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Thomas Jefferson National Accelerator Facility Operated by the Southeastern Universities Research Association for the U.S. Department of Energy Design of Helium Refrigeration and Liquefaction Systems Simplified Concepts & Practical View Points By VenkataRao Ganni, Ph. D. March, 2004

Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 1: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Thomas Jefferson National Accelerator Facility

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Design of HeliumRefrigeration and Liquefaction

Systems

Simplified Concepts & Practical View PointsBy

VenkataRao Ganni, Ph. D.

March, 2004

Page 2: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 2

Preface

Dedicated to my guru Raymond Moore Jr. for promoting inquisitive minds to think about

‘What is an optimum system and how can we provide it?’

• What is an optimum system? Does it result in the:

• Minimum operating cost• Minimum capital cost• Minimum maintenance cost• Maximum system capacity• Maximum availability of the system• Before we can make an attempt to answer these, we

“Need to understand the fundamentals”Some of these are new concepts have never been formally published, although I

shared with many of my colleagues over the years.

Page 3: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 3

Table of Contents

1 Introduction2 Carnot Helium Refrigeration and Liquefaction Systems3 Idealized Helium Systems and Carnot Step4 The Theory behind the Cycle Designs5 System Optimization6 The Facts and Myths of LN2 Pre-cooling7 Typical Helium Cryogenic System and its Basic Components8 Helium Refrigeration Systems for Below 4.2 K Operations9 System Capacity Specification and Margin Allocation10 Design Verification and Acceptance Testing11 Some of the lessons Learned over the Years12 Optimal Operation of the Existing Helium Refrigeration Systems13 Some Areas of Interest for Future Developments14 Conclusions

Page 4: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 4

1. Introduction

The helium refrigeration and liquefaction systems are an extension of the traditional household refrigeration systems.

Let us start with the question, what is a refrigeration system?

The refrigeration system is one that transfers heat energy from low temperature to high temperature.

Normally, the term refrigeration is used for absorbing heat energy at a constant temperature.

Page 5: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 5

Introduction (cont.)

The input power required for these systems mainly depends upon:

• The temperature from heat energy extracted (load temperature)

• The temperature to heat energy is rejected (ambient temperature)

• The process used (e.g.)— Vapor compression process— Hampson process— Claude process

• The efficiency and the effectiveness of the components used (e.g.)— Compressor— Expander— Heat exchanger

• How well the real components match the process

• How the system is controlled

Page 6: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 6

Introduction (cont.)

System Performance & Efficiency

For typical industrial processes approximately 1kW of electricalenergy is required to produce 3 kW of cooling. Why is any input energy required to transfer heat energy from a cold to a hot temperature reservoir? Using an electrical analogy, a thermal transformer that permits the heat energy transfer from cold temperature to hot temperature, with no input work does not exit. This is quite unlike an ideal electrical transformer, which willpermit the transfer between voltage and current with no additional input power. This ‘transmission’ (or transfer) limitation of heat energy between temperatures implies that there is a ‘quality’ of heat energy.

Page 7: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 7

Introduction (cont.)

• The source and sink temperatures sets this limit on the conversion of thermal to mechanical energy.

• It is around 40 % for typical industrial processes and approximately 3kW of thermal energy is required to produce 1kW of electrical energy.

• In contrast, for ideal systems the conversion from mechanical to electrical energy (or visa-versa) can be 100%.

• This thermodynamic limitation is expressed by the 2nd Law of Thermodynamics and embodies the concept that the thermal energy has a ‘quality’ (or ‘availability’) that varies with the temperature from which it is being supplied and received.

• For our topic of refrigeration, the input energy required is dueto the loss in ‘availability’ (or decrease in ‘quality’) of the thermal energy as it is transferred from a low temperature (load) to a high temperature (environment).

Page 8: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 8

Introduction (cont.)

• For refrigeration systems the coefficient of performance (COP), which is the amount of cooling obtained per unit of input work, is used as a measure of performance.

• A more useful term is the inverse of the COP or COPINV. This tells us how many watts of input power (i.e., the additional compressor input power with the expander output power utilized) are required to produce one watt of cooling power.

Page 9: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 9

Introduction (cont.)

• So, the Carnot work (WCARNOT) required for 4.4 kW of cooling is 1 kW.

• Note: This is not a violation of the first law of thermodynamics since a refrigerator is transferring energy from one temperature to another and not converting it. The input work is the energy equal to the difference in the ‘quality’ (‘availability’ or ‘exergy’) of the thermal energy between T1 and T2.

