David Smail Psychotherapy Society and the IndividualDavid Smail

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    Psychotherapy,

    Society and theIndividual

    David Smail

    Talk given at the 'Ways with Words' festival of literature,

    Dartington, 12th July,1999

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    There is no doubt that psychotherapy can be perhaps usually

    is a very powerful experience. Like many other kinds of

    experience, however, its power the weight of conviction it

    imposes is no guarantee of its validity.

    There are of course many kinds of psychotherapy, frequently

    radically incompatible with each other, theoretically

    irreconcilable and technically mutually inconsistent. And yet

    nearly all share one crucial characteristic: they involve an on-

    going often indeed protracted closely intimate relationship

    between two people. (Group therapy is quite a different kettle of

    fish, and Ill not be talking about it for present purposes.) It is

    this relationship, technicized by the psychoanalysts astransference and counter-transference, which gives

    psychotherapy its experiential power. Its really quite difficult to

    spend many hours of your life cooped up in the consulting room

    of someone who is intently trying to understand you without

    emerging with the feeling that something momentous has

    happened.

    Its very nearly impossible to discount the conviction ofsignificance which our personal feelings so often carry with

    them. An example which may be familiar to people here who

    havent experienced psychotherapy may be that of writing.

    Many professional writers speak with awe of the magical

    experience of writing, of the way it seems to take place through

    them, almost as if their words were being written by the hand of

    God. Portentous accounts of creativity have been grounded on

    this experience. Indeed, I have experienced it often myself andcan vouch for its capacity to leave one feeling deeply moved.

    It wasnt until a man I knew told me how his short stories came

    to him that I began to get an idea of what this experience is

    about. His eyes misting with emotion, he told me how his

    stories seemed eerily to write themselves, how they poured

    themselves from the end of his pen faster than he could control

    the muscles of his hand. He positively glowed - humility and

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    pride in equal proportions - that the mystery of the creative act

    should have been vouchsafed to him.

    The trouble was, his were without question the worst short

    stories I have ever seen committed to paper. Chaotically

    constructed, banal, misspelt and ungrammatical, they were in

    fact barely literate.

    What this reveals, I suspect, is merely that for anyone, creatively

    gifted or not, writing tends often to carry with it a different kind

    of experience from talking, without the same kind of illusion of

    control: one is more aware, with writing (rather perhaps as with

    dreams), that the ego is not as central as we often take it to be.Thats all.

    The experience of psychotherapy is rather like this. No matter

    what the content of what passes between client and therapist, the

    relationship generates in both a conviction of profundity and

    significance which leads not only to a (most often) erroneous

    belief that fundamental changes have taken place in the client

    but also a widespread certainty in the truth of the theoryemployed and the efficacy of whatever technique the therapist

    claims to have used. Once youve experienced this you are more

    than likely to be hooked. Perhaps this is why (though probably

    not consciously) so many schools of psychotherapy insist on

    acolytes going through the therapeutic experience themselves.

    Most religions and cults make the same kind of requirement.

    The power of personal experience is not to be underestimated,

    and (as well, of course, as more noble human sentiments andachievements) prejudice and bigotry depend upon it.

    If we take a step back from personal feelings, difficult though

    that may be, we are likely to get a more sober view of the

    significance and efficacy of psychotherapy. Taking this kind of

    step back is of course precisely what science is supposed to be

    about, and although the social sciences can scarcely be

    considered as a unified and uncontentious field (if it wasnt such

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    a clich Id say they were riven with dissent) it is still true that

    over half a century of intense scientific examination of

    psychotherapy, producing countless volumes indeed libraries

    of evidence, provides little support for the confidence most

    therapists, as well as many of their clients, have in their

    procedures.

    So far as a scientific consensus is possible, we might be able to

    agree that the helpfulness of therapy, such as it is, has more to

    do with the personal qualities of the therapist than with any

    particular theory or technique; that such personal qualities are

    not a matter of training, so that many people who are not

    qualified therapists are likely to be as good or better at it thanpeople who are; that fairly obvious forms of commonsense

    enquiry and advice (ponderously baptised cognitive-

    behavioural) are likely to be more effective in alleviating

    psychological distress than are the more recondite procedures

    of, for example, dynamic psychotherapy.

    The best thing for psychotherapists faced with this kind of

    evidence to do is to look around for grounds for dismissing it.Human ingenuity being what it is, that is not too difficult,

    especially in postmodern times when the whole boring nature

    of so-called positivistic science is discredited at some of the

    highest intellectual levels. But thats not what I want to do, not

    least no doubt because my own experience of getting on for

    forty years as a clinical psychologist accords rather well with the

    scientific evidence (and of course I am as vulnerable as anyone

    to personal conviction!).

