should

run without problems.

NOTE

In a partitioned database environment, you only need to check the size of the log space

on the catalog partition.

For more information, see Increasing tablespace and log file sizes before upgrade in the IBM DB2 Information

Center  at: https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.qb.upgrade.doc/doc/t0022269.html.

Procedure

Backing Up the DB2 Server Configuration (Recommended)

During the upgrade, DB2 configuration parameters are changed automatically. To keep track of the

changes, we recommend that you back up the DB2 server configuration before and after the actual

upgrade. By comparing the files that contain the DB2 configuration settings after the upgrade has

finished, you can review the changes.

DB2 is configured by setting the following:

 ■ Environment variables

 ■ DB2 profile registry variables

 ■ DB2 database manager configuration parameter

 ■ DB2 database configuration parameter

To back up the database configuration, perform the following steps:1. Log on to the database server as user db2<dbsid>.

2. Create a directory <config_bkp> where you store the configuration using a command such as the

following:

mkdir /db2/db2<dbsid>/cfg_backup

3. Change to the newly created directory <config_bkp> using the following command:

cd /db2/db2<dbsid>/cfg_backup

4. Back up the database server configuration using the following commands:

env > env_before_upg.txt

db2set -all > reg_before_upg.txt

db2 get dbm cfg > dbm_before_upg.txt

db2 get db cfg for <SAPSID> > db_before_upg.txt

After the database upgrade, you back up the database configuration again and compare the files that

contain the configuration before and after the upgrade. For more information, see Backing Up the DB2

Server Configuration After the Migration (Recommended) [page 46].

Running Program db2ckupgrade (Optional)

The db2ckupgrade program checks if certain prerequisites for the upgrade are met. This program is

automatically called by db2iupgrade (see below). If it encounters problems, the upgrade does not start.

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You can start db2ckupgrade manually before the upgrade.

NOTE

This is only a check and does not affect your database.

NOTE

In a partitioned database environment, you must run db2ckupgrade on all database partitions.

1. Log on to the database server as user <sapsid>adm.

2. Stop your SAP system and the DB2 instance using the following commands:

stopsap

db2stop force

3. Log on to the database server as user db2<dbsid>.

4. Start the database manager using the following command:

db2start

5. Run the db2ckupgrade program using the following command:

<DB2_SWDIR>/instance/db2ckupgrade –e –l upgrade.log

6. Check the file upgrade.log for possible errors. If no errors are found, the following message is

displayed:

Version of DB2CKUPGRADE being run: VERSION “10.1”

...

DBT5508I The db2ckupgrade utility completed successfully. The database or databases

can be upgraded.

Upgrading the Instance

CAUTION

In a partitioned database environment, upgrade the instance on the database partition server that

owns the home directory of the instance owner.

1. Log on to the database server as user <sapsid>adm.

2. Stop your SAP system and the DB2 instance using the following commands:

stopsap

db2stop force

db2 terminate

3. Log on to the database server as user root.

4. Upgrade the instance using the following command:

<DB2_SWDIR>/instance/db2iupgrade –u db2<dbsid> db2<dbsid>

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NOTE

To check if all requirements for an upgrade are met, db2iupgrade calls the program

db2ckupgrade in the background. If db2ckupgrade finds problems, the DB2 instance is not

upgraded. In this case, correct the problem and start db2iupgrade again.

If the instance was successfully upgraded, the following message is displayed:

Program db2iupgrade completed successfully.

The upgrade command saves a backup copy of the instance directory ~db2<dbsid>/sqllib to one

of the following directories:

 ■   ~db2<dbsid>/sqllib_v95

 ■   ~db2<dbsid>/sqllib_v97

The files are then adapted in the ~db2<dbsid>/sqllib directory.

During the instance upgrade, the database manager configuration of DB2 10.1 is merged with thesettings of the database manager configuration of DB2 Version 9.5 or DB2 Version 9.7.

Upgrading the DB2 Database

Since the DB2 system catalog has been changed with DB2 Version 10.1, you have to upgrade the database.

CAUTION

In a partitioned database environment, perform the database upgrade on the catalog database

partition server.

1. Log on to the database server as user db2<dbsid>.

2. Upgrade the database using the following commands:

db2start

db2 upgrade database <SAPSID>

The time it takes to upgrade the database depends on the size of the system catalog. For a standard SAP

NetWeaver 7.0 ABAP only, the upgrade approximately takes 10 to 30 minutes. If the upgrade completes

successfully, the following message is displayed:

The UPGRADE DATABASE command completed successfully.

NOTE

If the database upgrade fails, the error message SQL1704N is displayed describing the cause of the

failure. For a list of possible solutions for each reason code, enter db2 “? SQL1704”.

One of the most common causes of upgrade failure is that there is not enough log file space

available. In this case, the following error is returned:

SQL1704N Database migration failed. Reason code "3".

NOTE

If the database upgrade succeeds but additional actions are required, the warning SQL1499W is

displayed describing the cause of the failure. In this case, see the DB2 administration log /db2/

<DBSID>/db2dump/db2<dbsid>.nfy for more information.

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Upgrading the DB2 Runtime Client Instance for a Central and Dialog Instance

NOTE

For every application server that is not running on the database server and that is using the DB2

Runtime Client, you have to upgrade the DB2 Runtime Client instance.

1. Log on to the application server as user root.

2. Upgrade the DB2 Runtime Client using the following command:

<DB2_SWDIR/instance/db2iupgrade db2<sapsid>

If the upgrade of the DB2 Runtime Client is successful, the following message is displayed:

Program db2iupgrade completed successfully

 Verifying the Database Upgrade (Optional)

To verify the success of the database upgrade, you can test if a database activation succeeds by performing

the following steps:

1. Log on to the database server as user db2<dbsid>.

2. Start the database manager using the following command:

db2start

3. Activate the database using the following command:

db2 activate database <SAPSID>

After you activated the database, check the db2diag.log in /db2/<DBSID>/db2dump for possible

problems.

4. Optional: Run the DB2 copy validation tool using the following command:db2val

The DB2 copy validation tool verifies basic functions of a DB2 software installation and generates

a report with its findings.

Performing a Backup (Recommended)

CAUTION

We strongly recommend that you perform a full offline backup of the upgraded database.

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4 Upgrading the Database under Windows

Purpose

The following sections describe the required steps for the database upgrade when your operating system

is Windows 2003, Windows 2003 R2, Windows 2008, or Windows 2008 R2.

RECOMMENDATION

We recommend that you perform a f ull offline backup of your database before you install the DB210.1 software.

Process Flow 

The database upgrade consists of the following steps that you must perform in the specified order:

1. You install the DB2 software [page 31].

2. You upgrade the instance and the database in one step  [page 43].

CAUTION

After the database upgrade, you must perform a full backup of your database.

