Deli Exhibit 3 57-4

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EXHIBIT 3

Case 2:09-cv-00104-LDG-GWF Document 57-4 Filed 02/04/11 Page 1 of 8

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UNITED STATESSECURITIES AND EXCHANGE COMMISSION

LOS ANGELES REGINAL OFFICE11TH FLO560Wl 80ARLos ANs, CA 9036

OiecTOtLFAX NuMBR:

(3231965-3924(323l965-3812

Janua 24, 201 I

VIA UP

Suncoas Schols Fedal Credt Union

Attention: Record Dearent680 I Eas HisboroughTampa Flonda 33680

Re: SEC v. Maco Glissn. Cas No. 2:09-OI04LOO~WFAccts ofThda Tmigwongs

To Whm It May Concer:

Enclosed is a subpo issued in litigation fioo by th Seunties and ExchageCommssion.

Certin of the inormation call for by the subpona may constitute "fiaacialrecords" of a "customer" within the meanin of the Rit to Financil Pnacy Act of 1978(12 U.S.C. 341-22). Pursuant to Seeon 1103() ofthe RFA (12 U.S.C. 3403(b)), you maynot relea thes recrds to us uati you receie a certte of complince with the

appeale premions of that act I expe to send you suda a cei1te in approxiately

14 days.

Pusut to Secton 1115 of the Right to Fnancial Pnvacy Act of 1978 (12 U.S.c. 3415),you may be entitled to reimburment for cern costs incurred in complying with ths subpoa.In order to obt reimburent,. you mus submit an itemized bil or invoice to me.

ItOU'hY~'alyq~ons conce th ma, plea telephone my collea, Par A.Wyn at (323) 965-4562.

~.tn~'t;ijwerAssist Regon Dior

Enclosu: Subpna


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AO 88B (Rev. 06/09) Subp to Prode Doumts, Informion. or Objects or to Pert Inspection of Premise in a Civil Actin

UNITED STATES DISTRCT COURTfor the

Midde Distrct of Florida

SECURITIES AND EXCHAGE COMMISSIONPlaintiff

V.

MARCO GlISSN

Deendt

)

)))))

Civil Action No. 2:09CV-00104 lDGGW

(If th action is pedin~ in anoter iftrct, stte whee:Distrct of Neva )

SUBPOENA TO PRODUCE DOUMNTS, INFORMTION, OR OBJCTSOR TO PERMT INSPECTION OF PREMISES IN A CIV ACTON

To: Suncot Schoo FedCred Uni, Atentio: Records Deent, 681 East HiUou. Tam, FJ33fi Prodction: YOU AR COMMED to prodce at the ti. date, and place set fort below th followin

downts, electronical stored inforation, or objects, an permt thei intion, coying, teg, or saling of th

material: Plea se attme

Place: Secuties an Exchage Comiss, los AngelesReginal Ofce, 5670 Wilsire Bld., Suie 1100, losAnQees, CA 90

Date an Time:

02114/2011 10:00 am

o Inspection of Premises: YOU AR COMMAED to permt entr onto the designated prems, land, orother prope possessd or controJled by you at the time, date, and locaton set fort below. so that the requesting parmay inpet, mease, suey, phoogrh, test, or sale the propert or any desigated object or opetion on it.

rla: I Da an Tim:

The proviions of Fed R. Civ. P. 45(c), relatg to your protection as a peson subject to a sub and Rule45 (d) and (e). relating to your duty to respnd to this subpna an the potential consquences of not doin so, areatched.

Date: 01/24/2011

CLERK OF COURT

OR

Attorey's sigJeignate of Clerk or Dety Clerk

Th nae, addrss, e-ma, and telephone nwnber of the attmey represetig (name of part) Plnti Sentes an

Exchange Comison , who issues or rt~quets th subp . are:

Pars Wynn, Esq., 5670 Wilshire Blvd., los Anel, CA 90036, wynp(ase:90V, (323) 962.


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i

AO 88B (R. 0609) Subpoa to Pr DoentS, Inforon, or Objects or to Pert Inon ofl'mi in a Civil Acton (page 2)

Civi Act No. 2:09V-1rWFPROOF OF SERVICE

(Tis section should not be fid with the court unless required by Fed. R. Civ. P. 45.)

Th subpna for (na afindivl and title, if an)

was received by me on (dae)

o I sered the subpoen by deliverig a copy to the named peron as fonows:

on (date) ; or

o I retued the subpena unexecuted because:

Unless the subp was ised on behalf of the Unite States, or one of its offcer or agents, I have also

teder to the witness fee for one day's attdace, and the mieage alowed by law, in the amount of

$

My fee ar $ for trvel and $ for seivces, for a tota of $ 0.00

I declare under penalty of perjui that ths inormation is tre.

Date:Server's signtue

Prted nae an tile

Seer's addes

Addtiona inormtion regardig attmpte seivce, etc:


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SUBPOENA ATTACHMNT FOR SUNCOAST SCHOOLS FEDERA CREDIT UliONSEC v. MARCO GLISSON

Accounts ofTHIDART TIGWONGSATHONG

i. Instrotions and Definitions. Ths subpoena requies the production of cert

documents, as specified in Paragrph II of ths A.ttchment. The requied documents are

to be produced in accordance With the followig genera requiements:

A. You must submit all documents requied to be produced by the subpoena tht arein your possession, custody, or subject to your control, regardless of whether ornot the documents are in your proxiate, physical possession.

