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DEPARTMENT OF THE NAVY FY 2011 BUDGET ESTIMATES

BUDGET DATA BOOK

OFFICE OF BUDGET

February 2010

INTRODUCTION

This document is a compendium of selected budgetdata and related information for use by Department ofthe Navy (DON) management and staff. This budget referencedocument is based on documentation supporting the President'sBudget request as submitted to the Congress in February 2010and contains dollar and manpower budget estimates, program and force data, pricing and economic factors, displays of selected funding categories, current and constant dollar data,real program growth estimates, price deflator information, andother data supporting the FY 2011 Budget Estimates.

FY 2011 Department of the Navy Budget Estimates

A Table of ContentsB Where to find answers to most common questions about DON budget dataC Definitions and Acronyms

1 SECTION 1 - DEPARTMENT OF DEFENSE (DOD) SUMMARY DATA1.1 Summary1.2 TOA, Budget Authority, and Outlay Trends1.3 TOA, Budget Authority, and Outlays by Military Department1.5 Direct Budget Plan (TOA) by Military Department and Major Appropriation Title1.6 Direct Budget Plan (TOA) by Appropriation Title and Military Department

2 SECTION 2 - DEPARTMENT OF THE NAVY (DON) SUMMARY DATA2.1 Summary2.2 TOA, Budget Authority, and Outlay Trends2.3 Direct Plan (TOA), Budget Authority and Outlays by Major Title and Appropriation2.4 Composition of the Direct Budget Plan (TOA), FY 2009 to FY 20112.7 Comparison of TOA by Appropriation, FY 2009 to FY 2011

3 SECTION 3 - ECONOMIC FACTORS3.1 Summary3.2 Pay and Inflation Rate Assumptions3.3 Military and Civilian Pay Increases since 19453.4 DON Deflators (Outlays) by Appropriation3.5 DON Deflators (TOA) by Appropriation

4.0 SECTION 4 - CURRENT AND CONSTANT DOLLARS4.1 Summary4.2 Annual Real Program Change4.3 Real Program Change by Appropriation4.4 DON TOA Real Program Trends4.5 Current/Constant Dollars (TOA) by Appropriation Title4.6 Direct Budget Plan (TOA) History (Current Dollars)4.7 Direct Budget Plan (TOA) History (Constant Dollars)

5.0 SECTION 5 - OBLIGATION AND OUTLAY DATA5.1 Summary5.2 DON Program Obligation Rates5.3 Unobligated Balances, New Obligational Resources , and Obligations - FY 20095.4 Unobligated Balances, New Obligational Resources , and Obligations - FY 20105.5 Unobligated Balances, New Obligational Resources , and Obligations - FY 20115.6 DON Program Outlay Rates5.7 Unexpended Balances, New Expendable Resources, and Outlays - FY 20095.8 Unexpended Balances, New Expendable Resources, and Outlays - FY 20105.9 Unexpended Balances, New Expendable Resources, and Outlays - FY 2011

6.0 SECTION 6 - SELECTED DON PROGRAM AND SPECIAL INTEREST DATA6.1 Summary6.2 Selected Force and Program Factors6.3 Historical Personnel Summary6.4 Shipbuilding and Conversion Procurement History6.5 Aircraft Force History6.6 Aircraft Procurement History6.7 Selected Civilian Personnel Special Interest Areas6.8 Support of Reserve Forces 6.9 TOA by FYDP Major Force Program

FY 2011 Department of the Navy Budget Estimates

1. How do you adjust (escalate/de-escalate) funding so that you can compare two years without the effects of inflation?SEE THE INTRODUCTION TO SECTION 3 - ECONOMIC FACTORS.

2. What's a current dollar? What's a constant dollar? What's a then year dollar? SEE DEFINITIONS AND ACRONYMS,listed below.

3. What is the Department of the Navy's share of total Department of Defense Total Obligational Authority? SEE SECTION 1 - DEPARTMENT OF DEFENSE (DOD) SUMMARY DATA.

4. What was the Department of the Navy's real program change in various years? SEE SECTION 4 - CURRENT ANDCONSTANT DOLLARS.

5. How much funding does (or did) the Army or Air Force have in a given year? SEE SECTION 1 - DEPARTMENT OFDEFENSE (DOD) SUMMARY DATA.

6. How many ships or aircraft were funded for production in prior years? SEE SECTION 6 - SELECTED DON PROGRAMAND SPECIAL INTEREST DATA.

7 How quickly will these funds outlay? SEE SECTION 5 - OBLIGATION AND OUTLAY DATA.

8 How much was the pay raise in prior years? SEE SECTION 3 - ECONOMIC FACTORS.

9 What accounts for the difference between the amount Congressionally enacted in an appropriation and the currentamount of Budget Authority, or current Budget Authority and current Total Obligational Authority? SEE SECTION 2 - DEPARTMENT OF THE NAVY (DON) SUMMARY DATA.

WHERE TO FIND THE ANSWERS TO THE MOST COMMON QUESTIONS ABOUT DON BUDGET DATA

Appropriation The Legislative Act which permits the government to make obligations.

Appropriation Title A grouping of like appropriations and funds into the following categories: Military Personnel,Operation and Maintenance, Procurement, Research and Development, Military Construction,Family Housing , and Trust, Revolving, and Management Funds.

Budget Authority The value of annual new legal authority to incur obligations (to enter into contractsinvolving expenditures of funds from the Treasury). BA

Budget Year(s) Fiscal year(s) for which a request or estimate is made as the central focus of the budget documents.

Constant Dollars Funds from which the effects of inflation have been removed so that it is possible to comparefunding between fiscal years.

Current Year The fiscal year which will be in execution when the budget goes to Congress (FY 2005 for theFY 2006 Budget Estimates).

Current Dollars Funds which include the impact of inflation. These are the amounts most often shown in the budget. Same as "then year" dollars.

Deflators Numbers which may be used to eliminate the impact of inflation in any given fiscal year so that funding in that year can be compared to the funding in any other year.

Direct Budget Plan Value of the direct program for a fiscal year regardless of the method of financing (which couldinclude balances available from prior years). Same as TOA. Refers to program which aredirectly (instead of reimbursably) funded.

Inflation Indices The inflation rate from one year to the next. In order to compare two years, it will usually bedesirable to eliminate the effects of inflation. This process is usually best accomplished by usinga deflator rather than the inflation indices.

FY 2011 Department of the Navy Budget EstimatesDefinitions and Acronyms

FY 2011 Department of the Navy Budget EstimatesDefinitions and Acronyms

Net Expenditures Same as Outlays.

Obligational Authority The period during which funds are available for new obligations.

Outlays Checks issued or cash disbursed. Outlays include interest accrued on the public debt, or otherforms of payment, net of refunds and reimbursements. Also known as net expenditures ornet disbursements.

Prior Year The fiscal year which will have been most recently completed when the budget goes to Congress(FY 2010 for the FY 2012 Budget Estimates).

Total Obligational The DOD term which expresses the value of the direct program for a fiscal year regardlessAuthority (TOA) of the method of financing (i.e., could include balances available from prior years).

Department of the NavyFY 2011 Budget Estimates

Appropriation and Fund Title Acronyms

Acronym Title

MPN Military Personnel, NavyMPMC Military Personnel, Marine CorpsRPN Reserve Personnel, NavyRPMC Reserve Personnel, Marine CorpsDHAN Medicare-Eligible, NavyDHAMC Medicare-Eligible, Marine CorpsDHANR Medicare-Eligible, Navy ReserveDHAMCR Medicare-Eligible, Marine Corps ReserveOMN Operation & Maintenance, NavyOMMC Operation & Maintenance, Marine CorpsOMNR Operation & Maintenance, Navy ReserveOMMCR Operation & Maintenance, Marine Corps ReserveOMN, RA Operation & Maintenance, Navy, Recovery ActOMMC, RA Operation & Maintenance, Marine Corps, Recovery ActOMNR, RA Operation & Maintenance, Navy Reserve, Recovery ActOMMCR, RA Operation & Maintenance, Marine Corps Reserve, Recovery ActERN Environmental Restoration, NavyKAHO IS CONV Kaho'olawe Island Conveyance, Remediation, and Environmental Restoration FundKAHO Payment to Kaho'olawe Island FundAPN Aircraft Procurement, NavyWPN Weapons Procurement, NavySCN Shipbuilding and Conversion, NavyPANMC Procurement of Ammunition, Navy/Marine CorpsOPN Other Procurement, NavyPMC Procurement, Marine CorpsCDAN Coastal Defense Augmentation, Navy


Appropriation and Fund Title Acronyms

Acronym Title

RDTEN Research, Development, Test, & Evaluation, NavyRDTEN, RA Research, Development, Test, & Evaluation, Navy, Recovery ActMCN Military Construction, Navy (& Marine Corps)MCNR Military Construction, Naval ReserveBRAC Base Realignment & ClosureFHCON Family Housing, Navy and Marine Corps (Construction)FHOPS Family Housing, Navy and Marine Corps (Operations)ROSSM Roosmoor Liquidating Trust Settlement AccountNWCF Navy Working Capital FundNDSF National Defense Sealift FundUSNAGMF United States Naval Academy Gift and Museum FundNGGF Navy General Gift FundSSPN Ships' Stores Profits, NavyPSSSN Profits Sales of Ships Stores, Navy

1.1

o This section contains a summary of Department of Defense budget estimates in terms of total obligationalauthority (TOA), budget authority (BA), and outlays.

o Trends for TOA, BA, and outlays are included.

o Funding allocated by military department and major appropriation title is displayed.

o This section places the DON estimates in context with total DOD and other military department estimates.

SECTION 1 - DEPARTMENT OF DEFENSE (DOD) SUMMARY DATA

300

350

400

450

500

550

600

650

700

750

• $ in Billions of Constant FY 2011 Dollars

DOD FY 2011 Budget EstimatesTOA, Budget Authority, Outlay Trends

1.2

0

50

100

150

200

250

97 98 99 00 01 02 03 04 05 06 07 08 09 10 11

Fiscal Year

TOA BA OUTLAYS

1.3

Total Department of the Department of the Department of theDoD Navy Army Air Force Other DoD

Budget Amount Percent Amount Percent Amount Percent Amount PercentFY 2009

Budget Plan (TOA) $691,136 173,302 25.1% 243,670 35.3% 169,651 24.5% 104,514 15.1%

Budget Authority 689,768 172,610 25.0% 240,891 34.9% 170,052 24.7% 106,215 15.4%

Outlays 658,301 163,784 24.9% 237,763 36.1% 157,989 24.0% 98,764 15.0%

FY 2010

Budget Plan (TOA) 675,891 172,800 25.6% 219,883 32.5% 162,482 24.0% 120,726 17.9%


Outlays 693,099 168,940 24.4% 242,290 35.0% 163,804 23.6% 118,066 17.0%

FY 2011

Budget Plan (TOA) 549,093 160,609 29.2% 141,788 25.8% 149,981 27.3% 96,715 17.6%


Outlays 601,764 162,338 27.0% 179,387 29.8% 154,477 25.7% 105,563 17.5%

FY 2011 Budget EstimatesDirect Budget Plan (TOA), Budget Authority, and Outlays by Military Department

(Constant FY 2011 Dollars in Millions)

1.4

FY 2009 FY 2010 FY 2011

Department of the Navy 173,303 172,799 160,609

Military Personnel 46,807 46,849 45,095Operation and Maintenance 54,738 51,982 45,683Procurement 43,550 46,951 46,205Research and Development 20,380 20,255 17,693Military Construction 4,981 4,549 4,445Family Housing 791 522 553Other DoD Programs 0 0 0Revolving Funds 2,056 1,691 935

Department of the Army 243,671 219,883 141,788

Military Personnel 69,521 69,987 59,050Operation and Maintenance 104,188 97,192 43,868Procurement 43,293 30,671 21,549Research and Development 12,497 11,642 10,333Military Construction 12,222 9,767 6,357Family Housing 1,393 585 576Other DoD Programs 0 0 0Revolving Funds 557 39 55

Department of the Air Force 169,650 162,482 149,981

Military Personnel 34,834 35,349 34,395Operation and Maintenance 58,246 53,581 46,589Procurement 44,717 41,314 39,343Research and Development 27,431 28,648 27,247Military Construction 3,187 2,935 1,748Family Housing 1,157 579 592Other DoD Programs 0 0 0Revolving Funds 78 76 67

Defense Wide 104,514 120,726 96,716

Military Personnel 0 0 0Operation and Maintenance 65,798 75,620 64,089Procurement 7,083 14,246 5,776Research and Development 22,474 21,218 20,857Military Construction 7,098 5,924 4,374Family Housing 297 1,952 297Other DoD Programs 0 0 0Revolving Funds 1,764 1,766 1,323Trust, Receipts and Other 0 0 0

TOTAL, DEPARTMENT OF DEFENSE TOA 691,138 675,890 549,094

FY 2011 Budget EstimatesDirect Budget Plan (TOA) by Military Department and Appropriation Title


1.5

FY 2009 FY 2010 FY 2011

Military Personnel DoD Total 151,162 152,185 138,540

Department of the Navy 46,807 46,849 45,095Department of the Army 69,521 69,987 59,050Department of the Air Force 34,834 35,349 34,395Defense Wide 0 0 0

Operation and Maintenance DoD Total 282,970 278,375 200,229

Department of the Navy 54,738 51,982 45,683Department of the Army 104,188 97,192 43,868Department of the Air Force 58,246 53,581 46,589Defense Wide 65,798 75,620 64,089

Procurement DoD Total 138,643 133,182 112,873


Research and Development DoD Total 82,782 81,763 76,130


Military Construction DoD Total 27,488 23,175 16,924


Family Housing DoD Total 3,638 3,638 2,018

Department of the Navy 791 522 553Department of the Army 1,393 585 576Department of the Air Force 1,157 579 592Defense Wide 297 1,952 297

Revolving Funds DoD Total 4,455 3,572 2,380

Department of the Navy 2,056 1,691 935Department of the Army 557 39 55Department of the Air Force 78 76 67Defense Wide 1,764 1,766 1,323

Trust Receipts, etc. DoD Total 0 0 0

Trust Receipts and Other 0 0 0

TOTAL, DEPARTMENT OF DEFENSE TOA 691,138 675,890 549,094


FY 2011 Budget EstimatesDirect Budget Plan (TOA) by Appropriation Title and Military Department

2.1

o This section contains FY 2009 through FY 2011 Department of the Navy estimates for TOA, BA and Outlays.

o TOA, BA, and outlays are displayed in terms of trends, appropriation title/appropriation and TOAcomposition and fiscal year comparisons are also provided.

o Information concerning programs subject to authorization is displayed. Most National Defense activities require annual authorization before the Congress may appropriate funds. The largest amount in the requestnot requiring annual authorization is military pay; military end strength, rather than military pay, is authorized.