3. You perform post-u pgrade activities [page 45].

4.1 Installation of the DB2 Software

The installation of the DB2 10.1 software consists of the following steps that you must perform in the

specified order:

 ■ You install the database software on the database server.  [page 31]

 ■ You update the database client software. [page 38]

4.1.1 Installing the Database Software on the DatabaseServer

The following section describes how you install the database software on the database server for

Windows operating systems.

CAUTION

When you install DB2 10.1 on your Windows host, all existing instances of DB2 Version 9.5 or DB2

Version 9.7 are automatically upgraded to DB2 10.1. Therefore, you must upgrade all your

databases to DB2 10.1 after you have installed the DB2 10.1 software.

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CAUTION

If you are running a partitioned DB2 database system, the DB2 10.1 software must be available in

exactly the same directory on all database hosts. Therefore, we recommend that you install the

software on a share that is accessible on all database hosts.

Prerequisites

 ■ Make sure that you check all DB2 instances with the db2ckupgrade program before installing the

DB2 10.1 software as described in Running Program db2ckupgrade later in this section.

 ■ Check that there is enough free disk space available. If there is not enough free space available, the

upgrade of your DB2 database fails.

You need to check the following:

 ● The system catalog tablespace SYSCATSPACE

If SYSCATSPACE is not an AUTOEXTENT or an AUTOSTORAGE tablespace, you must ensure that atleast half of the pages is free. To find out the number of used and free pages, use the following

command in a DB2 command window:

db2 “LIST TABLESPACES SHOW DETAIL”

 ● The temporary tablespace

SAP systems use SMS-based temporary tablespaces. Make sure that the temporary tablespaces

can grow to at least twice the size of SYSCATSPACE.

 ● The size of log space

As a rough guideline, make sure that your log space is at least the same size as SYSCATSPACE.

In addition, if you followed the parameter recommendations for the database parameters

LOGFILSIZ,LOGPRIMARY andLOGSECOND as described in SAP Note 1692571, the database upgrade

should run without problems.

NOTE

In a partitioned database environment, you only need to check the size of the log space

on the catalog partition.

For more information, see Increasing table space and log file sizes before upgrade in the IBM upgrade guide at

https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.qb.upgrade.doc/doc/t0022269.html.

Procedure

Backing Up the DB2 Server Configuration (Recommended)

During the upgrade, DB2 configuration parameters are changed automatically. To keep track of the

changes, we recommend that you back up the DB2 server configuration before and after the upgrade.

By comparing the files that contain the DB2 configuration settings after the database upgrade has

finished, you can review the changes.

DB2 is usually configured by setting the following:

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 ■ Environment variables

 ■ DB2 profile registry variables

 ■ DB2 database manager configuration

 ■ DB2 database configuration

To back up the DB2 server configuration, proceed as follows:

1. Log on to the database server as user db2<dbsid> and open a DB2 command window.

2. Create a directory<config_bkp> where you store the configuration using a command such as the

following:

mkdir <drive>:\db2\db2<dbsid>\cfg_backup

3. Change to the newly created directory <config_bkp> using the following command:

cd <drive>:\db2\db2<dbsid>\cfg_backup

4. Back up the database server configuration using the following commands:

set > env_before_upg.txt

db2set -all > reg_before_upg.txt

db2 get dbm cfg > dbm_before_upg.txt

db2 get db cfg for <SAPSID> > db_before_upg.txt

After the database upgrade, you back up the database configuration again and compare the files that

contain the configuration before and after the database upgrade. For more information, see Backing Up

the DB2 Server Configuration After the Upgrade (Recommended)  [page 46].

Running Program db2ckupgradeBefore you install the DB2 10.1 software, run the program db2ckupgrade to make sure that you can

upgrade all instances without problems.

NOTE

This is only a check and does not affect any of your databases.

1. Stop the SAP system, for example, using the SAP plug-in for the Microsoft Management Console

(MMC).

2. Log on to the database server as user db2<dbsid> and open a DB2 command window.3. Stop and restart the database manager using the following commands:

db2stop force

db2start

4. Change to the following directory:

cd <CD_drive>\WINDOWS_AMD64\ESE\image\db2\Windows\utilities

5. Run the db2ckupgrade program using the following command:

db2ckupgrade -e -l <A_WRITABLE_DIRECTORY>\upgrade.log

<A_WRITABLE_DIRECTORY> can be any directory to which you have write access, for example:

db2ckupgrade -e -l c:\temp\upgrade.log

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6. Check the file upgrade.log for errors. If no errors are found, the following message is displayed:

Version of DB2CKUPGRADE being run: VERSION “10.1”.

...

DBT5508I The db2ckupgrade utility completed successfully. The database or databases

can be upgraded.

NOTE

Run db2ckupgrade on your database server for all DB2 instances.

Installing the Software

1. Log on to the database server as follows:

 ■ Upgrading from DB2 V9.5 to DB2 10.1 on Windows 2008 only:

You must log on to the database server and install the DB2 software with the same user who

installed the existing DB2 V9.5 software. To find out which user installed the DB2 software,

look up the Windows registry key HKEY_LOCAL_MACHINE\SOFTWARE\IBM\DB2

\InstalledCopies\<copyname>\Elevated.

 ■ In all other cases, log on to the database server as user <sapsid>adm.

2. Stop all your SAP systems and, if they are running, stop the DB2 services.

Determine the software installation directory of the current DB2 instance by using the following

command in a DB2 command window:

db2level

EXAMPLE

The output contains the following line that indicates the installation directory of the DB2

software (<INSTDIR>):

Product is installed at “<INSTDIR>”

3. Start the program for installing the DB2 database software using the following command:

<DVD_drive>:\WINDOWS_X86_64\ESE\image\setup

The Welcome screen of the DB2 Setup Launchpad  appears.

4. In the navigation frame of the DB2 Setup Launchpad , choose Installation Prerequisites and check if your

system meets all the prerequisites.

5. In the navigation frame of the DB2 Setup Launchpad , choose Install a Product  and Work with Existing for the

DB2 Enterprise Server Edition Version 10.1.

NOTE

By choosing Work with Existing you install the software and automatically upgrade all DB2

instances. The existing DB2 software is updated.

CAUTION

Do not choose DB2 Advanced Enterprise Server Edition….

Do not choose Install New.

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In this document, we only describe how to upgrade an existing DB2 copy.

For SAP systems with SAP kernel version 7.00 SR3 and higher, it is technically possible to

install a new DB2 copy. However, you have to upgrade the instance to the new copy

afterwards. For more information, see Upgrading DB2 Version 9.5 or DB2 Version 9.7 instances in the

IBM DB2 Information Center at https://publib.boulder.ibm.com/infocenter/db2luw/

v10r1/topic/com.ibm.db2.luw.qb.upgrade.doc/doc/t0007196.html.