Page 10: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 10

Introduction (cont.)

• The Carnot cycle is an ‘ideal’ cycle in the sense that it does not have any ‘irreversibilities’ (i.e., ‘lost work’).

• However, the term ‘idealized cycle’ will be relegated to a practical system that one can visualize using ideal components.

• What differentiates the Carnot cycle is that it has the minimum COPINV (or the maximum COP) for the process of transferring heat energy between two thermal reservoirs.

• It is this distinction that gives the Carnot cycle the recognized qualification for ‘efficency’ comparisons (e.g., termed ‘Carnot efficiency’ or ‘efficiency to Carnot’) of other cycles performing the same function.

Page 11: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 11

Introduction (cont.)

Page 12: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 12

Introduction (cont.)

For thermal systems, we use the Carnot cycle (i.e., a cycle that has the minimum COPINV with no irreversibilities) as a reference to compare to all other cycles.

The Carnot cycle is a reversible cycle and has the maximum efficiency thermally and from a fundamental process viewpoint.

To be clear, so when liquefiers are discussed, the term ‘Carnot cycle’ (as well as ‘Carnot work’ and ‘Carnotefficiency’) are not confined only to the diagram shown in Figure.

They are applicable to an ideal, reversible process that performs the specified process function.

Page 13: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 13

2. Carnot Helium Refrigeration and Liquefaction Systems

Clausius (In)equality

L H

L H

Q QT T

∆ ∆=

Page 14: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 14

Carnot Helium Refrigeration and Liquefaction Systems (Cont.)

Carnot Refrigeration System: Minimum required input work for a given rate of thermal energy transfer between two thermal reservoirs.

The work input for the Carnot system expressed as:

• This is a very powerful equation.

• The terms are as follows:

• is the heat rejected to the environment or, the input power to an isothermal compressor

• is the heat absorbed or the ideal refrigerationor, the ideal work output from an ideal expander

• is the ideal net input work required which is the difference between (a) and (b) above

0carnotW T S H= ⋅∆ − ∆

0T S⋅∆

H∆

carnotW

Page 15: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 15

Carnot Helium Refrigeration and Liquefaction Systems (Cont.)

• A refrigerator transfers heat energy from a low temperature reservoir to a higher temperature reservoir. Most helium refrigerators transfer heat energy from approximately 4.22K (or in some cases at sub-atmospheric pressures).

• A liquefier is different from a refrigerator since the objective is to cool a quantity (flow rate) of high (or ambient) temperature fluid to a specified low (or load) temperature, which then leaves the cycle (at a low temperature). What leaves the cycle is the liquefaction flow, and may be returned at a higher or ambient temperature.

In comparison to the refrigerator, in a liquefier the temperature at which the heat energy is being transferred(removed) is constantly varying (decreasing as it is being cooled), although it is rejected at the same (high or ambient) temperature reservoir.

Page 16: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 16

Carnot Helium Refrigeration and Liquefaction Systems (Cont.)

Carnot Helium Refrigerator

0carnotw T s h= ⋅ ∆ − ∆ 0 (300) (4.833) 20.42 7020.42

carnotINV

L

W T s h WCOPQ h W

⋅∆ − ∆ ⋅ − ⎡ ⎤= = = ⎢ ⎥∆ ⎣ ⎦

2

1

3001 1 704.224INV

T WCOPT W

⎛ ⎞ ⎡ ⎤= − = − =⎜ ⎟ ⎢ ⎥⎣ ⎦⎝ ⎠

Carnot Helium Liquefier

0 (300) (27.96) 8387 [W/(g/s)] 1564 [W/(g/s)] (or 18.6% of )

6823 [W/(g/s)] (or 81.4% of )

C

X C

Carnot C X C

w T sw h ww w w w

= ⋅∆ = ⋅ == ∆ =

= − =

Page 17: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 17

Carnot Helium Refrigeration and Liquefaction Systems (Cont.)

• Carnot work required for a given liquefaction load

0

1

2

3

4

5

6

7

8

9

10

1 10 100 1000Temperature [K]

kW /

(g/s)

1. T0*∆s -∆h [kW/(g/s )]

2. T0*∆s [kW/(g/s )]

3. ∆h [kW/(g/s )]

Page 18: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 18

Carnot Helium Refrigeration and Liquefaction Systems(Cont.)