    What seems to me important is to understand why

    psychotherapy is not as effective as people feel it to be and,

    more important, to develop a more satisfactory idea of how

    psychological distress comes about and how it might best be

    dealt with.

    I am making some assumptions here which need to be spelt out

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    freedom and responsibility.

    Even this, though, has its own attendant set of dangers: a

    defence of subjectivity and celebration of individuality can

    quickly develop into a pervasive orgy of interiority in which

    people become so exquisitely sensitive to their own feeling-

    states and intuitions, etc., that they are virtually removed from

    the public world of spontaneous social action. Absolutely

    nothing is more boring and futile than focussing to the exclusion

    of almost everything else on the quality and finer meaning of

    ones own sensations and experiences not to mention dreams.

    Therapy junkies can easily find themselves in that kind of

    condition, and spend far more time than is good for any of uswriting about it.

    But I think what most people understand by psychotherapy is

    precisely a form of treatment for psychological disturbance, and

    certainly by far the majority of the practitioners of the myriad

    forms of therapy available today at least imply that that is

    indeed the nature of their game even if they dont openly claim

    it. In other words, what most psychotherapists are offering atleast tacitly is a professional service involving established and

    validated procedures for the relief of distress. In this situation, it

    seems to me perfectly legitimate to ask for evidence that such

    procedures do indeed exist and that they work. And it is

    precisely here, of course, that psychotherapies become unstuck

    in a big way. Now I dont at this point want to get embroiled in

    a dispute about evidence and what may legitimately be said to

    constitute it: social scientists can (and will, nothing is morecertain) go on squabbling about that kind of thing for ever.

    Pretty well everyone not having directly vested an interest in a

    particular therapeutic brand name is agreed that the evidence for

    the effectiveness of therapy is overall weak. What I do want to

    do is suggest some reasons why this isnt such an outrageous or

    dismaying circumstance as some may feel it to be. In fact its

    pretty well to be expected.

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    Psychotherapy is, when one comes to think about it, a curious

    phenomenon: one very much of the twentieth century and

    indeed particularly suited to these supposedly postmodern

    times which is perhaps why it is currently booming as never

    before. We have become so familiar with the ideas explicit and

    implicit in psychotherapy, it chimes in so harmoniously with the

    Zeitgeist indeed in part it is definitive of the Zeitgeist that it

    becomes quite a struggle to see how curious a phenomenon it is.

    But what it does, I would suggest, is something quite radical

    even violent to the nature of our personhood and our relations

    with the world. To be more specific: it disembodies us and it

    dissociates us.

    Through its focus on the individual and its limitation for the

    most part of its analysis to the individuals relations with a) his

    or her family and b) the therapist, psychotherapy lifts the person

    out of the physical and social contexts which actually shape and

    maintain him or her as a person. It simply ignores the main

    factors and influences which make us the people we are. The

    aim, of course, is to free us, to give us power over our lives and

    the ability to change their course when things go badly. But it isan illusory freedom and one which in the long run does us much

    more harm than good. In fact, if only it could speak for itself,

    the consensual core of psychotherapeutic thinking would find

    much to agree with in Margaret Thatchers dictum that there is

    no such thing as society, only individuals and families. It might

    even go further in maintaining that, its all being in the mind,

    there are no such things as bodies either. Let me just take the

    factors of disembodiment and dissociation one at a time.

    Disembodiment

    In nearly all its varieties, psychotherapy tends to think of bodies

    as unproblematic, as secondary to mental influence; in many

    respects the mind is seen as constitutive of physical structures.

    This is seen at its most extreme in the view that, through the

    operation of imaging a person can organize a kind of

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    biological attack on pathogenic physical processes such as the

    production of cancer cells. (Apart from its absurdity, this kind of

    thinking can lead to very unfortunate consequences, for what

    starts out as a half-baked notion of the magical power of thought

    ends up in people feeling responsible for their inability to cure

    their cancer.)

    The privileging of the mental is rarely as extreme as this, but is

    still widespread in psychotherapeutic thinking. Psychoanalysis,

    of course, gives colossal power to the Unconscious and its

    ability to shape our bodily experience and reactions, and ideas

    like that of psychosomatic illness can quickly slide into a view

    that psychological events cause physical ones. Such ideas maybe harmless enough even quite fruitful as a kind of rhetorical

    counter to an unthinking biological mechanism, but they too

    easily come to underpin a received and utterly erroneous

    notion of the power of mind over matter.

