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ACECC workshop on Harmonization of Design Codes in the Asian Region
Nov. 4, 2006, Taipei, Taiwan
Development of ISO23469 - Seismic Action for Designing Geotechnical Works-, and its follow-up project
Shinichiro MoriEhime University
Note: ACECC stands for Asian Civil Engineering Coordinating Council ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Contents of today’s presentation
ISO23469- Seismic actions on geotechnical worksand related issues
- ISO/TC98- ISO3010 – Seismic action on structures- History of development of ISO23469- Features of ISO23469- Follow-up project of ISO23469- Harmonization of design code in the globe
ISO/TC98 Bases for design of structures
Established in 1961Secretariat : Polish Committee for StandardizationMembers: 22 P-members and 35 observers
(one member or observer from each country)Main tasks SC1: terminology and symbolsSC2: reliability of structuresSC3: loads, forces and other actions on structures
including seismic actions on structures and geotechnical works
buildings and civil engineering works
ISO2394
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
ISO3010 Bases for design of structures -Seismic actions on structures
ScopeThis International Standard specifies principles of
evaluating seismic actions for the seismic design of buildings, towers, chimneys, and similar structures.
Most of the principles are applicable also to dummy structures such as bridges, dams, harbour installations, tunnels, fuel storage tanks, chemical plants, conventional power plants, etc. (in WD in 1997)
Some of the principles can be referred to for the seismic design of structures such as bridges, dams, harbour installations, tunnels, fuel storage tanks, chemical plants, conventional power plants, etc. (changed in 1998)
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Necessity of new IS for civil worksSeismic actions on superstructures of bridges and buildings come from same mechanism.
Buried structures, Soil structures, Foundations
Mechanism distinctions from buildings are soil-structure interaction, soil displacement.
Seismic actions on geotechnical worksACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
ISO23469 Bases for design of structures- Seismic
actions for designing geotechnical worksScope
This International Standard provides guidelines for specifying seismic actions for designing geotechnical works, including buried structures (e.g. buried tunnels, box culverts, pipelines, and underground storage facilities), foundations (e.g. shallow and deep foundations, and underground diaphragm walls), retaining walls (e.g. soil retaining and quay walls), pile-supported wharves and piers, earth structures (e.g. earth and rockfill dams and embankments), gravity dams, landfill and waste sites.
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
History of development of ISO23469 -Seismic actions for designing geotechnical works
Dec., 1998 Application of ISO3010 on civil works was avoidedMay, 2000 Establishment of International SC in Earthquake
Committee in JSCEMay, 2001 Proposal of NWI from Japan at TC98 meetingFeb., 2002 Establishment of TC98/SC3/WG10 by Prof. Iai as
Convener; after that, 9 WG10-meetings were held3 of the 9 meetings in conjunction with TC98 meetings
Feb., 2005 DIS successfully obtained 100% approval votes, so it was automatically approved as IS.Satisfactory accomplishment within 3 years as per rule.
Nov., 2005 This International Standard was published.As a result, Japanese experiences after Kobe earthquake and US experiences after Northridge were reflected to the principles of this IS as well as European ones.
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Establishment of WG for ISO23469 and invitation of related liaisons
Establishment of WG10 with 18 international experts including 8 Europeans, 6 Asians, 3 North Americans and 1 Oceanic
Invitation of some members as liaisons with CEN/TC250/SC8 and ISSMGE/TC4
Organization of the nationwide reviewers group in USA
Continuous and strong support from Japanese domestic WGand responses from academic and experienced practicing people in Japan.
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Basic policy of development of ISO23469
To provide guidelines for experienced practicing engineers and code writers
To provide only principles, no specific method
To provide new methodologies that might lead the-state-of-practice to be developed over next decades in a global scale
To basically cover current design codes in the world
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Basic stance for development of ISO23469
• To presume well-experienced practitioners as users• To make it work throughout the next decade• To consider balance with ISO3010• To put stress on Soil-Structure Interaction• To cover well-used design methods• Not to exclude newly developed technique• Not to describe the detail of modelling• Not to provide choice of methods and models
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Features of WG activity during development
WG activity was transparent and open.- WG10 Website installation- All minutes of meetings and all WD on the Web- Some meetings extended to any participants of academic conferences held in conjunction with WG meetings
Participation through correspondence also worked well.- Constructive comments from members and reviewers and consideration on them into revise of draft at all steps
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Contents of ISO23469
1 Scope2 Normative references3 Terms and definitions4 Symbols and abbreviated terms5 Principles and procedure6 Evaluation of earthquake ground motions,
ground failure, and fault displacements7 Procedure for specifying seismic actions8 Seismic actions for equivalent static analysis9 Seismic actions for dynamic analysis
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Collapse of highway embankment during Niigata-ken Chuetsu earthquake in 2004
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Just after the event After repair14 months was needed all the damage were completely repaired.