The screen Select the DB2 copy to work with appears.

6. Choose the DB2 copy with the installation path<INSTDIR> (see step 2) and choose Launch DB2 Setup

wizard .

Figure 5: Launch DB2 Setup wizard

The wizard DB2 Setup – DB2 Enterprise Server Edition appears.

CAUTION

The exact sequence of the installation steps that follow depends on various factors, for

example, your operating system, already installed DB2 components, your installation choices,

and the DB2 Fix Pack level.

Therefore, we cannot provide a detailed step-by-step procedure for the DB2 software

installation in this document.

The following steps can appear, but not necessarily in the sequence shown below. They outline

important points that you have to consider when installing DB2 in an SAP environment:

 ■ If a warning appears that the upgrade will apply changes to your DB2 copy, confirm it and choose

Next .

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NOTE

If you receive a warning that DB2 is currently running and locked by some processes, choose

Yes to shut down these processes.

 ■ Accept the license agreement and choose Next .

 ■ On the screen Select the installation type, choose Typical and then Next .

 ■ On the screen Select the installation, response file creation or both, choose Install DB2 Enterprise Server Edition on

this computer  and then Next .

 ■ On the Installation folder  screen, confirm the installation directory by choosing Next .

 ■ On the Select the IBM SSH server installation folder and startup option  screen, choose Do not autostart the SSH

server  and then Next .

NOTE

The IBM SSH server is only required by IBM Optim tools.

 ■ On the screen Set the DB2 copy name, accept the proposed copy name and then choose Next .

Figure 6: Set the DB2 Copy Name Screen

 ■ On the screen Set user information for the default DB2 instance, enter the password and user name for user

db2<dbsid> and then choose Next .

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Figure 7: Set User Information for the Default DB2 Instance Screen

NOTE

If db2<dbsid> is a domain user, enter the correct name of the domain. If it is a local user, keep

the default setting None – use local user account .CAUTION

Do not enter the local host name as a domain.

 ■ If the screen Enable operating system security for DB2 objects appears, choose Enable operating system security

and then Next .

 ■ On the Start copying files screen, start the installation by choosing Install.

 ■ If the installation has successfully finished, the Setup is Complete screen appears. To continue, choose

Next .

 ■ On the Install additional products screen, complete the installation by choosing Finish. If required, reboot

the system.

Checking the Availability of the DB2 Service

Check that the DB2 service is running under user db2<dbsid>:

1. Choose Start Run .

2. Enter the following command:

services.msc /s

3. Right-click DB2<DB2COPY>.<DB2INSTANCE>.

4. Choose Properties.

5. Choose Log on and check that this service is running under user db2<dbsid>.

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Figure 8: Checking Availability of the DB2 Service

4.1.2 Updating the Database Client SoftwareYou can install the application server ABAP (AS ABAP) of an SAP system with two different DB2 clients:

 ■ The DB2 Runtime Client  (as of DB2 Version 9.5 also known as IBM Data Server Runtime Client) offers

all the functions required to run applications that connect to a DB2 server. Besides the DB2

Command Line Processor (CLP), it contains no administration and configuration tools.

 ■ The DB2 CLI Driver  (also known as IBM DB2 Driver for ODBC and CLI or IBM Data Server Driver

for ODBC and CLI) provides runtime support for applications using the ODBC or CLI API. The

DB2 CLI Driver  is a lightweight zero-installation driver that you can install on shared directories

(for example, NFS shares).

The setup of your SAP system determines which client is used most often.

NOTE

The application server Java (AS Java) always uses the Type-4 DB2 JDBC Driver  (also known as IBM

DB2 Driver for JDBC and SQLJ or IBM Data Server Driver for JDBC and SQLJ).

SAP Releases Based on SAP Basis 7.0

All SAP systems that were installed with DB2 UDB Version 8 run with the DB2 Runtime Client. All

SAP systems that are installed with DB2 Version 9.1 can run with either the DB2 Runtime Client or

the DB2 CLI driver, which was introduced with DB2 Version 9.1.

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The type of DB2 client used in your system depends on whether you want to upgrade the database of

a newly installed system, an upgraded system, or whether you have manually switched to the new DB2

client connectivity (according to SAP Note 1091801).

Therefore, before the upgrade, you must determine which type of DB2 client [page 39] is used in your system

and update it accordingly.

SAP Releases Based on SAP Basis 7.10 and Higher

All SAP systems based on SAP Basis 7.10 are always installed with the new DB2 client connectivity. You

only have to update the DB2 CLI driver  [page 41].

Graphical Overview 

The following figure provides a graphical overview of the steps that you have to perform, for example,

on an AS ABAP:

Figure 9: Upgrading the Client Connectivity in an SAP ABAP System

4.1.2.1 Determining the DB2 Client Type Used by the System

To explicitly determine which DB2 client type (DB2 Runtime Client or DB2 CLI driver) is used, you

can use R3trans:

Procedure

1. Log on to the application server where you want to check the DB2 client type as user

<sapsid>adm and open a command prompt window.

2. Enter the following command:

R3trans -x

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R3trans loads the DB2 library and connects to the database. A log file trans.log is created in the

current directory.

3. Open the log file trans.log in an editor and search for the term DB2 library.

EXAMPLE

If the DB2 CLI driver is used, the output looks as follows:

...

4 ETW000 [dev trc ,00000] DB2 library successfully loaded DB2 library

'\\<host>\sapmnt\<SAPSID>\SYS\global\db6\<platform>\db6_clidriver\bin

\db2app64.dll' successfully loaded

...

4 ETW000 [dev trc ,00000] Running with CLI driver 87 3.036995

...

If the DB2 Runtime Client is used, the output looks as follows:

...

4 ETW000 [dev trc ,00000] DB2 library successfully loaded DB2 library 'C:

\Program\Files\IBM\SQLLIB\bin\db2app64.dll' successfully loaded

...

NOTE

Even if R3trans loads the DB2 CLI driver libraries, an additional DB2 Runtime Client might

be installed. By default, the SAP kernel uses the DB2 CLI driver on all application servers of

SAP Release 7.0 and higher that have a local DB2 Runtime Client installed as well as access

to a DB2 CLI driver in directory <drive>:\usr\sap\<SAPSID>\SYS\global\db6.

In this case, the DB2 Runtime Client is not used, and we recommend that you uninstall it to

avoid duplicate maintenance.

