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Determination of water environment standards based on water quality criteria in China: Limitations and feasibilities Tieyu Wang 1, 2, , Yunqiao Zhou 1, 2 , Cencen Bi 1 , Yonglong Lu 1, 2 , Guizhen He 1, 2 , John P. Giesy 3 1. State Key Laboratory of Urban and Regional Ecology, Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences, Beijing 100085, China 2. University of Chinese Academy of Sciences, Beijing 100049, China 3. Toxicology Centre and Department of Veterinary Biomedical Sciences, University of Saskatchewan, Saskatoon, Saskatchewan, Canada ARTICLE INFO ABSTRACT Article history: Received 17 August 2016 Revised 2 November 2016 Accepted 10 November 2016 Available online 1 December 2016 There is a need to formulate water environment standards (WESs) from the current water quality criteria (WQC) in China. To this end, we briefly summarize typical mechanisms applied in several countries with longer histories of developing WESs, and three limitations to formulating WESs in China were identified. After analyzing the feasibility factors including economic development, scientific support capability and environmental policies, we realized that China is still not ready for a complete change from its current nation-wide unified WES system to a local-standard-based system. Thus, we proposed a framework for transformation from WQC to WESs in China. The framework consists of three parts, including responsibilities, processes and policies. The responsibilities include research authorization, development of guidelines, and collection of information, at both national and local levels; the processes include four steps and an impact factor system to establish water quality standards; and the policies include seven specific proposals. © 2016 The Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences. Published by Elsevier B.V. Keywords: Water quality Environmental criteria Standards Regulations Introduction Water quality criteria (WQC) are the basis of water environ- ment standards (WESs) established to protect humans from water pollution, sustain the productivity of natural resources, and ensure the esthetic quality of the environment (Russo, 2002). Traditionally, WQC have been established based on available data from the 1900s to the 1970s on pollutant toxicity toward aquatic organisms and species (Stephan, 2002) and defined as the maximum dose or concentration of pollutants that might cause adverse or harmful effects to humans or aquatic organisms in the aquatic environment (Chèvre et al., 2006; Deland, 1979). In China, WESs are legal limits that are released by the state administrative depart- ments with consideration of WQC as well as natural, social, economic, and technological conditions and other factors (Meng et al., 2006, 2009). China manages water quality according to its WESs as well as water environment capacity, pollutant discharge, and monitoring methods. However, almost all of these standards were derived from and/or based on WESs or quality criteria of other countries. Consider- ing that the geographic, regional, eco-environmental and socio-economic characteristics of China are quite different from those of the developed countries, the standards or criteria established in those countries do not necessarily or fully meet the current needs for environmental management in China (Fu et al., 2007). Therefore, it is necessary for China to establish more scientifically sound and appropriate WESs based on its own WQC (Feng et al., 2012; Jin et al., 2014; Wang et al., 2016; Yang et al., 2012). In fact, Chinese scientists have already JOURNAL OF ENVIRONMENTAL SCIENCES 57 (2017) 127 136 Corresponding author. E-mail: [email protected] (Tieyu Wang). http://dx.doi.org/10.1016/j.jes.2016.11.010 1001-0742/© 2016 The Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences. Published by Elsevier B.V. Available online at www.sciencedirect.com ScienceDirect www.elsevier.com/locate/jes

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J O U R N A L O F E N V I R O N M E N T A L S C I E N C E S 5 7 ( 2 0 1 7 ) 1 2 7 – 1 3 6

Ava i l ab l e on l i ne a t www.sc i enced i r ec t . com

ScienceDirect

www.e l sev i e r . com/ loca te / j es

Determination of water environment standards based on waterquality criteria in China: Limitations and feasibilities

Tieyu Wang1,2,⁎, Yunqiao Zhou1,2, Cencen Bi1, Yonglong Lu1,2, Guizhen He1,2, John P. Giesy3

