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Differentiating Blaschke products
Oleg Ivrii
April 14, 2017
Differentiating Blaschke Products
Consider the following curious differentiation procedure: to a
Blaschke product
F (z) = e iψd∏
i=1
z − ai1− aiz
, ai ∈ D,
of degree d ≥ 1,
one can associate a Blaschke product B of degree
d − 1 whose zeros are located at the critical points of F .
Theorem. (M. Heins) The above map is a bijection:
Bd/Aut(D)→ Bd−1/S1.
Differentiating Blaschke Products
Consider the following curious differentiation procedure: to a
Blaschke product
F (z) = e iψd∏
i=1
z − ai1− aiz
, ai ∈ D,
of degree d ≥ 1, one can associate a Blaschke product B of degree
d − 1 whose zeros are located at the critical points of F .
Theorem. (M. Heins) The above map is a bijection:
Bd/Aut(D)→ Bd−1/S1.
Differentiating Blaschke Products
Consider the following curious differentiation procedure: to a
Blaschke product
F (z) = e iψd∏
i=1
z − ai1− aiz
, ai ∈ D,
of degree d ≥ 1, one can associate a Blaschke product B of degree
d − 1 whose zeros are located at the critical points of F .
Theorem. (M. Heins) The above map is a bijection:
Bd/Aut(D)→ Bd−1/S1.
Inner functions
An inner function is a holomorphic self-map of D such that for
almost every θ ∈ [0, 2π), the radial limit
limr→1
F (re iθ)
exists and is unimodular (has absolute value 1).
We will denote the space of all inner function by Inn.
BS decomposition
An inner function can be represented as a (possibly infinite)
Blaschke product × singular inner function:
B = e iψ∏i
− ai|ai |· z − ai
1− aiz, ai ∈ D,
∑(1− |ai |) <∞.
S = exp
(−∫S1
ζ + z
ζ − zdσζ
), σ ⊥ m, σ ≥ 0.
Here, the Blaschke factor takes out the zeros, while the singular
inner factor is zero-free.
Nevanlinna class and B(S/S1)O decomposition
The Nevanlinna class N consists of all holomorphic functions f on
D which satisfy
sup0<r<1
1
2π
∫|z|=r
log+ |f (z)|dθ <∞.
B = e iψ∏i
− ai|ai |· z − ai
1− aiz,
S/S1 = exp
(−∫S1
ζ + z
ζ − zdσζ
), σ ⊥ m,
O = exp
(∫S1
ζ + z
ζ − zlog |f (ζ)|dmζ
).
Inner functions of finite entropy
We will also be concerned with the subclass J of inner functions
whose derivative lies in Nevanlinna class:
limr→1
1
2π
∫ 2π
0log+ |F ′(re iθ)|dθ <∞.
Jensen’s formula: the set of critical points ci of F satisfies the
Blaschke condition∑
(1− |ci |) <∞,
and is therefore the zero set of some Blaschke product.
Inner functions of finite entropy
We will also be concerned with the subclass J of inner functions
whose derivative lies in Nevanlinna class:
limr→1
1
2π
∫ 2π
0log+ |F ′(re iθ)|dθ <∞.
Jensen’s formula: the set of critical points ci of F satisfies the
Blaschke condition∑
(1− |ci |) <∞,
and is therefore the zero set of some Blaschke product.
Inner functions of finite entropy
We will also be concerned with the subclass J of inner functions
whose derivative lies in Nevanlinna class:
limr→1
1
2π
∫ 2π
0log+ |F ′(re iθ)|dθ <∞.
Jensen’s formula: the set of critical points ci of F satisfies the
Blaschke condition∑
(1− |ci |) <∞,
and is therefore the zero set of some Blaschke product.
Dyakonov’s conjecture
Conjecture. (K. Dyakonov) Is the following map a bijection?
J /Aut(D)→ Inn /S1, F → InnF ′.
Remark. This mapping generalizes the construction outlined for
finite Blaschke products,
however, in addition to recording the critical set of F , InnF ′ may
also contain a non-trivial singular factor.