To check if a DB2 Runtime Client is installed, enter the following command as user

<sapsid>adm:

db2ilist

If no DB2 Runtime Client is installed, this command is unknown. If a DB2 Runtime Client

exists, the name of the local DB2 instance db2<dbsid> is displayed.

If you want to keep your DB2 Runtime Client, we recommend that you update both DB2

clients (that is, the DB2 Runtime Client and the DB2 CLI driver).

Result

You know which type of DB2 client is used in your system landscape. Update it according to the

instructions in one of the following sections:

 ■ Updating the DB2 Runtime Client  [page 41]

 ■ Updating the DB2 CLI Driver Client  [page 41]

 ■ Updating the JDBC Driver  [page 41]

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4.1.2.2 Updating the DB2 Runtime Client

For each SAP application server that uses a DB2 Runtime Client and that is not running on the database

server, you must update the DB2 Runtime Client.

NOTE

This section describes how you install the DB2 10.1 Runtime Client software.

Procedure

1. To install the DB2 Runtime Client, follow the procedure described in Installing the Database Software

on the Database Server  [page 31], but you must make sure that you choose IBM Data Server Client Version

10.1 as the product to be installed in step 5.

2. Repeat these steps on each application server that is not running on the database host.

4.1.2.3 Updating the DB2 CLI Driver

For SAP systems that use the DB2 CLI driver, you only have to update the DB2 CLI driver once in the

shared directory <drive>:\usr\sap\<SAPSID>\SYS\global\db6.

Each application server can access this directory. Therefore, after the DB2 CLI driver has been updated,

<drive>:\usr\sap\<SAPSID>\SYS\global\db6 can be used by all application servers.

Procedure

1. Log on to the database server as user <sapsid>adm.2. Mount the DVD DB2 V10.1 LUW CLI/JDBC–Driver .

3. Open the DB2 command window and switch to the directory

<drive>:\<mount_DVD_Dir>\CLIENT.

4. For an ABAP or an ABAP+Java system, start thedb6_update_client.bat script using the following

command:

db6_update_client.bat -u

For a Java-only system, use the following command to update only the JDBC driver:

./db6_update_client.bat -j

For more information and the newest version of the db6_update_client scripts, see SAP Note

1365982.

Result

The new version of the DB2 CLI driver is automatically used after the next SAP system restart and no

further action is required.

4.1.2.4 Updating the JDBC Driver

The following section describes how you update the JDBC driver.

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CAUTION

The following section only applies to standalone Java-only application servers (that is, the

application server does not reside on the database host).

If you are upgrading an ABAP+Java system or a Java-only central system (that is, theapplication server and the database reside on the same host), you do not have to perform any of

the steps described in this section.

Prerequisites

On application servers that only contain a Java stack, the location of the JDBC driver can vary, which

means that the appropriate steps to update it can also vary. Therefore, you should first determine the

location of the JDBC driver, which depends on your SAP system release level.

Determining the Location of the JDBC Driver for SAP Releases Lower than SAP Basis 7.101. Log on to the relevant application server as user <sapsid>adm.

2. Open a command prompt and change to the directory..\cluster\bootstrap of the Java instance

using the following command:

cd <drive>:\usr\sap\<DBSID>\>\DVEBMGS<instance-nr>\j2ee\cluster\bootstrap

3. Determine the location of the JDBC driver using the following command:

find "driver" bootstrap.properties

The value of this property of the rdbms.driverLocation is returned. It contains the location of

the JDBC driver files that are currently used.

Determining the Location of the JDBC Driver for SAP Releases with SAP Basis 7.10 and

Higher

1. Log on to the respective application server as user <sapsid>adm.

2. Change to the profile directory of the Java instance using the following command:

cd <drive>:\usr\sap\<SAPSID>\SYS\profile

3. Enter the following command:

find dbdriver <instance_profile>

The path to the JDBC driver files is returned.

Procedure

Updating the JDBC Driver (If Necessary)

Depending on the location, you have to update the JDBC driver according to one of the following

scenarios:

Scenario Required Action

The JDBC driver is taken from a DB2 Runtime Clientinstance. In this case, the directory retrieved using theprocedure above is <drive>:\db2\db2<dbsid>\sqllib

\java.

Update the DB2 Runtime Client as described inUpdating the DB2 Runtime Client  [page 41].

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Scenario Required Action

The JDBC driver is taken from either <drive>:\usr\sap

\<SAPSID>\SYS\global\db6 or from a copy of this driverin the local instance exe directoryDIR_EXECUTABLE=<drive>:\usr\sap\<SAPSID>\

DVEBMGS00\exe.

Run the script db6_update_client.sh as described inUpdating the DB2 CLI Driver Client  [page 41].

The JDBC driver is used from any other location. Update the JDBC driver file (db2jcc.jar ordb2jcc4.jar) manually as follows:1. Mount the DVD DB2 10.1 LUW CLI/JDBC-Driver

to directory <drive>:\<client_dvd_mount>

2. As user <sapsid>adm, copy the JDBC driver tothe destination directory using the following

command:copy <client_dvd_drive>:\CLIENT\jdbc\*

<rdbms.driverLocation_dir>

CAUTION

If the JDBC driver is not taken from thekernelexe directory, which is visible on allservers, you have to repeat this step on allapplication servers.

4.2 Upgrading the Database

Since the DB2 system catalog has been changed, you have to upgrade the DB2 database. Make sure that

you perform all steps in the sequence given:

1. You upgrade the DB2 database.

2. You upgrade the DB2 Runtime Client instance for a central and dialog instance.

3. If required, you upgrade the DB2 Administration Server.

4. You verify if the database has been successfully upgraded (optional).

5. You perform a backup (recommended).

CAUTION

In a partitioned database environment, perform the database upgrade on the catalog database

partition server.

NOTE

You need to upgrade all DB2 databases that are located on your computer.

Procedure

Upgrading the DB2 Database

1. Log on to the database server as user db2<dbsid>.

2. Open a DB2 command window and enter the following commands:

db2stop force

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db2start

db2 upgrade database <SAPSID>

The time it takes to upgrade the database depends on the size of the system catalog. For a standard SAP

NetWeaver ABAP 7.0, the database upgrade takes approximately 10 to 30 minutes. If the database upgrade

has been completed successfully, the following message is displayed:

DB20000I The UPGRADE DATABASE command completed successfully.

NOTE

If the database upgrade fails, the error message SQL1704N is displayed describing the cause of the

failure. For a list of possible solutions for each reason code, enter db2 “? SQL1704”.

One of the most common causes of upgrade failure is that there is not enough log file space

available. In this case, the following error is returned:

SQL1704N Database migration failed. Reason code "3".

NOTE

If the database upgrade succeeds but additional actions are required, the new warning SQL1499W

is displayed describing the cause of the failure. In this case, see the DB2 administration log messages

that are written to the Windows Event Log for more information.