Carnot work required for liquefaction load for a given temperature range

Temperature T0*∆s % ∆h % Range (K) [W/ (g/s)] [W/ (g/s)] 300 - 80 2058 24.5% 1143 73.0% 80 - 4.22 6329 75.5% 421 27.0% 300 - 4.22 8387 100.0% 1564 100.0%

Page 19: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 19

Carnot Helium Refrigeration and Liquefaction Systems (Cont.)

Fluid Tsat,0 Liquefaction Refrigeration [K] ( W/(g/s) ) (W/W)

Helium 4.22 6823 70 Hydrogen 20.28 12573 13.8

Neon 27.09 1336 10.1 Nitrogen 77.31 770 2.9

Argon 87.28 477 2.4 Oxygen 90.19 635 2.3

Methane 111.69 1092 1.7

Carnot work for different fluids

Page 20: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 20

3. Idealized Helium Systems and Carnot Step

Carnot Step

The Carnot step is defined (by the author) as the process step required for accomplishing a given task with minimal energy expenditure. Or, in other words, accomplishing the given task with minimal exergyusage.

The three main parts to a helium system.

Page 21: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 21

Idealized Helium Systems and Carnot Step (Cont.)

• The load and distribution system Carnot Step:The process for load interface that has the least entropy increase (or exergy usage) is the ‘load Carnot step’

• The cold box Carnot Step:The cold box provides a process path analogous to walking up the stairs from a deep basement floor (4.2K) to the ground floor (300K). The size and arrangement of steps that requires a minimum expenditure of energy are the ‘Cold Box Carnot steps’

• The compressor system Carnot Step:Isothermal compression requires the minimum work and this is the ‘Compressor Carnot Step’

Page 22: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 22

Idealized Helium Systems and Carnot Step (Cont.)

Idealized Helium Refrigeration Systems:

0

1

2

3

4

5

6

7

8

9

10

11

12

1 10 100 1000Temperature [K]

Supp

ly P

ress

ure

( ph

) [at

m]

0

2

4

6

8

10

12

14

16

18

20

22

24

Sum

(Int

egra

l) of

Tot

alE

xpan

der

Out

put W

ork

[J/g

]

TEMP

ERAT

URE

(T)

ENTROPY (S)

1

p=co

nst

s =const

Q gf

2

Page 23: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 23

Idealized Helium Systems and Carnot Step (Cont.)

RHP1

mL

T1

2T

3T

iT

i+1T

NT

N+1T

2RHP iRHP NRHP

L,1Q

QL,2

QL,i

QL,N

QH,1 H,2Q H,iQ H,NQ

Page 24: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 24

Idealized Helium Systems and Carnot Step (Cont.)

Lm

1X

X2

Xi

XN

HX1

2HX

iHX

NHX

mx,N

x,im

x,2m

x,1m 1T

T2

T3

Ti+1

TN+1

Ti

TN

mL

TEM

PE

RA

TUR

E

(T)

[K]

PP

ENTROPY (s) [J/g-K]

h l

C

1,

1

, ,

.

( )

( ) ( )( ) ( )

r r

Nr T r

N

r T r T

r r

T P const

TT TT

n T n TN

n P n T

φ

φ

+

= =

⎛ ⎞= =⎜ ⎟

⎝ ⎠

= =⋅

Page 25: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 25

Idealized Helium Systems and Carnot Step (Cont.)

• So, the Carnot step is the same for each expander stage (i.e., Tr is the same for each stage).

• As an example, for a 300K to 4.2K liquefier (e.g., T1 = 300K, TN+1 = 4.2K), with an expander pressure ratio of 16 (e.g., Pr = 16), the total temperature ratio is, Tr,T = 300 / 4.2 = 71 and the temperature ratio for each expander stage is, Tr = (16)0.4 = 3.03.

• So, the ideal number of expander stages is, N = ln(71) / ln(3.03) = 3.85 ≈ 4. As we will see later, more stages are actually required to compensate for component losses as well as process and fluid non-idealities.

Page 26: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 26

Idealized Helium Systems and Carnot Step (Cont.)

• Referring to Figure, for an idealized gas liquefier, each expander flow is the same and equal to the liquefaction flow, e.g.,

• With the expander flow the same for each Carnotstep (or stage), the (ideal or isothermal) compressor work for each stage is also equal .

• However, the Carnot work for each stage is not the same. This is the case since the expander output work, which is recovered by the Carnot liquefier and used to reduce the compressor input power, is not the same for each Carnot step.