Heavy deformational damage to tunnel during 2004 Niigata-ken Chuetsu earthquake
Kizawa road tunnel Estimated mechanism
Tunnel
Displacement u1
u2
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Inclination10 deg.
Horizontal displacement
20cm
Diameter 40cm
Damage to pile due to Damage to pile due to horizontal displacement in horizontal displacement in liquefied ground during liquefied ground during 1993 Hokkaido 1993 Hokkaido NanseiNansei--okiokiearthquakeearthquake
Keywords
Pile foundationLiquefactionDisplacementSoil-structure interaction
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Damage to a gravity dam due to fault displacement with 7.5m Damage to a gravity dam due to fault displacement with 7.5m of relative displacement during 1999 Chiof relative displacement during 1999 Chi--chi earthquakechi earthquake
7.5 m
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Primary issues for specifying seismic actions
Seismic actions for designing geotechnical works
Evaluation of earthquake ground motions, ground failure, and fault displacementsSeismic hazard analysisSite response analysis and assessment of liquefac tion potentialSpatial variationFault displacements, ground fai lure, and other geotechnical hazardsParaseismic influences
Specifying seismic ac tions
Equivalent static analysis
Simplified equivalent static analysis
Detai led equivalent static analysis
Seismic actions from a superstructureSeismic actions without spatial variationSeismic actions with spatial variationSeismic earth and hydro-dynamic pressuresSeismic actions on soil and structure massesEffects of soil liquefaction and induced ground displacementEffects of fault displacements
Seismic actions for a seismic coefficient approachEffects of soil liquefaction and induced ground displacement
Dynamic analysis
Simplified dynamic analysis
Detai led dynamic analysis
Seismic actions from a superstructureSeismic actions without spatial variationSeismic actions with spatial variationSeismic actions on soil and structure massesEffects of soil liquefac tion and induced ground displacement
Seismic actions for a soil-structure systemEffects of soil liquefaction and induced ground displacement
Clause 5Clause 6
Clause 7
Clause 8
Clause 9
Annex A of ISO23469
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Informative Annexes: 1-7 of 14Annex A Primary issues for specifying seismic actionsAnnex B Upper crustal rock, firm ground, and local soil
depositAnnex C Design situations for combination of actionsAnnex D Seismic hazard analysis and earthquake ground
motionsAnnex E Site response analysisAnnex F Spatial variation of earthquake ground motionAnnex G Assessment of liquefaction
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Informative Annexes: 8-14 of 14Annex H Seismic actions defined for various models of
geotechnical worksAnnex I Soil-structure interaction for designing deep
foundations: phase for inertial and kinematicinteractions
Annex J Limitations in the conventional method and emerging trend for evaluating active earth pressure
Annex K Effects of liquefaction considered in various models of geotechnical works
Annex L Evaluation of other induced effectsAnnex M Concepts of response control and protectionAnnex N Interdependence of geotechnical and structure
designs
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Features of ISO23469
- Introduction of site specific design- Design philosophy for extreme event- Modeling of soil-structure interaction- Consideration of spatial variation of seismic
motion- Recommendation of coupled analysis for SSI- Stimulating discussions including option
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Two stage determination of seismic actions on geotechnical works
Stage 1- Evaluation of basic variables for seismic action- Reference ground motion, associated phenomena
Stage 2- Determination of seismic action based on basic variables- Important role of SSI
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Flowchart for specifying seismic actions Stage 1 (Clause 6) Stage 2 (Clause 7)
Select type of analysis
Select model and method of analysis
Perform geotechnical characterisation
Specify performance criteria
Reference earthquake motions
Evaluate seismic actions
Probabilistic or deterministicapproaches
Two-stage determination is adopted.ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
http://www.bousai.go.jp/chubou/9/zuhyou_2-2.pdfACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Simulated seismic intensity map when historically largest earthquake in Japan is
supposed to occurDeterministic approach is adequate for evaluating extremely low probability event.
Methods for site response analysis
a) Empirical b) Site-specific c) Site-specific simplified d) Site-specific detailedanalysis simplified analysis dynamic analysis dynamic analysis
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Stimulating discussions“As an option, the owners or authorities in charge of the
geotechnical works may decide at their own risk to perform no explicit seismic design, or to perform the minimum design required by applicable codes, if the consequence of a failure is very low”.
