DNVGL-ST-0054 Transport and installation of wind power plants€¦ · · 2017-06-28Changes - current Standard — DNVGL-ST-0054. Edition June 2017 Page 3 Transport and installation

The electronic pdf version of this document, available free of chargefrom http://www.dnvgl.com, is the officially binding version.

DNV GL AS

STANDARD

DNVGL-ST-0054 Edition June 2017

Transport and installation of wind powerplants

FOREWORD

DNV GL standards contain requirements, principles and acceptance criteria for objects, personnel,organisations and/or operations.

© DNV GL AS June 2017

Any comments may be sent by e-mail to [email protected]

This service document has been prepared based on available knowledge, technology and/or information at the time of issuance of thisdocument. The use of this document by others than DNV GL is at the user's sole risk. DNV GL does not accept any liability or responsibilityfor loss or damages resulting from any use of this document.

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Standard — DNVGL-ST-0054. Edition June 2017 Page 3Transport and installation of wind power plants

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CONTENTS

Changes – current.................................................................................................. 3

Section 1 Introduction............................................................................................ 61.1 General............................................................................................. 61.2 References and definitions............................................................... 81.3 Definitions.........................................................................................91.4 Acronyms, abbreviations and symbols............................................11

Section 2 Planning and design approach.............................................................. 132.1 Planning..........................................................................................132.2 Design approach............................................................................. 15

Section 3 Sub-operations during transport and installation.................................. 173.1 General........................................................................................... 173.2 Pre-assembly and intermediate storage......................................... 173.3 Onshore transport...........................................................................173.4 Onshore installation........................................................................203.5 Nearshore transport....................................................................... 213.6 Offshore transport.......................................................................... 213.7 Offshore installation....................................................................... 29

Section 4 Transport and installation of assets and components............................384.1 Foundations and substructures.......................................................384.2 Scour protection............................................................................. 404.3 Corrosion protection....................................................................... 414.4 Power cables.................................................................................. 414.5 Tower..............................................................................................424.6 Nacelle............................................................................................ 434.7 Rotor...............................................................................................454.8 Topside........................................................................................... 464.9 Meteorological mast........................................................................47

Section 5 Decommissioning transport of a wind power plant............................... 485.1 General........................................................................................... 485.2 Substructures and foundations....................................................... 485.3 Power cables.................................................................................. 49

Appendix A Assessment of risk potential..............................................................50

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A.1 General........................................................................................... 50A.2 Hazard identification...................................................................... 50A.3 Consequences evaluation................................................................54A.4 Probability of failure.......................................................................55A.5 Risk matrix..................................................................................... 56

Appendix B Verification of structural integrity......................................................58B.1 General........................................................................................... 58B.2 Lifting acceptance criteria.............................................................. 58B.3 Transport acceptance criteria......................................................... 58

Changes - historic.................................................................................................60


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SECTION 1 INTRODUCTION

1.1 General

1.1.1 IntroductionThis standard provides general safety principles, requirements and guidance for the transport and installation(T&I) of onshore and offshore wind power plants.The development of the standard has been based on long term experience in DNV GL with issuing standardsto help the wind turbine (WT) industry in evolving. Due to the importance of offshore activities (mostly dueto intensive costs of substructures, foundations and of offshore activities) the standard is predominantlyoriented towards (but not limited to) T&I of the offshore wind parks.The standard contains requirements for the design of assets (components) resulting from the planning oftheir transport and installation as well as requirements for the execution of their transport and installation.These requirements are given as guidance text or by reference to further specific standards.

1.1.2 ObjectiveThe objective of the standard is to provide the approach ensuring the structural integrity of the wind powerplant assets and components during transport, installation and decommissioning operations.Further objectives of this standard are:

— to serve as a guidance for designers, suppliers, purchasers and regulators for safe design and execution ofT&I procedures based on a risk-based approach

— to serve as a contractual reference document between suppliers and customers.

1.1.3 ScopeThe standard provides the requirements aimed to ensure structural integrity of assets/components,including:

— requirements for T&I planning— requirements for T&I execution— requirements for evaluations and checks upon finalization of T&I.The standard may be applied as part of the technical basis for carrying out a DNV GL certification and forverification services.