SECTION 2 - DEPARTMENT OF THE NAVY (DON) SUMMARY DATA

2.2

0

20

40

60

80

100

120

140

160

180

97 98 99 00 01 02 03 04 05 06 07 08 09 10 11

Fiscal Year

Series1 Series2 Series3

DON FY 2011 Budget EstimatesTOA, Budget Authority, Outlay Trends

$ in Billions of Constant FY 2011 Dollars

2.3

--------------------- -------------------- --------------------- --------------------- ------------------------ --------------------- --------------------- --------------------- ---------------------FY 2009 FY 2010 FY 2011 FY 2009 FY 2010 FY 2011 FY 2009 FY 2010 FY 2011

--------------------- -------------------- --------------------- --------------------- ------------------------ --------------------- --------------------- --------------------- ---------------------Military PersonnelMPN 26,851 27,028 25,951 26,742 27,028 25,951 26,607 26,959 25,920MPMC 13,891 13,760 13,250 13,886 13,760 13,250 13,639 13,699 13,248RPN 1,982 1,972 1,944 1,984 1,972 1,944 1,961 1,946 1,940RPMC 674 653 617 677 653 617 675 680 615DHAN 256 242 242 256 242 242 256 242 242DHAMC 143 133 132 143 133 132 143 133 132DHANR 1,888 1,886 1,817 1,888 1,886 1,817 1,888 1,886 1,817DHAMCR 1,122 1,174 1,142 1,122 1,174 1,142 1,122 1,174 1,142Total 46,807 46,848 45,095 46,698 46,848 45,095 46,291 46,719 45,056

Operation & MaintenanceOMN 42,706 40,902 38,134 42,781 40,902 38,134 41,742 41,232 38,792OMMC 10,211 9,103 5,590 10,197 9,103 5,590 9,248 9,206 7,032OMNR 1,483 1,373 1,368 1,486 1,373 1,368 1,368 1,426 1,405OMMCR 338 314 285 338 314 285 340 333 321ERN 0 290 305 0 290 305 -4 130 213Total 54,738 51,982 45,682 54,802 51,982 45,682 52,695 52,327 47,763

ProcurementAPN 15,194 19,745 18,509 15,194 19,745 18,509 12,237 14,922 17,210WPN 3,323 3,450 3,360 3,323 3,450 3,360 3,025 3,217 3,234SCN 13,416 14,059 15,725 13,070 14,059 15,725 12,427 12,982 13,652PANMC 1,465 1,498 818 1,465 1,498 818 1,269 1,462 1,442OPN 5,650 5,752 6,450 5,720 5,666 6,450 6,288 5,715 5,777PMC 4,501 2,448 1,344 4,435 2,448 1,344 5,364 5,141 3,658Total 43,549 46,952 46,206 43,207 46,866 46,206 40,610 43,439 44,973

Research & DevelopmentRDTEN 20,380 20,255 17,693 20,375 20,235 17,693 19,895 19,894 18,495

Military ConstructionMCN 3,922 3,591 3,879 3,964 3,538 3,879 1,839 3,430 3,603MCNR 59 128 62 59 128 62 75 72 96FHCON 397 149 186 392 149 186 126 110 119FHOPS 394 373 366 385 373 366 381 386 362BRAC 1,001 830 504 1,001 830 504 648 1,038 767Total 5,773 5,071 4,997 5,801 5,018 4,997 3,069 5,036 4,947

Revolving & Management FundsNWCF 2 0 0 321 0 0 -410 204 140NDSF 2,054 1,691 935 1,709 1,691 935 1,693 1,602 1,241Total 2,056 1,691 935 2,030 1,691 935 1,283 1,806 1,381

Offsetting ReceiptsLease Real Property, Navy 0 0 0 -8 -1 -1 -8 -1 -1Recoveries FMS Program, Navy 0 0 0 -47 -158 -156 -47 -158 -156General Fund Prop Recoveries, Navy 0 0 0 -222 -83 -82 -21 -83 -82Disposal Real Property, Navy 0 0 0 -8 -1 -1 -8 -1 -1Intergovernmental Adjustments, Navy 0 0 0 -41 -45 -45 0 -45 -45Total 0 0 0 -333 -295 -292 -91 -295 -292

Trust FundsUSNAGMF 0 0 0 6 5 5 13 5 5NGGF 0 0 0 2 1 1 1 1 1SSPN 0 0 0 17 20 20 13 20 20Total 0 0 0 25 26 26 27 26 26

Interfund TransactionsPSSSN 0 0 0 -17 -20 -20 -17 -20 -20Total 0 0 0 -17 -20 -20 -17 -20 -20

Total, DON 173,303 172,799 160,608 172,588 172,351 160,322 163,762 168,932 162,329

OutlaysBudget AuthorityTotal Obligational Authority


Direct Budget Plan (TOA), Budget Authority, and Outlays by Major Title and Appropriation(Constant FY 2011 Dollars in Millions)


Comparison of TOA, FY 2009-2011p ,

Milpers28.1%11.0%

2.8%

0.3%

0.6%

FY 2011 Estimate O&M

28.4%

28.8%

FY 2010

Procurement

RDT&E27.1%11.7%

2.6%0.3%

1.0%

FY 2010 Estimate Milcon/BRAC30.1%

27.2%

FY 2009

Family Housing

Revolving/Mgt 27.0%11.8%

2.9%

0.5%

1.2%

2.4

FY 2009 Actuals

g gFunds

31.6%

25.1%

2.5

FY 2009 $ Change % Change FY 2010 $ Change % Change FY 2011Military PersonnelMPN 25,847,970 829,680 0 26,677,650 -726,701 0 25,950,949MPMC 13,354,972 223,740 0 13,578,712 -328,551 0 13,250,161RPN 1,907,059 39,282 0 1,946,341 -2,150 0 1,944,191RPMC 648,385 -3,548 0 644,837 -27,396 0 617,441DHAN 1,771,025 54,636 0 1,825,661 -9,126 0 1,816,535DHAMC 1,052,714 83,432 0 1,136,146 6,175 0 1,142,321DHANR 239,846 -5,568 0 234,278 7,306 0 241,584DHAMCR 133,868 -4,971 0 128,897 3,218 0 132,115Total 44,955,839 1,216,683 2.7% 46,172,522 (1,077,225) -2.3% 45,095,297

Operation & MaintenanceOMN* 40,504,153 (357,153) -0.9% 40,147,000 (2,012,692) -5.0% 38,134,308 OMMC* 9,870,965 (908,556) -9.2% 8,962,409 (3,372,069) -37.6% 5,590,340 OMNR* 1,371,442 (47,248) -3.4% 1,324,194 43,570 3.3% 1,367,764 OMMCR* 328,284 (18,723) -5.7% 309,561 (24,327) -7.9% 285,234 ERN - 285,509 N/A 285,509 19,358 6.8% 304,867 Total 52,074,844 (1,046,171) -2.0% 51,028,673 (5,346,160) -10.5% 45,682,513

ProcurementAPN 14,765,094 4,673,921 31.7% 19,439,015 (930,402) -4.8% 18,508,613 WPN 3,229,949 167,967 5.2% 3,397,916 (38,122) -1.1% 3,359,794 SCN 13,022,272 816,444 6.3% 13,838,716 1,885,804 13.6% 15,724,520 PANMC 1,422,412 51,726 3.6% 1,474,138 (656,147) -44.5% 817,991 OPN 5,496,066 169,403 3.1% 5,665,469 784,739 13.9% 6,450,208 PMC 4,373,537 (1,963,528) -44.9% 2,410,009 (1,065,965) -44.2% 1,344,044 Total 42,309,330 3,915,933 9.3% 46,225,263 (20,093) 0.0% 46,205,170

Research & DevelopmentRDTEN* 19,808,741 158,405 0.8% 19,967,146 (2,273,650) -11.4% 17,693,496

Military ConstructionMCN* 3,808,475 (274,472) -7.2% 3,534,003 345,101 9.8% 3,879,104 MCNR 57,045 68,829 120.7% 125,874 (64,317) -51.1% 61,557 FHCON 384,723 (238,154) -61.9% 146,569 39,875 27.2% 186,444 FHOPS 384,130 (15,590) -4.1% 368,540 (2,194) -0.6% 366,346 BRAC IV 224,265 3,735 N/A 228,000 (66,000) -28.9% 162,000 BRAC V 752,797 (161,225) -21.4% 591,572 (249,426) -42.2% 342,146 Total 5,611,435 (616,877) -11.0% 4,994,558 3,039 0.1% 4,997,597

Revolving & Management FundsNWCF 1,576 (1,576) -100.0% - 0 0.0% - NDSF 2,003,094 (335,149) -16.7% 1,667,945 (733,079) -44.0% 934,866 Total 2,004,670 (336,725) -16.8% 1,667,945 (733,079) -44.0% 934,866

Total, DON 166,764,859 3,291,248 2.0% 170,056,107 (9,447,168) -5.6% 160,608,939

*FY 2009 amount includes Recovery Act funding


Comparison of TOA by Appropriation - FY 2009 to FY 2011(In Thousands of Dollars - Current Dollars)

3.1

o This section contains Department of Defense pay and inflation rate experience and assumptions for FY 2009through FY 2015.

o A table reflecting military and civilian pay raises since 1945 is included.

o DON outlay deflators, by category, for FY 1970 through FY 2015 and DON TOA deflators, by appropriation,for FY 1973 through FY 2015 are provided.

o Explanation of the use of deflators (inflation and deflation of dollar amounts):

To convert dollars from any year to FY 2011 dollars: Find the deflator for the year from which you are convertingthe dollars. Then divide that amount by that number. The result is the dollar amount in FY 2011 dollars.

To convert FY 2011 dollars to any other year: Find the deflator for the year to which you are converting thedollars. Then multiply that year's dollar amount by the deflator. The result is the dollar amount in thenew year's dollars.

To convert from any year to any year: First convert the dollars to FY 2011 dollars, as described above. Thenconvert these FY 2011 dollars to the desired year, as described above.

Be sure to select the proper deflator.

For TOA, use the DON TOA deflators. Note that these deflators, while easy to use, will be somewhat inaccuratewith regards to all non-procurement appropriations due to the fact that these appropriations contain funds foreither pay and fuel, or both - areas in which historical inflation swings have been particularly pronounced. Itshould also be recognized that retired pay was not budgeted in the military personnel appropriations beforeFY 1985. However, for most budget purposes, the deflators shown in this table will be adequate.

For outlays, use the DON outlay deflators.

SECTION 3 - ECONOMIC FACTORS

3.2

FY 2011 Budget Estimates

Pay and Inflation Rate Assumptions

FY 09 FY 10 FY 11 FY 12 FY 13 FY 14 FY 15Pay *

Military 3.9 3.4 1.4 2.3 2.3 2.8 2.8Civilian 3.9 2.0 1.4 2.3 2.3 2.3 2.3

PurchasesFuel -31.2 30.8 7.8 3.0 1.9 1.9 2.2Other Purchases 1.5 0.9 1.1 1.6 1.7 1.7 1.7

* The above table represents Military and Civilian Pay rates effective on 1 January of each fiscal year.

3.3

General GeneralEffective Military Schedule Effective Military Schedule

Date Pay Salaries Date Salaries Salaries

Jul 1, 1945 - 15.9 Oct 1, 1978 5.5 5.5Jul 1, 1946 23.7 14.2 Oct 1, 1979 7.0 7.0Jul 1, 1948 - 11.0 Oct 1, 1980 11.7 9.1Oct 1, 1949 21.6 - Oct 1, 1981 14.3 4.8Oct 28, 1949 - 4.1 Oct 1, 1982 4.0 4.0Jul 1, 1951 - 10.0 Oct 1, 1984 4.0 4.0May 1, 1952 10.9 - Jan 1, 1985 4.0 3.5Mar 1, 1955 - 7.5 Oct 1, 1985 3.0 -Apr 1, 1955 2.8 - Jan 1, 1987 3.0 3.0Jan 1, 1958 - 10.0 Jan 1, 1988 2.0 2.0Jun 1, 1958 6.3 - Jan 1, 1989 4.1 4.1Jul 1, 1960 - 7.7 Jan 1, 1990 3.6 3.6Oct 14, 1962 - 5.5 Jan 1, 1991 4.1 4.1Oct 1, 1963 8.4 - Jan 1, 1992 4.2 4.2Jan 5, 1964 - 4.1 Jan 1, 1993 3.7 3.7Jul 1, 1964 - 4.2 Jan 1, 1994 2.2 3.6Sep 1, 1964 1.4 - Jan 1, 1995 2.6 2.6Sep 1, 1965 6.4 - Jan 1, 1996 2.4 2.4Oct 1, 1965 - 3.6 Jan 1, 1997 3.0 3.0Jul 1, 1966 2.8 2.9 Jan 1, 1998 2.8 2.8Oct 1, 1967 4.5 4.5 Jan 1, 1999 3.6 3.6Jul 1, 1968 4.9 4.9 Jan 1, 2000 4.8 4.8Jul 1, 1969 9.1 9.1 Jan 1, 2001 3.7 3.7Jan 1, 1970 6.0 6.0 Jan 1, 2002 6.9 1/ 4.6Jan 1, 1971 6.0 6.0 Jan 1, 2003 4.7 2/ 4.1Nov 14, 1971 13.1 - Jan 1, 2004 4.2 3/ 4.1Jan 1, 1972 5.5 5.5 Jan 1, 2005 3.5 3.5Jan 1, 1973 5.1 5.1 Jan 1, 2006 3.1 3.1Oct 1, 1973 4.8 4.8 Jan 1, 2007 2.2 4/ 2.2Oct 1, 1974 5.5 5.5 Jan 1, 2008 3.5 3.5Oct 1, 1975 5.0 5.0 Jan 1, 2009 3.9 3.9Oct 1, 1976 4.8 4.8 Jan 1, 2010 3.4 2.0Oct 1, 1977 7.0 7.0 Jan 1, 2011 1.4 1.4

4/ Excludes selected targeted increase for certain warrant officers and mid-grade/senior enlisted personnel implemented


Military and Civilian Pay Increases Since 1945

1/ Reflects an average 6.9% across-the-board and targeted pay raise2/ Reflects an average 4.7% across-the-board and targeted pay raise3/ Reflects targeted pay raise with an average 4.15% across-the-board inpact

3.4

OTHER TOTALCIV MIL RET MEDICAL MIL FH & NON

Year PAY PAY PAY ACCRUAL PERS FUEL DHP O&M PROC RDT&E MILCON TOTAL PAY TOTAL

1970 14.66 11.73 20.65 9.66 19.06 18.73 20.65 20.65 19.28 18.48 15.571971 15.93 12.69 21.59 10.09 19.83 19.56 21.59 21.59 20.18 19.41 16.521972 17.25 14.77 22.42 10.48 20.64 20.46 22.42 22.42 21.06 20.01 17.771973 18.29 16.59 23.35 10.92 21.13 21.19 23.35 23.35 21.79 20.67 18.861974 19.92 17.71 24.73 11.56 23.78 22.55 24.73 24.73 23.56 22.37 20.401975 21.53 18.86 28.45 13.30 28.75 25.37 28.45 28.45 27.19 25.30 22.581976 23.29 19.85 30.59 14.30 30.83 27.19 30.58 30.59 29.18 27.30 24.261977 25.33 20.97 33.09 15.47 33.36 29.39 33.12 33.09 31.75 29.69 26.221978 27.36 22.43 35.44 16.57 35.74 31.57 35.47 35.44 34.08 32.03 28.271979 28.97 23.74 38.67 19.15 38.98 34.38 38.69 38.67 36.99 34.77 30.501980 30.95 25.43 42.77 36.06 43.10 38.30 42.79 42.77 41.13 40.54 34.391981 33.66 29.00 47.30 41.66 47.63 42.59 47.33 47.30 45.58 45.15 38.611982 34.54 33.71 50.89 46.33 51.23 47.97 50.93 50.89 50.17 49.77 42.661983 36.42 35.24 52.93 41.48 53.29 51.70 53.00 52.93 52.94 51.90 44.921984 37.90 36.95 54.94 35.75 55.29 54.94 55.01 54.94 55.55 53.81 46.831985 39.19 38.87 56.81 33.16 57.18 56.81 56.87 56.81 57.41 55.46 48.841986 40.04 40.54 58.40 28.74 58.78 58.40 58.50 58.40 59.00 56.78 50.411987 42.53 41.45 59.98 26.38 60.39 59.98 60.08 59.98 60.56 58.06 51.811988 45.23 43.49 61.78 22.12 62.19 61.78 61.87 61.78 62.34 59.52 53.591989 48.07 45.06 64.37 22.13 64.80 64.37 64.47 64.37 64.93 61.83 55.821990 50.43 47.52 67.01 19.75 67.45 67.01 67.12 67.01 67.63 63.97 57.321991 52.43 49.82 69.89 36.97 70.34 69.89 70.01 69.89 70.86 67.73 59.411992 54.62 51.56 71.99 24.66 72.42 71.99 72.10 71.99 72.63 69.52 61.861993 56.71 54.09 73.72 25.00 43.82 74.13 73.72 73.83 73.72 74.41 69.35 62.951994 58.14 55.49 75.19 28.53 44.61 75.58 75.19 75.30 75.19 75.94 70.56 64.331995 59.58 56.87 76.62 24.99 46.53 76.98 76.62 76.75 76.62 77.41 71.63 65.411996 61.01 58.24 78.15 26.39 48.38 78.49 78.15 78.29 78.15 78.99 73.00 66.741997 62.84 59.98 79.56 26.73 49.77 79.87 79.56 79.69 79.56 80.33 74.78 68.671998 64.60 61.66 80.12 32.00 51.24 80.39 80.12 80.22 80.12 80.79 75.80 70.411999 66.92 63.88 80.76 29.18 52.73 81.00 80.76 80.76 80.76 81.31 76.15 71.692000 70.14 66.95 81.89 21.80 54.64 82.17 81.89 81.89 81.89 82.31 77.18 73.872001 72.73 69.43 83.44 35.51 56.64 83.70 83.44 83.44 83.44 83.83 79.26 76.132002 76.08 74.22 84.11 35.16 60.20 84.35 84.11 84.11 84.11 84.38 80.00 78.302003 79.20 77.71 74.21 71.49 84.95 29.54 64.09 85.16 84.95 84.95 84.95 85.13 80.84 80.102004 82.44 80.93 77.33 74.50 86.65 32.00 68.28 86.86 86.65 86.65 86.65 86.78 83.32 82.792005 85.33 83.76 80.57 77.62 89.08 61.18 72.60 89.25 89.08 89.09 89.08 89.18 87.12 86.362006 87.97 86.36 83.88 80.81 91.84 75.25 77.06 91.98 91.84 91.85 91.84 91.94 90.25 89.352007 89.91 88.69 87.32 84.12 94.32 76.30 81.81 94.44 94.32 94.33 94.32 94.43 92.95 91.942008 93.06 91.80 91.07 87.74 96.58 103.08 86.82 96.67 96.58 96.60 96.58 96.66 96.06 95.122009 96.69 95.38 93.80 90.37 98.03 70.92 91.86 98.09 98.03 98.04 98.03 98.08 96.89 96.662010 98.63 98.62 96.81 93.53 98.91 92.73 97.03 98.93 98.91 98.91 98.91 98.92 98.64 98.642011 100.00 100.00 100.00 96.62 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.002012 102.28 102.30 103.60 100.00 101.60 103.00 103.44 101.55 101.60 101.59 101.60 101.58 101.82 101.952013 104.61 104.65 107.43 103.60 103.33 104.96 107.09 103.23 103.33 103.31 103.33 103.29 103.76 104.02