1. State Key Laboratory of Urban and Regional Ecology, Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences,Beijing 100085, China2. University of Chinese Academy of Sciences, Beijing 100049, China3. Toxicology Centre and Department of Veterinary Biomedical Sciences, University of Saskatchewan, Saskatoon, Saskatchewan, Canada

A R T I C L E I N F O

⁎ Corresponding author. E-mail: wangty@rcee

http://dx.doi.org/10.1016/j.jes.2016.11.0101001-0742/© 2016 The Research Center for Ec

A B S T R A C T

Article history:Received 17 August 2016Revised 2 November 2016Accepted 10 November 2016Available online 1 December 2016

There is a need to formulate water environment standards (WESs) from the current waterquality criteria (WQC) in China. To this end, we briefly summarize typical mechanismsapplied in several countries with longer histories of developing WESs, and three limitationsto formulating WESs in China were identified. After analyzing the feasibility factorsincluding economic development, scientific support capability and environmental policies,we realized that China is still not ready for a complete change from its current nation-wideunified WES system to a local-standard-based system. Thus, we proposed a framework fortransformation from WQC to WESs in China. The framework consists of three parts,including responsibilities, processes and policies. The responsibilities include researchauthorization, development of guidelines, and collection of information, at both nationaland local levels; the processes include four steps and an impact factor system to establishwater quality standards; and the policies include seven specific proposals.© 2016 The Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences.

Published by Elsevier B.V.

Keywords:Water qualityEnvironmental criteriaStandardsRegulations

Introduction

Water quality criteria (WQC) are the basis of water environ-ment standards (WESs) established to protect humans fromwater pollution, sustain the productivity of natural resources,and ensure the esthetic quality of the environment (Russo,2002). Traditionally, WQC have been established based onavailable data from the 1900s to the 1970s on pollutanttoxicity toward aquatic organisms and species (Stephan,2002) and defined as the maximum dose or concentration ofpollutants that might cause adverse or harmful effects tohumans or aquatic organisms in the aquatic environment(Chèvre et al., 2006; Deland, 1979). In China, WESs are legallimits that are released by the state administrative depart-ments with consideration of WQC as well as natural, social,

s.ac.cn (Tieyu Wang).

o-Environmental Science

economic, and technological conditions and other factors(Meng et al., 2006, 2009). China manages water qualityaccording to its WESs as well as water environment capacity,pollutant discharge, and monitoring methods. However,almost all of these standards were derived from and/orbased on WESs or quality criteria of other countries. Consider-ing that the geographic, regional, eco-environmental andsocio-economic characteristics of China are quite differentfrom those of the developed countries, the standards or criteriaestablished in those countries do not necessarily or fully meetthe current needs for environmental management in China (Fuet al., 2007). Therefore, it is necessary for China to establishmore scientifically sound and appropriate WESs based on itsown WQC (Feng et al., 2012; Jin et al., 2014; Wang et al., 2016;Yang et al., 2012). In fact, Chinese scientists have already

s, Chinese Academy of Sciences. Published by Elsevier B.V.

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conducted a substantial amount of researches on water quality(Wang et al., 2013; Zhang et al., 1998). The site-specific WQC forTai Lake were recently established (Chen et al., 2016) and morecriteria are on the way (Yan et al., 2015). In addition, a nationalstrategy for the next 15 to 20 years has been initiated toestablish an entire WQC system, based on the regional featuresand current conditions, andmore case studies on environmen-tal quality criteria are being conducted (Wu et al., 2010).