This statement was proposed by Japan for developing countries from the viewpoints of vulnerability and reparability. It had been controversial. It was eventually deleted.
Should this statement have been involved or not?
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Earthquake motions
Sea
Seabed
Firm ground
Caisson
Hydro-dynamicpressure
Inertiaforce
Earthpressure
Firm ground
CaissonSea
Seabed
Classification of types of analyses based on model of soil-structure interaction
a) Simplified model b) Detailed modelModel of analysis for caisson quay walls for example
Simplified: Seismic action modeled on local systemDetailed: Seismic action evaluated in global system
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Classification of analysis
Equivalent staticClause 8
DynamicClause 9
SimplifiedSimplified
equivalent static8.1
Simplifieddynamic
9.1
DetailedDetailed
equivalent static8.2
Detailed dynamic9.2
Based on combination of type of analysis and modeling of SSI
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Different models of analysis(Retaining walls)
LateralDisplacement3.5 m
Inclination4.1゜
+4.0 m
-36.0 m
Vertical Displacement 1.5 m
Hydro-dynamic pressureHorizontal component of inertia force
Seismic earth pressure
Gravity + Vertical component of inertia forcea
a see H.1
Simplified equivalent static Detailed dynamic (Seismic coefficient method) (FEM using effective stress approach)
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Seismic actions with spatial variation
• Seismic actions for simplified equivalent static (1A) and detailed dynamic analyses (2A)
Firm groundLumped mass-equivalent spring systemidealises the local soil deposit
Equivalent springs
Lumped mass
Ground surface
Tunnel - or tube-likeunderground structure
Tunnel- or tube-like underground structure
Tunnel- or tube-like underground structure
Transverse seismic ground displacement
Longitudinal seismic ground displacement
Subgrade reaction springa
aThe subgrade reaction springs maybe assumed rigid for undergroundstructure with a small cross sectionsuch as pipelines.
Interface shear spring
(a) Transverse actions
(b) Longitudinal actions
a) Simplified e.s. model b) Detailed dyn. modelAnnex H, H.5 Tube-like underground structures
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
History of follow-up projectDevelopment of ISO 23469 was finalized in Paris meeting
in February 2005.
Development of Technical Report on design examples was suggested as a follow-up project in Paris meeting.
The proposal of the Preliminary Work Item developing the TR was submitted and approved in Ottawa meeting in October 2005.
WG10 has been discussing scope and contents of New Work Item aimed at being proposed at Berlin meeting in November 2006.
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Scope of NWI
Providing design examples for use of ISO23469
Publishing design examples of geotechnical works based on ISO23469 in the form of a Technical Report (TR)
ISO23469 provides only principles, so it is difficult to design by only using this standard. Design examples can demonstrate how to use it.
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Tank and foundation Detailed dynamic model
Design example of pile foundation of PC tank for LNG (1)
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Design example of pile foundation of PC tank for LNG (2)
- 2D-FEM- Axial symmetric FEM- 3D-FEM
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Policy of collection of design examples- Demonstrating how to use this ISO for practicing engineers and
code writers by showing design examples based on ISO23469- Based on documents published or to be published- Having important things need to be covered- Focusing evaluation of reference earthquake ground motion
should be documented in detailed as a common issue- Having combination of simplified and detailed analyses- Description should be cared in terms of conformity with
requirement and recommendation in ISO23469.- Having stress on methodologies recommended by WG- Describing not only seismic actions, but also performance criteria
and design of superstructure
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Overall check on conformity
Convenient for comparison among examples
ISO23469
Type of analysis Reason*
Type of analysis Reason*
Fault displacements and other geotecnical hazards 6.5Paraseismic influences 6.6
Type of analysis Reason*
*Reason for choosing the type of analysis
Check sheet of design example in terms of conformity with ISO23469
6.3
6.4
789
5.1.2
5.1.36.16.2
5.1.4
Overall conformity with ISO23469
Seismic actions on geotechnical worksPerformance criteria parametersOutline of analysis
Outline of evaluationOutline of evaluation
Items
OthersServiceabilitySafetyOthers
Site response analysis and assessment of liquefactionpotential
Spatial variation of earthquake ground motions
Outline of analysis
Outline of analysis
Performance objectives
Reference earthquake motions
Perfomance criteria
Design working life
ServiceabilitySafetyOthersServiceabilitySafety
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori
Harmonization of design code in the globe
What is important is to have common terminology, to exchange information, to share our problems.
Harmonization in the world should be achieved, so Asian regions having diverse countries should be involved more actively.
Thank you.
ACECC workshop on Harmonization of Design Codes in Asian Region, Nov 4, 2006, Taipei Shinichiro Mori