EXCLUDING PAY, FUEL & MEDICAL

Department of the Navy Deflators (Outlays)Base Year is FY 2011

(Deflators = Current/Constant)

Page 1 of 2 3.5

MPN MPMC RPN RPMC OMN OMMC OMNR OMMCR ERN APN WPN SCN1973 16.59 16.59 16.59 16.59 21.13 21.13 21.13 21.13 21.13 21.19 21.19 21.191974 17.71 17.71 17.71 17.71 23.78 23.78 23.78 23.78 23.78 22.55 22.55 22.551975 18.86 18.86 18.86 18.86 28.75 28.75 28.75 28.75 28.75 25.37 25.37 25.371976 19.85 19.85 19.85 19.85 30.83 30.83 30.83 30.83 30.83 27.19 27.19 27.191977 20.97 20.97 20.97 20.97 33.36 33.36 33.36 33.36 33.36 29.39 29.39 29.391978 22.43 22.43 22.43 22.43 35.74 35.74 35.74 35.74 35.74 31.57 31.57 31.571979 23.74 23.74 23.74 23.74 38.98 38.98 38.98 38.98 38.98 34.38 34.38 34.381980 25.43 25.43 25.43 25.43 43.10 43.10 43.10 43.10 43.10 38.30 38.30 38.301981 29.00 29.00 29.00 29.00 47.63 47.63 47.63 47.63 47.63 42.59 42.59 42.591982 33.71 33.71 33.71 33.71 51.23 51.23 51.23 51.23 51.23 47.97 47.97 47.971983 35.24 35.24 35.24 35.24 53.29 53.29 53.29 53.29 53.29 51.70 51.70 51.701984 36.95 36.95 36.95 36.95 55.29 55.29 55.29 55.29 55.29 54.94 54.94 54.941985 38.87 38.87 38.87 38.87 57.18 57.18 57.18 57.18 57.18 56.81 56.81 56.811986 40.54 40.54 40.54 40.54 58.78 58.78 58.78 58.78 58.78 58.40 58.40 58.401987 41.45 41.45 41.45 41.45 60.39 60.39 60.39 60.39 60.39 59.98 59.98 59.981988 43.49 43.49 43.49 43.49 62.19 62.19 62.19 62.19 62.19 61.78 61.78 61.781989 45.06 45.06 45.06 45.06 64.80 64.80 64.80 64.80 64.80 64.37 64.37 64.371990 47.52 47.52 47.52 47.52 67.45 67.45 67.45 67.45 67.45 67.01 67.01 67.011991 49.82 49.82 49.82 49.82 70.34 70.34 70.34 70.34 70.34 69.89 69.89 69.891992 51.56 51.56 51.56 51.56 72.42 72.42 72.42 72.42 72.42 71.99 71.99 71.991993 54.09 54.09 54.09 54.09 74.13 74.13 74.13 74.13 74.13 73.72 73.72 73.721994 55.49 55.49 55.49 55.49 75.58 75.58 75.58 75.58 75.58 75.19 75.19 75.191995 56.87 56.87 56.87 56.87 76.98 76.98 76.98 76.98 76.98 76.62 76.62 76.621996 58.24 58.24 58.24 58.24 78.49 78.49 78.49 78.49 78.49 78.15 78.15 78.151997 59.98 59.98 59.98 59.98 79.87 79.87 79.87 79.87 79.87 79.56 79.56 79.561998 61.66 61.66 61.66 61.66 80.39 80.39 80.39 80.39 80.39 80.12 80.12 80.121999 63.88 63.88 63.88 63.88 81.00 81.00 81.00 81.00 81.00 80.76 80.76 80.762000 66.95 66.95 66.95 66.95 82.17 82.17 82.17 82.17 82.17 81.89 81.89 81.892001 69.43 69.43 69.43 69.43 83.70 83.70 83.70 83.70 83.70 83.44 83.44 83.442002 74.22 74.22 74.22 74.22 84.35 84.35 84.35 84.35 84.35 84.11 84.11 84.112003 77.71 77.71 77.71 77.71 85.16 85.16 85.16 85.16 85.16 84.95 84.95 84.952004 80.93 80.93 80.93 80.93 86.86 86.86 86.86 86.86 86.86 86.65 86.65 86.652005 83.76 83.76 83.76 83.76 89.25 89.25 89.25 89.25 89.25 89.08 89.08 89.082006 86.36 86.36 86.36 86.36 91.98 91.98 91.98 91.98 91.98 91.84 91.84 91.842007 88.69 88.69 88.69 88.69 94.44 94.44 94.44 94.44 94.44 94.32 94.32 94.322008 91.80 91.80 91.80 91.80 96.67 96.67 96.67 96.67 96.67 96.58 96.58 96.582009 95.38 95.38 95.38 95.38 98.09 98.09 98.09 98.09 98.09 98.03 98.03 98.032010 98.62 98.62 98.62 98.62 98.93 98.93 98.93 98.93 98.93 98.91 98.91 98.912011 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.002012 102.30 102.30 102.30 102.30 101.55 101.55 101.55 101.55 101.55 101.60 101.60 101.602013 104.65 104.65 104.65 104.65 103.23 103.23 103.23 103.23 103.23 103.33 103.33 103.332014 107.58 107.58 107.58 107.58 104.94 104.94 104.94 104.94 104.94 105.08 105.08 105.082015 110.60 110.60 110.60 110.60 106.68 106.68 106.68 106.68 106.68 106.87 106.87 106.87

Department of the Navy Deflators (TOA)(Purchases)

Base Year is FY 2011

Page 2 of 2 3.5

Department of the Navy Deflators (TOA)(Purchases)

Base Year is FY 2011

PANMC OPN PMC RDTEN MILCON MILCONR BRCIV BRCV FH (CON) FH (OPS) NDSF1973 21.19 21.19 21.19 23.35 23.35 23.35 23.35 23.35 23.35 23.35 21.191974 22.55 22.55 22.55 24.73 24.73 24.73 24.73 24.73 24.73 24.73 22.551975 25.37 25.37 25.37 28.45 28.45 28.45 28.45 28.45 28.45 28.45 25.371976 27.19 27.19 27.19 30.58 30.59 30.59 30.59 30.59 30.59 30.59 27.191977 29.39 29.39 29.39 33.12 33.09 33.09 33.09 33.09 33.09 33.09 29.391978 31.57 31.57 31.57 35.47 35.44 35.44 35.44 35.44 35.44 35.44 31.571979 34.38 34.38 34.38 38.69 38.67 38.67 38.67 38.67 38.67 38.67 34.381980 38.30 38.30 38.30 42.79 42.77 42.77 42.77 42.77 42.77 42.77 38.301981 42.59 42.59 42.59 47.33 47.30 47.30 47.30 47.30 47.30 47.30 42.591982 47.97 47.97 47.97 50.93 50.89 50.89 50.89 50.89 50.89 50.89 47.971983 51.70 51.70 51.70 53.00 52.93 52.93 52.93 52.93 52.93 52.93 51.701984 54.94 54.94 54.94 55.01 54.94 54.94 54.94 54.94 54.94 54.94 54.941985 56.81 56.81 56.81 56.87 56.81 56.81 56.81 56.81 56.81 56.81 56.811986 58.40 58.40 58.40 58.50 58.40 58.40 58.40 58.40 58.40 58.40 58.401987 59.98 59.98 59.98 60.08 59.98 59.98 59.98 59.98 59.98 59.98 59.981988 61.78 61.78 61.78 61.87 61.78 61.78 61.78 61.78 61.78 61.78 61.781989 64.37 64.37 64.37 64.47 64.37 64.37 64.37 64.37 64.37 64.37 64.371990 67.01 67.01 67.01 67.12 67.01 67.01 67.01 67.01 67.01 67.01 67.011991 69.89 69.89 69.89 70.01 69.89 69.89 69.89 69.89 69.89 69.89 69.891992 71.99 71.99 71.99 72.10 71.99 71.99 71.99 71.99 71.99 71.99 71.991993 73.72 73.72 73.72 73.83 73.72 73.72 73.72 73.72 73.72 73.72 73.721994 75.19 75.19 75.19 75.30 75.19 75.19 75.19 75.19 75.19 75.19 75.191995 76.62 76.62 76.62 76.75 76.62 76.62 76.62 76.62 76.62 76.62 76.621996 78.15 78.15 78.15 78.29 78.15 78.15 78.15 78.15 78.15 78.15 78.151997 79.56 79.56 79.56 79.69 79.56 79.56 79.56 79.56 79.56 79.56 79.561998 80.12 80.12 80.12 80.22 80.12 80.12 80.12 80.12 80.12 80.12 80.121999 80.76 80.76 80.76 80.76 80.76 80.76 80.76 80.76 80.76 80.76 80.762000 81.89 81.89 81.89 81.89 81.89 81.89 81.89 81.89 81.89 81.89 81.892001 83.44 83.44 83.44 83.44 83.44 83.44 83.44 83.44 83.44 83.44 83.442002 84.11 84.11 84.11 84.11 84.11 84.11 84.11 84.11 84.11 84.11 84.112003 84.95 84.95 84.95 84.95 84.95 84.95 84.95 84.95 84.95 84.95 84.952004 86.65 86.65 86.65 86.65 86.65 86.65 86.65 86.65 86.65 86.65 86.652005 89.08 89.08 89.08 89.09 89.08 89.08 89.08 89.08 89.08 89.08 89.082006 91.84 91.84 91.84 91.85 91.84 91.84 91.84 91.84 91.84 91.84 91.842007 94.32 94.32 94.32 94.33 94.32 94.32 94.32 94.32 94.32 94.32 94.322008 96.58 96.58 96.58 96.60 96.58 96.58 96.58 96.58 96.58 96.58 96.582009 98.03 98.03 98.03 98.04 98.03 98.03 98.03 98.03 98.03 98.03 98.032010 98.91 98.91 98.91 98.91 98.91 98.91 98.91 98.91 98.91 98.91 98.912011 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.002012 101.60 101.60 101.60 101.59 101.60 101.60 101.60 101.60 101.60 101.60 101.602013 103.33 103.33 103.33 103.31 103.33 103.33 103.33 103.33 103.33 103.33 103.332014 105.08 105.08 105.08 105.06 105.08 105.08 105.08 105.08 105.08 105.08 105.082015 106.87 106.87 106.87 106.84 106.87 106.87 106.87 106.87 106.87 106.87 106.87

4.1

o This section displays DON annual real program changes graphically for FY 1995 through FY 2011 in terms ofTOA, BA, and Outlays.

o Current and constant dollar (TOA) information for the DON is provided.

o Constant FY 2011 dollar amounts for the FY 2011 Budget Estimates are displayed by appropriation.

o TOA real program trends in constant and current dollars are displayed for FY 1995 through FY 2011.

o Current and constant dollar (TOA) information is displayed by appropriation title.

o Direct budget plan (TOA) current and constant dollars for FY 1995 through FY 2011 is provided by appropriation.Total Navy and Marine Corps funding, and their percentage shares of the budget are provided for currentdollars. Total Navy and Marine Corps funding, including DON, Navy, and Marine Corps real program changeare provided for constant dollars.

SECTION 4 - CURRENT & CONSTANT DOLLARS

5.0

10.0

15.0

20.0

25.0

Perc

ent

DON FY 2011 Budget EstimatesAnnual Real Program Change

TOA BA OUTLAYS

-10.0

-5.0

0.0

1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

Fiscal Year

4.2

4.3

FY 2009 FY 2010 FY 2010 FY 2011 FY 2011Appropriation Constant Constant % RPC Constant % RPC

MPN 26,851 27,028 0.7% 25,951 -4.0%MPMC 13,891 13,760 -0.9% 13,250 -3.7%RPN 1,982 1,972 -0.5% 1,944 -1.4%RPMC 674 653 -3.1% 617 -5.5%DHAN 1,888 1,886 -0.1% 1,817 -3.7%DHAMC 1,122 1,174 4.6% 1,142 -2.7%DHANR 256 242 -5.5% 242 0.0%DHAMCR 143 133 -7.0% 132 -0.8%Total MilPers 46,807 46,848 0.0% 45,095 -3.7%

OMN 42,706 40,902 -4.2% 38,134 -6.8%OMMC 10,211 9,103 -10.9% 5,590 -38.6%OMNR 1,483 1,373 -7.4% 1,368 -0.4%OMMCR 338 314 -7.1% 285 -9.2%ERN - 290 - 305 5.2%Total O&M 54,738 51,982 -5.0% 45,682 -12.1%

APN 15,194 19,745 30.0% 18,509 -6.3%WPN 3,323 3,450 3.8% 3,360 -2.6%SCN 13,416 14,059 4.8% 15,725 11.9%OPN 5,650 5,752 1.8% 6,450 12.1%PMC 4,501 2,448 -45.6% 1,344 -45.1%PANMC 1,465 1,498 2.3% 818 -45.4%Total Procurement 43,549 46,951 7.8% 46,205 -1.6%

RDTE,N 20,380 20,255 -0.6% 17,693 -12.6%

MCN 3,922 3,591 -8.4% 3,879 8.0%MCNR 59 128 116.9% 62 -51.6%Total Construction 3,981 3,719 -6.6% 3,941 6.0%

FHCON 397 149 -62.5% 186 24.8%FHOPS 394 373 -5.3% 366 -1.9%Total FHN&MC 791 522 -34.0% 552 5.7%

BRAC IV 230 231 N/A 162 -29.9%BRAC V 771 599 -22.3% 342 -42.9%Total BRAC 1,001 830 -17.1% 504 -39.3%

NDSF 2,054 1,691 -17.7% 935 -44.7%NWCF 2 - - - - Total Revolving 2,056 1,691 -17.8% 935 -44.7%

Total DON 173,303 172,798 -0.3% 160,607 -7.1%

Real Program Change by AppropriationFY 2011 Budget Estimates

FY 2011 Constant Dollars (TOA) in Millions

110

120

130

140

150

160

170

180

Dol

lars

in B

illio

ns

DON FY 2011 Budget EstimatesTOA Real Program Trends

70

80

90

100

95 96 97 98 99 00 01 02 03 04 05 06 07 08 09 10 11

Fiscal Year

Current Constant

4.4

Appropriation FY 95 FY 96 FY 97 FY 98 FY 99 FY 00 FY 01 FY 02 FY 03 FY 04 FY 05 FY 06 FY 07 FY 08 FY 09 FY 10 FY 11

MPN 17,752 17,099 17,032 16,696 16,626 17,300 17,972 20,281 23,820 24,216 25,294 24,119 24,047 24,729 25,848 26,677 25,951MPMC 5,735 5,743 5,976 6,056 6,214 6,561 6,904 7,603 9,988 9,956 10,817 10,381 10,801 12,086 13,355 13,579 13,250RPN 1,414 1,385 1,419 1,394 1,451 1,486 1,560 1,661 1,861 1,988 2,089 1,794 1,856 1,873 1,907 1,946 1,944RPMC 352 373 381 395 401 416 451 467 514 559 602 527 556 597 648 645 617DHAN 0 0 0 0 0 0 0 0 0 0 0 2,029 2,098 1,935 1,771 1,826 1,817DHAMC 0 0 0 0 0 0 0 0 0 0 0 982 1,057 1,116 1,053 1,136 1,142DHANR 0 0 0 0 0 0 0 0 0 0 0 292 287 266 240 234 242DHAMCR 0 0 0 0 0 0 0 0 0 0 0 137 145 142 134 129 132OMN 22,095 21,663 21,116 22,399 23,332 23,737 25,370 28,132 35,300 30,289 33,896 35,445 37,412 39,923 40,504 40,147 38,134OMMC 2,139 2,445 2,306 2,464 2,692 2,832 2,856 3,376 8,302 6,889 6,238 7,061 7,605 9,256 9,871 8,962 5,590OMNR 842 842 885 924 981 974 1,001 1,013 1,239 1,174 1,364 1,472 1,399 1,299 1,371 1,340 1,368OMMCR 85 106 110 116 127 144 145 140 218 188 201 322 269 346 328 310 285ERN 0 0 0 0 0 0 0 0 0 0 8 0 0 0 0 286 305APN 4,552 4,421 6,723 6,588 7,549 9,113 8,025 7,895 8,727 9,075 9,011 10,224 11,922 15,742 14,765 19,438 18,509WPN 2,084 1,533 1,311 1,054 1,605 1,416 1,409 1,402 2,081 2,054 2,191 2,800 2,897 3,375 3,230 3,398 3,360SCN 6,450 6,458 5,077 8,156 6,193 6,706 11,907 9,291 9,097 11,381 10,373 11,370 10,152 13,177 13,022 13,839 15,725OPN 3,242 2,364 2,832 3,005 4,054 4,256 3,437 4,161 4,589 4,888 4,862 5,837 6,132 6,885 5,496 5,665 6,450PMC 405 459 549 476 857 1,292 1,185 936 1,569 1,567 5,030 5,452 8,052 6,312 4,374 2,410 1,344PANMC 404 388 277 376 467 541 536 711 1,405 943 1,024 1,185 1,049 1,640 1,422 1,474 818RDTE,N 8,590 8,455 7,878 7,902 8,971 9,081 9,571 11,266 13,707 14,758 17,077 18,970 19,724 18,487 19,809 19,966 17,693MCN 392 547 704 678 609 992 907 1,124 1,327 1,274 1,328 1,499 1,565 2,577 3,808 3,534 3,879MCNR 23 19 38 45 28 27 63 53 75 45 37 141 43 64 57 126 62FHCON 271 488 476 330 276 384 427 282 251 165 12 197 132 307 385 147 186FHOPS 933 1,046 1,014 985 915 880 899 892 867 836 706 676 503 380 384 369 366NDSF 699 1,024 1,362 1,051 638 1,325 494 789 849 996 1,107 1,301 1,069 1,345 2,003 1,668 935KAHO 61 28 9 35 25 35 60 67 86 20 0 0 0 0 0 0 0BRAC 1,748 2,455 1,222 984 552 197 427 247 474 110 0 252 690 768 977 820 504NWCF 0 0 0 0 0 0 146 0 40 130 294 118 116 265 2 0 0