Dyakonov’s conjecture
Conjecture. (K. Dyakonov) Is the following map a bijection?
J /Aut(D)→ Inn /S1, F → InnF ′.
Remark. This mapping generalizes the construction outlined for
finite Blaschke products,
however, in addition to recording the critical set of F , InnF ′ may
also contain a non-trivial singular factor.
Dyakonov’s conjecture
Conjecture. (K. Dyakonov) Is the following map a bijection?
J /Aut(D)→ Inn /S1, F → InnF ′.
Remark. This mapping generalizes the construction outlined for
finite Blaschke products,
however, in addition to recording the critical set of F , InnF ′ may
also contain a non-trivial singular factor.
Some progress
Conjecture. (K. Dyakonov) Is the following map a bijection?
J /Aut(D)→ Inn /S1, F → InnF ′.
Theorem. (K. Dyakonov, 2013) z ←→ 1.
Theorem. (D. Kraus, 2007) MBP ∩J ←→ BP.
Theorem. (I, 2017) The map is injective. The image is closed
under multiplication and taking divisors.
Some progress
Conjecture. (K. Dyakonov) Is the following map a bijection?
J /Aut(D)→ Inn /S1, F → InnF ′.
Theorem. (K. Dyakonov, 2013) z ←→ 1.
Theorem. (D. Kraus, 2007) MBP ∩J ←→ BP.
Theorem. (I, 2017) The map is injective. The image is closed
under multiplication and taking divisors.
Some progress
Conjecture. (K. Dyakonov) Is the following map a bijection?
J /Aut(D)→ Inn /S1, F → InnF ′.
Theorem. (K. Dyakonov, 2013) z ←→ 1.
Theorem. (D. Kraus, 2007) MBP ∩J ←→ BP.
Theorem. (I, 2017) The map is injective. The image is closed
under multiplication and taking divisors.
Background on conformal metrics
The curvature of a conformal metric λ(z)|dz | is given by
kλ = −∆ log λ
λ2.
Examples. The hyperbolic metric
λD =|dz |
1− |z |2
has curvature ≡ −4,
while the Euclidean metric |dz | has curvature ≡ 0.
Background on conformal metrics
Theorem. (Gauss) The curvature is a holomorphic invariant, that is
kλ(f (z)) = kf ∗λ(z).
Theorem. (Ahlfors) The hyperbolic metric on D is (pointwise) the
largest metric which has curvature ≤ −4.
Theorem. (Liouville) Any metric of curvature ≡ −4 (whose zeros
have integer multiplicity) on a simply-connected domain Ω is of
the form f ∗λD, for some holomorphic function f : Ω→ D.
Background on conformal metrics
Theorem. (Gauss) The curvature is a holomorphic invariant, that is
kλ(f (z)) = kf ∗λ(z).
Theorem. (Ahlfors) The hyperbolic metric on D is (pointwise) the
largest metric which has curvature ≤ −4.
Theorem. (Liouville) Any metric of curvature ≡ −4 (whose zeros
have integer multiplicity) on a simply-connected domain Ω is of
the form f ∗λD, for some holomorphic function f : Ω→ D.
Background on conformal metrics
Theorem. (Gauss) The curvature is a holomorphic invariant, that is
kλ(f (z)) = kf ∗λ(z).
Theorem. (Ahlfors) The hyperbolic metric on D is (pointwise) the
largest metric which has curvature ≤ −4.
Theorem. (Liouville) Any metric of curvature ≡ −4 (whose zeros
have integer multiplicity) on a simply-connected domain Ω is of
the form f ∗λD, for some holomorphic function f : Ω→ D.
Heins theory of conformal metrics
An SK-metric is a conformal metric with continuous density and
curvature ≤ −4.
A Perron family Φ of SK-metrics on a domain Ω:
I (Taking maxima) λ, µ ∈ Φ =⇒ max(λ, µ) ∈ Φ.
I (Disk modification) λ ∈ Φ =⇒ MDλ ∈ Φ.
Here, D ⊂ Ω is a round disk and MDλ = λ on Ω \ D and has
curvature ≡ −4 in D.