Page 27: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 27

4. The Theory Behind Cycle Design

Dewar Process

fgh

mL

m

m m = m - m

r(m - m )R L

1 2 m

LQ

(1-x)m2

x m 2

QL

2

R

Page 28: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 28

The Theory Behind Cycle Design (Cont.)

Dewar Process

Page 29: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 29

The Theory Behind Cycle Design (Cont.)

g

2

3

f

Q

EXPANDER

COMPRESSOR

HEAT EXCHANGER

TEM

PE

RA

TUR

E (T

)

L

L

1 atm

p=co

nst

1

HX

p=co

nst

2

gQ

3

f

s =const

ENTROPY (S)

1m

Wc

Wx

Page 30: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 30

The Theory Behind Cycle Design (Cont.)

1.00

1.25

1.501.75

2.00

2.25

2.50

2.753.00

3.25

3.50

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20Pressure Ratio (Π )

Tem

pera

ture

Rat

io (

θX)

η X = 1

η X = 0 .9

η X = 0 .8

η X = 0 .7

η X = 0 .6η X = 0 .5

Possible High Efficiency Helium Liquefaction System

Page 31: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 31

The Theory Behind Cycle Design (Cont.)

Page 32: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 32

The Theory Behind Cycle Design (Cont.)

Page 33: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 33

The Theory Behind Cycle Design (Cont.)

In summary, the Carnot step was explained. For a given number of expansion stages, these Carnot steps (i.e., the temperature ratio) are the same for both refrigerator and liquefier, and result in the minimum compressor flow (and therefore the minimum input power). This is indirectly saying that the ideal placement of the expanders with respect to temperature for both refrigerator and liquefier are the same. Due to practical limitations, the system will likely operate at slightly different temperatures between the two modes, and also slightly away from the Carnot step.

These limitations can be the fixed flow coefficients and efficiencies of the expanders and compressors, insufficient heat exchanger area or operating for a different optimal condition (e.g., at maximum system capacity rather than the minimum input power condition). The main difference between operating as a refrigerator vs. a liquefier in the configuration shown in Figure 4.3.2, is that the mass flow through each expander is approximately the same for a liquefier but not for the a refrigerator operating at the optimal minimum input power condition. In a refrigerator each Carnot step above the final cold expanders (i.e., above ~20K) is only required to handle the heat exchanger losses and heat leak. In contrast, in a liquefier all the expanders handle an approximately equal amount of compressor flow, and therefore an (approximately) equal amount of compressor isothermal compressor input power.

Page 34: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

Thomas Jefferson National Accelerator Facility

Page 34

The Theory Behind Cycle Design (Cont.)

0.60

1

100 (150)REFRIGERATION (W @ 4.2K)

LIQ

UID

FAC

TIO

N (g

/s @

4.2

K)

HEAT EXCHANGER LIMITED

IDEAL SYSTEM

BALANCED DESIGN WITH REAL COMPONETS

NUMBER OF EXPANSION STAGES LIMITED

(80)00

0.50

50 60

Page 35: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

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Page 35

5. System Optimization

What is an optimum system?

Does it result in the:

• Minimum operating cost• Minimum capital cost• Minimum maintenance cost• Maximum system capacity• Maximum availability of the system

Traditionally a design for maximum efficiency is referred as the optimum system design.

Page 36: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 36

System Optimization (Cont.)

• The above five factors (or perhaps more) are rarely looked at as the optimization goals. As explained earlier, the demand on equipment varies substantially between operating as a refrigerator (i.e., heat exchanger dominance) and liquefier (i.e., expander dominance).

• The challenge is to envision a cycle with these optimization goals, using real components, that is capable of operating close to the maximum efficiency, independent of the load; which may shift from a maximum to a minimum and from total refrigeration to total liquefaction mode or any partial combination.

Page 37: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 37

System Optimization (Cont.)

• The trade-off relationship between the first two factors the minimum capital cost and minimum operating cost can be quantified to some extent by exergy analysis and the evaluated power cost.

• In the process industry, typically $1000 of capital investment is worthwhile if it reduces the electrical input power by 1 kW (@~$0.04/kW)

Page 38: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 38

System Optimization (Cont.)

Pressure ratio constraints• Generally the compressor suction is maintained slightly above

atmospheric pressure, the maximum discharge pressure sets the pressure ratio .