DON 80,268 79,339 78,694 82,111 84,564 89,696 95,753 101,789 126,386 123,504 133,561 144,583 151,581 164,893 166,764 170,070 160,609

Navy/Marine Corps Split

USN $ 70,981 69,352 68,500 71,733 73,470 77,314 83,152 87,922 103,932 102,751 108,892 117,947 120,700 131,459 132,695 142,569 133,988 % 88.43% 87.41% 87.05% 87.36% 86.88% 86.20% 86.84% 86.38% 82.23% 83.20% 81.53% 81.58% 79.63% 79.72% 79.57% 83.83% 83.43%

USMC $ 9,287 9,987 10,194 10,378 11,094 12,382 12,623 13,893 22,483 20,784 24,702 26,725 30,972 33,593 34,325 35,156 26,621 % 11.57% 12.59% 12.95% 12.64% 13.12% 13.80% 13.18% 13.65% 17.79% 16.83% 18.49% 18.48% 20.43% 20.37% 20.58% 20.67% 16.57%

FY 2011 Budget Estimates Direct Budget Plan (TOA) History

Current Dollars(In Millions of Dollars)

4.5

Appropriation FY 99 FY 00 FY 01 FY 02 FY 03 FY 04 FY 05 FY 06 FY 07 FY 08 FY 09 FY 10 FY 11

MPN 24,314 24,511 24,562 26,453 29,775 29,022 29,033 27,742 26,746 26,792 27,091 27,128 25,951MPMC 9,516 9,642 9,608 9,445 11,693 11,404 12,617 11,842 12,008 13,089 13,989 13,811 13,250RPN 2,097 2,102 2,137 2,157 2,315 2,389 2,426 2,030 2,050 2,017 1,994 1,978 1,944RPMC 598 597 650 572 588 630 704 606 615 644 678 656 617DHAN 0 0 0 0 0 0 0 2,688 2,604 2,255 1,943 1,886 1,817DHAMC 0 0 0 0 0 0 0 1,301 1,312 1,301 1,155 1,174 1,142DHANR 0 0 0 0 0 0 0 387 356 310 263 242 242DHAMCR 0 0 0 0 0 0 0 181 179 166 147 133 132OMN 1,355 1,431 1,321 1,317 1,559 1,453 1,599 1,647 1,539 1,337 1,468 1,357 1,368OMMC 3,504 3,606 3,567 4,147 10,019 8,137 7,051 7,876 8,191 9,664 10,186 9,088 5,590OMNR 32,254 31,960 33,293 35,885 43,792 36,369 39,242 39,866 40,665 42,197 42,475 40,115 38,134OMMCR 161 179 177 169 261 218 228 353 287 359 338 314 285ERN 0 0 0 0 0 0 9 0 0 0 0 290 305APN 9,358 11,157 9,726 9,439 10,223 10,358 10,004 11,044 12,590 16,388 15,194 19,745 18,509WPN 1,988 1,731 1,708 1,676 2,436 2,336 2,424 3,022 3,062 3,514 3,322 3,450 3,360SCN 7,590 8,139 14,409 10,931 10,474 12,834 11,420 12,297 10,754 13,754 13,413 14,058 15,725OPN 5,057 5,235 4,168 4,978 5,388 5,602 5,420 6,300 6,479 7,162 5,650 5,752 6,450PMC 1,066 1,586 1,444 1,124 1,847 1,791 5,590 5,874 8,511 6,569 4,501 2,448 1,344PANMC 580 663 651 850 1,645 1,075 1,134 1,281 1,109 1,709 1,465 1,498 818RDTE,N 11,168 11,119 11,560 13,471 16,140 16,903 19,057 20,526 20,835 19,177 20,306 20,249 17,693MCN 797 1,253 1,125 1,363 1,565 1,465 1,482 1,627 1,664 2,696 3,928 3,595 3,879MCNR 35 33 77 63 88 52 41 152 45 67 59 128 62FHCON 348 539 520 339 296 190 14 214 140 320 394 149 186FHOPS 1,160 1,097 1,101 1,077 1,027 968 793 738 536 397 394 373 366NDSF 791 1,620 595 937 991 1,137 1,230 1,409 1,132 1,398 2,054 1,691 935BRAC 672 237 505 287 539 122 0 272 729 797 1,002 831 504KAHO 35 47 79 85 107 25 0 0 0 0 0 0 0NWCF 0 0 176 0 47 150 328 128 123 275 2 0 0FMF 0 0 1 1 1 1 1 1 1 1 4 0 0FMSA 0 0 0 0 0 0 0 65 68 52 102 0 0IMET 0 0 28 34 36 37 38 34 31 22 33 0 0NGRED 0 0 0 0 0 0 0 0 0 94 131 0 0

DON Total 114,443 118,483 123,189 126,801 152,852 144,666 151,887 161,504 164,360 174,518 173,679 172,137 160,609

DON Real Change 3.53% 3.97% 2.93% 20.55% -5.36% 4.99% 6.33% 1.77% 6.18% -0.48% -0.89% -6.70%

Navy/Marine Corps Split

USN $ 98,588 101,443 106,426 109,695 126,226 120,623 123,674 131,454 130,624 138,833 137,992 139,612 133,988 Real Change 2.90% 4.91% 3.07% 15.07% -4.44% 2.53% 6.29% -0.63% 6.28% -0.61% 1.17% -4.03%

USMC $ 15,856 17,040 16,763 17,106 26,626 24,043 28,213 30,050 33,736 35,686 35,687 32,526 26,621 Real Change 7.47% -1.63% 2.05% 55.66% -9.70% 17.34% 6.51% 12.27% 5.78% 0.00% -8.86% -18.15%

(In Millions of Dollars)

FY 2011 Budget EstimatesDirect Budget Plan (TOA) History

Constant Dollars

4.6

5.1

SECTION 5 - OBLIGATION & OUTLAY DATA

o This section summarizes FY 2009 through FY 2011 obligation and outlay information.

o Obligation information reflects the following:

- Obligation rates used in support of the FY 2011 Budget Estimates. These rates are used for estimating or forecasting obligation amounts by appropriation and fiscal year program for FY 2010 through FY 2015.

- Obligations, unobligated balances and new obligational resources for FY 2009 through FY 2011.

o Outlay information reflects the following:

- Expenditure rates used in support of the FY 2011 Budget Estimates. These rates are used for estimation orforecasting expenditure amounts by appropriation and fiscal year program for FY 2010 through FY 2015..- Outlays, unexpended balances, and new expendable resources for FY 2009 through FY 2011.

Page 1 of 2 5.2

ProgramAppropriation Year FY2010 FY2011 FY2012 FY2013 FY2014 FY2015Military Personnel, Navy 2010 100.0%

2011 100.0%

Military Personnel, Marine Corps 2010 100.0%2011 100.0%

Reserve Personnel, Navy 2010 100.0%2011 100.0%

Reserve Personnel, Marine Corps 2010 100.0%2011 100.0%

Operation & Maintenance, Navy 2010 100.0%2011 100.0%

Operation & Maintenance, Marine Corps 2010 100.0%2011 100.0%

Operation & Maintenance, Navy Reserve 2010 100.0%2011 100.0%

Operation & Maintenance, MC Reserve 2010 100.0%2011 100.0%

Environmental Restoration Fund, Navy 2010 100.0%2011 100.0%

Department of the NavyFY 2011 Budget EstimatesProgram Obligation Rates

(As a percent of Budget Authority)

Page 2 of 2 5.2

ProgramAppropriation Year FY2010 FY2011 FY2012 FY2013 FY2014 FY2015

Department of the NavyFY 2011 Budget EstimatesProgram Obligation Rates

(As a percent of Budget Authority)

Aircraft Procurement, Navy 2010 84.0% 12.0% 4.0%2011 84.0% 12.0% 4.0%

Weapons Procurement, Navy 2010 87.0% 10.0% 3.0%2011 87.0% 10.0% 3.0%

Shipbuilding & Conversion, Navy 2010 47.41% 26.08% 14.64% 6.53% 5.34%2011 47.41% 26.08% 14.64% 6.53% 5.34%

Procurement of Ammunition, Navy and Marine Corps 2010 89.0% 8.0% 3.0%2011 89.0% 8.0% 3.0%

Other Procurement, Navy 2010 86.0% 12.0% 2.0%2011 86.0% 12.0% 2.0%

Procurement, Marine Corps 2010 81.0% 16.0% 3.0%2011 81.0% 16.0% 3.0%

Research Development, Test & Evaluation, Navy 2010 92.88% 7.12%2011 92.87% 7.13%

Military Construction, Navy 2010 80.0% 16.0% 2.0% 1.15% 0.85%2011 80.0% 16.0% 2.0% 1.15% 0.85%

Military Construction, Naval Reserve 2010 80.0% 16.0% 2.0% 1.15% 0.85%2011 80.0% 16.0% 2.0% 1.15% 0.85%

Base Realignment & Closure Account 2010 100.0%2011 100.0%

Family Housing, Construction 2010 9.86% 5.67% 33.54% 27.38% 23.55%Navy & Marine Corps 2011 51.85% 29.82% 11.50% 5.33% 1.50%

Family Housing, Operations & Maintenance 2010 100.0%Navy & Marine Corps 2011 100.0%

------------ New Resources ------------- ------------- Obligations ------------Unobligated Total

Balance Recoveries Reim- Available Reim-Brought Budget Transfers and of Prior bursable for Direct bursable Concept TotalForward Authority Sequesters Obligations Orders Obligation Obligations Obligations Obligations Obligations

MILITARY PERSONNELMPN 09 0 25,741,411 108,209 0 328,810 26,178,430 25,847,970 328,810 0 26,176,780DHAN 09 0 1,771,025 0 0 0 1,771,025 1,771,025 0 0 1,771,025MPMC 09 0 13,349,645 44,235 0 18,450 13,412,330 13,354,973 18,450 0 13,373,423DHAMC 09 0 1,052,714 0 0 0 1,052,714 1,052,714 0 0 1,052,714RPN 09 0 1,908,424 0 0 24,692 1,933,116 1,907,059 24,692 0 1,931,751DHANR 09 0 239,846 0 0 0 239,846 239,846 0 0 239,846RPMC 09 0 652,182 0 0 2,843 655,025 648,385 2,843 0 651,228DHAMCR 09 0 133,868 0 0 0 133,868 133,868 0 0 133,868Total 0 44,849,115 152,444 0 374,795 45,376,354 44,955,840 374,795 0 45,330,635

OPERATION AND MAINTENANCEOMN 09 17,166 39,920,226 66,971 58 5,043,920 45,048,341 39,847,102 5,043,920 0 44,891,022OMMC 09 121 9,743,866 16,732 0 349,086 10,109,805 9,757,100 349,086 0 10,106,186OMNR 09 0 1,319,699 0 0 17,954 1,337,653 1,316,358 17,954 0 1,334,312OMMCR 09 0 288,747 0 0 4,306 293,053 288,373 4,306 0 292,679OMN, RA 09 0 657,051 0 0 0 657,051 445,259 0 0 445,259OMMC, RA 09 0 113,865 0 0 0 113,865 104,744 0 0 104,744OMNR, RA 09 0 55,083 0 0 0 55,083 40,299 0 0 40,299OMMCR, RA 09 0 39,909 0 0 0 39,909 30,302 0 0 30,302ERN 0 0 -4,525 509 4,016 0 0 0 0 0KAHO IS CONV 123 0 0 86 0 209 0 0 1 1KAHO 209 0 0 45 0 254 109 0 0 109Total 17,619 52,138,446 79,178 698 5,419,282 57,655,223 51,829,646 5,415,266 1 57,244,913

PROCUREMENTAPN 07 826,568 0 28,973 577,767 0 1,433,308 1,364,798 0 0 1,364,798APN 08 3,839,614 0 -16,675 2,971,094 0 6,794,033 5,039,038 0 0 5,039,038APN 09 0 14,765,094 0 0 0 14,765,094 12,201,424 0 0 12,201,424sub-total 4,666,182 14,765,094 12,298 3,548,861 0 22,992,435 18,605,260 0 0 18,605,260

WPN 07 156,925 0 0 52,558 319 209,802 187,589 8 0 187,597WPN 08 799,117 0 0 198,552 1,497 999,166 855,355 0 0 855,355WPN 09 60,692 3,229,949 0 0 8,757 3,299,398 2,525,529 3,772 0 2,529,301sub-total 1,016,734 3,229,949 0 251,110 10,573 4,508,366 3,568,473 3,780 0 3,572,253

SCN 99 20,044 0 0 51374 0 71,418 40,676 0 0 40,676SCN 00 57,483 0 0 47991 0 105,474 32,940 0 0 32,940SCN 01 336,338 0 0 47480 0 383,818 263,036 0 0 263,036SCN 02 231,910 0 0 38872 0 270,782 149,584 0 0 149,584SCN 03 361,257 0 0 134728 0 495,985 257,096 0 0 257,096SCN 04 678,983 0 1,691,165 111872 0 2,482,020 2,054,643 0 0 2,054,643SCN 05 1,040,315 0 0 311903 0 1,352,218 516,103 0 0 516,103SCN 06 953,728 0 0 494647 0 1,448,375 990,250 0 0 990,250SCN 07 998,091 0 0 223365 0 1,221,456 423,326 0 0 423,326SCN 08 3,819,721 -337,000 0 891091 0 4,373,812 2,368,442 0 0 2,368,442SCN 09 31 13,022,870 0 4 0 13,022,905 9,951,396 0 0 9,951,396sub-total 8,497,901 12,685,870 1,691,165 2,353,327 0 25,228,263 17,047,492 0 0 17,047,492


Unobligated Balances, New Obligational Resources, and Obligations - FY 2009 Actual(in Thousands of Dollars)

Page 1 of 3 5.3





PANMC 07 45,471 0 0 5,646 2709 53,826 63,797 2284 0 66,081PANMC 08 243,735 0 0 19,257 3,371 266,363 217,852 0 0 217,852PANMC 09 0 1,489,283 0 0 3,959 1,493,242 1,179,330 0 0 1,179,330sub-total 289,206 1,489,283 0 24,903 10,039 1,813,431 1,460,979 2,284 0 1,463,263

OPN 07 362,861 0 0 180,441 -644 542,658 467,027 40,698 0 507,725OPN 08 2,126,960 0 -3,800 298,812 55350 2,477,322 1,862,008 57,093 0 1,919,101OPN 09 0 5,563,710 17200 0 160,765 5,741,675 4,213,277 143,527 0 4,356,804sub-total 2,489,821 5,563,710 13,400 479,253 215,471 8,761,655 6,542,312 241,318 0 6,783,630

PMC 07 581,536 -54,400 -28,973 35 -35 498,163 488,022 0 0 488,022PMC 08 3,605,806 -10,300 -6,122 13,441 10581 3,613,406 2,718,504 10,045 0 2,728,549PMC 09 0 4,373,537 0 0 6,050 4,379,587 2,300,848 2,407 0 2,303,255sub-total 4,187,342 4,308,837 -35,095 13,476 16,596 8,491,156 5,507,374 12,452 0 5,519,826

CDAN 09 3,678 0 0 0 0 3,678 0 0 0 0sub-total 3,678 0 0 0 0 3,678 0 0 0 0

Total 21,150,864 42,042,743 1,681,768 6,670,930 252,679 71,798,984 52,731,890 259,834 0 52,991,724

RESEARCH, DEV, TEST & EVALRDTEN 08 2,132,437 -11,300 122,797 397,007 -5,365 2,635,576 2,490,086 77,826 0 2,567,912RDTEN 09 39,463 19,739,742 14,000 0 414,993 20,208,198 17,527,554 355,571 0 17,883,125RDTEN, RA 09 0 75,000 0 0 0 75,000 51,062 0 0 51,062Total 2,171,900 19,803,442 136,797 397,007 409,628 22,918,774 20,068,702 433,397 0 20,502,099

MILITARY CONSTRUCTIONMCN 05 309,066 0 -43 77,242 3,506 389,771 56,650 73,417 0 130,067MCN 06 109,390 0 47 22,812 39,521 171,770 42,012 43,131 0 85,143MCN 07 114,784 0 -6042 386,556 -3,696 491,602 27,091 426,137 0 453,228MCN 08 861,188 0 -14950 1463465 28,351 2,338,054 469,562 1,566,968 0 2,036,530MCN 09 579 3,569,250 10,693 0 1,161,138 4,741,660 2,388,608 859,727 0 3,248,335sub-total 1,395,007 3,569,250 -10,295 1,950,075 1,228,820 8,132,857 2,983,923 2,969,380 0 5,953,303

