RO

UNITED STATES DISTPJCT COURT WESTERNDISTRICT OF OKLAHOMA

UNITED STATES COURTHOUSE

200 N. I'\ 4TH STREET OKLAHOMA cm OKLAHOMA 73102

ROBIN.J. CAUTHRON CHIEF JUDGE

August 10, 2004

The Honorable: Mary M. Lisi, Chair Committee on Financial Disclosure Judicial Conference of the United States One Columbus Circle, N.E. Washington, D.C. 20544

Dear Judge Li:si:

I have received your letter dated August 4, 2004, asking for additional infonnatioiti to

supplement my 2003 Financial Disclosure Report Becau e it appeared to me that the information r( quested had been provided in the report, I contacted John Staley, of the Financial Disc:losure staff at the Administrative Office, by telephone, to discuss the reqm sts listed in the Au.gust 4th letter. Mr. Staley has authorized me to inform you that in the course of that phone c all, he confirmed th.at the letter was in error, and the requests contained therein are unnecessary, and that no further information is required in connection with my 2003 Financial Disc:losure Report. He further asked that I inform the Committee of this by letter.

· J. authron .

ChiefUnited States District Judge

RJC:lm

j,.o- :!::

__________ _ Date. ___ _

POSIDON_ NAME OF ORGANIZATION/ENTITY

PARTIES

0

0 - ..c..

Q Nomiuatioo,

. Report Required by the E:thicsFINANCIAL DISCLOSURE REPORT in Government Act of 1978

Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

1"'· I. Person Reporting (Last name, Find: name, Middle initial) 2. Court or Organization 3. Date of Report

CAUTHRON, ROBIN J WESTERN DISTRICT OF OKLAHOMA 5/1012004

4. Title (Article ill Judges indicate active or senior status; S. ReportType (check :appropriate type) 6. Reportin.g Period magistrate jttdges indicate full- or part-time)

Date 11112003 U. S. DISTR[CT JUDGE (ACTIVE) to

0 Initial 0 Final 1213112003<

7. Chambers or Office Address 8. On the basis of the formation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

3301 U.S. COURTHOUSE with applicable laws and regulations. ·

200 N.W. 41H STREET Reviewing Officer.

OKLAHOMA CITY, OK 73102

IMPORTANT NOTES: Thie instructions accompanying this form mist be foDowed. Complete an parts, checking the NONE box for each part

where you have no reportable information. Sign on last page..

I. POSffiONS. (Reporting individual only; see pp. 9-13 of filing instructions)

NONE - (Noreportablepositions.)

·

1.

IT. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions)

NONE - (No reportable aig11eements.)

AND TERMS

1.

!;:::!! cnz .-> ;oz r-n2 o> ..,,r-...,,-0 m

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<: rTll 01

SOURCE AND TYPE

J

GROSS INCOME

SOURCE AND TYPE

DESCRIPTION

1.

1.

2.

1.

'

FINANCIAL DISCLOSURE REPORT Name.of Person Reporting

CAtITHR.ON, ROBIN J

Date of Report

5/10/2004

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 11-24 of filing instructions)

A. Fifor'J Non-Investment lllcome

NONE · (No reportable non-ilwestment income.)

(yows. not spouse'11)

B. · Spowie's Non-Investme111lt Income ·(If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

·

0 NONE (No reportable .non-investment income.)·

2003 Pray, Walker, Jackman, Williamson & Marler law Finn

2003 Self-:emi>loyed lawyer

IV. REIMBURSEMENTS transportation, lodging, food. cnltertainrnent.-

(lncliudes those to spouse allld dependent children. Sec pp. 25-27 of instructions.)

D NONE (No such repo1rtnble reimbursements.) -

Oklahoma Bar Association 6/19-6121 ·Pottsboro, TX. panelist at OBA Solo and Small Finn Conference (lodging only)

2. Wichita Bar Association 2121 ·Federal Trial Practice Seminar panelist (mileage only)

gmorroR DESCRIPTION

5/10/2004 J.

FINANCIAL DISCLOSURE REPORT NameofPersonRepo

CAUTHRON, ROBIN J

Date ofRepor;

V. . GIFTS. {Includes those tu spolllSC and dependent children. See pp. 28-3 I ofinStructions.)

NON8 - (No such reportllble gifts.)

DESCRIPTION

1.

VI. LLt\BILITIES. (Includes those of spo11Se and dependent children. See pp. 32-34 . of instructions.)

D NONE - (No reportable liiabilities.)

1. Stoek Exchange Banlc Business loan

j __J.

-

inCdmel&.!iJii :, iii :!,l1 .P5t

,( t l\S:ct ps) "7'$lll il<fi"$ O;PDQ;QOO ·.,�::��';:

Jf

Gain

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FINANCJ[A.L DISCLOSl;'RE REPORT DateofReport.NameofPersonReporting

Page 1 of2 CAUTHRON, ROBINJ 5/10/2004

- income, value, transcaltions (includes those of the spouse and dependent children. Sec pp. 34-57 of filing instructions.)VII. INVESTMENTS and TRUSTS -

-

A.