Upgrading the DB2 Runtime Client Instance for a Central and Dialog Instance

All DB2 client instances are automatically upgraded during the installation of the DB2 10.1 software.

 Verifying the Database Upgrade (Optional)

To verify the success of the database upgrade, you can test if database activation succeeds by performing

the following steps:

1. Log on to the database server as user <sapsid>adm and open a DB2 Command Window.

2. Start the database manager using the following command:

db2start

3. Activate the database using the following command:

db2 activate database <SAPSID>

4. Optional: Run the DB2 copy validation tool using the following command:db2val

The DB2 copy validation tool validates basic functions of a DB2 software installation and generates

a report with its findings.

NOTE

After you have activated the database, check the db2diag.log in <drive>:\db2\<DBSID>

\db2dump for possible problems.

Performing a Backup (Recommended)

We strongly recommend that you perform a full offline backup of the upgraded database.

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5 Post-Upgrade Activities

After upgrading the instance and database, you perform the following actions:

 ■ You update the star tdb scripts [page 45].

 ■ You run the db6_update_db script  [page 45].

 ■ You back up the DB2 server configuration after the upgrade (recommended)  [page 46].

 ■ You install the DB2 license [page 47].

 ■ You check configuration settings [page 47].

 ■ Optionally, you remove the database administration server (DAS) [page 48].

 ■ If required, you update the data extractors in SAP Solution Manager  [page 49].

5.1 Updating the startdb Scripts (Only for Linux and UNIX)

As part of the start procedure for the application server ABAP and application server Java, the scripts

startdb and startj2eedb are used to start the database manager.

NOTE

SAP systems running on Windows do not use these startdb scripts.

The current versions of the scripts on your system use the discontinued database configuration

parameter LOGRETAIN to check the logging status of the database. Therefore, you must exchange the

versions of the scripts on your system with the updated versions attached to SAP Note 1734769.

Procedure

Follow the instructions in SAP Note 1734769.

5.2 Running the db6_update_db Script

Thedb6_update_db script checks various settings and enables some features, for example, the automatic

resize function for the tablespaces. The script also reorganizes the tables of the DB2 system catalog,

updates the statistics for these tables, and rebinds all invalid packages.

The following versions of this script are available on the RDBMS DVD and as attachments to SAP Note

1365982:

OS Platform Script

Linux and UNIX   db6_update_db.sh

5 Post-Upgrade Activities

5.1 Updating the startdb Scripts (Only for Linux and UNIX)

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OS Platform Script

Windows   db6_update_db.bat

RECOMMENDATIONWe recommend that you use the latest version of these scripts that are available in SAP Note

1365982.

Procedure

1. Log on to the database server as user db2<dbsid>.

2. Copy the file db6_update_db.sh (UNIX and Linux) or db6_update_db.bat (Windows) from the

relevant operating system folder on the database DVD to a temporary directory (<temp_dir>).

3. Go to <temp_dir> and run the db6_update_db script using the following command:

 ■Windows:db6_update_db –m –d <DBSID>

 ■ Linux and UNIX:

./db6_update_db.sh -m –d <DBSID>

The script db6_update_db_out.sql is created.

4. Review the content of db6_update_db_out.sql and adjust it if necessary.

5. Run the script db6_update_db_out.sql using the following command:

db2 -z db6_update_db_out.sql.log -tvf db6_update_db_out.sql

6. Check the entries in thedb6_update_db_out.sql.log file for error messages and correct possible

errors. For more information, see SAP Notes 1269713 and 1263266.

7. To activate the configuration parameter changes made by the script, stop and restart the database

manager using the following commands:

db2stop force

db2start

5.3 Backing Up the DB2 Server Configuration After theUpgrade (Recommended)

If you created a backup of the DB2 server configuration before the upgrade, it is useful to create another

backup of the configuration after the upgrade.

Procedure

Procedure on Linux and UNIX 

1. Log on to the database server as user db2<dbsid>.

2. Change to the previously created configuration backup directory <config_bkp> using the

following command:

cd /db2/db2<dbsid>/<config_bkp>

5 Post-Upgrade Activities

5.3 Backing Up the DB2 Server Configuration After the Upgrade (Recommended)

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3. Back up the database server configuration using the following commands:

env > env_after_mig.txt

db2set -all > reg_after_mig.txt

db2 get dbm cfg > dbm_after_mig.txt

db2 get db cfg for <SAPSID> > db_after_mig.txt

Procedure on Windows

1. Log on to the database server as user db2<dbsid> and open a DB2 command window.

2. Change to the previously created configuration backup directory <config_bkp>, for example,

using the following the command:

cd <drive:>\db2\db2<dbsid>\<config_bkp>

3. Back up the database server configuration using the following commands:

set > env_after_upg.txt

db2set -all > reg_after_upg.txt

db2 get dbm cfg > dbm_after_upg.txt

db2 get db cfg for <SAPSID> > db_after_upg.txt

Result

You can now compare the configuration settings before and after the upgrade by comparing the

respective *-before_upg and *-after_upg files using appropriate tools.

5.4 Installing the DB2 License

After the database upgrade, you have to install the DB2 license.

Procedure

 ■ If you are an SAP OEM customer, see SAP Note 816773 to install the license.

NOTE

Multi-partition databases:

Install the license on each database host.

 ■ If you purchased DB2 directly from IBM, contact your IBM sales representative.

5.5 Checking Configuration Settings

With every DB2 release, the database and database manager configuration changes. Some parameters

are dropped, some are added, and the meaning of some parameters is changed. The db6_update_db

script performs some basic checks after the database upgrade and sets some parameters to recommended

values.

5 Post-Upgrade Activities

5.4 Installing the DB2 License

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NOTE

A correct configuration is essential for smooth and high-performance operation of the database.

Procedure

Compare the settings for the database and database manager configuration parameters in your

upgraded database with the values suggested in SAP Note 1692571, which always contains the most up-

to-date proposals for these parameters from SAP. In particular, pay attention to the LOGFILSIZ and

LOGBUFSZ database parameters: In DB2 10.1, the size of the log record header has been increased. We

recommend that you increase the value of the database configuration parameters LOGFILSIZ and

LOGBUFSZ by 10 to 15 percent.

The following recommendations are only relevant if you have upgraded from DB2 V9.5:

 ■   LOCKLIST

In DB2 V9.7, the lock request block size has increased to twice the size required in previous releases.If this parameter is not set to AUTOMATIC  and you are upgrading from DB2 V9.5, double the

value of this parameter and provide the necessary memory. In addition, note that the maximum

size of the LOCKLIST parameter has now also increased to 134,217,728 pages of 4 KB.