• Many of the critical components used in the system designs • The pressure ratios selected for the cold box components must

match both the type of the compressors and their operating characteristics

• A higher pressure ratio exposes the components to higher stresses

• The peak efficiency for the screw compressors is nominally in between the pressure ratios of 2.5 and 4.0

• Nominally the peak efficiency for turbo expanders is a pressure ratio between 2 and 5

Page 39: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 39

System Optimization (Cont.)

The effect of higher mass flow through the cold box

• Increase the size of the heat exchangers required (and thus the size of the cold box).

• Increase the heat exchanger thermal losses associated with the stream temperature difference. This effect is approximately proportional to the flow.

• Increase the pressure drop.

• Increase the capital cost of the system

Page 40: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 40

System Optimization (Cont.)

• Balanced System Design{Ganni Helium Process Cycle(s) (patent pending)}

The new helium cryogenic refrigeration and liquefaction cycle has been developed to maintain high plant operational efficiencies at full and reduced plant capacities.

The following Figures illustrates the base variable pressure cycle design and the several cold end and warm end cycle configurations

Recycle flow pressures vary with % full load, to operate at optimal pressure ratio for the compressors and the expanders

Page 41: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 41

System Optimization (Cont.)

Page 42: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

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Page 42

System Optimization (Cont.)

TC3

SC2 HX-C7B

1.2 atm

HX-C8

LL

P

HX-C6

HX-C7

TC1

HP

TC2

HX-C2

HX-C4

HX-C5

HX-C3

HX-C1

MP1 LP

4.5K

LIQUE

FACT

ION

LOAD

COLD

BOX

LOAD

LP

1.8 atm/1.3 atm

4.5K REFRIGERATION, LIQUEFACTION & SUBATM LOADS

LL

SC1 HX-C8B

1.2 atm

4.5K REFRIGERATION, LIQUEFACTION & SUBATM LOADS

SC1

LP

LL

HX-C10B

SC2

TC4

HX-C9B 1.8 atm/1.3 atm

LL

HP

TC2

TC1

TC3

HX-C7

4.5K

LIQUE

FACT

ION

LOAD

HX-C10

PHX-C9

HX-C8

COLD

BOX

LOAD

MP1 LP

HX-C6

HX-C5

HX-C4

HX-C1

HX-C3

HX-C2

Page 43: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

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Page 43

System Optimization (Cont.)

4.5K REFRIGERATION, LIQUEFACTION

SC1

SC2

LL

TC3

TC1

HP

& SUBATM LOADS

1.2 atmHX-C8B

HX-C8LO

AD

4.5K

LIQUE

FACT

ION

LOAD

COLD

BOX

TC2

/1.3 atm 1.8 atm

HX-C7B

LL

P

HX-C6

HX-C7

HX-C5

HX-C4

HX-C3

HX-C2

HX-C1

MP1

COLD

COM

PRES

SORS

LP LP

Page 44: Design of Helium Refrigeration and Liquefaction - Jefferson Lab

Operated by the Southeastern Universities Research Association for the U.S. Department of Energy

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Page 44

System Optimization (Cont.)

HX-W4

HX-W5

HX-W3

HX-W2

MP2

HX-W1

MP1 LP

TW1

HP

TW2HX-W3

HX-W2

HX-W1

LPMP1

TW1

HP MP2

TW4

TW3

TW2

HX-W8

HX-W9

MP1 LPHP

HX-W2

HX-W3

HX-W4

HX-W5

HX-W1

TW1

HX-W7

HX-W6

HX-W5

TW3HX-W7

HX-W6

LP

HX-W4

HX-W3

HX-W2

MP2 MP1

HX-W1

HP

TW1

TW2

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6. The Facts and Myths of LN2 Pre-cooling

What Does LN2 Pre-Cooling Do?

It provides the refrigeration capacity required for:

The liquefaction load (to cool the helium make-up gas) from 300K to 80K (cooling load of the beds to 80K).

The heat exchanger (HX) losses associated with the cooling curves and heat leak from 300K to 80K.

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The Facts and Myths of LN2 Pre-cooling (Cont.)

Advantages:

• Lower capital investment for a given cold box (refrigeration or liquefaction) capacity. For a given system, it increases the LHe production or the refrigeration capacity by a factor of 1.5 or more.

• Smaller cold box and compressor size for a given capacity (i.e., a smaller building or les. building space). However, space is required for a LN2 dewar(normally outside).

• Provides thermal anchor point of 80K for the adsorber beds.• Stable operation over a larger operating range and a larger turndown

capability.• Fewer rotating parts and lower maintenance costs.• Able to keep the load temperature at 80K during partial maintenance of the

cold box sub systems (i.e., turbines etc.).• Any impurities in the helium stream are frozen in the ‘warm’ HX and thereby

protecting the lower temperature turbines from contamination and erosion damage.