Description of Assets (includingttust assets)

Place "(X)" after each asset 1:xempt from prior disclosure

B. Income during reportingperiod

(l}

Amount Code I (A·H)

(2)

Type (e.g.div. rcmt. or int) - .

c. Gross value at end of reporting period

(1) (2)

Value Value Code2 Method (I-P) . Code3

(Q-W)

D. Transactions during reporting period

(1) not exempt from disclosure (2) (3) (4) (S}

Type (e.g. Date: Value Identity of buy, sell, Month- .Code2 Code 1 buycr/s.ellermerger, Day (I:-P) . (A-H) (ifpriv:demlemptim) transaction)

DNONE (No rqiortable income, 11SSets, or tnmsactions)

l. Fedenil Employees Credit Union Oklahoma City, OK

-2. Sallomon Smith Barney, Inc. - Appreciation Fund

-3. Jolin Powell, Ltd. Partnership Tulsa County, OK

real est.

A

A

Interest

Dividend

None

J T

J T

K R" seevm, Explanations

4. Winston Oil Co. 1981-1982 I.tel. Partnership,Irion, OH

None J w

5. Dage Oil Co., Ltd. Partnership Oklahoma Cit;y, OK

-6. Mineral interest in WOods County, OK A

None

. Royalt;y

J w

J w

7. BROKERAGEACCOUNT#l

8. -Pfizu,Jnc. (common stock) A Dividend 1 T

9. -Cisco Systems, Inc.(commo1 stOck) A Dividend J T

10. -Target (common stock) A Dividend J T

11. N4 w York life Ins. (whole lire) (X) A Interest J T

12. IRA ACCOUNT #1 (X)

13. -Growth Fund of America (n:tuitual fund)

-14. -Investment Co. of America (mutllal fund)

15. -McData Corp. (common stock)

-16. -OG&E

17. -Fed Home loan Mtg Corp (bond)

18. -Langston Universit;y bonds

A

A

A

A

D

A

Dividend

Dividend

Dividend

Dividend

Interest

Interest

J T

1 T

1 T

J T

J T

redemption 4/15 J

. 'L Codes: A, ""$l:(IO(l Qii\llli . .• .'lL · . . B #jtl ,O,lllM'Q,000 .· · ..;:_· .�F· s f;Ooh ® gi;,9"''. : rt. '��i i i:,

·· · ··· . li ,#. !��@-'�ioq;p90 . . ,.-:P3·

10 · . '. ; ;='C�mea.t�e:OiilYF '''$' . 3..Va!ucMethodCodes Q ..;,..l'.p�l R

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-

-

)' 2,,'lt 'C!!des:

;{S.¥ sq D)J, -, si r : W!i '.>

C-Oiies'

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If

Gain

,.

(1)

N

FINANCIAL DISCLOSURE REPORT Date 1ofReportName of Person Reporting

Page2 of.2 CAUTHRON, ROBIN J 5/10/2004

- income, value, transcalions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)Vil. ThfV.ESTMENTS and TRUSTS

c. D.A. B. Gross value at end of Transactions during reporting peiiod Income during

Description of Assets reporting period n:pcrtingperiod(il cluding ttust assets)

not exempt from disclosure(1) (1)(2)(2) (2) (3) (4) (S)

Type (e.g. Value Value{e.g.div. rent or buyerfseller

Place "(X}" after each asset exempt Date:TypeAmount Value Identity of from prior disclosure Moolh-Code2 buy, sell, MethodCode 1 Code2 Codel

(A-H)

19. -Oklahoma aty Municipal Bonds A

20. Stllick Exchange Ban1c, Woodward, OK c

-21. Union Bank, Ok City Acct c

22. BROK.BRAGE ACCT #2

-23. -Berkshire Hathaway A 0

24. -Lang$Wn Univcrsiy bonds D -· --

25.

A ;=$l;•DQ() F *°' $.(f;. .i

.. . 1 , ,,;$: ii9P.o ilt !ti - - k

. - - . ·o .

. : · · -.

.�J;��il [;�(W;.iQ(·'$�9;txlM@ ,-c ·kJia.l eii'Jeiliad , Q .':'A.PJ r.iilialr-\ • ll

int.) - .

Interest

Interest

Interest

None

Interest

(J-P)

J

M

M

L

L

'Code3 (Q-W)

T

T

T

T

T

merger, ralemption)

buy

buy

buy

buy

Day (J-P) (A-H) [Ifprivatetransaction)

7129 J

3/6 L

3/6 K

7129 K

. . ' ;: : ; : ·:: ,-,. :-·· .

.. rn�@i:ibuiuj;C2} u .;�B'ikVl!]i>e,

. . ADDffiONAL A

Report] Name of Person Reporting Date of FINANCIAL DISCLOSURE REPORT

CAUTHRON, ROBIN 1 511012004

(Indicate part of Report.) .. vm INFORM TION OR EXPLANATIONS

PART VIL Iii1vestments and Trusts Line 3-Jollm Povvell Limited Partners:hip was purchased in 1973 for $26,000.

' .

Repo1]

Date 57;; lo f . I

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

CAUIHRON, ROBIN J

'IX. CERTIFICATION.

Date of

5/1012004

I certify that all informatfon given above (including information pertaining to my spouse and minor or dependent children, if any) is a.iccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I fur1her certify that earned income from outside employment 4 honoraria and the a.iccepta.nce of gifts which have been reported are in compliance with the provisions of 5 U.S.C: § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatun:

- .

NOTE: ANY INDIVIDUAL ' O KNOWINGLY AND WILFULLY FALSIFIES OR FAUS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIl., AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Comnli.ttee on Financial Disclosure Administrative Office of the United States Courts

Suite2-301

One Columbus Circle, N.E.

Washington, D.C. 20544 .