Guidance note:The certification scope is defined in the service specifications, among others:

— DNVGL-SE-0073 Project certification of wind farms according to IEC 61400-22

— DNVGL-SE-0074 Type and component certification of wind turbines according to IEC 61400-22

— DNVGL-SE-0190 Project certification of wind power plants

— DNVGL-SE-0441 Type and component certification of wind turbines

---e-n-d---o-f---g-u-i-d-a-n-c-e---n-o-t-e---

The standard does not provide the requirements for the design and manufacturing of the installation vessels,lifting appliances and sea fastening.

Guidance note:Requirements relevant for marine warranty survey (MWS) may be found in:

— DNVGL-SE-0080 Noble Denton marine services – marine warranty survey

— DNVGL-ST-N001 Marine operations and marine warranty



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1.1.4 ApplicationThe standard is applicable to the planning, compilation and execution of transport and installation proceduresand summarizes essential T&I aspects to be observed within different project phases:

— during the development of the assets or components: influences of T&I on the structural integrity— during the development of T&I documentation (method statements, procedures, drawings): information to

be considered in T&I documentation— prior to start of the particular T&I works: tests and checks to be carried out— during the execution of T&I operations: working steps and parameters to be monitored (processes,

sequences, limiting values, timing)— upon completion of T&I: evaluation of possible impacts on the structural integrity of the assets during T&I,

procedural deviations (in sense of sequences, timing, limiting values, etc.).

The standard is applicable to the assets associated with wind energy projects located onshore and offshore(see Figure 1-1 and Figure 1-2), including:

— wind turbines and their support structures— substation(s) along with accommodation platform(s) including topside(s) and support structure(s)— meteorological masts— power cables— control station(s).

The principles, requirements and guidance of this standard shall be applied within the development phase ofthe assets beginning with the design basis through the detailed design. Necessary updates of the design maybe required during the manufacturing as well as prior or even during the T&I phase.

Tower

Tower

Soil

Mudline

Waterline

Transition piece

Work platform

Boat landing

External J-tubes

Grout

Scour protection

Monopile

Foundation

Boat landing

Internal J-tubes

Work platform

Intermediate platform

Shaft

Skirt Foundation

Sub-structure

Underbase grouting

Rotor-Nacelle-Assembly

Support structure

Foundation

Tower Support structure

Rotor-Nacelle-Assembly

Figure 1-1 Offshore and onshore wind turbine components


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Topside structure

Foundation

Substructure

Foundation

Supportstructure

Figure 1-2 Offshore and onshore substation components

The standard has been prepared for general worldwide application. Locally applicable legislation may includerequirements in excess of the provisions of this standard depending on type, size, location and intendedservice of the installation.Implementation of prescriptive requirements given in this standard together with responsible operation areintended to result in an acceptable and targeted level of safety for the asset of the wind power plant.The prescriptive requirements are based on experience and safety studies and attempt to generalize withrespect to design and application. In the cases if this generalization may not be appropriate to a specificdesign, alternative planning and design may be assumed to be of an acceptable level of safety when the risksare assessed and managed, supported and complemented by other prescriptive guidance.

1.2 References and definitions

1.2.1 Standards and guidelinesThis standard makes reference to relevant international, DNV GL and other standards and recommendedpractices. Unless otherwise specified in the certification agreement or in this standard, the latest validrevision of each referenced document applies.

Table 1-1 Standards and guidelines

Reference Title

DNVGL-OS-C101 Design of offshore steel structures, general – LRFD method

DNVGL-RP-0360 Subsea power cables in shallow water


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Reference Title

DNVGL-RP-0416 Corrosion protection for wind turbines

DNVGL-RP-0419 Analysis of grouted connections using the finite element method

DNVGL-SE-0073 Project certification of wind farms according to IEC 61400-22

DNVGL-SE-0074 Type and component certification of wind turbines according to IEC 61400-22

DNVGL-SE-0080 Noble Denton marine services – marine warranty survey

DNVGL-SE-0190 Project certification of wind power plants

DNVGL-SE-0420 Certification of meteorological mast

DNVGL-SE-0441 Type and component certification of wind turbines

DNVGL-ST-0126 Support structures for wind turbines

DNVGL-ST-0145 Offshore substations

DNVGL-ST-0359 Subsea power cables for wind power plants

DNVGL-ST-0361 Machinery for wind turbines

DNVGL-ST-0376 Rotor blades for wind turbines

DNVGL-ST-N001 Marine operations and marine warranty

EN 50522 Earthing of power installations exceeding 1 kV a.c.