Theorem. (Heins, 1962) Provided Φ 6= ∅, the metric
λΦ := supλ∈Φ λ has curvature ≡ −4.
Heins theory of conformal metrics
An SK-metric is a conformal metric with continuous density and
curvature ≤ −4.
A Perron family Φ of SK-metrics on a domain Ω:
I (Taking maxima) λ, µ ∈ Φ =⇒ max(λ, µ) ∈ Φ.
I (Disk modification) λ ∈ Φ =⇒ MDλ ∈ Φ.
Here, D ⊂ Ω is a round disk and MDλ = λ on Ω \ D and has
curvature ≡ −4 in D.
Theorem. (Heins, 1962) Provided Φ 6= ∅, the metric
λΦ := supλ∈Φ λ has curvature ≡ −4.
Heins theory of conformal metrics
An SK-metric is a conformal metric with continuous density and
curvature ≤ −4.
A Perron family Φ of SK-metrics on a domain Ω:
I (Taking maxima) λ, µ ∈ Φ =⇒ max(λ, µ) ∈ Φ.
I (Disk modification) λ ∈ Φ =⇒ MDλ ∈ Φ.
Here, D ⊂ Ω is a round disk and MDλ = λ on Ω \ D and has
curvature ≡ −4 in D.
Theorem. (Heins, 1962) Provided Φ 6= ∅, the metric
λΦ := supλ∈Φ λ has curvature ≡ −4.
Maximal Blaschke products
Given a countable set C in D, counted with multiplicity, construct
a Blaschke product with critical set C , if one exists.
Procedure:
I Let ΦC be the collection of all SK-metrics that vanish on C .
I Set λC := supλ∈ΦCλ.
I Liouville’s theorem gives a holomorphic map FC : D→ D.
Theorem. (D. Kraus, O. Roth, 2007) If ΦC 6= ∅, then FC is an
indestructible Blaschke product.
Maximal Blaschke products
Given a countable set C in D, counted with multiplicity, construct
a Blaschke product with critical set C , if one exists.
Procedure:
I Let ΦC be the collection of all SK-metrics that vanish on C .
I Set λC := supλ∈ΦCλ.
I Liouville’s theorem gives a holomorphic map FC : D→ D.
Theorem. (D. Kraus, O. Roth, 2007) If ΦC 6= ∅, then FC is an
indestructible Blaschke product.
Maximal Blaschke products
Given a countable set C in D, counted with multiplicity, construct
a Blaschke product with critical set C , if one exists.
Procedure:
I Let ΦC be the collection of all SK-metrics that vanish on C .
I Set λC := supλ∈ΦCλ.
I Liouville’s theorem gives a holomorphic map FC : D→ D.
Theorem. (D. Kraus, O. Roth, 2007) If ΦC 6= ∅, then FC is an
indestructible Blaschke product.
Maximal Blaschke products
Theorem. (M. Heins, 1962) Finite Blaschke products are maximal.
Theorem. (D. Kraus, 2007) If C satisfies the Blaschke condition,
then |BC |λD is an SK-metric, where BC is the Blaschke product
with zero set C .
Theorem. (D. Kraus, O. Roth, 2007) The collection of all “critical
sets of Blaschke products” coincides with “zero sets of functions in
the weighted Bergman space A21.”
In particular, if C1 and C2 are critical sets, their union may not be
a critical set.
Maximal Blaschke products
Theorem. (M. Heins, 1962) Finite Blaschke products are maximal.
Theorem. (D. Kraus, 2007) If C satisfies the Blaschke condition,
then |BC |λD is an SK-metric, where BC is the Blaschke product
with zero set C .
Theorem. (D. Kraus, O. Roth, 2007) The collection of all “critical
sets of Blaschke products” coincides with “zero sets of functions in
the weighted Bergman space A21.”
In particular, if C1 and C2 are critical sets, their union may not be
a critical set.
Maximal Blaschke products
Theorem. (M. Heins, 1962) Finite Blaschke products are maximal.
Theorem. (D. Kraus, 2007) If C satisfies the Blaschke condition,
then |BC |λD is an SK-metric, where BC is the Blaschke product
with zero set C .