 ■   PCKCACHESZ

Package cache requirements in DB2 V9.7 have increased by 25 to 40 percent. If this parameter is not

set to AUTOMATIC  and you are upgrading from DB2 V9.5, increase it by approximately 40 percent.

More Information

For more information about the parameter changes in DB2 10.1, see Changed functionality in the IBMupgrade guide at https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.wn.doc/doc/c0023232.html.

5.6 Removing the Database Administration Server (Optional)

The database administration server (DAS) is required by the graphical DB2 administration tools, for

example, the DB2 Control Center. As of DB2 10.1, the DB2 Control Center has been discontinued. To

perform administration tasks for your database, we recommend that you use the DBA Cockpit (SAPtransaction DBACOCKPIT).

RECOMMENDATION

The DAS is automatically installed during the DB2 10.1 software installation, but is usually not

required in an SAP environment. Therefore, we recommend that you remove the DAS after the

database upgrade.

Procedure

Linux and UNIX

1. Log on to the database server as user db2<dbsid>.

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5.6 Removing the Database Administration Server (Optional)

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2. Initialize the DAS environment by running one of the following scripts:

 ■ For Bourne or Korn shell, enter the following command:

. <DASHOME>/das/dasprofile

 ■ For C shell, enter the following command:

source <DASHOME>/das/dascshrc

Replace <DASHOME> with the home directory of the DAS user, for example, /home/dasusr1.

3. Stop the DAS using the following command:

db2admin stop

4. Log off as user db2<dbsid>.

5. Log on again as user root.

6. Remove the DAS using the following command:

<DBSW>/instance/dasdrop

Replace <DBSW> with the DB2 10.1 software installation directory.

Windows

1. Log on to the database server user db2<dbsid> and open a DB2 command window.

2. Stop the DAS using the following command:

db2admin stop

3. Remove the DAS using the following command:

db2admin drop

5.7 Updating Data Extractors in SAP Solution Manager(Optional)

If your database is connected to SAP Solution Manager, you have to update the data extractors for the

upgraded database using the setup wizard of SAP Solution Manager.

NOTE

For monitoring DB2 10.1, use SAP Solution Manager 7.1 or higher.

Procedure

1. Log on to your SAP Solution Manager system and call transaction SOLMAN_SETUP.

The screen SAP Solution Manager: Configuration appears in a separate Web browser.

2. In the navigation frame, choose Managed Systems Configuration.

3. On the Database tab page, choose the upgraded database and the Configure Database pushbutton.

The setup wizard of the SAP Solution Manager system appears.

4. Choose the Configure Automatically step.

5. Execute the automatic activity Database Extractor Setup.

5 Post-Upgrade Activities

5.7 Updating Data Extractors in SAP Solution Manager (Optional)

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Result

The setup wizard updates the back-end of the DBA Cockpit and reschedules the data extractors for the

SAP Solution Manager or the Database Performance Warehouse feature.

5 Post-Upgrade Activities

5.7 Updating Data Extractors in SAP Solution Manager (Optional)

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6 Enabling New Database Features

With every DB2 release, new features are introduced that can be enabled after the database upgrade.

This section offers suggestions about the use of some of the most important new features in DB2 V9.7

(only relevant if you upgrade from DB2 V9.5 to DB2 10.1) and DB2 10.1.

NOTE

For more information about the use of new DB2 features in SAP systems, see SAP Notes 135160

(DB6: Using DB2 9.7 with SAP Software) and 1700631 (DB6: Using DB2 10.1 with SAP Software).

6.1 Enabling Insert Time Clustering Tables

As of DB2 10.1, a new table type allows you to cluster the records of a table based on their insert time.

Insert time clustering (ITC) tables are based on the infrastructure for multi-dimensional clustering

(MDC) tables. The main advantage of ITC tables is the lightweight storage reclamation within the

tablespace. With the statement REORG <table>.. RECLAIM EXTENTS ONLY, all unused extents are given

back to the tablespace.After an upgrade, you can convert existing tables to ITC tables using the DB6CONV report. As of version

5.20, the DB6CONV report offers the option to convert an existing table to an ITC table. Good candidates

for a conversion to ITC tables are tables that are archived on a regular basis. Based on the existing data

archiving sessions in your SAP system, the DB6CONV report can provide a list of ITC candidates.

NOTE

If you use the DB2 pureScale feature, ITC tables are not supported.

PrerequisitesBefore you use ITC tables, make sure that the ABAP data dictionary contains the corrections from SAP

Note 1701181. Make sure that you use the DB6CONV report version 5.20 or higher (see SAP Note

1513862).

Procedure

Converting Existing Tables to ITC Tables

To convert existing tables to ITC tables, proceed as follows:

 ■ To convert a single table to an ITC table, use the DB6CONV report with the conversion option Insert

Time Clustering.

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6.1 Enabling Insert Time Clustering Tables

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 ■ To set up a mass conversion of all tables that can be converted to ITC tables, also use the

DB6CONV report.

Based on completed archiving sessions in your system, the DB6CONV report can compile a list of

candidates for a conversion to ITC tables. To access this list and to convert all or some of the ITC

candidates, define a database-level conversion with conversion option Convert Insert Time Clustering

(ITC) Candidates to ITC Tables.

For more information, see the documentation for DB6CONV attached to SAP Note 1513862.

Checking for ITC Tables in Your Database

To find out which tables in your database are ITC tables, use the following SQL statement:

SYNTAX 

SELECT tabname FROM syscat.tables WHERE tabschema = '<schema>' AND clustered = 'T'

In this statement, you replace <schema> with the database connect user (SAPR3 or SAP<SAPSID>) in

upper case.

More Information

For more information about ITC tables, see SAP Note 1700631.

6.2 Enabling Adaptive Compression

As of DB2 10.1, table data can be compressed using adaptive compression. This new compressiontechnique comprises the classic row compression and a new compression algorithm that works on

page level. The new algorithm searches for repeated byte patterns within one page and replaces them

with shorter symbols. Similar to the table-level compression dictionary used by the classic row

compression approach, a page-level dictionary is used by new adaptive compression algorithm to

translate between the symbols and the byte pattern. In contrast to the static table-level dictionary for

row compression, the page-level dictionary is adapted automatically when new data is inserted or

deleted.

NOTE

Adaptive compression and inplace table reorganization are not compatible. Tables that use

adaptive compression cannot be reorganized with a REORG <table> INPLACE... command.

Prerequisites

Before you use adaptive compression, make sure that the ABAP data dictionary contains the corrections

from SAP Note 1701181.