IEC 61400-1 Wind turbines – Design requirements

IEC 61400-3 Wind turbines – Design requirements for offshore wind turbines

ISO 29400 Ships and marine technology – Offshore wind energy – Port and marine operations

1.3 Definitions

1.3.1 Verbal formsTable 1-2 Verbal forms

Verbal form Definition

Shall verbal form used to indicate requirements strictly to be followed in order to conform to the document

Shouldverbal form used to indicate that among several possibilities one is recommended as particularlysuitable, without mentioning or excluding others, or that a certain course of action is preferred but notnecessarily required

May verbal form used to indicate a course of action permissible within the limits of the document


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1.3.2 DefinitionsTable 1-3 Terms

Term Definition

asset

term used in the context of wind power plant projects to describe the object to be developed,manufactured and maintained

In this standard the term refers either to “wind turbines”, the “substation”, the “power cables”,“meteorological mast” or “control station”.

component

main part of an asset

In this standard the term refers to rotor–nacelle-assembly (RNA), part of the supportstructure of the wind turbine (tower, sea ice substructure and foundation), topside equipment,and parts of support structure for substation (topside structure, substructure and foundation).The term main component is used for example to describe the main transformer, converter,switchgear, cables, rotor blade, rotor hub, main bearing, gearbox and generator of a windturbine or substation.

fixed offshore installation non-buoyant construction that is founded on/in the seabed at a particular offshore location,transferring the loads acting on it into the soil

foundation part of the support structure, structural or geotechnical component, or both, extending fromthe ground level or the seabed and downwards

grout cementitious material including the constituent materials; cement, water and admixture, usedto connect steel parts as e.g. substructure and transition piece

intermediate T&I phase

interruption of the assets and components transfer from one defined safe condition to another

In this standard the term refers to an unsafe state of a component (asset) due to interruptionof the planned T&I sequence for a period of time exceeding allowed limits (e.g. set-down ofwind turbine jacket without consequent execution of grouted connection with its piles withinseveral days/weeks).

load-out sub-operation within the transport phase, during which the object is transferred from the quayonto the deck of a barge, vessel or other watercraft

method statement T&I document designed for a specific procedure, component or sub-operation explaining howthe work is conducted, which inputs are required and which outputs and results are expected

offshore installation collective term to cover any structure, buoyant or non-buoyant, designed and built forinstallation at a particular offshore location

offshore substation collective term for high voltage AC (transformer) and high voltage DC (converter) platformsas well as associated accommodation platforms located offshore

rotor component of the wind turbine consisting of multiple rotor blades attached to a hub

rotor nacelleassembly

includes all components/systems located above the tower top flange

sub-operation operation that forms a specific phase of transport or installation

substation see offshore substation


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Term Definition

substructure

part of the support structure for a wind turbine which extends upwards from the soil andconnects the foundation and the tower

The term is also used to designate the part of the support structure for a substation whichextends upwards from the soil and connects the foundation and the topside or platform.

T&I planning

all design and organisational activities to be regarded during design and planning of transportand installation sequences within the development and construction phase of the wind powerplant with the target to manage the risks and ensure structural integrity of the assets andcomponents

topside structures and equipment placed on a supporting structure to provide some or all functions ofan offshore substation

towerstructural component, which forms a part of the support structure for a wind turbine, usuallyextending from somewhere above the ground level or still water level (for an offshore windturbine) to just below the nacelle of the wind turbine

wind power plant

energy producing facility, comprising all its main assets to produce power and transfer it intothe power grid

Typically also known as wind farm. In this service specification the term wind power plantis associated with the main assets wind turbines and substation(s) including their supportstructures, power cables and the control station.

1.4 Acronyms, abbreviations and symbols

1.4.1 Acronyms and abbreviationsTable 1-4 Acronyms and abbreviations

Abbreviation Definition

COF consequence of failure

CRP carbon fibre reinforced plastic

DAF dynamic amplification factor

FLS fatigue limit state

GRP glass fibre reinforced plastic

H high

HH very high

L low

LL very low

M average

MWS marine warranty survey

NDT non-destructive testing


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Abbreviation Definition

OSS offshore substation

PLL potential loss of life

POB people on board

PPE personnel protective equipment

SHL static hook load

SKL skew load factor

SLS serviceability limit state

SPMT self-propelled modular transporter

TDR time domain reflectometer

T&I transport and installation

TP transition piece

ULS ultimate limit state

WT wind turbine


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SECTION 2 PLANNING AND DESIGN APPROACH

2.1 Planning

2.1.1 Strategy and risk managementPlanning of transport and installation sequences (T&I planning) within a wind power plant project shallincorporate the risk management process with the target to ensure during T&I the transfer of assets andcomponents from one defined safe state to another, see Figure 2-1.