Environmental standards are the scientific basis for imple-mentation of environmental management at the national level.With rapid development of the economy, industrialization,agricultural production and urbanization, environment contam-ination has widely emerged (Wang and Hao, 2012; Zhang et al.,2013), forcing both the government and scientists to realize theimportance of deriving a more scientifically sound WES systemfrom the national WQC according to regional eco-environmentaland socio-economic characteristics and regulatory needs.However, little thought has been given to approaches fortransforming WQC into WESs in China. In the present study,three limitations in the current system used in China forformulating WESs from WQC are discussed. A comparison ofmanagement strategy for surface water quality in China andseveral other countries or regions was introduced. We have alsoproposed a framework for transformingWQC intoWESs for usein China. In this framework, we have considered functionalresponsibilities, analyzed the proposed transformation processand outlined needs for policies to make the proposed WESseffective within the current and future social system in China.Finally, this information was applied to develop proposedscience-based WESs to achieve reasonable protection andmanagement for aquatic resources in China.

1. Mechanisms for formulating WESs from WQC inthe developed countries

1.1. USA

Scientists in the United States (USA) have been conductingresearch onWQC since the 1950s (Kassemet al., 1969; Shaw andGrushkin, 1957). The Clean Water Act (CWA, 1972) established

Fig. 1 – Mechanisms for deriving WESs from WQC in USA. WESs

basic structures for regulating discharges of pollutants intowaters in the USA and deriving quality standards for surfacewaters. Under the requirements of the CWA, the US Environ-mental ProtectionAgency (US EPA) is responsible for developingWQC based on the latest scientific knowledge and processesfor deriving WESs (Fig. 1). States and tribes are responsiblefor establishing their own WESs by: (1) directly adopting therecommended national WQC; (2) modifying the recommendednational WQC to reflect site-specific conditions or (3) adoptingcriteria based on other scientifically defensible methods.Moreover, states and tribes are required to organize publichearings for the purpose of revising applicable WESs periodi-cally and submitting WESs to the US EPA for authorization atleast once every 3 years. Otherwise, theWESs cannot be appliedwithout approval of the US EPA.

1.2. Australia

Unlike the United States, there are no mandatory WESs inAustralia. Instead, water quality targets are used as WESs inthe National Water Quality Management Strategy (NWQMS)andWQC are given as the national water quality guidelines. TheNWQMS uses environmental values to describe particularenvironments which are important for ecosystem health orpublic benefit, welfare, safety and health that need to beprotected from pollution, waste discharge and disposal. A three-tiered approach for water quality management is outlined asfollows (Fig. 2): (1) At the national level — Sustainable utilizationofwater resources and coordinated development of the economyand society should be achieved by protecting and improvingwater quality. The administrative department should simulta-neously establish the national criteria for the acceptable level ofenvironmental water quality; (2) At the state or territory level —Statewater quality planning and environmental policy processesshould be implemented, and a management framework includ-ing water quality goals based on national criteria should beprovided; (3) At the regional or watershed level — Relevantstakeholders are encouraged to participate in establishing andimplementing watershed management strategies to reviserelevant water quality plans, and regional communities areencouraged to participate in identifying the local environmental

: water environment standards; WQC: water quality criteria.

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Fig. 2 – National water quality management strategies in Australia.

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values and to monitor and report the progress and performanceof the plans.

1.3. European Union

The European Parliament and Council established the WaterFramework Directive (WFD, 2000/60/EC) on October 23, 2000(Hering et al., 2010). TheWFD is a long-term sustainable watermanagement plan based on the overall goal of protecting theaquatic environment (Kallis and Butler, 2001). In article 4 oftheWFD, the general objective to be attained is that all surfacewater and groundwater should achieve good status by 2015. Inaddition, normative definitions for environmental objectivesare described in detail. However, development of specificnumerical criteria and classification schemes including classboundaries is only described in general. Taking the results ofthe inter-calibration exercise into account, member states areobligated to set detailed values for defining the status for eachwater body. Notably, the WFD provides a set of conditionsneeded for allowing a number of exemptions to the generalgoals such as less stringent objectives, extension of deadlinebeyond 2015, or implementation of new projects.