Procedure

Enabling Adaptive Compression

After you upgraded to DB2 10.1, you can use the following tools to enable adaptive compression:

6 Enabling New Database Features

6.2 Enabling Adaptive Compression

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 ■ To convert a single existing table to a table that uses adaptive compression, use the DB6CONV

report version 5.20 or higher.

The DB6CONV report converts the table using online or offline table move.

 ■ To find suitable compression candidates and enable adaptive compression for multiple tables in

batch jobs, use one of the following tools:

 ● Use a recent version of the compression tool attached to SAP Note 980067.

 ● Start the DBACOCKPIT transaction and go to Space Tables and Indexes Compression Status .

Identifying Tables Using Adaptive Compression

To find out which tables in your database are using adaptive compression, use the following SQL

statement:

SYNTAX SELECT tabname FROM syscat.tables WHERE tabschema = '<schema>' AND rowcompmode =

'A'

In this statement, replace <schema> with the database connect user (SAPR3 or SAP<SAPSID>) in upper

case.

More Information

For more information, see Adaptive compression in the IBM DB2 10.1 Information Center at https://

publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.luw.admin.dbobj.doc/

doc/c0059054.html.

6.3 Enabling the Compression of Archived Log Files

As of DB2 10.1, you can compress archived log files if your database is enabled for rollforward recovery

and your log file archiving method is of typeDISK,TSM, orVENDOR. Log file compression leads to additional

disk space savings in your DB2 database environment.

Procedure

Enabling Archived Log File Compression

To enable the compression of archived log files, set the database configuration parameters

logarchcompr1 and logarchcomp2 (if it is used) to ON using the following commands:

SYNTAX 

UPDATE DB CFG USING logarchcompr1 ON

UPDATE DB CFG USING logarchcompr2 ON

NOTE

A database restart is not necessary.

6 Enabling New Database Features

6.3 Enabling the Compression of Archived Log Files

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More Information

For more information, see Archived log file compression in the IBM DB2 10.1 Information Center at https://

publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.luw.admin.ha.doc/

doc/c0060243.html.

6.4 Activating Index Compression (Relevant for Upgrades from DB2 V9.5 Only)

NOTE

This section is only relevant if you have upgraded from DB2 V9.5.

As of DB2 V9.7, indexes can also be compressed. To minimize the size of the index on disk, the DB2

database manager can use various index compression techniques, for example, RID list compressionor prefix compression.

NOTE

Index compression is not supported on catalog indexes and MDC block indexes.

After a database upgrade from DB2 V9.5, index compression is not enabled for indexes of existing tables,

regardless of whether the tables are compressed or not. After the database upgrade, you can enable

indexes for compression. Before you do so, you should check whether there are indexes that are already

enabled for index compression.

Procedure

Checking for Indexes Using Index Compression

Newly created tables that are enabled for row compression automatically use index compression. To

find out how many indexes in your database are already compressed, use the following SQL statement:

SYNTAX 

SELECT COUNT (DISTINCT indname)

FROM TABLE (SYSPROC.ADMIN_GET_INDEX_INFO('I', '<schema>', '')) AS T

WHERE index_compressed = 'Y'

In this statement, replace <schema> with the database connect user (SAPR3 or SAP<SAPSID>) in upper

case.

 Activating Index Compression

Activating indexes for index compression is similar to activating tables for row compression and consists

of the following steps:

1. Set the compression flag to YES using the following SQL statement:

SY NTAX 

ALTER INDEX <index_name> COMPRESS YES

6 Enabling New Database Features

6.4 Activating Index Compression (Relevant for Upgrades from DB2 V9.5 Only)

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2. Perform an index reorganization.

To perform these steps, you can also use the Row Compression Tool that is enhanced to also assist you in

the implementation of index compression. You can download the Row Compression Tool and the

documentation describing how to use it from SAP Note 980067.

More Information

For more information, see Index compression in the IBM DB2 Information Center at https://

publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/com.ibm.db2.luw.admin.dbobj.doc/

doc/c0054539.html.

6.5 Enabling Tablespaces for Reclaimable Storage (Relevant

 for Upgrades from DB2 V9.5 Only)

NOTE

This section is only relevant if you have upgraded from DB2 V9.5.

As of DB2 V9.7, DB2 addresses the high-water mark (HWM) problem of lower DB2 releases by

introducing the new DMS tablespace attribute reclaimable storage. DMS tablespaces that are flagged with

this attribute use object-relative addressing to find data pages for an object. On request, DB2 can

rearrange extents in these tablespaces so that the HWM can be reduced as much as possible and free

space can be given back to the file system.

Procedure

Checking for Tablespaces with Reclaimable Storage

To find out which tablespaces in your database are already enabled for reclaimable storage, use the

following SQL statement as user db2<dbsid>:

SYNTAX 

SELECT tbsp_name FROM TABLE (MON_GET_TABLESPACE('',-2)) AS T

WHERE reclaimable_space_enabled = 1

Enabling Tablespaces for Reclaimable Storage

After a database upgrade from DB2 V9.5, none of the existing tablespaces are enabled for reclaimable

storage. By default, all newly created tablespaces in DB2 V9.7 and higher are already enabled for

reclaimable storage. However, you cannot convert existing tablespaces to use object-relative addressing.

Therefore, these tablespaces cannot be enabled for reclaimable storage.

The DB6CONV tool is extended so that you can then move all tables of an existing source tablespace to a

newly created target tablespace. DB6CONV uses the online table move procedure. Therefore, you can use

DB6CONV while the SAP system is running. DB6CONV is an ABAP-based tool and is available for all SAP

releases based on SAP BASIS 6.20 or higher.

6 Enabling New Database Features

6.5 Enabling Tablespaces for Reclaimable Storage (Relevant for Upgrades from DB2 V9.5 Only)

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NOTE

You cannot use DB6CONV to move tables or tablespaces of an AS Java system.

Reducing the High-Water Mark (HWM) of a Tablespace With Reclaimable Storage

To rearrange the extents and reduce the HWM of a tablespace with reclaimable storage, use the following

SQL statements:

 ■ Tablespaces that are enabled for DB2's automatic storage management:

SYNTAX 

ALTER TABLESPACE ... REDUCE

 ■ Tablespaces that are not enabled for DB2's automatic storage management:

SYNTAX 

ALTER TABLESPACE ... LOWER HIGH WATER MARK

ALTER TABLESPACE ... REDUCE

More Information

For more information about how to move tables using the DB6CONV report, see SAP Note 1513862.

6.6 Enabling Inline LOBs and LONG VARCHAR Replacement(Relevant for Upgrades from DB2 V9.5 Only)

NOTE

This section is only relevant if you have upgraded from DB2 V9.5.