• Extremely useful to handle cool down loads. In general approximately ~ 80% of the cool down loads are from 300K to 80K.

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The Facts and Myths of LN2 Pre-cooling (Cont.)

Disadvantages:

• Requires the coordination of deliveries of the LN2.• Different fluids in the system. Cross leaks are more detrimental.• LN2 requires additional oxygen deficiency hazard (ODH) monitoring.• Typically operating costs are greater.

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The Facts and Myths of LN2 Pre-cooling (Cont.)

4.5 g/s He

TYPE - C

=0.7

97.3 K

T2

78 K

=0.7

188 K

300 K

153 K2.3 atm

T1

5 atm290 K1 atm

80 K

300 K

HX-1

85.6 K

TYPE - ALN

GN

HX-B

80 K

2 1 g/sHe300 K

80 K

HX-B

117 K

TYPE - B

117 K

80 K

83.7 K

HX-1

300 K

6.5 g/s

He1 g/s

295 K1 atm5 atm

300 K

=0.7

78 K

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The Facts and Myths of LN2 Pre-cooling (Cont.)

LN2 Cost Break-Even Point Analysis Units TYPE-A TYPE-B TYPE-C Helium Liquefaction Flow g/s 1.0 1.0 1.0 LN2 Flow g/s 2.7 ⎯ ⎯ l/hr 12 ⎯ ⎯ Expander Efficiency(s) ⎯ 0.7 0.7 Compressor Recycle Flow g/s ⎯ 6.5 4.5 Comp. Isothermal Eff. ⎯ 0.5 0.5 Comp Power Input kW ⎯ 13 9 Given: LN2 Cost $/liter 0.06 ⎯ ⎯ Electric Power $/kW-h 0.04 ⎯ ⎯ LCF ⎯ 1.38 2.00

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The Facts and Myths of LN2 Pre-cooling (Cont.)

300 K

81.5 K

0.404 g/s

TYPE - 1

290 K

80 K

1.105 g/s

HX-B

LN2

GN2

290 K

80 K

HX-2

HX-1

10 g/s He

TYPE - 2

81.5 K

300 K

0.404 g/s2

1.105 g/s

80 K

290 K

HX-B1

HX-B2

2LN

184 K

GN

HX-1

HX-2

80 K

290 K

10 g/s He

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LN1.105 g/s

2

TYPE - 3

300 K

81.5 K

290 K

2GN

80 K 80 K

290 K

10 g/s He

HX-1

HX-2

TYPE - 4

85.6 K

300 K

1.105 g/sLN2

80 K

290 K

HX-B

GN2

81.5 K

HX-2

HX-1

80 K

10 g/s He

290 K

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The Facts and Myths of LN2 Pre-cooling (Cont.)

300 K

85.6 K

0.22 g/s

80 K

1.105 g/s

HX-B2

LN 2

290 K

HX-B1

GN2

80 K

HX-2

TYPE - 5

81.5 K

290 K

10 g/s He

HX-1 81.5 K

TYPE - 3A

2.67 g/sLN 2

GN

80 K

277.6

2

300 K

HX-2

10 g/s He

HX-1

277.6

80 K

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The Facts and Myths of LN2 Pre-cooling (Cont.)

Duty ∆ Tm Cmin Cmax

UA NTU ε

Type HX [W] [K] [W/K] [W/K] [W/K]

Type-1 HX-1 10888 4.48 49.83 51.85 0.961 2430 48.8 0.993 HX-B 458 4.48 2.10 2.18 0.961 102 48.8 0.993

Type-2 HX-1 10888 4.48 49.83 51.85 0.961 2430 48.8 0.993 HX-B1 243 40.14 1.16 2.10 0.552 6 5.2 0.955 HX-B2 215 24.18 2.10 ∞ 0.000 9 4.2 0.986

Type-3 HX-1 11347 4.48 51.93 54.03 0.961 2532 48.8 0.993

Type-4 HX-1 11134 7.59 51.93 53.02 0.979 1467 28.3 0.975 HX-B 213 3.11 51.93 ∞ 0.000 68 1.3 0.732

Type-5 HX-1 10889 7.59 50.79 51.85 0.979 1435 28.3 0.975 HX-B1 245 7.59 1.14 1.17 0.979 32 28.3 0.975 HX-B2 213 3.11 51.93 ∞ 0.000 68 1.3 0.732