1.4. Japan

Japan, as the first country to do so, released its environmentalquality criteria for water pollution and national effluent criteriain 1971 based on the Basic Environmental Law (Nakanishi, 2016).The criteria were divided into two kinds of standards forprotecting human health and for the living environment. Each

type of standard establishes levels desirable for achieving andmaintaining public water and other water-quality policy objec-tives. Environmental standards were established for groundwa-ter quality in March, 1997. Since then, a complete waterenvironment protection standard for public water and ground-water has been created. When it comes to public water qualityprotection, common policies for ordinary water areas andspecific policies for protecting closed water areas, such aslakes, the Inland Sea, Ariake Sea, and Yatsushiro Sea, wererespectively carried out. Additional environmental qualitystandards were established step by step in recent years inJapan. For example, environmental quality criteria for total zincto conserve aquatic life were implemented in 2003.

The Ministry of Environment ensures that environmentalpolicy is at the heart of government decision-making. However,unified national WESs provide the application range forapplicable industries and facilitieswithout considering industrydifferences. For the industries having difficulty in achieving theunified standards, looser tentative standards could be imple-mented, which would be gradually tightened to implement aunified standard. The local government, for example prefec-ture, has the right to promulgate more stringent local environ-mental standards for the public water to replace the unifiedstandards. For non-specific institutions, the governments of theprefectures, and even the towns, could establish local WESs tolimit emission without submitting local WESs to the Ministryof the Environment for recording. In general, Japan's localgovernment at all levels has a strong initiative to establish andimplement stricter local WESs according to its local environ-mental conditions.

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2. Present situations of WQC and WESs in China

2.1. WQC and WESs system

China's WES system consists of standards on water environ-ment quality, water pollution emission, and monitoringmethods at national and local levels. However, no WQC arereleased or recommended by the government. AlthoughChinese scientists have conducted some case studies onWQC in China (Jin et al., 2009; Lei et al., 2009; Yan et al.,2010), these studies are not sufficient for establishing WESssince their methods are not unified. After comparing WQCand WESs developed by China with those in other developedcountries (Table 1), three limitations of the current WESsystem in China were revealed as follows:

(1) Lack of national guidelines

The primary reason why pre-existing case studies of WQCin China cannot be used in developing WESs is that themethods used in the studies were different from each other.Therefore, their results are not comparable. As China hascommenced its own criteria strategy, priority should be givenin establishing a national process for developing guidelinesand recommended methods for establishing WQC.

(2) Lack of policy guarantees of WQC as the scientific basisfor WESs

Because China does not have its ownWQC, current policiescannot provide a clear description of the scientific basis forWESs. As a part of the criteria strategy, it is necessary toimplement policy guarantees that WQC will be the scientific

Table 1 – Comparison of WQC and WESs among China and som

Region WQCprovider

Relationship ofWQC and WESs

Establishing of

USA US EPA WQC provide scientificbasis for WESs,especially water qualitystandards

States and tribes are rfor establishing their obased on recommendWQC

Australia ANZECC &ARMCANZ

WQC (guidelines)provide scientific basisfor WESs

States and territoriesresponsible for estabwater quality objection national guideline

EU EuropeanEnvironmentAgency

WQC (guidelines)provide scientific basisfor WESs

Member states are oblestablish detailed watobjectives based on EU

Japan Ministry of theEnvironment

WQC (guidelines)provide scientific basisfor WESs

Prefectures and townsresponsible for establistricter local water enstandards based on thunified WQC

China No WESs, especially waterquality standards, arederived based onWQCin other countries

Water quality standanationally unified

WESs: water environment standards; WQC: water quality criteria; US EPAZealand Environment Conservation Council; ARMCANZ: Agriculture and

basis for developing WESs in the water environmentalmanagement system.

(3) National unified WESs might not be suitable for allwater bodies in China

Considering the diversity of natural and social conditionsin different regions, national unified WESs might not beappropriate for all the water bodies in China. For example,industrial structures can vary significantly in different regionsof China, which results in different pollutant emission fluxesand disparate water environment protection targets. There-fore, the national unified WESs cannot function well in all thewater environmental management systems.