MCNR 05 648 0 0 8 0 656 493 0 0 493MCNR 06 46,652 0 0 199 0 46,851 782 0 0 782MCNR 07 3,036 0 0 93 0 3,129 1,349 0 0 1,349MCNR 08 15,568 0 0 221 0 15,789 1,929 0 0 1,929MCNR 09 0 57,045 0 0 0 57,045 35,365 0 0 35,365sub-total 65,904 57,045 0 521 0 123,470 39,918 0 0 39,918

MCN, RA 09 0 280000 0 0 0 280,000 176,506 0 0 176,506sub-total 0 280,000 0 0 0 280,000 176,506 0 0 176,506

Base Realgn & Cl,N 09 182,335 224,265 0 16,467 -92,413 330,654 305,830 0 0 305,830BRCV 09 375,009 752,797 0 142,800 0 1,270,606 1,138,658 0 0 1,138,658FORD IS IMP ACCT 09 100 0 0 0 0 100 0 0 0 0sub-total 557,444 977,062 0 159,267 -92,413 1,601,360 1,444,488 0 0 1,444,488

Total 2,018,355 4,603,357 -10,295 2,109,863 1,136,407 9,857,687 4,468,329 2,969,380 0 7,437,709

Page 2 of 3 5.3





FHCON 05 11,990 0 -11,766 10 0 234 193 0 0 193FHCON 06 18,434 0 -152 1 0 18,283 14,009 0 0 14,009FHCON 07 16,991 0 0 11 0 17,002 2,857 0 0 2,857FHCON 08 214,439 0 -188,317 1973 0 28,095 10,711 0 0 10,711FHCON 09 0 380,123 4600 0 0 384,723 108,972 0 0 108,972sub-total 261,854 380,123 -195,635 1,995 0 448,337 136,742 0 0 136,742

FHOPS 09 0 376,062 11,446 0 7,772 395,280 384,130 7,772 0 391,902

ROSSM 41 0 0 0 0 41 0 0 0 0

Total 261,895 756,185 -184,189 1,995 7,772 843,658 520,872 7,772 0 528,644

REVOLVING & MANAGEMENT FUNDSNWCF 2,791,617 315,078 0 182,409 26,747,720 30,036,824 0 26,464,475 0 26,464,475NDSF 541,888 1,666,572 0 49,495 521,442 2,779,397 0 2,458,839 0 2,458,839Total 3,333,505 1,981,650 0 231,904 27,269,162 32,816,221 0 28,923,314 0 28,923,314

DEDUCT FOR OFFSETTING RCPTSOffsetting Receipts 0 0 0 0 0 0 0 0 0 0

TRUST FUNDSUSNAGMF 13,115 6,230 0 0 0 19,345 0 0 12,371 12,371NGGF 3,170 1,587 0 0 0 4,757 0 0 1,317 1,317SSPN 3,349 16,362 0 0 0 19,711 0 0 0 0Total 19,634 24,179 0 0 0 43,813 0 0 13,688 13,688

INTERFUND TRANSACTIONSPSSSN 0 -16,362 0 0 0 -16,362 0 0 -16,362 -16,362

0 -16,362 0 0 0 -16,362 0 0 -16,362 -16,362

Total, DON 28,973,772 166,182,755 1,855,703 9,412,397 34,869,725 241,294,352 174,575,279 38,383,758 -2,673 212,956,364

Page 3 of 3 5.3

Page 1 of 3 5.4

------------ N ew Resources - ------------ ------------- Obligations ------------Unobligated Total


MILITARY PERSONNELMPN 10 0 26,677,650 0 0 334,910 27,012,560 26,677,650 334,910 0 27,012,560DHAN 10 0 1,825,661 0 0 0 1,825,661 1,825,661 0 0 1,825,661MPMC 10 0 13,578,712 0 0 20,161 13,598,873 13,578,712 20,161 0 13,598,873DHAMC 10 0 1,136,146 0 0 0 1,136,146 1,136,146 0 0 1,136,146RPN 10 0 1,946,341 0 0 20,000 1,966,341 1,946,341 20,000 0 1,966,341DHANR 10 0 234,278 0 0 0 234,278 234,278 0 0 234,278RPMC 10 0 644,837 0 0 2500 647,337 644,837 2,500 0 647,337DHAMCR 10 0 128,897 0 0 0 128,897 128,897 0 0 128,897Total 0 46,172,522 0 0 377,571 46,550,093 46,172,522 377,571 0 46,550,093

OPERATION AND MAINTENANCEOMN 10 0 40,146,662 0 0 4,694,194 44,840,856 40,146,662 4,694,194 0 44,840,856OMN, RA 09 211,792 0 0 0 0 211,792 211,792 0 0 211,792OMMC 10 0 8,962,409 0 0 350,000 9,312,409 8,962,409 350,000 0 9,312,409OMMC, RA 09 9,121 0 0 0 0 9,121 9,121 0 0 9,121OMNR 10 0 1,340,158 0 0 31,227 1,371,385 1,340,158 31,227 0 1,371,385OMNR, RA 09 14784 0 0 0 0 14,784 14,784 0 0 14,784OMMCR 10 0 309,561 0 0 6,500 316,061 309,561 6,500 0 316,061OMMCR, RA 09 9607 0 0 0 0 9,607 9,607 0 0 9,607ERN 10 0 285,509 0 0 0 285,509 285,509 0 0 285,509KAHO 145 0 0 0 0 145 0 0 0 0Total 245,449 51,044,299 0 0 5,081,921 56,371,669 51,289,603 5,081,921 0 56,371,524

PROCUREMENTAPN 08 1,754,995 0 0 0 0 1,754,995 1,754,994 0 0 1,754,994APN 09 2,563,670 0 0 0 0 2,563,670 1,328,858 0 0 1,328,858APN 10 0 19,439,015 0 0 5,000 19,444,015 16,327,973 5,000 0 16,332,973sub-total 4,318,665 19,439,015 0 0 5,000 23,762,680 19,411,825 5,000 0 19,416,825

WPN 08 143,812 0 0 0 0 143,812 143,812 0 0 143,812WPN 09 770,098 0 0 0 0 770,098 380,549 4985 0 385,534WPN 10 0 3,397,916 0 0 3,000 3,400,916 2,955,797 3,000 0 2,958,797sub-total 913,910 3,397,916 0 0 3,000 4,314,826 3,480,158 7,985 0 3,488,143

SCN 01 120,783 0 0 0 0 120,783 120,783 0 0 120,783SCN 02 121,198 0 0 0 0 121,198 121,198 0 0 121,198SCN 03 238,889 0 0 0 0 238,889 238,889 0 0 238,889SCN 04 427,377 0 0 0 0 427,377 0 0 0 0SCN 06 458,125 0 0 0 0 458,125 458,125 0 0 458,125SCN 07 798,130 0 0 0 0 798,130 577,797 0 0 577,797SCN 08 2,005,371 0 0 0 0 2,005,371 794,308 0 0 794,308SCN 09 3,070,910 0 0 0 0 3,070,910 1,395,993 0 0 1,395,993SCN 10 0 13,838,716 0 0 0 13,838,716 6,561,049 0 0 6,561,049sub-total 4,169,873 0 0 0 0 4,169,873 2,311,100 0 0 2,311,100


Unobligated Balances, New Obligational Resources, and Obligations - FY 2010 - Estimate(in Thousands of Dollars)

Page 2 of 3 5.4





PANMC 08 884,855 0 0 0 0 884,855 45,471 0 0 45,471PANMC 09 2,076,332 0 0 0 0 2,076,332 143,467 654 0 144,121PANMC 10 0 2,410,009 0 0 41,902 2,451,911 1,311,637 3,142 0 1,314,779sub-total 2,961,187 2,410,009 0 0 41,902 5,413,098 1,500,575 3,796 0 1,504,371

OPN 08 558,222 0 0 0 0 558,222 558,222 0 0 558,222OPN 09 1,384,870 -84,844 0 0 0 1,300,026 1,252,799 17,238 0 1,270,037OPN 10 0 5,665,469 0 0 271,626 5,937,095 4,834,276 271,626 0 5,105,902sub-total 1,943,092 5,580,625 0 0 271,626 7,795,343 6,645,297 288,864 0 6,934,161

PMC 08 884,855 0 0 0 0 884,855 884,855 0 0 884,855PMC 09 2,076,332 0 0 0 0 2,076,332 1,109,180 3,643 0 1,112,823PMC 10 0 2,410,009 0 0 41,902 2,451,911 1,944,145 41,902 0 1,986,047sub-total 2,961,187 2,410,009 0 0 41,902 5,413,098 3,938,180 45,545 0 3,983,725

CDAN 08 0 -1,410 0 0 0 -1,410 0 0 0 0CDAN 09 3,678 0 0 0 0 3,678 0 0 0 0CDAN 10 0 1,410 0 0 0 1,410 0 0 0 0sub-total 0 1,410 0 0 0 1,410 0 0 0 0

Total 17,267,914 33,238,984 0 0 363,430 50,870,328 37,287,135 351,190 0 37,638,325

RESEARCH, DEV, TEST & EVALRDTEN 09 2,325,073 -2,000 0 0 0 2,323,073 2,206,186 59,422 0 2,265,608RDTEN 10 0 19,967,146 0 0 601,494 20,568,640 18,503,342 601,494 0 19,104,836RDTEN, RA 09 23,938 0 0 0 0 23,938 23,938 0 0 23,938Total 2,325,073 19,965,146 0 0 601,494 22,891,713 20,709,528 660,916 0 21,370,444

MILITARY CONSTRUCTIONMCN 06 86,579 0 0 0 0 86,579 86,579 0 0 86,579MCN 07 44,416 0 0 0 0 44,416 35,840 0 0 35,840MCN 08 301,524 0 0 0 0 301,524 103,029 0 0 103,029MCN 09 1,525,325 -51,468 0 0 0 1,473,857 917,621 301,411 0 1,219,032MCN 10 0 3,534,003 0 0 514,775 4,048,778 2,725,673 507,646 0 3,233,319sub-total 1,957,844 3,482,535 0 0 514,775 5,955,154 3,868,742 809,057 0 4,677,799

MCNR 06 46,069 - - - - 46,069 46,069 - - 46,069 MCNR 07 1,780 - - - - 1,780 1,400 - - 1,400 MCNR 08 13,859 - - - - 13,859 12,889 - - 12,889 MCNR 09 21,680 - - - - 21,680 19,399 - - 19,399 MCNR 10 - 125,874 - - - 125,874 100,700 - - 100,700 sub-total 83,388 125,874 0 0 0 209,262 180,457 0 0 180,457

MCN, RA 09 103,494 0 0 0 0 103,494 103,494 0 0 103,494sub-total 103,494 0 0 0 0 103,494 103,494 0 0 103,494

Base Realgn & Cl,N 09 24,824 0 0 0 0 24,824 24,824 0 0 24,824Base Realgn & Cl,N 10 0 225,618 0 0 0 225,618 225,618 0 0 225,618Base Realgn & Cl,N 0 2,382 0 0 0 2,382 0 0 0 0BRCV 09 131,948 0 0 0 0 131,948 78,175 0 0 78,175BRCV 10 0 591,572 0 0 0 591,572 591,572 0 0 591,572FORD IS IMP ACCT 10 100 0 0 0 0 100 0 0 0 0sub-total 156,872 819,572 0 0 0 976,444 920,189 0 0 920,189

Total 2,198,104 4,427,981 0 0 514,775 7,140,860 4,969,388 809,057 0 5,778,445

Page 3 of 3 5.4





FHCON 06 4,275 0 0 0 0 4,275 4,275 0 0 4,275FHCON 07 14,145 0 0 0 0 14,145 0 0 0 0FHCON 08 17,384 0 0 0 0 17,384 10,580 0 0 10,580FHCON 09 275,751 0 -250,613 0 0 25,138 1,056 0 0 1,056FHCON 10 0 146,569 0 0 0 146,569 14,453 0 0 14,453sub-total 311,555 146,569 -250,613 0 0 207,511 30,364 0 0 30,364

FHOPS 10 0 368,540 0 0 8,500 377,040 368,540 8,500 0 377,040

ROSSM 0 0 0 0 0 0 0 0 0 0

Total 311,555 515,109 -250,613 0 8,500 584,551 398,904 8,500 0 407,404

REVOLVING & MANAGEMENT FUNDSNWCF 3,555,726 0 0 0 26,659,574 30,215,300 0 26,240,275 0 26,240,275NDSF 320,558 1,667,945 0 0 1,050,718 3,039,221 0 2,700,021 0 2,700,021Total 3,876,284 1,667,945 0 0 27,710,292 33,254,521 0 28,940,296 0 28,940,296


TRUST FUNDSUSNAGMF 12,188 5,200 0 0 0 17,388 0 0 5,200 5,200NGGF 3,440 1,116 0 0 0 4,556 0 0 1,116 1,116SSPN 7,340 20,000 0 0 0 27,340 0 0 20,000 20,000Total 22,968 26,316 0 0 0 49,284 0 0 26,316 26,316


0 -20,000 0 0 0 -20,000 0 0 -20,000 -20,000

Total, DON 26,247,347 157,038,302 -250,613 0 34,657,983 217,693,019 160,827,080 36,229,451 6,316 197,062,847

Page 1 of 3 5.5



MILITARY PERSONNELMPN 11 0 25,950,949 0 0 339,690 26,290,639 25,950,949 339,690 0 26,290,639DHAN 11 0 1,816,535 0 0 0 1,816,535 1,816,535 0 0 1,816,535MPMC 11 0 13,250,161 0 0 20,160 13,270,321 13,250,161 20,160 0 13,270,321DHAMC 11 0 1,142,321 0 0 0 1,142,321 1,142,321 0 0 1,142,321RPN 11 0 1,944,191 0 0 30,000 1,974,191 1,944,191 30,000 0 1,974,191DHANR 11 0 241,584 0 0 0 241,584 241,584 0 0 241,584RPMC 11 0 617,441 0 0 3608 621,049 617,441 3,608 0 621,049DHAMCR 11 0 132,115 0 0 0 132,115 132,115 0 0 132,115Total 0 45,095,297 0 0 393,458 45,488,755 45,095,297 393,458 0 45,488,755

OPERATION AND MAINTENANCEOMN 11 0 33,971,965 0 0 4,929,257 38,901,222 38,134,308 4,650,176 0 42,784,484OMMC 11 0 5,590,340 0 0 356,717 5,947,057 5,590,340 349,476 0 5,939,816OMNR 11 0 1,367,764 0 0 31,752 1,399,516 1,367,764 31,752 0 1,399,516OMMCR 11 0 285,234 0 0 6,500 291,734 285,234 6,500 0 291,734ERN 11 0 304,867 0 0 0 304,867 304,867 0 0 304,867KAHO 145 0 0 0 0 145 0 0 0 0Total 145 41,520,170 0 0 5,324,226 46,844,541 45,682,513 5,037,904 0 50,720,417

PROCUREMENTAPN 09 1,234,812 0 0 0 0 1,234,812 1,234,812 0 0 1,234,812APN 10 3,111,042 0 0 0 0 3,111,042 2,333,282 0 0 2,333,282APN 11 0 18,508,613 0 0 5,000 18,513,613 15,546,435 5,000 0 15,551,435sub-total 4,345,854 18,508,613 0 0 5,000 22,859,467 19,114,529 5,000 0 19,119,529

WPN 09 384,564 0 0 0 0 384,564 323,871 0 0 323,871WPN 10 442,119 0 0 0 0 442,119 340,092 0 0 340,092WPN 11 0 3,359,794 0 0 3,000 3,362,794 2,922,631 3,000 0 2,925,631sub-total 826,683 3,359,794 0 0 3,000 4,189,477 3,586,594 3,000 0 3,589,594

SCN 04 427,377 0 0 0 0 427,377 0 0 0 0SCN 07 220,333 0 0 0 0 220,333 220,333 0 0 220,333SCN 08 1,211,063 0 0 0 0 1,211,063 557,194 0 0 557,194SCN 09 1,674,917 0 0 0 0 1,674,917 906,488 0 0 906,488SCN 10 7,277,667 0 0 0 0 7,277,667 3,608,898 0 0 3,608,898SCN 11 0 15,724,520 0 0 0 15,724,520 7,455,124 0 0 7,455,124sub-total 10,811,357 0 0 0 0 10,811,357 5,292,913 0 0 5,292,913


Unobligated Balances, New Obligational Resources, and Obligations - FY 2011 - Estimates(in Thousands of Dollars)

Page 2 of 3 5.5





PANMC 09 99,614 0 0 0 0 99,614 99,614 0 0 99,614PANMC 10 162,501 0 0 0 0 162,501 118,182 0 0 118,182PANMC 11 0 817,991 0 0 3,212 821,203 727,659 3,212 0 730,871sub-total 262,115 817,991 0 0 3,212 1,083,318 945,455 3,212 0 948,667