Type-3A HX-1 11347 7.73 51.93 57.42 0.904 1468 28.3 0.993

Comparison of HX Parameters

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7. Typical Helium Cryogenic System and its Basic Components

(DEWAR)

LN2 STORAGE

He PURIFIER

LHe STORAGE

(DEWAR)

VACUUM

LOADS

DISTRIBUTION

SUB ATM COLD BOX(2 K)

LN2 DELIVERIES

COOLING WATER

INSTRUMENT AIR

He DELIVERIES

POWER

CONTROLS

MAIN COLD BOX

MAIN COMPRESSORS

(4.5 K)

He GAS STORAGE

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

Observed Turbine Efficiencies in Helium Service

0.300.350.400.450.500.550.600.650.700.750.800.85

0 5 10 15 20 25 30Turbine out put (kW)

Effic

ienc

y

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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Typical Helium Cryogenic System and its Basic Components (Cont.)

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8. Sub Atm. Systems

1. Vacuum pumping on the helium bath

2. Sub atmospheric refrigeration system design

3. Cold compressors

4. Hybrid systems

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Sub Atm. Systems (Cont.)

VACUUM PUMPLHe SUPPLY

(4.5K)

LOAD

GAS RECOVERYPURIFICATIONSYSTEM

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Sub Atm. Systems (Cont.)

HX

4.5K

SYSTEM

300K

LOAD

(4.5K)

GAS RECOVERYSYSTEM

PURIFICATIONHELIUM

REFRIGERATION

VACUUM PUMP

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Sub Atm. Systems (Cont.)

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Sub Atm. Systems (Cont.)

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Sub Atm. Systems (Cont.)

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Sub Atm. Systems (Cont.)

CC.t

0.00.1

0.20.3

0.40.5

0.60.7

0.8

25.00 30.00 35.00 40.00 45.00 50.00 55.00Pr. Ratio.t

Eff.t

Eff.t_poly Eff.t_s=c Eff.t_t=c

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Sub Atm. Systems (Cont.)

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9. System Capacity Specification and Margin Allocation

Specify the system requirements

Capacity or Carnot capacity and Carnot Efficiency

For at least the three following cases; They are:

100% Liquefaction100% Refrigeration50% Liquefaction and 50% Refrigeration

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System Capacity Specification and Margin Allocation (Cont.)

Some of the factors to be considered for margin are:

• Uncertainty of the primary load estimates• Uncertainty of the heat leak into distribution system load

estimates• Capacity for system and load control (~5%)• Uncertainty of instrumentation• System degradation with time due to contamination and

allowance for valve leaks before requiring a system shut down and rebuild

• Cool down and bringing the loads to steady state conditions• Critical reduced-capacity operation with some component

failures (make sure each major component failure is analyzed)• In general the sum of all these factors adds up to 25 to 50% of

the primary loads.

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10. Design Verification and Acceptance Testing

The required devices to test the equipment should be designed into the system components itself.

They will help to:verify the system performance from the vendoroperate the system at partial loads using the test devises if requiredverify the system capacity from time to time; especially after major maintenance and for major component change out periodshandle the load and system transients by providing the capacity modulation

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11. Some of the Lessons Learned over the Years

We can learn a great deal from operating systems and they can be good, bad or even ugly.

Analyze the data carefully before reaching any conclusions.

Make sure the decisions are based on the proven test data and operational experience. Many times the perceptions are very different from the realities.

For new projects, make sure the scope includes all the items required for the project.

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Some of the Lessons Learned (Cont.)

It helps a great deal if the project is well organized; the cost estimates are based on present data, and schedule planning and execution are performed by an experienced team.

Make sure at least the following areas of concern are addressed and the lessons learned in these areas are implemented in the new system designs.

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Some of the Lessons Learned (Cont.)

Compressors:

• Oil removal under sizing in general and in particular for minimum capacity or reduced pressure (capacity) operation

• Improper selection of compressor frame sizes (either too large or too small)

• Number of compression stages

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Some of the Lessons Learned (Cont.)

Cold Box

• Cycle selection and not addressing all aspects of operation by single point design

• Undersized HX’s• Over estimated turbine efficiencies• Inadequate cool down and warm up taps• Nonfunctioning 80K and 20K beds (leaky isolation

valves)• Oil contamination

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Some of the Lessons Learned (Cont.)

