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Professor N Cheung, U.C. Berkeley Defects Tutorial EE143 F2010 1 Defects and “Damage” Point Defects, Point Defects clusters. Line Defects, Extended Defects Ion Implantation Defects Amorphization Secondary Defects (end-of-range loops) Effect of defects on -Electrical resistivity -PN junction leakage current -Diffusion -Mechanical stress

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Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

1

Defects and “Damage”

• Point Defects, Point Defects clusters.Line Defects, Extended Defects

• Ion Implantation DefectsAmorphizationSecondary Defects (end-of-range loops)

• Effect of defects on

-Electrical resistivity-PN junction leakage current-Diffusion-Mechanical stress

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Simple Point Defects (Elemental crystal)

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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More complicated Point Defects (AB compound)

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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2) Diffusivity of Si interstitials andSi vacancies >>diffusivity of dopants

1) Thermal-equilibrium values ofSi neutral interstitials andvacancies at diffusiontemperatures<< doping concentration ofinterest(1015 –1020 /cm3)

Si NativePointDefects

At 1000oC, CIo* ~ 1012 /cm3CVo* ~ 1013 /cm3

For reference only

Si vacancy Si interstitial

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Neutral and Charged Point Defects

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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A dislocation line can:•Create mechanical stress•Getter Impurities

Line Defects ( dislocations)

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Movement of Dislocation can create slippage

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Misfit Dislocation of Epitxial layers

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Two-Dimensional Defects

Grain BoundaryTwins Boundary

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Polycrystalline Solids

Polymers

Silicate Glass

Amorphous Solids

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Implantation “Damage”

Substrate Interstitials and Vacancies are created by momentum transfercollision process

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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End-of-Range “EOR”Dislocation Loops

More Vacancies SiV

More Interstitials SiI

annealing

“Extrinsic” dislocation loops

extra plane ofSi atoms

Plummer et al , Si VLSI Technology

+Recoiled

Si

*This is called “secondary” defect because it is caused by theprimary point defects created by ion implantation.

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Dopant Activation

Boron implant30min foreach anneal

From 450 to 550C,Si interstital competewith B for Sisubstuitional sitesorSi interstials pairswith B to form inactivecomplex

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Example : Poly-Si

• Average grain sizedepends on deposition,doping conc & annealingconditions !

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Electrical Resistivity of Polycrystalline Materials

Trapped charges at GB createenergy barriers for mobile carriers

•For metals, GB has negligible effect•For doped semiconductors, poly material has higher resistivitythan single-crystal material

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Defects and PN Juncion Leakage current

Native Si points defects, or some special impurities trappedby point/line/extended defects can create additional electronic statesinside the energy gap. The inter-gap states will increase reverse biasedcurrent of a pn junction

Id

Vd

Excessive leakage current

Edefect

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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• Neutral interstitial and vacancy point defects present atthermal equilibrium

• Charged Point Defects enhanced by heavy doping; total pointdefect concentrations enhanced by ~10x

I+, Io, I-

V+, Vo, V-, V=

•Point defects Injected by interfaces during oxidation(total point concentrations enhanced by ~10x)

• Implantation collisions (total point defect concentrationenhanced by ~ 1000X)

How processing steps affect point defect concentrations

At 1000oC, CIo* ~ 1012 /cm3

CVo* ~ 1013 /cm3

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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(a) Interstitial Diffusion

Diffusion Mechanisms in Si(A) No Si Native Point Defect Required

10-6 cm2/secAu

Cu

Fast Diffusion

Example: Cu, Fe, Li, H

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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(a) Substitutional Diffusion

Diffusion Mechanisms in Si

(B) Si Native Point Defects Required (Si vacancy and Si interstitials)

(b) Interstitialcy Diffusion

Example: Dopants in Si ( e.g. B, P,As,Sb)

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Diffusivity Comparison:Dopants, Si interstitial, and interstitial diffusers

108 times higher

For reference only

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Diffusivity along defect paths

Surface diffusion> GB diffusion> Bulk diffusion

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Defects and Thin-film Stress

– Growth morphology

– Lattice misfit

– Phase transformation

Defects can create intrinsic thin-film stresswhich is of big concern for MEMS fabricationand small-feature IC devices

Professor N Cheung, U.C. Berkeley

Defects TutorialEE143 F2010

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Relevance of Defects to Microfabrication•Deposited thin films are usually polycrystalline or amorphous.One can obtain single-crystal film only with special EpitaxialGrowth conditions ( i.e., monocrystalline substrate, ultras-clean surface,and high deposition temperature)

•Monocrystalline semiconductor is needed for active regions of high-performance devices such as integrated circuits.If Polycrystalline or amorphous semiconductors is used, performance will becompromised (e.g. Poly-Si thin-film transistors, amorphous Si solar cells )

•Heavily doped Poly-Si can be used as a metallic conductor (e.g the gate materialof a MOSFET which is not part of the active device region)

•Point defect concentration and their distribution controls the diffusivity of dopants

•Defects (and the impurities they can trap) will give excess leakage currentin active device regions (e.g. pn junctions)

•Defects alter the mechanical properties ( build-in stress, fracture strength, etc)of thin films