OPN 09 29,989 0 0 0 0 29,989 29,989 0 0 29,989OPN 10 831,193 0 0 0 0 831,193 712,451 0 0 712,451OPN 11 0 6,450,208 0 0 277,058 6,727,266 5,508,391 277,058 0 5,785,449sub-total 861,182 6,450,208 0 0 277,058 7,588,448 6,250,831 277,058 0 6,527,889

PMC 09 963,509 0 0 0 0 963,509 963,509 0 0 963,509PMC 10 465,864 0 0 0 0 465,864 392,305 0 0 392,305PMC 11 0 1,344,044 0 0 42,824 1,386,868 1,080,539 42,824 0 1,123,363sub-total 1,429,373 1,344,044 0 0 42,824 2,816,241 2,436,353 42,824 0 2,479,177

CDAN 08 1,410 0 0 0 0 1,410 0 0 0 0CDAN 09 5,946 0 0 0 0 5,946 0 0 0 0sub-total 5,946 0 0 0 0 5,946 0 0 0 0

Total 18,542,510 30,480,650 0 0 331,094 49,354,254 37,626,675 331,094 0 37,957,769

RESEARCH, DEV, TEST & EVALRDTEN 10 1,463,804 0 0 0 0 1,463,804 1,463,804 0 0 1,463,804RDTEN 11 0 17,693,496 0 0 606,980 18,300,476 16,388,463 606,980 0 16,995,443Total 1,463,804 17,693,496 0 0 606,980 19,764,280 17,852,267 606,980 0 18,459,247

MILITARY CONSTRUCTIONMCN 07 8,576 0 0 0 0 8,576 8,576 0 0 8,576MCN 08 198,495 0 0 0 0 198,495 59,243 0 0 59,243MCN 09 254,825 0 0 0 0 254,825 100,275 0 0 100,275MCN 10 808,330 0 0 0 0 808,330 646,665 0 0 646,665MCN 11 0 3,879,104 0 0 514,775 4,393,879 3,000,328 514,775 0 3,515,103sub-total 1,270,226 3,879,104 0 0 514,775 5,664,105 3,815,087 514,775 0 4,329,862

MCNR 07 380 0 0 0 0 380 380 0 0 380MCNR 08 970 0 0 0 0 970 647 0 0 647MCNR 09 2,281 0 0 0 0 2,281 2,281 0 0 2,281MCNR 10 25,174 0 0 0 0 25,174 20,140 0 0 20,140MCNR 11 0 61557 0 0 0 61,557 49,246 0 0 49,246sub-total 28,805 0 0 0 0 28,805 23,448 0 0 23,448

Base Realgn & Cl,N 11 0 161211 0 0 0 161,211 161,211 0 0 161,211Base Realgn & Cl,N 2382 789 0 0 0 3,171 0 0 0 0BRCV 09 53,773 0 0 0 0 53,773 0 0 0 0BRCV 11 0 342,146 0 0 0 342,146 342,146 0 0 342,146FORD IS IMP ACCT 09 100 0 0 0 0 100 0 0 0 0sub-total 56,255 504,146 0 0 0 560,401 503,357 0 0 503,357

Total 1,355,286 4,383,250 0 0 514,775 6,253,311 4,341,892 514,775 0 4,856,667

Page 3 of 3 5.5





FHCON 07 14,145 0 0 0 0 14,145 14,145 0 0 14,145FHCON 08 6,804 0 0 0 0 6,804 5,715 0 0 5,715FHCON 09 24,082 0 0 0 0 24,082 712 0 0 712FHCON 10 132,116 0 -78857 0 0 53,259 8,314 0 0 8,314FHCON 11 0 186,444 0 0 0 186,444 96,663 0 0 96,663sub-total 177,147 186,444 -78,857 0 0 284,734 125,549 0 0 125,549

FHOPS 11 0 366,346 0 0 8,500 374,846 366,346 8,500 0 374,846

ROSSM 0 0 0 0 0 0 0 0 0 0

Total 177,147 552,790 -78,857 0 8,500 659,580 491,895 8,500 0 500,395

REVOLVING & MANAGEMENT FUNDSNWCF 3,975,025 0 0 0 26,879,695 30,854,720 0 26,879,493 0 26,879,493NDSF 320,558 934,866 0 0 1,050,718 2,306,142 0 1,985,584 0 1,985,584Total 4,295,583 934,866 0 0 27,930,413 33,160,862 0 28,865,077 0 28,865,077


TRUST FUNDSUSNAGMF 12,188 5,200 0 0 0 17,388 0 0 5,200 5,200NGGF 3,440 1,116 0 0 0 4,556 0 0 1,116 1,116SSPN 7,340 20,000 0 0 0 27,340 0 0 20,000 20,000Total 22,968 26,316 0 0 0 49,284 0 0 26,316 26,316


0 -20,000 0 0 0 -20,000 0 0 -20,000 -20,000

Total, DON 25,857,443 140,666,835 -78,857 0 35,109,446 201,554,867 151,090,539 35,757,788 6,316 186,854,643

Page 1 of 2 5.6


Program Outlay Rates(As a percent of Budget Authority)

ProgramAppropriation Year FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Military Personnel, Navy 10 97.0% 2.71% 10.0%11 97.0% 2.8% 0.1%

Military Personnel, Marine Corps 10 95.51% 3.39% 1.0%11 95.5% 3.4% 1.0%

Reserve Personnel, Navy 10 92.5% 3.85% 3.1% 0.3% 0.1%11 92.5% 3.91% 3.1% 0.3% 0.1%

Reserve Personnel, Marine Corps 10 95.0% 4.0% 0.9%11 95.0% 4.0% 0.9%

Medicare-Eligible, Navy 10 100%Medicare-Eligible, Navy 11 100.0%

Medicare-Eligible, Marine Corps 10 100%Medicare-Eligible, Marine Corps 11 100.0%

Medicare-Eligible, Navy Reserve 10 100%Medicare-Eligible, Navy Reserve 11 100.0%

Medicare-Eligible, Marine Corps Reserve 10 100%Medicare-Eligible, Marine Corps Reserve 11 100.0%

Operation & Maintenance, Navy 10 74.0% 21.2% 2.70% 1.2% 0.4%11 74.0% 21.2% 2.70% 1.2% 0.4%

Operation & Maintenance, Marine Corps 10 57.5% 33.5% 4.8% 3.0% 0.5% 0.2%11 57.5% 33.53% 4.8% 3.0% 0.5%

Operation & Maintenance, Navy Reserve 10 70.0% 26.07% 1.8% 1.5% 0.2%11 70.0% 23.81% 1.8% 1.5% 0.2%

Operation & Maintenance, MC Reserve 10 54.0% 36.92% 5.0% 2.9% 0.5% 0.5%11 54.0% 31.69% 5.0% 2.9% 0.5%

Environmental Restoration Fund, Navy 10 22.0% 45.0% 22.0% 6.0% 3.0% 2.0%11 22.0% 45.0% 22.0% 6.0% 3.0%

Page 2 of 2 5.6


Program Outlay Rates(As a percent of Budget Authority)

ProgramAppropriation Year FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Aircraft Procurement, Navy 10 15.0% 40.0% 28.6% 10.0% 4.5% 1.4%11 15.0% 40.0% 28.6% 10.0% 4.5%

Weapons Procurement, Navy 10 22.0% 32.0% 27.0% 12.0% 3.5% 2.0%11 22.0% 32.0% 27.0% 12.0% 3.5%

Shipbuilding & Conversion, Navy 10 15.0% 25.00% 20.00% 15.00% 12.50% 8.50%11 15.0% 25.00% 20.00% 15.00% 12.50%

Procurement of Ammunition, Navy and Marine Corps 10 9.0% 40.56% 35.0% 12.0% 3.0% 0.44%11 9.0% 39.24% 35.0% 12.0% 3.0%

Other Procurement, Navy 10 23.0% 40.0% 20.0% 8.0% 5.0% 2.5%11 23.0% 40.01% 20.0% 8.0% 5.0%

Procurement, Marine Corps 10 12.0% 44.0% 30.0% 9.0% 2.5% 2.0%11 12.0% 44.03% 30.0% 9.0% 2.5%

Research Development, Test & Evaluation, Navy 10 55.0% 36.0% 7.0% 1.0% 0.5%11 55.0% 36.0% 7.0% 0.5%

Military Construction, Navy 10 5.0% 45.5% 30.0% 15.0% 3.0% 1.0%11 5.0% 45.51% 30.0% 15.0% 3.0%

Military Construction, Naval Reserve 10 4.0% 50.0% 25.0% 18.0% 1.5% 1.0%11 3.0% 51.63% 25.0% 18.0% 1.37%

Base Realignment & Closure Account 10 43.0% 25.6% 18.4% 5.5% 4.5% 2.5%11 43.0% 25.6% 18.4% 5.5% 4.5%

Family Housing, Construction 10 2.0% 25.0% 15.53% 6.35% 7.04% 4.0%Navy & Marine Corps 11 2.0% 13.2% 30.1% 16.25% 12.5%

Family Housing, Operations & Maintenance 10 67.7% 25.5% 3.0% 2.0% 1.0% 0.3%Navy & Marine Corps 11 67.7% 25.5% 3.0% 2.0% 1.0%

National Defense Sealift Fund 10 50.20% 22.30% 9.60% 6.80% 5.50% 3.50%11 50.20% 22.30% 9.60% 6.80% 5.50%

5.7

Department of the NavyFY 2011 Budget EstimatesUnexpended Balances, New Expendable Resources, and Outlays - FY 2009 - Actual(in Thousands of Dollars)

Unobligated Obligated Total Authority Transfers & UnexpendedBalance Balance Total Balance Available Outlays of Outlays of Outlays Redemption Adjustments Balances CarryoverBrought Brought Unexpended Budget Transfers & for Prior Year Net New Total as a % of in Current in Expired Carried as a % ofForward Forward Balance Authority Sequesters Expenditure Balances Resources Outlays Available Accounts Accounts Forward Available

Military PersonnelMilitary Personnel, Navy 0 677,061 677,061 25,741,411 108,209 26,526,681 25,615,015 0 25,615,015 96.6% -80 -217,142 694,444 2.6%Military Personnel, Marine Corps 0 619,326 619,326 13,349,645 44,235 14,013,206 13,113,213 0 13,113,213 93.6% -25,845 -34,028 840,120 6.0%Reserve Personnel, Navy 0 240,237 240,237 1,908,424 - 2,148,661 1,887,264 0 1,887,264 87.8% -1,365 -41,424 218,608 10.2%Reserve Personnel, Marine Corps 0 55,361 55,361 652,182 - 707,543 650,145 0 650,145 91.9% -3,797 8,530 62,131 8.8%Medicare-Eligible, Navy 0 0 0 1,771,025 0 1,771,025 1,771,025 0 1,771,025 100.0% 0 0 0 0.0%Medicare-Eligible, Marine Corps 0 0 0 1,052,714 0 1,052,714 1,052,714 0 1,052,714 100.0% 0 0 0 0.0%Medicare-Eligible, Navy Reserve 0 0 0 239,846 0 239,846 239,846 0 239,846 100.0% 0 0 0 0.0%Medicare-Eligible, Marine Corps Reserve 0 0 0 133,868 0 133,868 133,868 0 133,868 100.0% 0 0 0 0.0%Total 0 1,591,985 1,591,985 44,849,115 152,444 46,593,544 44,463,090 0 44,463,090 95.4% -31,087 -284,064 1,815,303 3.9%

Operation & MaintenanceOper. & Maint., Navy 17,116 14,304,987 14,322,103 39,920,226 66,971 54,309,300 39,639,182 0 39,639,182 73.0% -141,640 -624,360 13,904,118 25.6%Oper. & Maint., Marine Corps 121 4,620,672 4,620,793 9,743,866 16,732 14,381,391 8,971,585 0 8,971,585 62.4% -3,498 -217,447 5,188,861 36.1%Oper. & Maint., Navy Reserve 0 541,501 541,501 1,319,699 0 1,861,200 1,261,233 0 1,261,233 67.8% -3,341 -77,478 519,148 27.9%Oper. & Maint., Marine Corps Res. 0 242,620 242,620 288,747 0 531,367 331,312 0 331,312 62.4% -374 -15,147 184,534 34.7%OMN, RA 0 0 0 657,051 0 657,051 16,296 0 16,296 2.5% 0 1 640,756 97.5%OMMC, RA 0 0 0 55,083 0 55,083 561 0 561 1.0% 0 0 54,522 99.0%OMNR, RA 0 0 0 113,865 0 113,865 1,858 0 1,858 1.6% 0 0 112,007 98.4%OMMCR, RA 0 0 0 39,909 0 39,909 371 0 371 0.9% 0 -1 39,537 99.1%Environmental Restoration Fund 0 509 509 0 -4525 0 -4,016 0 -4,016 0.0% 0 0 0 0.0%Kaho'olawe Is Conv, Rm Env Res 123 808 931 0 0 931 2 0 2 0.2% 0 -1 928 99.7%Paymnt to Kaho'olawe Island Fd 209 30 239 0 0 239 19 0 19 7.9% 0 0 220 92.1%Total 17,569 19,711,127 19,728,696 52,138,446 79,178 71,950,336 50,218,403 0 50,218,403 69.8% -148,853 -934,433 20,644,631 28.7%

ProcurementAPN 4,666,182 16,740,538 21,406,720 14,765,094 12,298 36,184,112 11,995,985 0 11,995,985 33.2% -68,511 -75,994 24,043,623 66.4%WPN 1,016,734 3,606,642 4,623,376 3,229,949 0 7,853,325 2,965,623 0 2,965,623 37.8% -22,204 -19,070 4,846,429 61.7%SCN 8,497,861 22,898,085 31,395,946 12,685,870 1,691,165 45,772,981 12,182,870 0 12,182,870 26.6% -939,950 -1,335,907 31,314,256 68.4%PANMC 273,562 2,085,814 2,359,376 1,422,412 0 3,781,788 1,243,604 0 1,243,604 32.9% 859 -774 2,538,268 67.1%OPN 1,943,092 7,271,678 9,214,770 5,563,710 13,400 14,791,880 6,163,890 0 6,163,890 41.7% -34,934 -101,498 8,491,559 57.4%PMC 4,187,342 5,262,082 9,449,424 4,308,837 -35,095 13,723,166 5,258,144 0 5,258,144 38.3% -10,141 -18,076 8,436,803 61.5%CDAN 3,678 52,801 56,479 0 0 56,479 0 0 0 0.0% 0 0 56,479 100.0%Total 20,588,451 57,917,640 78,506,091 41,975,872 1,681,768 122,163,731 39,810,116 0 39,810,116 32.6% -1,074,881 -1,551,319 79,727,417 65.3%

Research & DevelopmentRDTEN 2,171,900 9,034,708 11,206,608 19,728,442 136,797 31,071,847 19,406,328 0 19,406,328 62.5% -67,664 41,128 11,638,983 37.5%RDTEN, RA 0 0 0 75,000 0 75,000 5,120 0 5,120 6.8% 0 -1 69,879 93.2%

Military ConstructionMCON 1,395,007 2,317,959 3,712,966 3,569,250 -4,257 7,277,959 1,796,292 0 1,796,292 24.7% -259,748 47,868 5,269,787 72.4%MCNR 65,904 94,189 160,093 57,045 0 217,138 73,601 0 73,601 33.9% -163 -44 143,329 66.0%MCN, RA 0 0 0 280,000 0 280,000 2,159 0 2,159 0.8% 0 0 277,841 99.2%FHCON 261,854 193,418 455,272 380,123 -195,635 639,760 123,561 0 123,561 19.3% -41 -1,486 514,673 80.4%FHOPS 0 237,776 237,776 376,062 11,446 625,284 372,836 0 372,836 59.6% -3,378 -35,734 213,336 34.1%BRAC 182,335 0 182,335 224,265 0 406,600 0 0 0 0.0% 0 0 24,824 6.1%BRCV 375,009 835,863 1,210,872 752,797 0 1,963,669 635,256 0 635,256 32.4% 0 -21 575,595 29.3%FORD IS IMP ACCT 100 0 100 0 0 100 0 0 0 0.0% 0 0 100 100.0%Roosmoor Liquidating Tr Settlement Acct. 41 0 41 0 0 41 0 0 0 0.0% 0 0 41 100.0%Total 2,280,250 3,679,205 5,959,455 5,639,542 -188,446 11,410,551 3,003,705 0 3,003,705 26.3% -263,330 10,583 7,019,526 61.5%

Revolving & Mgmt FundsDefense Working Capital Funds, Navy 2,791,617 1,032,475 1,574,363 1,666,572 0 3,240,935 1,659,970 0 1,659,970 51.2% 0 2 1,580,967 48.8%National Defense Sealift Fund 541,888 5,814,354 6,356,242 315,078 0 6,671,320 -401,498 0 -401,498 -6.0% -16,623 0 7,056,195 105.8%Total 541,888 6,846,829 7,930,605 1,981,650 0 9,912,255 1,258,472 0 1,258,472 12.7% -16,623 2 8,637,162 87.1%