Although a series of policies exist to guarantee publicparticipation when establishing WESs, there still a long roadahead for government to actually implement public partici-pation. For example, public opinions and consulting drafts arerequired before new standards are released, and publicenvironmental information should be disclosed on govern-ment web sites or other places that open to the public.However, most of these policies have not yet been imple-mented, especially by local government.

2.2. Governance status quo

Usually, there are legal norms between WQC and WESs indeveloped countries. For example, the Clean Water Act of theUSA authorizes the US EPA to developWQC and requires statesand tribes to establish their own water quality standards byadopting or revising theWQC recommended by theUS EPA. Thesituation in China is different. The State EnvironmentalProtection Administration (SEPA) of China issued Approachesfor Environmental Standards Management in 1999, and the

e developed countries.

WESs Developed countries China

esponsiblewnWESsed national

1. Recommended nationalWQC (guidelines) areavailable;2. WQC provide scientificbasis for WESs;3. Regional governments areresponsible for establishingWESs or stricter localenvironmental standards.

1. No recommendednational WQC yet;2. Current WESs arederived based on WQC orwater quality standardsin developed countries;3. WESs are nationallyunified.

arelishingves basedsiged toer qualityguidelinesareshingvironmente national

rds are

: US Environmental Protection Agency; ANZECC: Australian and NewResource Management Council of Australia and New Zealand.

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Approaches for Management of Revision of National Environ-mental Standards in 2006. Since China had not yet releasednational WQC at that time, the term “water quality criteria” didnot appear in these two normative documents. However, asignificant increase in the status of results from scientificresearch can be found in the version of 2006. For instance, interms of principles for revising environmental standards, the2006 document added the following statements on the basis ofthe 1999 document:

(1) Environmental standards should adapt to the levels ofeconomic and technological development, be scientifi-cally sound and practical, and promote improvement ofenvironmental quality.

(2) Environmental standards should be released based onthe results of scientific research and practical experi-ence. The content of environmental standards shouldbe scientifically sound, reasonable and feasible.

Although specific guidance on how the statements couldplay their roles in developing the environmental standards islacking, they still provided a general description of the currentstatus of scientific research. As China has already commencedon its own environmental criteria strategy, scientific researchon relevant policies should also be taken into consideration.

3. Feasibility of local-standard-based WESsin China

Considering the geographic, regional, eco-environmental andsocio-economic diversity in China, establishing a local-standard-based WES system might be more suitable for the

Fig. 3 – Economic developmen

country. Nevertheless, scientific research on WQC and WESsusually requires large amounts of money and long periods oftime. In the present study, the data of regional GDP, GDP percapita, and residential consumption of urban and rural areaswere collected to reflect the level of economic development; thedata on number of universities, research and development(R&D) personnel population, environmental practitioners andpatents were collected to reflect the capability of scientificsupport; and the number of water-relevant standards andenvironmental standards was collected to reflect the policyenvironment. Through analyzing these three basic conditionsin China, we analyzed the feasibility of establishing a local-standard-based WES system.

3.1. Economic development

Since establishing environmental policy is closely linked tothe level of regional economic development, four indicators,including regional GDP, GDP per capita, urban residentconsumption and rural resident consumption in 2014, werecompared among the 31 provinces in mainland China (Fig. 3).Greater economic development and activity could providebetter economic foundations and assurances for formulatingand implementing WQC and WESs. Moreover, with theimprovement of people's living conditions, people will tendto have higher expectations for environmental quality, whichwill force governments to increase investment to protect theenvironment in both the short-term and the long-term.According to Fig. 3, three aspects are worth noting: (a) TheGDPs of coastal provinces in eastern China were greater thanthose of the western and inland provinces. Guangdong($1090.79 billion), Jiangsu ($1047.01 billion) and Shandong($955.93 billion) were the top three, while Tibet ($14.81 billion),

t levels of mainland China.