    In run-of-the-mill therapeutic work the factor of disembodiment

    is encountered most frequently, albeit somewhat indirectly, in

    the pervasive notion of insight. At first glance the idea that wecan act freely on the basis of what we see to be the case and that

    the identification of misconceptions is enough to enable us to

    change our ways seems innocent enough, and indeed forms one

    of the principal pillars of everyday ways of thinking.

    Psychotherapy is built around this idea. In order to change their

    neurotic ways, people have to see into their reasons, conscious

    and unconscious, for clinging on to them, and having done so

    will be able to take a different course.

    Whats the matter with that? you may say. Well, the matter is

    that our learned patterns of thought and action are not merely

    mental acquisitions, but are embodied. It is no easier for people,

    for example, to throw off anxiety and lack of self-confidence

    merely through having seen into its history than it is for them to

    speak anything other than their mother tongue simply by being

    given an account of how they came to speak it. Psychotherapy

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    tends in this way to represent our personal characteristics and

    conduct as matters of choice, as though we were, from infancy

    on, disembodied wills, selecting (even if unwisely or

    unconsciously) what suited us from a kind of hypermarket of

    possibilities.

    But experience is embodied. Wired in. We may if we are lucky

    be able to an extent to choose our influences (good parents will

    do this for us as we grow up, and the more resources they have

    at their disposal the more successfully they will be able to do it)

    but we cannot choose whether or not to be influenced, or to

    become uninfluenced once we have been influenced. As Ive

    found myself saying over and over again to people, you cantchoose to forget how to ride a bike. The same is true with so-

    called psychological influences: you cant just divest yourself

    of their consequences merely because it now suits you (having

    gained insight) to do so.

    Dissociation

    Because psychotherapy focuses almost exclusively for thederivation of its theory and practice on the two occupants of the

    consulting room, looking beyond for the most part only to the

    members of the patients immediate family, the result is a

    dissociation (social dislocation) of the individual which has

    profound implications for the understanding of how, among

    other things, psychological distress comes about. A world is

    created in which it seems as though persons are made solely

    through the interplay of wilful action among those with whomthey are most intimately involved that is to say in the

    proximal relations with their family and some others with

    whom they have close, intense, relations, including of course

    their psychotherapist. It is their relations with the latter which

    are seen as crucial to their psychological transformation. Left

    unanalysed in this situation, and very possibly not considered at

    all, are the influences of the wider culture and social

    environment.

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    In mainstream psychotherapeutic thinking there is nowhere to

    look for the meaning of action beyond the actors themselves,

    and so the potent factors in the process of becoming a person

    and the struggle to change are likely to be seen as intention, will,

    desire those factors which in fact all of us in our day-to-day

    lives take for granted as the sources of our conduct. However,

    because it is every therapists experience that people cannot

    change merely because they intend to or want to, another

    dimension has to be added to the equation to explain their

    apparent recalcitrance, and that of course is the dimension of the

    Unconscious which becomes a repository for intentions and

    desires of which the person is unaware. What you then end upwith is a kind of voluntarism at one remove, where therapists

    can hint at what people really (unconsciously) desire and

    intend, and chide them (though obliquely) with a kind of

    concealed moralism: now youve seen what youre really up to,

    dont you think youd better change your ways? As an account

    of human conduct this really is extraordinarily inadequate.

    In many areas of our lives we are in fact shaped by forces wellbeyond the reach of our will and even in some respects of our

    understanding. Very significant parts of what we take to be our

    personal individuality are quite literally culturally determined.

    Socio-economic influences affect us as intimately and as

    uncontrollably as the weather. As people we are locked into a

    network of social power-relations which sets the strictest limits

    on what we are able to achieve purely through the action of our

    own will (it was of course Michel Foucaults particularachievement to elucidate the nature of this apparatus of social

    power). What aspects of our personal and interpersonal conduct

    may be controlled by powers which we cannot even see, let

    alone influence, is far from clear, largely because our

    individual-centred psychology has for the most part failed to pay

    them any attention. However, what is clear, I think, is that the

    influence upon us of such distal powers is far, far greater than

    we have so far been able to understand and severely limits what

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    can be achieved through such proximal undertakings as

    psychotherapy.