Sub atm Cold box design

• Evaluation of cycle options and cold box design• Undersized HX’s• Over estimated compressor pressure ratios and

efficiencies• Underestimated torque requirements or over

estimated torque performance

Auxiliary Systems

• Inadequate Purifier Size• Excessive time to regenerate the purifier beds

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Some of the Lessons Learned (Cont.)

Helium Storage

• Dewar(s) size requirement estimates• Operable dewar specification including heaters• Warm storage sizing

Distribution System

• High heat leak to transfer lines and distribution systems

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12. Optimal Operation of the Existing Helium Refrigeration Systems

Optimal operation addresses the following goals:

• Operation of the system at the design TS diagram.

• Operation of the system at optimal operating conditions to meet the present loads. Again the same five questions need to be asked as explained in the chapter 5, System Optimization.

• Modify the system to fit optimal operating conditions to meet present loads with current optimal goals.

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Optimal Operation of the Existing Helium Refrigeration Systems (Cont.)

End Station Refrigeration System (ESR) at JLab

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Optimal Operation of the Existing Helium Refrigeration Systems (Cont.)

Central Helium Liquefier (CHL) at JLab

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Optimal Operation of the Existing Helium Refrigeration Systems (Cont.)

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Optimal Operation of the Existing Helium Refrigeration Systems (Cont.)

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Optimal Operation of the Existing Helium Refrigeration Systems (Cont.)

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Optimal Operation of the Existing Helium Refrigeration Systems (Cont.)

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13. Some Areas of Interest for Future Developments

Variable system capacity operating modes with modulating pressures and with the appropriate gas management scheme should be implemented at other labs and helium system users in general. This already saved many MW of electric power for JLab, MSU, BNL and will be for SNS.

Software models for operating helium cryogenic systems (with the real components in the system) to help them operate close to the practically possible maximum efficiency for the actual operating load conditions

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Some Areas of Interest for Future Developments (Cont.)

Bayonet design:

More and more labs are using bayonet type connections between the systems similar to the ones developed originally at FNAL. It has been proven many a times that the load from these components far exceeds the load estimates. The majority of the heat load estimates are based on pure longitudinal conduction and neglect the convective loops in the annular gap.

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Some Areas of Interest for Future Developments (Cont.)

Industry has used tight clearances or end seals to minimize this effect. It is also questionable how well the heat intercepts on these bayonets are anchoring the temperature or in fact, contributing to the overall load increase by setting up the convective loops.

Mass flow meter:Develop a mass flow meter to measure the vapor

flow from a load with very low pressure drop.

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Some Areas of Interest for Future Developments (Cont.)

Screw compressor:

Test a screw compressor to establish the effect of built-in volume ratio on the pressure ratio and the efficiency for helium systems. Also establish the other process parameters like operating temperature for minimum input power and minimum maintenance.

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Some Areas of Interest for Future Developments (Cont.)

Expanders:

Develop turbo expanders which can utilize commercially available magnetic bearing technology and operate with a large pressure ratio and high efficiency.

Develop multi-cylinder reciprocating expansion system, which can utilize the mass produced parts from the auto industry.

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Some Areas of Interest for Future Developments (Cont.)

High efficiency small helium refrigerator / liquefier:

Develop a high efficiency small helium refrigerator / liquefier for labs (can be used for small 4.5K targets etc.) and universities

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14. Conclusions

For new systems, develop the requirements very carefully while taking into consideration the load requirements including all ofthe anticipated transients and the practical strengths and weakness of the components chosen for the system.

Make sure the design goals are carried through the selection of all the components and into the detailed system design and are not skewed with perceived constraints.

If the end user does not understand the requirements or how to achieve them in the specification, it certainly can not be assumed that the vendor will provide it.

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Conclusions (Cont.)

Hopefully these and other information will help you to design and operate cryogenic systems at optimal conditions and minimize the input power (the wasted natural resources) and feel good about your positive contributions.

Hope you saw the

“Need for understanding the fundamentals”

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Conclusions (Cont.)

What is an optimum system? Does it result in the:

1) Minimum operating cost2) Minimum capital cost3) Minimum maintenance cost4) Maximum system capacity5) Maximum availability of the system

Or, A combination of some or all the aboveOr, Some other factors?

What do you think?

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Conclusions (Cont.)

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Conclusions (Cont.)

My special thanksto the members of JLab cryo department and especially to Peter Knudsen for helping me in

developing these notes.

Thank you all for showing the interest and hopefully you all

sincerely participate in reducing the wasted natural resources.