B. As used in this Attchment, the term "communcation" mean any conversations,

conferences, meetings, correspondence, memoranda notes, electronic mail,Internet pestigs, Intat Messenger messages, telephone conversations, and :my

other communcations.

C. As used in this Attchment, the term "concerng" mean relating to, referrng to,regardig, reflectig, pertg, describing, 'commentig upon, responding to,

evidencing or constitutig.

D. As used in this Attchment, the term "docwnent" means all materials in yourpossession, custody or control or subject to your cusody or control, whetherdra or uninshed versions, origials or nonconformg copies thereof, however

created produced or stored (manualy, mechancally, electronically or otherwise),and by whomever prepared, produced, sent, dated or received, includig but n.otlimited to books, papers, files, notes, miutes, sumares, records, analyses,correspondence, memorada work papers, ledger sheets, confatons, order

tickets, floor tickets, invoices, account statements, report, wies, telegrams,telexes, telephone logs, notes or records of conversations or meetigs, contrcts,ageements, calendar, date books, work sheets, invoices, bils, records ofpayment, magnetic tae, tape recordigs, disks, diskettes, disk packs; websiteH, e-:mails, intat messages, and other electronic media, iicrofim, microfiche,

storage devices, appointment books, diares, notices, and message slips. Thsdefition includes any inrmatioIi in electronic form stored in any computer fie.

E. Production with respect to each document shall include, all electronicversions and data fies from email applications as well as from wordprocessing, spreadsheet, or other electronic data repositories applicable to .

any attachments, and shall be provided in its native file format and shallinclude all origial metadata for each electronicdcumenlS or data fie.Productions shall be provided on CD, DVD, or USB external hard drive.

F. As used in ths Attchment,the term "person" mean any natual person or anybusiness, lega or governenta entity, or association, foreign or domestic.


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Attchment to Subpona issued to SuncoastJanua 24, 2011Page 2

G. As used in ths Attchment, the term "Account" refers to any accounts in thename ofThidarat Tungwongsathong, Social Securty/ffaxpayer I.D. Number

including without limtation accounts at Smicoast or any of itspredecessors or successors; at any and all braches of ths financial intitution; of

every natue, whether checking, savings, trt, or otherwse; and in which any or

all such persons or entities ar or were named as holder or co-holder, have or hada beneficial interest, or have or had discretionar control.

H. If the document production contans Ban Secrecy Act materials, pleas segregate

and label those materials with the production.

i. The followig rules of consction apply to ths Attchment:

1. The term "all" and "eah" shal be consed as both all and each;

2. The connectives "and" and "of' shall be consed either disjunctively or

conjunctively as necess to brig with the sco of the Attchment all

responses tht might otherwse be consed to be outside of its scope; and,

3. The us of the singular form of any word includes the plur and vicevers

L You must produce the entiety of each and every document described below,without alteration, deletion or obliteration of any inormation contaed therein,even if such inormtion is not speificaly requested.

J. Unless otherwse noted this subpoena covers the time period of January 1,2010

to the present.

II. Requied Documents. On the date and tie shown on the attched subpoena produce the

followig:

A. For the period frm the opeg of the Account to the present, all documentsrelatig to the openig and maitenance of each Account, including withoutlimtaon:

1. Signatue ca;

2. Account openig and closing fonD; and

3. Documents and corrpondence pertg to the establishment, closing,or matence of the Account.

B. For the period of January 1, 2010 to the present:

1. Deposit slips;


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Atthment to Subpoena issued to SmicoastJanua 24, 2011Page 3

2. Front and back of canceled checks;

3. Withdrwal slips;

4. Debit and Credit memorada;

5. Confrmations;

6. Money and seurty trfers;

7. Receipts and all other supporting documents for purchases of commercial

papers, cashier's checks, certfied checks, ban draf, or money orders;

8. Wir and computer trfers and trmitt notice;

9. Intrctions to trfer or receive fuds; and

10. Appliations for any ty ofloan.

C. All documents relatig to or consitutig correspondence sent to or received from

holder of each Account;

D. Verifications of Account balances;

E. Monthy statements for each Account; and

F. All documents relatig to or supportg any of the foregoing.

III. Proviso. Provided however, that there shall not be produced in response to ths subpona

any origin of, copy of, or inormation known to have been derived from any recordsmaitaed by Smicoas in relaton to an account in the nae of a "cusomet' other th Ms.Thda Tungwongsaong. The term "customer" is limte to any individua, soleproprietorship, or paerp of five or fewer iidividuas, or authori representative of thatindividua, sole proprietorship, or parership, who utilize or is utilizg any servce of

Suncoas or for whom Suncoast is acting or has acted as a fiduciar, in relation t~ an accountmataed in such individua's, sole proprietorship's, or parership's name. The term"customer" does not include: (i) any tr or corpration; (ii) any parership tht ha more than

five members or th ha as a member any tr or corpration; (iii) any persn tht holds anacount jointly with aiy pen whose recrd ar otherwse caed for by ths subpoena; nor (iv)

. any otherpeon, withtespettony records (including cahier's hecks, money order, and

documents maitaed in relaton to the issuace thereof) not mamtaed in relation to anaccount in the nae of tht person. '
