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MITSUBISHI ELECTRIC RESEARCH LABORATORIES http://www.merl.com Dialog State Tracking with Attention-based Sequence-to-sequence Learning Hori, T.; Wang, H.; Hori, C.; Watanabe, S.; Harsham, B.A.; Le Roux, J.; Hershey, J.R.; Koji, Y.; Jing, Y.; Zhu, Z.; Aikawa, T. TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track- ing Challenge (DSTC5). The main task of DSTC5 is to track the dialog state in a human- human dialog. For each utterance, the tracker emits a frame of slot-value pairs considering the full history of the dialog up to the current turn. Our system includes an encoder-decoder architecture with an attention mechanism to map an input word sequence to a set of semantic labels, i.e., slot-value pairs. This handles the problem of the unknown alignment between the utterances and the labels. By combining the attentionbased tracker with rule-based trackers elaborated for English and Chinese, the F-score for the development set improved from 0.475 to 0.507 compared to the rule-only trackers. Moreover, we achieved 0.517 F-score by refin- ing the combination strategy based on the topic and slot level performance of each tracker. In this paper, we also validate the efficacy of each technique and report the test set results submitted to the challenge. IEEE Workshop on Spoken Language Technology (SLT) This work may not be copied or reproduced in whole or in part for any commercial purpose. Permission to copy in whole or in part without payment of fee is granted for nonprofit educational and research purposes provided that all such whole or partial copies include the following: a notice that such copying is by permission of Mitsubishi Electric Research Laboratories, Inc.; an acknowledgment of the authors and individual contributions to the work; and all applicable portions of the copyright notice. Copying, reproduction, or republishing for any other purpose shall require a license with payment of fee to Mitsubishi Electric Research Laboratories, Inc. All rights reserved. Copyright c Mitsubishi Electric Research Laboratories, Inc., 2016 201 Broadway, Cambridge, Massachusetts 02139

Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge

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Page 1: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge

MITSUBISHI ELECTRIC RESEARCH LABORATORIEShttp://www.merl.com

Dialog State Tracking with Attention-basedSequence-to-sequence Learning

Hori, T.; Wang, H.; Hori, C.; Watanabe, S.; Harsham, B.A.; Le Roux, J.; Hershey, J.R.; Koji, Y.;Jing, Y.; Zhu, Z.; Aikawa, T.

TR2016-163 December 2016

AbstractWe present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge (DSTC5). The main task of DSTC5 is to track the dialog state in a human-human dialog. For each utterance, the tracker emits a frame of slot-value pairs consideringthe full history of the dialog up to the current turn. Our system includes an encoder-decoderarchitecture with an attention mechanism to map an input word sequence to a set of semanticlabels, i.e., slot-value pairs. This handles the problem of the unknown alignment between theutterances and the labels. By combining the attentionbased tracker with rule-based trackerselaborated for English and Chinese, the F-score for the development set improved from 0.475to 0.507 compared to the rule-only trackers. Moreover, we achieved 0.517 F-score by refin-ing the combination strategy based on the topic and slot level performance of each tracker.In this paper, we also validate the efficacy of each technique and report the test set resultssubmitted to the challenge.

IEEE Workshop on Spoken Language Technology (SLT)

This work may not be copied or reproduced in whole or in part for any commercial purpose. Permission to copy inwhole or in part without payment of fee is granted for nonprofit educational and research purposes provided that allsuch whole or partial copies include the following: a notice that such copying is by permission of Mitsubishi ElectricResearch Laboratories, Inc.; an acknowledgment of the authors and individual contributions to the work; and allapplicable portions of the copyright notice. Copying, reproduction, or republishing for any other purpose shall requirea license with payment of fee to Mitsubishi Electric Research Laboratories, Inc. All rights reserved.

Copyright c© Mitsubishi Electric Research Laboratories, Inc., 2016201 Broadway, Cambridge, Massachusetts 02139

Page 2: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge
Page 3: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge
Page 4: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge
Page 5: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge
Page 6: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge
Page 7: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge
Page 8: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge
Page 9: Dialog State Tracking with Attention-based …TR2016-163 December 2016 Abstract We present an advanced dialog state tracking system designed for the 5th Dialog State Track-ing Challenge