Concept Designbasis Design Manu-

facturingTransport

andinstallation

Development ConstructionWind powerplant life-

cycle phase

Certificationphase

T&I

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• Selection ofT&I,decommissioning and transportmethodology onconceptual level

• Feasibilityassessment ofT&I,decommissioning and transportconcept

• Definition ofthe siteconditions andthe basis for T&Iplanning anddesign

• Preliminary(high level) riskassessment toprovide input todetailed design,definition of thesafety objective

• Consideration ofsite-specific designresults during T&Iplanning

• Design concept ofthe sea fastening,installation toolsand equipment

• Iterativedevelopment ofpreliminary T&Idocumentationbased on detailed(low level) riskassessment

• Update of T&Idocumentation dueto modifications ofthe assets andcomponents withinthe manufacturingphase

• Update of T&Idocumentation dueto modifications ofships chartering,sea fasteningadaptations, etc.

• Final verificationof the assets(components)structural integrityupon shipschartering, seafasteningadaptations, etc.

• Amendment ofT&I documentationdue to lessonslearned, necessityof modifications ofdesign andprocedures

Figure 2-1 Transport and installation planning in a project pipeline

Adequate T&I planning shall be started on the early stage of the project to have a sufficient basis for theengineering and ensure safe, workable and economical transport and installation of a wind power plant.Preliminary (high level) risk assessment should aim at ensuring that a safe, practicable concept is carriedforward to further T&I planning.The process of T&I planning shall aim at the reduction and elimination of the potential risks by means ofcontinuous adaptations during every single project phase, see Figure 2-2. Where safety objectives were notachieved, design modifications are required. The updated design shall be rechecked to avoid introduction ofnew hazards.A systematic review shall be carried out at all phases to identify and evaluate hazards and the consequencesof single failures.


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Safety objectives are the criteria to be met to ensure safe execution of transport and installation of a windpower plant. The safety objectives may be quantified by key figures such as:

— personnel health and safety risk— financial losses, among others due to disturbances of the timeline, damage or losses— impact on the environment.

Figure 2-2 Achievement of the safety objectives

Risk management shall be applied to the project to reduce the effects of hazards and to limit the overall risk.This objective may be achieved by addressing the following functions in turn:

— identification of potential hazards— assessment of risk potential— prevention to avoid hazards wherever possible— control to reduce the potential consequences of unavoidable hazards— measures to mitigate the consequences of an incident, should one occur.

(Ref. ISO 29400)App.A provides an approach for the identification of potential hazards and the assessment of the riskpotential.

Guidance note:Management of risks associated with T&I is an essential task during the design development and certification of

— assets/components manufactured in series (e.g. wind turbines, their components)

— project specific assets/components.

[1.1.3] provides references to DNV GL service specifications defining certification scopes within type and project certificationaccordingly.



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2.1.2 Contingency planningThe contingency planning is a backup plan describing how the consequences shall be handled, should ahazard for any reason be unavoidable.Means of adequate handling of contingencies identified within risk management process shall be provided,including

— adequate redundancy (design contingency) covering single failure(s)— back-up of the equipment— supporting personnel.

Following potential deviations from the transport and installation methodology, sequence and duration shouldbe considered in contingency planning in general:

— exceedance of allowable weather conditions— failure of T&I equipment (among others crane hydraulic system, hydraulic hammer, ballast pump, grouting

mixer)— congestion of a piping (grouting system, hydraulic line of jacket sleeve gripper)— failure of compressed air, water or electrical power supply— anchor line, mooring malfunction and other structural failures— failure of communication— loss of vessel or barge control— loss of onshore installation crane control— collision, impact, grounding, stranding— fire, explosion, pollution, leakage— personnel accidents, illnesses, injuries, man overboard— presence of unauthorized persons, vandalism— unexploded ordnance.

Contingency planning considerations specific for particular sub-operations and components are observed inSec.3 and Sec.4.