Theorem. (D. Kraus, O. Roth, 2007) The collection of all “critical
sets of Blaschke products” coincides with “zero sets of functions in
the weighted Bergman space A21.”
In particular, if C1 and C2 are critical sets, their union may not be
a critical set.
The fundamental lemma
(1) If FC ∈ MBP ∩J , then λFC≥ |BC |λD by maximality.
(2) In fact, for any F ∈J , λF = F ∗λD ≥ | InnF ′|λD.
I proved (2) by considering Nevanlinna-stable approximations
Fn → F by finite Blaschke products, using (1) for the Fn, and
taking the limit as n→∞.
K. Dyakonov proved this in 1992 using Julia’s lemma. A little
later, H. Hedenmalm came up with a different proof using yet
another approach.
The fundamental lemma
(1) If FC ∈ MBP ∩J , then λFC≥ |BC |λD by maximality.
(2) In fact, for any F ∈J , λF = F ∗λD ≥ | InnF ′|λD.
I proved (2) by considering Nevanlinna-stable approximations
Fn → F by finite Blaschke products, using (1) for the Fn, and
taking the limit as n→∞.
K. Dyakonov proved this in 1992 using Julia’s lemma. A little
later, H. Hedenmalm came up with a different proof using yet
another approach.
The fundamental lemma
(1) If FC ∈ MBP ∩J , then λFC≥ |BC |λD by maximality.
(2) In fact, for any F ∈J , λF = F ∗λD ≥ | InnF ′|λD.
I proved (2) by considering Nevanlinna-stable approximations
Fn → F by finite Blaschke products, using (1) for the Fn, and
taking the limit as n→∞.
K. Dyakonov proved this in 1992 using Julia’s lemma. A little
later, H. Hedenmalm came up with a different proof using yet
another approach.
The fundamental lemma
(1) If FC ∈ MBP ∩J , then λFC≥ |BC |λD by maximality.
(2) In fact, for any F ∈J , λF = F ∗λD ≥ | InnF ′|λD.
I proved (2) by considering Nevanlinna-stable approximations
Fn → F by finite Blaschke products, using (1) for the Fn, and
taking the limit as n→∞.
K. Dyakonov proved this in 1992 using Julia’s lemma. A little
later, H. Hedenmalm came up with a different proof using yet
another approach.
The fundamental lemma
Lemma. (I, 2017) λF is the minimal metric of curvature ≡ −4
satisfying
λF ≥ | InnF ′|λD.
For the proof, suppose λ is the minimal metric with the above
property. Consider the function
u(z) = log(λF/λ), z ∈ D.
It is non-negative and subharmonic (∆u ≥ 0), yet
limr→1
1
2π
∫|z|=r
u(re iθ)dθ = 0.
The fundamental lemma
Lemma. (I, 2017) λF is the minimal metric of curvature ≡ −4
satisfying
λF ≥ | InnF ′|λD.
For the proof, suppose λ is the minimal metric with the above
property. Consider the function
u(z) = log(λF/λ), z ∈ D.
It is non-negative and subharmonic (∆u ≥ 0), yet
limr→1
1
2π
∫|z|=r
u(re iθ)dθ = 0.
Ahern-Clark theory
Lemma. If f ∈ N is a Nevanlinna class function, then
gap(f ) :=1
2π
∫|z|=1
log |f (z)|dθ −
limr→1
1
2π
∫|z|=r
log |f (z)|dθ
= σ(S1).
Corollary. If F ∈J then
gap(F ′) = limr→1
1
2π
∫|z|=r
logλDλF
dθ.
Ahern-Clark theory
Lemma. If f ∈ N is a Nevanlinna class function, then
gap(f ) :=1
2π
∫|z|=1
log |f (z)|dθ −
limr→1
1
2π
∫|z|=r
log |f (z)|dθ
= σ(S1).
Corollary. If F ∈J then
gap(F ′) = limr→1
1
2π
∫|z|=r
logλDλF
dθ.