Deduct For Offsetting RCPTSOffsetting Receipts 0 0 0 0 0 0 0 0 0 0.0% 0 0 0 0.0%

Trust FundsUSN Academy Gift & Museum Fund 13,115 6,817 19,932 6,230 0 26,162 12,873 0 12,873 23.2% 0 0 13,289 236.9%Navy General Gift Fund 0 4,023 4,023 1,587 0 5,610 1,304 0 1,304 62.8% 0 1 4,307 21.9%Ships Stores Profit, Navy 3,349 0 3,349 16,362 0 19,711 12,371 0 12,371 51.6% 0 0 7,340 14.3%Total 16,464 10,840 27,304 24,179 0 51,483 26,548 0 26,548 51.6% 0 1 24,936 48.4%

Interfund TransactionsProfits Sales of Ships Stores, Navy 0 0 0 -16,362 0 -16,362 -16,362 0 -16,362 100.0% 0 0 0 0.0%

Total, DON 25,616,522 98,792,334 124,950,744 166,320,884 1,861,741 293,137,385 158,170,300 0 158,170,300 54.0% -1,602,438 -2,718,102 129,507,958 44.2%

Department of the NavyFY 2011 Budget EstimatesUnexpended Balances, New Expendable Resources, and Outlays - FY 2010 - Estimated(in Thousands of Dollars)


Military PersonnelMilitary Personnel, Navy 0 692,874 692,874 26,677,650 0 27,370,524 26,613,000 0 26,613,000 97.2% 0 0 757,524 2.8%Military Personnel, Marine Corps 0 827,058 827,058 13,578,712 0 14,405,770 13,521,000 0 13,521,000 93.9% 0 0 884,770 6.1%Reserve Personnel, Navy 0 218,608 218,608 1,946,341 0 2,164,949 1,921,000 0 1,921,000 88.7% 0 0 243,949 11.3%Reserve Personnel, Marine Corps 0 62,131 62,131 644,837 0 706,968 671,000 0 671,000 94.9% 0 0 35,968 5.1%Medicare-Eligible, Navy 0 0 0 1,825,661 0 1,825,661 1,825,661 0 1,825,661 100.0% 0 0 0 0.0%Medicare-Eligible, Marine Corps 0 0 0 1,136,146 0 1,136,146 1,136,146 0 1,136,146 100.0% 0 0 0 0.0%Medicare-Eligible, Navy Reserve 0 0 0 234,278 0 234,278 234,278 0 234,278 100.0% 0 0 0 0.0%Medicare-Eligible, Marine Corps Reserve 0 0 0 128,897 0 128,897 128,897 0 128,897 100.0% 0 0 0 0.0%Total 0 1,800,671 1,800,671 46,172,522 0 47,973,193 46,050,982 0 46,050,982 96.0% 0 0 1,922,211 4.0%

Operation & MaintenanceOper. & Maint., Navy 0 13,888,489 13,888,489 40,146,662 0 54,035,151 40,170,769 0 40,170,769 74.3% 0 0 13,864,382 25.7%Oper. & Maint., Marine Corps 0 5,188,740 5,188,740 8,962,409 0 14,151,149 9,028,758 0 9,028,758 63.8% 0 0 5,122,391 36.2%Oper. & Maint., Navy Reserve 0 519,148 519,148 1,340,158 0 1,859,306 1,363,829 0 1,363,829 73.4% 0 0 495,477 26.6%Oper. & Maint., Marine Corps Res. 0 184,534 184,534 309,561 0 494,095 307,285 0 307,285 62.2% 0 0 186,810 37.8%OMN, RA 211,792 428,964 640,756 0 0 640,756 361,378 0 361,378 56.4% 0 0 279,378 43.6%OMMC, RA 9,121 102,886 112,007 0 0 112,007 62,626 0 62,626 55.9% 0 0 49,381 44.1%OMNR, RA 14,784 39,738 54,522 0 0 54,522 30,296 0 30,296 55.6% 0 0 24,226 44.4%OMMCR, RA 9,607 29,930 39,537 0 0 39,537 21,950 0 21,950 55.5% 0 0 17,587 44.5%Environmental Restoration Fund 0 0 0 285,509 0 285,509 128,614 0 128,614 45.0% 0 0 156,895 55.0%Kaho'olawe Is Conv, Rm Env Res 0 -184 -184 0 0 -184 11 0 11 -6.0% 0 0 -195 106.0%Paymnt to Kaho'olawe Island Fd 145 75 220 0 0 220 0 0 0 0.0% 0 0 220 100.0%Total 245,449 20,382,320 20,627,769 51,044,299 0 71,672,068 51,475,516 0 51,475,516 71.8% 0 0 20,196,552 28.2%

ProcurementAPN 4,318,665 19,724,958 24,043,623 19,439,015 0 43,482,638 14,759,339 0 14,759,339 33.9% 0 0 28,723,299 66.1%WPN 913,910 3,932,519 4,846,429 3,397,916 0 8,244,345 3,181,869 0 3,181,869 38.6% 0 0 5,062,476 61.4%SCN 7,240,783 -4,702,515 2,538,268 1,474,138 0 4,012,406 1,445,653 0 1,445,653 36.0% 0 0 2,566,753 64.0%PANMC 289,206 31,025,050 31,314,256 13,838,716 0 45,152,972 12,840,762 0 12,840,762 28.4% 0 0 32,312,210 71.6%OPN 1,943,092 6,548,467 8,491,559 5,580,625 0 14,072,184 5,653,238 0 5,653,238 40.2% 0 0 8,418,946 59.8%PMC 2,961,187 -2,904,708 56,479 0 0 56,479 0 0 0 0.0% 0 0 60,157 106.5%CDAN 3,678 8,433,125 8,436,803 2,410,009 0 10,846,812 5,085,021 0 5,085,021 46.9% 0 0 5,761,791 53.1%Total 17,670,521 62,056,896 79,727,417 46,140,419 0 125,867,836 42,965,882 0 42,965,882 34.1% 0 0 82,905,632 65.9%

Research & DevelopmentRDTEN 2,325,073 9,313,910 11,638,983 19,947,146 0 31,586,129 19,607,963 0 19,607,963 62.1% 0 0 11,978,166 37.9%RDTEN, RA 23,938 45,941 69,879 0 0 69,879 51,375 0 51,375 73.5% 0 0 18,504 26.5%

2,349,011 9,359,851 11,708,862 19,947,146 0 31,656,008 19,659,338 0 19,659,338 62.1% 0 0 11,996,670 37.9%

Military ConstructionMCON 1,957,844 3,311,943 5,269,787 3,482,535 0 8,752,322 3,235,053 0 3,235,053 37.0% 0 0 5,517,269 63.0%MCNR 83,388 59,941 143,329 125,874 0 269,203 70,997 0 70,997 26.4% 0 0 198,206 73.6%MCN, RA 103,494 0 277,841 0 0 277,841 156,240 0 156,240 56.2% 0 0 121,601 43.8%FHCON 311,555 203,118 514,673 146,569 -250,613 410,629 108,769 0 108,769 26.5% 0 0 301,860 73.5%FHOPS 0 213,336 213,336 368,540 0 581,876 381,908 0 381,908 65.6% 0 0 199,968 34.4%BRAC 24,824 0 24,824 228,000 0 252,824 198,804 0 198,804 78.6% 0 0 54,020 21.4%BRCV 131,948 443,647 575,595 591,572 0 1,167,167 828,153 0 828,153 71.0% 0 0 339,014 29.0%FORD IS IMP ACCT 100 0 100 0 0 100 0 0 0 0.0% 0 0 100 100.0%Roosmoor Liquidating Tr Settlement Acct. 0 0 0 0 0 0 0 0 0 0.0% 0 0 0 0.0%Total 2,613,153 4,231,985 7,019,485 4,943,090 -250,613 11,711,962 4,979,924 0 4,979,924 42.5% 0 0 6,732,038 57.5%

Revolving & Mgmt FundsDefense Working Capital Funds, Navy 3,555,726 3,500,469 7,056,195 0 0 7,056,195 203,000 0 203,000 2.9% -53,000 0 6,853,195 97.1%National Defense Sealift Fund 320,558 1,260,409 1,580,967 1,667,945 0 3,248,912 1,584,602 0 1,584,602 48.8% 0 0 1,664,310 51.2%Total 3,876,284 4,760,878 8,637,162 1,667,945 0 10,305,107 1,787,602 0 1,787,602 17.3% -53,000 0 8,517,505 82.7%


Trust FundsUSN Academy Gift & Museum Fund 12,188 1,101 13,289 5,200 0 18,489 5,200 0 5,200 28.1% 0 0 13,289 71.9%Navy General Gift Fund 3,440 867 4,307 1,116 0 5,423 1,116 0 1,116 20.6% 0 0 4,307 79.4%Ships Stores Profit, Navy 7,340 0 7,340 20,000 0 27,340 20,000 0 20,000 73.2% 0 0 7,340 26.8%Total 22,968 1,968 24,936 26,316 0 51,252 26,316 0 26,316 51.3% 0 0 24,936 48.7%

Interfund TransactionsProits Sales of Ships Stores, Navy 0 0 0 -20,000 0 -20,000 -20,000 0 -20,000 100.0% 0 0 0 0.0%

Total, DON 26,753,448 102,548,628 129,476,423 169,921,737 -250,613 299,147,547 166,874,185 0 166,874,185 55.8% -53,000 0 132,277,040 44.2%

5.8

5.9

Department of the NavyFY 2011 Budget EstimatesUnexpended Balances, New Expendable Resources, and Outlays - FY 2011 - Estimated(in Thousands of Dollars)


Military PersonnelMilitary Personnel, Navy 0 757,524 757,524 25,950,949 0 26,708,473 25,920,000 0 25,920,000 97.0% 0 0 788,473 3.0%Military Personnel, Marine Corps 0 884,770 884,770 13,250,161 0 14,134,931 13,248,000 0 13,248,000 93.7% 0 0 886,931 6.3%Reserve Personnel, Navy 0 243,949 243,949 1,944,191 0 2,188,140 1,940,000 0 1,940,000 88.7% 0 0 248,140 11.3%Reserve Personnel, Marine Corps 0 35,968 35,968 617,441 0 653,409 615,000 0 615,000 94.1% 0 0 38,409 5.9%Medicare-Eligible, Navy 0 0 0 1,816,535 0 1,816,535 1,816,535 0 1,816,535 100.0% 0 0 1 0.0%Medicare-Eligible, Marine Corps 0 0 0 1,142,321 0 1,142,321 1,142,321 0 1,142,321 100.0% 0 0 0 0.0%Medicare-Eligible, Navy Reserve 0 0 0 241,584 0 241,584 241,584 0 241,584 100.0% 0 0 0 0.0%Medicare-Eligible, Marine Corps Reserve 0 0 0 132,115 0 132,115 132,115 0 132,115 100.0% 0 0 0 0.0%Total 0 1,922,211 1,922,211 45,095,297 0 47,017,508 45,055,555 0 45,055,555 95.8% 0 0 1,961,954 4.2%

Operation & MaintenanceOper. & Maint., Navy 0 13,864,382 13,864,382 38,134,308 0 51,998,690 38,525,296 0 38,525,296 74.1% 0 0 13,473,394 25.9%Oper. & Maint., Marine Corps 0 5,122,391 5,122,391 5,590,340 0 10,712,731 6,985,068 0 6,985,068 65.2% 0 0 3,727,663 34.8%Oper. & Maint., Navy Reserve 0 495,477 495,477 1,367,764 0 1,863,241 1,381,702 0 1,381,702 74.2% 0 0 481,539 25.8%Oper. & Maint., Marine Corps Res. 0 186,810 186,810 285,234 0 472,044 303,910 0 303,910 64.4% 0 0 168,134 35.6%OMN, RA 0 279,378 279,378 - 0 279,378 266,763 0 266,763 95.5% 0 0 12,615 4.5%OMMC, RA 0 49,381 49,381 - 0 49,381 47,140 0 47,140 95.5% 0 0 2,241 4.5%OMNR, RA 0 24,226 24,226 - 0 24,226 23,135 0 23,135 95.5% 0 0 1,091 4.5%OMMCR, RA 0 17,587 17,587 - 0 17,587 16,802 0 16,802 95.5% 0 0 785 4.5%Environmental Restoration Fund 0 156,895 156,895 304,867 0 461,762 213,496 0 213,496 46.2% 0 0 248,266 53.8%Kaho'olawe Is Conv, Rm Env Res 0 -195 -195 0 0 -195 0 0 0 0.0% 0 0 -195 100.0%Paymnt to Kaho'olawe Island Fd 145 75 220 0 0 220 0 0 0 0.0% 0 0 220 100.0%Total 145 20,196,407 20,196,552 45,682,513 0 65,879,065 47,763,312 0 47,763,312 72.5% 0 0 18,115,753 27.5%

ProcurementAPN 4,345,854 24,377,444 28,723,298 18,508,613 0 47,231,911 17,210,175 0 17,210,175 36.4% 0 0 30,021,736 63.6%WPN 826,683 4,235,793 5,062,476 3,359,794 0 8,422,270 3,233,773 0 3,233,773 38.4% 0 0 5,188,497 61.6%SCN 10,811,357 21,500,853 32,312,210 15,724,520 0 48,036,730 13,652,413 0 13,652,413 28.4% 0 0 34,384,317 71.6%PANMC 262,115 2,304,638 2,566,753 817,991 0 3,384,744 1,442,111 0 1,442,111 42.6% 0 0 1,942,633 57.4%OPN 861,182 7,557,764 8,418,946 6,450,208 0 14,869,154 5,777,090 0 5,777,090 38.9% 0 0 9,092,064 61.1%PMC 1,429,373 4,332,418 5,761,791 1,344,044 0 7,105,835 3,657,578 0 3,657,578 51.5% 0 0 3,448,257 48.5%CDAN 7,356 52,801 60,157 0 0 60,157 0 0 0 0.0% 0 0 60,157 100.0%Total 18,543,920 64,361,711 82,905,631 46,205,170 0 129,110,801 44,973,140 0 44,973,140 34.8% 0 0 84,137,661 65.2%

Research & DevelopmentRDTEN 1,463,804 10,474,897 11,938,701 17,693,496 0 29,632,197 18,478,284 0 18,478,284 62.4% 0 0 11,153,913 37.6%RDTEN, RA 0 18,504 18,504 0 0 18,504 17,025 0 17,025 92.0% 0 0 1,479 8.0%

Military ConstructionMCON 1,270,226 4,247,043 5,517,269 3,879,104 0 9,396,373 3,518,746 0 3,518,746 37.4% 0 0 5,877,627 62.6%MCNR 28,805 169,401 198,206 61,557 0 259,763 96,162 0 96,162 37.0% 0 0 163,601 63.0%MCN, RA 0 121,601 121,601 0 0 121,601 84,000 0 84,000 69.1% 0 0 37,601 30.9%FHCON 177,147 124,713 301,860 186,444 -78,857 409,447 119,385 0 119,385 29.2% 0 0 290,062 70.8%FHOPS 0 199,968 199,968 366,346 0 566,314 362,056 0 362,056 63.9% 0 0 204,258 36.1%BRAC 2,382 51,638 54,020 162,000 0 216,020 183,541 0 183,541 85.0% 0 0 32,479 15.0%BRCV 53,773 285,241 339,014 342,146 0 681,160 582,911 0 582,911 85.6% 0 0 98,249 14.4%FORD IS IMP ACCT 100 0 100 0 0 100 0 0 0 0.0% 0 0 100 100.0%Roosmoor Liquidating Tr Settlement Acct. 0 0 0 0 0 0 0 0 0 0.0% 0 0 0 0.0%Total 1,532,433 5,199,605 6,732,038 4,997,597 -78,857 11,650,778 4,946,801 0 4,946,801 42.5% 0 0 6,703,977 57.5%

Revolving & Mgmt FundsDefense Working Capital Funds, Navy 3,975,025 2,878,170 6,853,195 0 0 6,853,195 140,000 0 140,000 2.0% 0 0 6,713,195 98.0%National Defense Sealift Fund 320,558 1,343,752 1,664,310 934,866 0 2,599,176 1,240,759 0 1,240,759 47.7% 0 0 1,358,417 52.3%Total 4,295,583 4,221,922 8,517,505 934,866 0 9,452,371 1,380,759 0 1,380,759 14.6% 0 0 8,071,612 85.4%


Trust FundsUSN Academy Gift & Museum Fund 12,188 1,101 13,289 5,200 0 18,489 5,200 0 5,200 28.1% 0 0 13,289 245.0%Navy General Gift Fund 3,440 867 4,307 1,116 0 5,423 1,116 0 1,116 20.6% 0 0 4,307 15.8%Ships Stores Profit, Navy 7,340 0 7,340 20,000 0 27,340 20,000 0 20,000 73.2% 0 0 7,340 14.3%Total 22,968 1,968 24,936 26,316 0 51,252 26,316 0 26,316 51.3% 0 0 24,936 48.7%

Interfund TransactionsProits Sales of Ships Stores, Navy 0 0 0 -20,000 0 -20,000 -20,000 0 -20,000 100.0% 0 0 0 0.0%

Total, DON 25,858,853 106,378,721 132,237,574 160,615,255 -78,857 292,773,972 162,604,167 0 162,604,167 55.5% 0 0 130,169,806 44.5%

6.1

SECTION 6 - SELECTED DON PROGRAM AND SPECIAL INTEREST DATA

o This section contains selected DON program and special interest data of particular pertinence to the budget.

o Selected force and program factors are displayed, such as total number of deployable ships and number ofmilitary personnel.

o Military and civilian end strength levels for FY 1997 to FY 2011 are provided.

o Ship and Aircraft force and acquisition histories are displayed.

o The following special interest table is also included:

- DON Future Year Defense Program major force Program aggregations.