    We are through and through social creatures, and our happiness

    and unhappiness are conditioned by our relations with each

    other not just as face-to-face individuals but through highly

    complex networks of social organization. And that organization

    is above all structured by power. How much we are able to alter

    our circumstances, and so perhaps affect the balance of our

    happiness and unhappiness, will depend not on our being able to

    tap sources of will power, hitherto perhaps buried in our

    unconscious, but on what forms of social power are available to

    us from without.

    Please let me remind you at this point that I am not trying to say

    that psychotherapy as an undertaking or as a vocation (the

    preferred term of Paul Gordon, who will be speaking this

    afternoon and whose version of psychotherapy I have little

    quarrel with) is intrinsically invalid. What I am saying is that in

    its guise as technical procedure of change, the disembodiment

    and dissociation of human beings which psychotherapy so easilybrings about ends up inevitably in a very probably

    unrecognised belief in magic, for the material means of

    causality have been removed from the picture. We are not the

    kind of self-creating, self-changing entities that psychotherapy

    so often assumes us to be. Our conduct is shaped and given

    meaning by a social world and mediated by biological structures

    which we cannot change simply by seeing the necessity for

    doing so or desiring to be otherwise. There is in fact no suchthing as will power if we are able to will an action it is

    because the power is available to us to perform it, and that

    availability of power originates from without, not from within.

    We can transcend the reality of social power (of its facilitating

    as well as of its constraining effects) and of the capacities and

    limits of our own biological structure only in our imagination,

    and when it comes to affecting the circumstances of our lives

    which cause us pain, imagination is not the most potent

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    instrument.

    I am not saying anything new with this. Im sure that to many it

    seems, as it does to me, so obvious as to verge on banality. What

    I am doing is taking a side in a debate which runs right

    throughout the history of culture. In view of this, it always

    surprises me how upset with what Im saying some people seem

    to get. Apart from sheer abuse from some fellow professionals

    (e.g. that Im suffering from clinical depression), the most

    frequent accusation aimed at me is that I am depriving people of

    hope. But this is the case only if the version of psychological

    suffering and its treatment offered by the therapeutic paradigm

    is the only valid possibility. I am indeed saying thatpsychotherapy as a technique or set of techniques for the

    treatment of psychological distress can only be of limited value

    (not that it is valueless). This is because by far the greater part of

    psychotherapeutic theory has failed to progress beyond the most

    nave psychology of personal development and essentially

    magical ideas of change. I dont see anything particularly

    hopeful about reliance on magic as a cure for distress. Hope lies

    in other directions. Perhaps I should take just a little time to givean indication of what kind of other direction might be worth

    following.

    From a psychological point of view the Twentieth Century has

    been a colossal diversion (certainly in the West) from an

    examination of the way individuals are created and maintained

    by their environment. The quality of thought Plato gave in his

    Republic to the kind of cultural diet most suitable for its futureleaders is barely conceivable now, where about the most we get

    is cursory studies or literature reviews to show, for example, that

    television has no influence on violence. Our emphasis, as I have

    already indicated, is very heavily on the inside, on mental

    factors such as choice and will, and moral factors mostly seen as

    personal, such as responsibility. Because of this, our gaze is

    diverted from the social world around us and our preoccupations

    are with self-transformation of the personality rather thanpolitical transformation of the society beyond the boundaries of

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    our skin.

    The logical culmination of this one whose lineaments are

    already clearly discernible is that our world becomes virtual

    rather than actual, and in place of a materially created reality we

    are immersed in an ideality which is spun by its various doctors

    into all manner of marketed wishfulness. At the political level

    exhortation and the avowal of values come to be seen as an

    acceptable substitute for material action.

    The costs of pretending that we are immaterial beings capable of

    self-transformation into shapes and conditions of our own

    choosing, as essentially free of the limitations of the body as ofthe constraints of society, are I believe already to be seen in the

    forms taken by the psychological afflictions of the young, some

    of whom have become prey to a kind of anxiety in which they

    are panicked by, for example, the experience of their own

    bodies; they have simply not been taught what it is to be a

    human being and do not recognize feelings which are the

    common lot of ordinary mortals.

    We have become absolutely to depend on the notion that it is

    possible to change aspects of ourselves we find inconvenient, to

    erase the inscription upon us of the environmental influences

    which surround us. Rather than accepting that experience marks

    us for good and all, we wish to insist indeed have come to

    expect and demand - that its effects can be counselled away.