Computing the entropy of inner functions
Lemma. Suppose F ∈J is a maximal Blaschke product with
F (0) = 0 and F ′(0) 6= 0. We have
1
2π
∫|z|=1
log |F ′(z)|dθ =∑cp
log1
|ci |−∑zeros
log1
|zi |,
where we omit the trivial zero at the origin.
Remark. This property characterizes maximal Blaschke products.
Computing the entropy of inner functions
Lemma (Ch. Pommerenke, 1976). Suppose UP ∈J is the
universal covering map D \ p1, p2, p3, . . . , pk with the
normalization UP(0) = 0. Then,
1
2π
∫|z|=1
log |U ′P(z)|dθ =k∑
i=1
log1
|pi |−∑zeros
log1
|zi |.
where we omit the trivial zero at the origin.
See his fantastic paper On Green’s functions of Fuchsian groups.
Nevanlinna stability
Suppose F ∈J . A sequence Fk → F is Nevanlinna stable if
InnF ′k → InnF ′ and OutF ′k → OutF ′.
Not every sequence is Nevanlinna stable,
but given any F ∈J , a stable approximation exists.
(M. Craizer, 1991)
Theorem. (I, 2017) Suppose FCk→ F is a stable sequence and
C1,k ⊂ Ck such that FC1,k→ G . Then, FC1,k
→ G is stable.
Nevanlinna stability
Suppose F ∈J . A sequence Fk → F is Nevanlinna stable if
InnF ′k → InnF ′ and OutF ′k → OutF ′.
Not every sequence is Nevanlinna stable,
but given any F ∈J , a stable approximation exists.
(M. Craizer, 1991)
Theorem. (I, 2017) Suppose FCk→ F is a stable sequence and
C1,k ⊂ Ck such that FC1,k→ G . Then, FC1,k
→ G is stable.
Nevanlinna stability
Suppose F ∈J . A sequence Fk → F is Nevanlinna stable if
InnF ′k → InnF ′ and OutF ′k → OutF ′.
Not every sequence is Nevanlinna stable,
but given any F ∈J , a stable approximation exists.
(M. Craizer, 1991)
Theorem. (I, 2017) Suppose FCk→ F is a stable sequence and
C1,k ⊂ Ck such that FC1,k→ G . Then, FC1,k
→ G is stable.
Nevanlinna stability
Suppose F ∈J . A sequence Fk → F is Nevanlinna stable if
InnF ′k → InnF ′ and OutF ′k → OutF ′.
Not every sequence is Nevanlinna stable,
but given any F ∈J , a stable approximation exists.
(M. Craizer, 1991)
Theorem. (I, 2017) Suppose FCk→ F is a stable sequence and
C1,k ⊂ Ck such that FC1,k→ G . Then, FC1,k
→ G is stable.
Divisor law
Theorem. (I, 2017) Suppose FCk→ F is a stable sequence and
C1,k ⊂ Ck such that FC1,k→ G . Then, FC1,k
→ G is stable.
Call I ∈ Inn constructible if its in the image of the map
J /Aut(D)→ Inn /S1, F → InnF ′.
Corollary. If I is constructible and J|I , then J is constructible.
Corollary. If S ′µ ∈ N then Sµ is constructible (by the work of
M. Cullen from 1971, this holds if suppµ is a Carleson set).
Divisor law
Theorem. (I, 2017) Suppose FCk→ F is a stable sequence and
C1,k ⊂ Ck such that FC1,k→ G . Then, FC1,k
→ G is stable.
Call I ∈ Inn constructible if its in the image of the map
J /Aut(D)→ Inn /S1, F → InnF ′.
Corollary. If I is constructible and J|I , then J is constructible.
Corollary. If S ′µ ∈ N then Sµ is constructible (by the work of
M. Cullen from 1971, this holds if suppµ is a Carleson set).
Product and decomposition laws
Lemma. If I and J are constructible, then so is I · J.
The proof uses the divisor law and the Solynin-type estimate
λFC1λFC2
≥ λFC1∪C2λFC1∩C2
.
Corollary. The inner function BCSµ is constructible if and only if
BC and Sµ are.
Thank you for your attention!