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Qinghai ($37.05 billion) and Ningxia ($44.27 billion) ranked thelowest three. The phenomenon of unbalanced economicdevelopment between eastern and western China still exists.Overall, the economic development of the eastern regions ofChina was greater than those of western regions; (b) The sumsof GDP per capita and urban and rural resident consumptionamong the 31 provinces were represented as pie charts forcomparison. Shanghai, Beijing and Tianjin ranked thehighest, with GDP per capita $15,663, $16,085, and $16,927,respectively. However, when compared with developed coun-tries, economic development in China still fell short. Accord-ing to the report of the International Monetary Fund, thenational average GDP per capita of the USA, Canada andAustralia in 2014 was $54,597, $50,398 and $61,219, respec-tively; (c) Provinces with large GDPs were not the ones withtop GDP per capita, and vice versa. For example, the threeprovinces with the greatest GDP (Guangdong, Jiangsu andShandong) ranked 9th, 4th and 10th when comparing theirGDPs per capita. The three provinces with greatest GDPs percapita (Tianjin, Beijing and Shanghai) ranked 17th, 13th and12th when comparing their GDPs.

3.2. Scientific support capability

Scientific support is usually provided by universities, envi-ronmental practitioners and R&D researchers and measuredby the number of authorized invention patents. However, thenumber of granted patents might not be the best indicator ofscientific output or impact on environmental quality inan area. In the present study, the number of authorizedinvention patents in each province, which was used as anindicator of the overall regional science and engineeringinfrastructure and strength of innovation, was chosen as one

Fig. 4 – Research and development level in

significant indication of scientific support capability. Data onthe number of universities, R&D researchers and environ-mental practitioners in each province were collected from thenational statistical yearbook and used to construct the piecharts shown in Fig. 4.

There was an uneven geographical distribution of thenumbers of authorized invention patents in China. In general,the numbers of patents in the eastern and central provinceswere comparatively larger. The largest number, which ap-peared in Beijing, was as high as 23,237. The numbers ofuniversities, thousands of R&D researchers and thousands ofenvironmental practitioners were compared. Beijing, Guang-dong and Jiangsu ranked the top three, indicating that thepotential scientific research power was strong there. Thistrend was approximately consistent with the distribution ofeconomic development intensity. However, it was remarkablethat the proportions of the population that are environmentalpractitioners and R&D researchers in each province (the totalnumber is 31) were different from that trend. Beijing,Guangdong and Jiangsu (5.54%, 18.04%, and 23.20%, respec-tively) ranked 31st, 26th, and 20th, respectively. They were allless than average (26.34%), while Ningxia (50.35%), InnerMongolia (44.37%) and Jiangxi (42.78%) ranked the top three.Although the total population of environmental practitionerswas small in Ningxia, Inner Mongolia and Jiangxi (7100, 27,600and 23,700, respectively), the larger proportions in theseprovinces also indicated that the local governments paidclose attention to protecting the environment.

3.3. Policy environment

The Water Pollution Control Act of China authorized the StateEnvironment Protection Ministry (SEPM) to develop national

each of 31 provinces of mainland China.

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WESs. Provinces could develop local standards for items thatwere not provided in the national water quality standards. Localstandards should be submitted to the SEPM for the record. In thepresent study, in order to bring policy data into correspondencewith the data above, 282 local environmental standards and 94local water standards, almost all of whichwere published before2015, were collected. All the promulgated local environmentalstandards were either pollutant emission standards or stan-dards for pollutantmonitoring,which indicated that no provincehad developed local WESs without authorization. The numbersof local environmental standards and water-relevant standardsin each province were compared (Fig. 5). Among all the 31provinces, no local environmental standards were promulgatedin Inner Mongolia, Anhui, Hubei and Tibet, while Beijing,Shandong, Hebei and Guangdong promulgated the most localenvironmental standards, with the numbers of 47, 42, 20 and 20,respectively. According to the above results, the numbers of localenvironmental standards promulgated in provinces dependedon the local economic development and capability of scientificsupport. In fact, the provinces with more water-relevantstandards were suffering more severe water pollution as wellas scarcity of water resources. The number of local environmen-tal standards and water-relevant standards could be regarded asan indirect reflectionof thepolicy environment forWESs. Inotherwords, governments that promulgate more local environmentalstandards andwater-relevant standardsmight bemore support-ive to the development of their ownWESs.