    But would it really be so terrible if psychotherapy didnt work inthe way we seem to expect it to? Perhaps if we were shaken out

    of our bewitched fascination with imagination and virtuality,

    the wishful invention of interior worlds which have no

    embodied substance, we might come to see that paying sober

    attention to the realities of social structure and of our relations

    with each other as public, not simply private, beings is an

    option. A difficult one certainly not so easy as dreaming and

    wishing but at least a real one. What this would entail is a

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    recognition that maybe prevention is more possible than cure; a

    down-grading of psychology in favour of an up-grading of

    politics.

    Where, though, would this leave individuals? Would we not, for

    example, be in danger of depersonalizing ourselves and risking

    becoming part of a grey, undifferentiated mass, prey to

    totalitarian solutions of the kind too often experienced already in

    this now dying century? I really dont see why this should be.

    Politics doesnt have to be dishonourable. There is no reason in

    principle why we shouldnt be able to resurrect a politics whose

    central concerns are with such things as liberty, justice and

    equality. Very difficult, certainly; nave, Utopian, idealistic, Icant deny. But at least not, like the psychology of self-creation

    and self-transformation, impossible.

    Our disillusion with and widespread rejection of what passes for

    politics these days that is, for the most part, the acquisition and

    manipulation of power by large interest-groups leave us

    exposed to ideologies at least as dangerous as those recognized

    as political. For the marketed ideology of interiority, the worldof third ways where public opposition is supposed to be at an

    end and the interests of all can be reconciled, where exhortations

    to personal responsibility, naming and shaming and other

    forms of sanctimonious moralizing take the place of

    government, all these take us in to a realm of make-believe

    where there is only an illusion of control, and where the real,

    material principles of social reality threaten to run riot.

    I hope it is clear from what Ive said that I am absolutely not

    meaning to suggest that the lives, interests or feelings of

    individuals be sacrificed to some idealized political notion of the

    common good. Perhaps psychotherapys greatest contribution

    (though by no means always and everywhere) has been, as

    already suggested, to support and sustain individual subjectivity,

    to respect individual feelings and to respond compassionately to

    individual pain. But these humane aims and impulses did not

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    originate with psychotherapy and are in fact not realizable by it

    in any other context than that of a personal relationship. That is

    to say, psychotherapy is incapable of bringing about change on a

    wider social scale if only because it hasnt the powers available

    to it to do so. The kind of moral aim which underlies the best

    psychotherapy cannot be achieved by a procedure of personal

    transformation or cure (on an analogy with medicine), but by

    constructing a context of taking care which, as I argued in an

    earlier book, can be furthered only politically, i.e. as a collective

    social undertaking.

    Even the respect for individuals which lies at the heart of the

    best psychotherapy can too easily become submerged in apernicious moral and aesthetic prescriptiveness by no means

    dissimilar from political totalitarianism. For it is easy for

    therapists to slide from a compassionate interest in how people

    are into a superior judgement of how they ought to be. In part it

    is this phenomenon which feeds the whole culture of personal

    change to which psychotherapy is so prone. It is impossible to

    be exposed for long to the privileged insights which the role of

    psychotherapist offers without becoming aware of the darkerand more depressing sides of human experience and conduct,

    and so hard to resist an impulse to moral exhortation (in

    however veiled a form) and to holding up to people a model of

    normality or being to which they should strive to conform.

    But this is just another form of tyranny, disguised victim-

    blaming in which people are asked to do the impossible.

    Impossible because the vast majority havent in fact got the

    powers available to them to effect the changes considerednecessary.

    We would do better, I think, to see that the kind of changes

    which might improve our lives are matters of social, not

    personal concern and action. If we need to change anything it is

    the social environment in which we are all located and

    embodied. This leads to a very different psychology from the

    one we are used to, a very different way of conceiving

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    experience and action (ways that, unfortunately, I havent the

    time to develop now, but which I touch on in my books The

    Origins of Unhappiness and How to Survive Without

    Psychotherapy).

    It leads also to a very different way of conceiving of ourselves

    and each other, but not one which is totally unfamiliar to us.

    Rather than seeing ourselves as free agents, able in principle to

    pick and choose the ways we want to be, we could, I suggest,

    see ourselves as characters, not unlike characters in novels (I

    should probably say some novels): fixed, predictable, often

    caught tragically on paths not of our own making and from

    which diversion is not an option. Characters we can identifywith whether through love, pity or fear, but also characters

    created by sets of circumstances and worlds which maybe it

    would have been possible to influence, characters whose

    experience means something by virtue of pointing to ways in

    which sets of circumstances and worlds could be. Characters,

    that is to say, who exist not just for themselves, but for a future.