Depending on the database types that are used in the definition of a table, DB2 stores table data in more

than one storage object. Specifically, all data of LONG VARCHAR and LONG VARGRAPHIC columns is stored

in a long object. All LOBs (data of types BLOB, CLOB, and DBCLOB) are stored in a LOB object. The

data object that is used to hold all other data contains descriptors that point to the long and LOB data.

Inline LOBs

As of DB2 9.7, you can use inline LOBs. That is, small LOBs (up to a specified inline length) can be

included in the data object of the normal base table and the respective table columns are treated like

VARCHAR. LOB data beyond the specified inline length is still stored in the LOB object apart from base

table data.

Inline LOBs offer, for example, the following advantages:

 ■ Fewer I/O accesses

 ■ Inline LOBs of compressed tables are also subject to row compression.

 ■ Disk space is saved because no LOB descriptor is required.

The default inline length equals the size of the descriptor required to reference data in a LOB object.

You can modify this default inline length using the following SQL statement:

SYNTAX 

ALTER TABLE ... INLINE LENGTH

6 Enabling New Database Features

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In an SAP system, we recommend that you do not explicitly set the LOB inline length for table

columns to a value that is not the default value. If additional columns are added to the table, for

example, during an SAP system upgrade, the data records might not fit into the pages anymore.

To check how many LOBs in a table are stored inline, you can use the following SQL statement:

SYNTAX 

SELECT SUM(ADMIN_IS_INLINED(<LOB_column>)) AS IS_INLINED

FROM <table>

In this statement, <table> is a base table with one or more LOB columns and <LOB_column> is the

appropriate column.

LONG VARCHAR Replacement

With inline LOBs, performance improves and disk space can be saved. Therefore, the type mapping forseveral ABAP Dictionary types of the AS ABAP was changed to use LOBs instead of LONG VARCHARs. This

change applies to all SAP releases starting with SAP NetWeaver 7.0 and higher. For more information

about type mapping, see SAP Note 29824.

The new type mapping is automatically used for newly created tables. You do not need to take further

action.

Procedure

Implementing Required Support Packages

To ensure that the database object check in the ABAP Dictionary deals correctly with the changed type

mapping, make sure that the following SAP_BASIS Support Packages are available:

SAP Release SAP Basis Support Package

7.00 SP19

7.01 SP04

7.10 SP08

7.11 SP02

Alternatively, you can apply the correction instructions from SAP Note 1354186. For all SAP releaseshigher than 7.11, no support packages are required for the check.

You can perform the database object check by calling transaction SE11 in your SAP system and choose

Utilities Database Object Check .

NOTE

The database of an AS Java does not use LONG data types and is therefore not affected.

Enabling Existing Tables for Inline LOBs

By default, new tables use inline LOBs. Existing tables automatically use inline LOBs for newly inserted

records. To store all possible LOBs in line in a table with existing data, you need to perform a table

6 Enabling New Database Features

6.6 Enabling Inline LOBs and LONG VARCHAR Replacement (Relevant for Upgrades from DB2 V9.5 Only)

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reorganization with the LONGLOBDATA option. Alternatively, you can move the table, for example,

using theDB6CONV tool. By doing so, columns of typeLONG VARCHAR are also replaced with LOB columns.

For more information, see SAP Note 1513862.

More Information

For more information about inline LOBs, see Storing LOBs inline in table rows in the IBM DB2 Information

Center at https://publib.boulder.ibm.com/infocenter/db2luw/v10r1/topic/

com.ibm.db2.luw.admin.dbobj.doc/doc/c0054525.html.

6 Enabling New Database Features

6.6 Enabling Inline LOBs and LONG VARCHAR Replacement (Relevant for Upgrades from DB2 V9.5 Only)

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7 Disclaimer

By following links to IBM Documentation you are leaving the SAP product documentation and

entering a site that is not hosted by SAP. By using the link, YOU AGREE that unless expressly stated

otherwise in your agreements with SAP you are about to access an external webpage which is not part

of SAP’s offering:

(i) the content of the linked-to site and any further external site is not product documentation and

you may not infer any product documentation claims against SAP based on this information;

(ii) the fact that SAP provides links to external sites does not imply that SAP agrees or disagrees with

the contents and information provided on such sites. SAP does not guarantee the correctness of the

information provided.

(III) SAP DOES NOT GIVE ANY REPRESENTATION REGARDING THE QUALITY, SAFETY,

SUITABILITY, ACCURACY OR RELIABILITY OF ANY EXTERNAL WEBPAGE OR ANY OF

INFORMATION, CONTENT AND MATERIALS PROVIDED THEREON;

(IV) YOU VISIT THOSE EXTERNAL WEBPAGES ENTIRELY AT YOUR OWN RISK. SAP SHALL NOT

BE DIRECTLY OR INDIRECTLY RESPONSIBLE OR LIABLE FOR ANY DAMAGE OR LOSS CAUSED

OR ALLEGED TO BE CAUSED BY OR IN CONNECTION WITH YOUR USE OF OR RELIANCE ONANY CONTENT, GOODS OR SERVICES AVAILABLE ON OR THROUGH ANY SUCH LINKED

WEBPAGE.

7 Disclaimer

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 Typographic Conventions

Example Description

<Example> Angle brackets indicate that you replace these words or characters with appropriateentries to make entries in the system, for example, “Enter your <User Name>”.

Example

Example

Arrows separating the parts of a navigation path, for example, menu options

Example Emphasized words or expressions

Example Words or characters that you enter in the system exactly as they appear in the

documentationhttp://www.sap.com Textual cross-references to an internet address

/example Quicklinks added to the internet address of a homepage to enable quick access to specific

content on the Web

123456 Hyperlink to an SAP Note, for example, SAP Note 123456

Example  ■ Words or characters quoted from the screen. These include field labels, screen titles,pushbutton labels, menu names, and menu options.

 ■ Cross-references to other documentation or published works

Example  ■ Output on the screen following a user action, for example, messages

 ■ Source code or syntax quoted directly from a program

 ■ File and directory names and their paths, names of variables and parameters, andnames of installation, upgrade, and database tools

EXAMPLE Technical names of system objects. These include report names, program names,transaction codes, database table names, and key concepts of a programming languagewhen they are surrounded by body text, for example, SELECT and INCLUDE

EXAMPLE Keys on the keyboard

 

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SAP AGDietmar-Hopp-Allee 16

69190 WalldorfGermany 

T +49/18 05/34 34 34

F +49/18 05/34 34 20 www.sap.com

© Copyright 2013 SAP AG. All rights reserved.

No part of this publication may be reproduced or transmitted in any form or for any purpose without the express permission

of SAP AG. The information contained herein may be changed without prior notice.

Some software products marketed by SAP AG and its distributors contain proprietary software components of other software

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 www.sap.com