Considering the current economic development, scientificsupport capability and policy environment, China is still notready to implement local-standard-based WESs nationwide.The economic development, scientific support capability andpolicy environment are quite different among the 31 prov-inces. Some provinces might have neither financial norinstitutional capability to develop or establish appropriate

Fig. 5 – Number of water-relevant and envir

local-standard-based WESs. Scientific research is also a veryimportant factor for establishing WESs. Without adequatescientific research, the WESs would never be developed. Asthe analysis above shows, it was obvious that scientific supportcapability was uneven across provinces. Both the national andlocal government should provide financial support and favor-able policies for scientific research. Although for some period oftime, a national unified WES system will remain dominant inChina, establishing local-standard-based WESs could be pro-moted in those provinces with relatively suitable conditions(such as the Beijing-Tianjin-Hebei region, Guangdong provinceand Shanghai-Jiangsu-Zhejiang region). As soon as the pilotprojects for local-standard-based WESs are successfully imple-mented in one or more provinces, valuable experience could beshared and spread to other provinces to enable them to attemptto implement their own local-standard-based WESs. As aconsequence, the WES system of China could be promotedand developed rapidly.

4. Mechanism for deriving WESs from WQC inChina

China is not comprehensively ready to replace its presentnational unified WESs with the new local-standard-basedWESs. A mechanism framework of functional responsibility,policy guarantee and transformation process for derivingWESs from WQC in China was developed (Fig. 6).

4.1. Functional responsibility

Functional responsibility includes two levels: the nationallevel and the regional level. The SEPM, in the Chinese centralgovernment, is responsible for organizing and supervising

onmental standards in mainland China.

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Fig. 6 – Framework of mechanism for deriving WESs from WQC in China.

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research and development of WQC and establishing WESs.More specifically, SEPM is responsible for:

(1) authorizing scientific research institutions to carry outresearch on WQC; (2) developing national guidelines forprocesses and methods used to develop WQC; (3) developingand releasing recommended national WQC; (4) developingnational guidelines for processes and methods for developingWESs; (5) establishing national WESs; (6) reviewing andrecording local WESs; (7) developing related policies toguarantee that WQC serve as the scientific basis of WESs.

Due to the fact that research and development of WQCrequires a large amount of human, material and financialresources and that the guidelines for deriving WESs fromWQC in China are not available, provinces will play theprimary role in developing WQC and establishing WESs, overa relatively long period of time. Nevertheless, local govern-ments should participate in more research to establish WQCand WESs. Environmental protection departments of localgovernments should be responsible for collecting basicinformation on the natural conditions of waters within theregion and carry out research on WQC based on localconditions. If possible, they should be required to monitoraquatic environments, develop local WESs through nationalguidelines and submit WESs to SPEM.

4.2. Transformation process

This part is the core of the mechanism framework. Generally,the process comprises four steps: (1) defining water manage-ment goals (descriptive target); (2) selecting WQC to protectdesignated uses; (3) establishing WESs based on WQC andother factors; and (4) establishing other environmentalstandards based onWESs. Of these, this study mainly focusedon the third step, i.e., the factors that might affect derivingWESs based on WQC. According to the results of previousstudies and the current situation in China, an impact factorsystem was established.