FY 2009 FY 2010 FY 2011

President's Current President's Current DON CurrentBudget Adj Estimate Budget Adj Estimate Submit Adj Estimate

Total Deployable Battle Force Ships 286 -1 285 287 0 287 283 0 283Aircraft Carriers 11 0 11 11 0 11 11 0 11Fleet Ballistic Submarines 14 0 14 14 0 14 14 0 14Guided Missile (SSGN) Submarines 4 0 4 4 0 4 4 0 4Surface Combatants 111 -1 110 113 -1 112 112 0 112Nuclear Attack Submarines 53 0 53 53 0 53 53 0 53Amphib Ships (2.5 MEB lift) 31 0 31 31 0 31 29 0 29Combat Logistics Ships 31 0 31 30 1 31 28 0 28Support and Mine Warfare Ships 31 0 31 31 0 31 32 0 32

Strategic Sealift Ships 16 -1 15 17 0 17 17 0 17Prepositioning (Enhanced) Ship 3 0 3 4 0 4 4 0 4Maritime Prepositioning Ships 12 -1 11 12 0 12 12 0 12USPACOM Ammo Prepositioning Ship 1 0 1 1 0 1 1 0 1

Tactical Air ForcesAir Wings (Active/Reserve) - Navy 10/1 0 10/1 10/1 0 10/1 10/1 0 10/1Air Wings (Active/Reserve) - Marine Corps 3/1 0 3/1 3/1 0 3/1 3/1 0 3/1

Marine Corps Divisions 4 0 4 4 0 4 4 0 4Active 3 0 3 3 0 3 3 0 3Reserve 1 0 1 1 0 1 1 0 1

Active Military Personnel (End Year) 519,300 12,790 532,090 526,500 0 526,500 526,400 0 526,400Navy 325,300 4,004 329,304 324,400 0 324,400 324,300 0 324,300Marine Corps 194,000 8,786 202,786 202,100 0 202,100 202,100 0 202,100

Reserve Personnel (End Year) 106,300 -1,282 105,018 105,106 -6 105,100 105,100 0 105,100Navy 66,700 -192 66,508 65,506 -6 65,500 65,500 0 65,500Marine Corps 39,600 -1,090 38,510 39,600 0 39,600 39,600 0 39,600

Civilian Personnel (End Year) 190,728 6,294 197,022 195,643 3,586 199,229 205,966 0 205,966Navy 172,096 5,183 177,279 178,038 611 178,649 181,808 0 181,808Marine Corps 18,632 1,111 19,743 17,605 2,975 20,580 24,158 0 24,158


Selected Force and Program Factors

6.2


Historical Personnel Summary (End of Year)(End Strength in Thousands)

200

300

400

500

600

Tota

l Per

sonn

el (i

n th

ousa

nds)

6.3

-

100

FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 FY 2002 FY 2003 FY 2004 FY 2005 FY 2006 FY 2007 FY 2008 FY 2009 FY 2010 FY 2011

T

Fiscal YearActive End Strength

Reserve End Strength

Civilian

FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 FY 2002 FY 2003 FY 2004 FY 2005 FY 2006 FY 2007 FY 2008 FY 2009 FY 2010 FY 2011

MilitaryActive End Strength 569 555 546 545 551 549 560 549 543 528 524 508 519 526 526 Navy 396 382 373 372 378 376 382 373 363 350 338 328 325 324 324 Marine Corps 174 173 173 173 173 173 178 178 180 180 186 180 194 202 202

Reserve End Strength 137 134 129 129 128 126 129 126 116 113 108 107 106 104 105 Navy 95 93 89 89 88 86 88 83 76 71 70 68 67 65 66 Marine Corps 42 41 40 40 40 40 41 40 40 39 39 40 40 39 40

Civilian 223 210 204 198 194 186 198 194 190 193 187 187 191 206 206 Navy 204 192 186 181 177 170 180 180 173 171 169 173 172 183 182 Marine Corps 19 18 18 17 17 16 18 15 18 18 19 18 19 23 24

(End Strength in Thousands)Historical Personnel Summary (End of Year)

FY 2011 Budget EstimatesDepartment of the Navy

6.3

FY 97 FY 98 FY 99 FY 00 FY 01 FY 02 FY 03 FY 04 FY 05 FY 06 FY 07 FY 08 FY 09 FY 10 FY 11New Construction CVN 21 -- -- -- -- -- -- -- -- -- -- -- 1 -- -- -- CVN-77 -- -- -- -- 1 -- -- -- -- -- -- -- -- -- -- DDG 1000 -- -- -- -- -- -- -- -- -- -- 2 -- 1 -- -- DDG-51 4 4 3 3 3 3 2 3 3 -- -- -- -- 1 2 JHSV -- -- -- -- -- -- -- -- -- -- -- -- 1 1 1 MLP -- -- -- -- -- -- -- -- -- -- -- -- -- -- 1 LCS -- -- -- -- -- -- -- -- -- 3 2 1 2 2 2 LHA (R) -- -- -- -- -- -- -- -- -- -- 1 -- -- -- 1 LHD -- -- -- -- -- 1 -- -- -- -- -- -- -- -- -- LPD-17 -- -- 1 2 0 -- 1 1 1 1 -- 1 -- -- -- New SSN -- 1 1 -- 1 -- -- -- -- -- -- -- -- -- -- Oceanographic Research 1 -- 1 -- -- -- -- -- -- -- -- -- -- -- -- SSN-774 -- -- -- -- -- 1 1 1 1 1 1 1 1 1 2 T-AKE (SCN) -- -- -- -- 1 1 -- -- -- -- -- -- -- -- -- T-AKE (NDSF) -- -- -- 1 -- -- 1 2 2 1 1 -- 2 2 -- Total 5 5 6 6 6 6 5 7 7 6 7 4 7 7 9

Conversion/Acquisition/Other Cruiser Conversion -- -- -- -- -- 1 -- -- -- -- -- -- -- -- -- CVN Refueling/Overhauls -- -- -- -- -- 1 -- -- -- 1 -- -- 1 -- -- Fast Patrol Craft -- 1 -- -- -- -- -- -- -- -- -- -- -- -- -- LCAC SLEP -- -- -- -- 1 2 4 4 5 6 6 6 6 3 4 LCU -- -- -- -- -- -- -- -- 1 -- -- -- -- -- -- Oceanographic Ships -- -- -- -- -- -- -- -- -- -- -- -- -- -- 1 Sealift LMSR -- 2 5 -- -- -- -- -- -- -- -- -- -- -- -- SSGN -- -- -- -- -- -- 2 1 1 -- -- -- -- -- -- SSN Refueling -- -- -- -- 1 2 2 2 -- -- -- -- -- -- -- SSBN Refueling -- -- -- -- -- -- -- -- 1 1 1 1 1 -- -- Service Craft -- -- -- 2 -- -- -- -- -- -- -- -- -- -- -- AE (C) 1 1 1 -- -- -- -- -- -- -- -- -- -- -- -- AFS (C) 1 2 -- -- -- -- -- -- -- -- -- -- -- -- -- Total 2 6 6 2 2 6 8 7 8 8 7 7 8 3 5

Grand Total 7 11 12 8 8 12 13 14 15 14 14 11 15 10 14


Shipbuilding and Conversion Procurement HistoryNumber of Ships

6.4

DoN Fixed Wing Aircraft FY 95 FY 96 FY 97 FY 98 FY 99 FY 00 FY 01 FY 02 FY 03 FY 04 FY 05 FY 06 FY 07 FY 08 FY 09 FY 10 FY 11AEW, Command & Control 78 77 78 78 78 78 78 78 78 79 77 76 78 79 79 82 82Anti-Submarine 96 102 109 109 105 105 105 105 99 80 57 26 18 6 5 3 3Electronic Warfare 110 120 130 134 117 115 120 120 116 112 112 114 114 116 116 125 127Fighter/Attack 1293 1257 1175 1168 1124 1133 1147 1142 1132 1095 1072 1061 1009 994 1010 1027 1040Other 3 1 1 2 2 2 2 2 2 2 1 3 3 3 3 0 0Other Transport 85 82 78 79 86 85 87 89 85 87 91 93 93 93 91 92 94Patrol 226 215 208 215 199 199 199 198 198 199 180 169 149 146 140 141 144Reconnaissance 5 4 4 4 4 2 2 4 4 4 0 2 7 8 10 10 10Tactical Airlift 21 21 21 21 17 14 16 18 17 17 19 19 19 19 19 19 19Tankers 69 69 69 69 69 69 69 72 74 68 73 79 75 67 66 69 75Training 581 568 574 622 622 623 630 677 665 644 635 654 658 580 602 511 487Utility 108 107 88 88 83 77 71 70 73 57 48 50 51 49 49 46 46

Total, Fixed Wing Aircraft 2,675 2,623 2,535 2,589 2,506 2,502 2,526 2,575 2,543 2,444 2,365 2,346 2,274 2,160 2,190 2,125 2,127

DoN Rotary Wing Aircraft FY 95 FY 96 FY 97 FY 98 FY 99 FY 00 FY 01 FY 02 FY 03 FY 04 FY 05 FY 06 FY 07 FY 08 FY 09 FY 10 FY 11Anti-Submarine 263 236 228 237 237 235 228 225 227 224 214 222 225 215 198 192 152Attack 157 169 169 168 168 170 169 171 171 171 168 169 172 171 168 157 156Cargo 416 417 432 437 423 431 427 437 450 475 500 511 523 546 591 634 691Executive Transport 24 23 20 23 22 22 20 20 20 20 20 20 23 21 15 20 20MCM 59 56 44 41 41 37 37 37 37 37 31 31 31 26 27 27 27Observation 90 93 96 97 89 88 89 88 86 87 86 4 3 5 5 5 5Rescue 104 110 108 107 105 107 101 102 94 64 56 53 50 44 34 37 34Training 111 121 122 122 128 131 131 123 123 126 126 128 128 121 113 125 125Utility 47 60 66 65 63 63 59 59 50 49 36 99 170 113 105 107 99

Total, Rotary Wing Aircraft 1,271 1,285 1,285 1,297 1,276 1,284 1,261 1,262 1,258 1,253 1,237 1,237 1,325 1,262 1,256 1,304 1,309

Total, DoN 3,946 3,908 3,820 3,886 3,782 3,786 3,787 3,837 3,801 3,697 3,602 3,583 3,599 3,422 3,446 3,429 3,436


Aircraft Force History(Year-End Count)

6.5

FY 97 FY 98 FY 99 FY 00 FY 01 FY 02 FY 03 FY 04 FY 05 FY 06 FY 07 FY 08 FY 09 FY 10 FY 11A-6E INTRUDER -- -- -- -- -- -- -- -- -- -- -- -- -- -- --AH-1W SEA COBRA -- -- -- -- -- -- -- -- -- -- -- -- -- -- --AV-8B HARRIER 12 12 11 11 10 -- -- -- -- -- -- -- -- -- --C-37A -- -- -- -- 1 -- -- 1 2 -- -- -- -- -- --C-40A -- -- -- 1 0 -- 1 1 1 -- -- -- 2 1 --MH/CH-53E -- -- -- -- -- -- -- -- -- -- -- -- -- -- --CH-60 -- 1 5 16 15 -- -- -- -- -- -- -- -- -- --E-2C HAWKEYE 4 4 3 3 5 5 5 2 2 2 2 -- -- -- --E-2D AHE -- -- -- -- -- -- -- -- -- -- -- 3 2 3 4E-6A -- -- -- -- -- -- -- -- -- -- -- -- -- -- --EA-18G GROWLER -- -- -- -- -- -- -- -- -- 4 8 18 22 22 12EA-6B PROWLER -- -- -- -- -- -- -- -- -- -- -- -- -- -- --EC-130Q HERCULES -- -- -- -- -- -- -- -- -- -- -- -- -- -- --F-14A/D TOMCAT -- -- -- -- -- -- -- -- -- -- -- -- -- -- --F-5E -- -- -- -- -- -- -- 4 9 9 5 -- -- -- --F/A-18 HORNET 6 -- -- -- -- -- -- -- -- -- -- -- -- --F/A-18 C/D HORNET -- 8 -- -- -- -- -- -- -- -- -- -- -- -- --F/A-18 E/F HORNET 12 20 30 36 42 48 45 42 42 38 34 24 23 18 22HH-60H -- -- -- -- -- -- -- -- -- -- -- -- -- -- --JSF -- -- -- -- -- -- -- -- -- -- -- 6 7 16 13JSF - CV -- -- -- -- -- -- -- -- -- -- -- -- -- 4 7KC-130J HERCULES 3 2 2 1 2 2 4 -- 4 5 2 4 2 -- --MH-60R -- -- -- -- -- -- -- 4 6 12 25 27 31 24 24MH-60S -- -- -- -- -- 13 15 13 15 26 18 18 18 18 18MV-22 (OSPREY) 5 7 7 11 16 9 11 9 8 9 13 21 30 30 30P-8A (MMA) -- -- -- -- -- -- -- -- -- -- -- -- -- 6 7SH-60B SEAHAWK -- -- -- -- -- -- -- -- -- -- -- -- -- -- --SH-60F (CV ASW HELO) -- -- -- -- -- -- -- -- -- -- -- -- -- -- --SH-60S -- -- -- 7 4 -- -- -- -- -- -- -- -- -- --T-6A/B (JPATS) -- -- -- 12 21 7 4 2 2 3 20 44 44 37 38T-39 -- -- -- -- -- -- -- -- -- -- -- -- -- -- --T-45TS GOSHAWK 12 15 15 15 12 6 8 14 10 6 12 -- -- -- --UC-35 -- -- -- 2 0 1 1 4 2 -- -- -- -- -- --UH-1Y/AH-1Z -- -- -- -- -- -- -- 9 7 10 11 15 16 23 28VH-60 -- -- -- -- -- -- -- -- -- -- -- -- -- -- --VH-71 -- -- -- -- -- -- -- -- -- -- -- -- -- -- --VTUAV -- -- -- -- -- -- -- -- -- 5 4 3 3 5 3 Totals 54 69 73 115 128 91 94 105 110 129 154 183 200 207 206


Aircraft Procurement HistoryNumber of Aircraft

6.6

6.7


Select Civilian Personnel Special Interest AreasFull Time Equivalent

Special Interest Areas FY 2009 FY 2010 FY 2011

Total, All Areas 191,381 193,130 198,965

Installation Management/Base Support 40,169 39,250 42,820 Warfare Centers 29,431 29,843 31,017 Shipyards 25,792 26,891 27,388 Engineering/Acquisition Commands 21,786 21,711 21,345 Medical Support 12,936 13,280 14,111 Fleet Activities 12,012 12,385 12,528 Aviation/MC Depots 11,566 11,049 10,795 Departmental 9,614 10,184 10,571 Military Support 10,719 11,380 11,890 Supply/Distribution/Logistics Centers 9,620 8,832 8,494 Transportation 7,736 8,325 8,006

6.8

Department of the NavyFY 2011 Budget EstimatesSupport of Reserve Forces

(In Millions of Dollars)

Appropriation FY 2009 FY 2010 FY 2011

Reserve Personnel, Navy 1,907.0 1,949.0 1,993.0 Reserve Personnel, Marine Corps 648.0 646.0 648.0 Operation & Maintenance, Navy Reserve 1,317.0 1,402.0 1,462.0 Operation & Maintenance, Marine Corps Reserve 289.0 311.0 315.0 Aircraft Procurement, Navy 178.1 102.0 23.5 Other Procurement, Navy 25.3 22.3 20.6 Procurement, Marine Corps 33.4 40.3 24.5 Procurement of Ammunition, Navy & Marine Corps 0.2 0.2 0.2 Military Construction, Naval Reserve 57.0 125.9 61.6

Total, Support of Reserve Forces 4,455.0 4,598.6 4,548.4

6.9


Total Direct Program (TOA) by Future Years Defense Program (FYDP)(In Thousands of Dollars)

Major Program FY 2009 FY 2010 FY 2011

1 Strategic Program 3,956,771 3,874,365 4,407,172

2 General Purpose Forces 98,720,395 103,771,799 99,592,186

3 Command, Control, Comm, Intel & Space 7,860,568 6,107,176 6,919,920

4 Mobility Forces 2,455,910 2,116,287 1,421,229

5 Guard and Reserve Forces 4,422,113 4,566,867 4,592,108

6 Research and Development 17,091,039 16,819,438 14,726,432

7 Central Supply and Maintenance 9,353,856 10,353,023 8,666,469

8 Training, Medical, Other General Personnel Activities 17,979,906 18,108,076 17,221,540

9 Administration and Associated Activities 4,738,151 4,109,453 2,797,762

10 Support of Other Nations 107,458 113,245 114,367

11 Special Operations Forces 838,619 890,537 913,748

Total, DON 167,524,786 170,830,266 161,372,933