4.2.1. Driving factorsIn principle, setting of standards should be viewed from theperspective of decision-making under uncertainty, involvingthe interplay between scientific basis and public opinions.Determination of designated uses should reflect social valuesand selection of criteria should largely be based on scientificaspects. However, determination of criteria associated withattainment-nonattainment transition ideally requires theintegration of both scientific basis and social values. Naturalvariability and scientific uncertainty in designated uses implythat selection of a criterion with 100% assurance of useattainment is generally unrealistic. Accordingly, scientificuncertainty and attitude toward the risk of nonattainmentshould be parts of the standard level decision (Reckhow et al.,2005). Therefore, WQC need to be revised when WESs areestablished.

4.2.2. Limiting factorsCurrent environmental status and technical availability are theprimary factors that restrict the development of WESs. If WQCselected for designated uses are not attainable, the waterenvironmental management goal should be reconsidered oran exemption policy that allows for less stringent objectivesshould be applied. Meanwhile, economic development, indus-trial structure and the government's will could also indirectlyaffect establishment of WESs.

4.2.3. Policy proposalIn order to guarantee the scientific basis status of WQC andWESs and the smooth running of the mechanism, sevensuggestions are made: (1) The SEPM is responsible fororganizing research on WQC and releasing recommendednational WQC information; (2) WESs must take WQC as thescientific basis and give comprehensive consideration ofother factors such as natural conditions and economic andsocial development; (3) Provinces and municipalities mayestablish regional WESs and other environmental standards

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according to regional socio-economic development and theneeds of regional environmental protection. Regional WESsshall not be implemented without being reviewed andrecorded by SEPM; (4) In cases where criteria for items inregional WESs are different from the existing criteria in thenational standards, information concerning the methods andconditions of these criteria shall be included and submitted toSEPM. Supplementary items that are not included in thenational standards may be included in regional standardswith the corresponding methods and the scientific basissubmitted to SPEM; (5) WESs shall be revised regularly orsynchronously with WQC information; (6) Appropriate exemp-tion policies should be provided to coordinate the national andregional WESs and the guidelines for the applicable scope,conditions and alternatives as needed; (7) Revision and estab-lishment of WESs and WQC shall be open to the public and amechanism with more channels for the public to be involvedshould be built.

In general, SEPM is responsible for establishing WQC, whilethe governments of provinces and municipalities can establishlocalWESs and other environmental standards according to thespecific conditions of nature and regional socio-economicdevelopment. The local WESs and other environmental stan-dards shall not be implemented without the approval of SEPM.Governments should revise WESs regularly or synchronouslywith WQC information and with supervision or suggestionsfrom the public.

5. Conclusions

Analysis of the current WESs in China and comparisons ofWESs with those in developed countries revealed severallimitations, including: 1) the goal of WESs in China was toprotect the uses of water resources rather than human health,which made it hard to transform WQC to WESs, and nationalguidelines were lacking for establishing WQC; 2) scientific andrational policy guarantees for transforming WQC to WESs wereinsufficient in the current environment management system inChina; 3) the national unified WESs were not adapted to thediversity of natural environments and socio-economic develop-ment in China. With the development of recent decades, arelatively completeWES system has been built in China. Furtherimprovements are still needed in terms of the scientificfeasibility of WESs. A framework for transforming WQC toWESs in China was proposed, which involves the state environ-mental protection department, local environmental protectiondepartment, andWESs andWQC research. However, analysis ofthe conditions for transformation from WQC to WESs in Chinashowed a serious imbalance in terms of both economicdevelopment and scientific support capacity.

Sustainable management of water resources requirescareful prioritization of available information and researchon WQC and WESs, and focuses on the efforts to optimize thedecisions that take environmental, economic, and societalaspects into consideration simultaneously. The proposed frame-work can serve as a flexible transformation flowchart for futuredecision support and can be a step toward more sustainabledecision-making for WQC-related studies and water manage-ment. Accomplishment of these goals will undoubtedly play a

significant role in the development of localWQC, environmentalprotection and management not only in China, but also all overthe world.

Acknowledgments

This work was supported by the National Water PollutionControl and Treatment Science and Technology Major Project(No. 2015ZX07203-005) and the National Natural ScienceFoundation of China (No. 41571478).

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