2.2 Design approachWithin the design process of a wind power plant the integrity of the structure or its components exposed totemporary conditions (i.e. during load-out, transport, lifting and other T&I sub-operations) shall be ensured.The influence of intermediate T&I phases on the structural integrity (i.e. interruption of the process oftransport or installation of the asset or component), that are not planned but have a high probability, shall beinvestigated.Following shall be worked out in a general case:

— proves of structural integrity of the asset and components (including lifting points) during T&I as well asduring intermediate T&I phases

— definition of limiting values, environmental conditions, allowable durations and other operational limits.

Following limit states shall be investigated depending on the transport or installation sub-operation to beapplied:

— ultimate limit states (ULS)— fatigue limit states (FLS) depending on the transport distance, time of exposure, road condition,

installation method— serviceability limit states (SLS)

In case that similar sub-procedures shall be performed repeatedly at different locations or within differentT&I phases (e.g. pile lifted load-out from quay onto a barge followed by the load-out onto an installationvessel on site), the structural integrity shall be at least proven for the most unfavourable/critical case.


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Required safety factors for design loads and design resistance shall be applied for the chosen method oftransport/installation in accordance with the relevant applicable standard for the asset (component).

Guidance note:DNVGL-SE-0073, DNVGL-SE-0074, DNVGL-SE-0190 and DNVGL-SE-0441 provide references to ruling standards relevant for thedifferent assets and components.


Wherever necessary, protection measures (protecting caps, anti-vortex devices, environmental protectivecoverage, guards or locking devices, etc.) shall be assigned. Aspects (including loads and necessaryprotections) relevant for particular T&I sub-operations and assets/components of a wind power plant arespecified in Sec.3, Sec.4 and Sec.5.


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SECTION 3 SUB-OPERATIONS DURING TRANSPORT ANDINSTALLATION

3.1 GeneralThis section provides a general overview of the sub-operations typical for the transport and installation ofwind power plants. As these sub-operations are applicable with respect to different components of a windpower plant, aspects specific for particular components are handled in Sec.4.

3.2 Pre-assembly and intermediate storagePre-assembly of components is an approach applied in order to limit the duration and, correspondingly,the costs of installation work. Pre-assembly shall be referred to the installation processes rather than themanufacturing processes. It may include (but is not limited to) tower assembling (i.e. connection of towersegments), mounting of blades to the hub (“rotor star assembling”), mounting of the hub and two rotorblades (“bunny”) to the rotor nacelle assembly.The pre-assembly processes can be performed:

— in the vicinity of the onshore installation site— on the quay in due time prior to load-out (quayside pre-assembly for offshore projects).

Intermediate storage areas are locations for temporary storage of asset, components and main components,taking place between different transportation stages.Following shall be worked out within the development phase:

— proof of structural integrity of the asset and the components within the pre-assembly processes andintermediate storage periods

— definition of lifting points— definition of limiting values for lifting speed, environmental conditions, allowable duration and other

operational limits.

During T&I planning as well as prior to start and during pre-assembly and intermediate storage the followingshall be ensured:

— sufficient working and manoeuvring area, absence of obstacles for all foreseen movements in horizontaland vertical directions, suitability of area for turning

— acceptable surface condition (purity, plane, inclinations, dryness, availability of drainage)— sufficient load bearing capacity of the pre-assembly and intermediate storage areas— availability of suitable and working lifting appliances, equipment, tooling— availability of fresh water, compressed air, electric power supply necessary to carry out the pre-assembly

or to maintain intermediate storage period— sufficient lighting and light distribution— sufficient personnel qualification— availability of protective measures required for the asset and components (e.g. wood cribbing, covering

sheets, caps, grease, heaters) and monitoring of the conditions (including humidity control inside hub andnacelle)

— availability of personnel protective equipment (PPE) where relevant.

3.3 Onshore transportMultiple factors shall be considered during selection of the onshore transport method and route, amongothers:

— distance— dimensions


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— weight of the components to be transported— vehicle turning radii— obstructions and constraints, among other road and railroad bridges, power transmission lines, trees,

urban furniture— strength and stability of the temporary roadways, consideration of muddy areas— costs of the overall transport— permissions required from authorities.

Transport documentation shall include the description of all working steps. Auxiliary equipment and toolsshall be specified exactly (e.g. transportation adapters, securing and protections). Transport documentationshall refer to relevant necessary drawings, specifications or instructions.The execution of all checks and working steps of the onshore transport shall be documented. For each checkand working step, there shall be appropriate cells in the documentation template to be filled in, together withfields for recording measurement values and test results.

3.3.1 Road transportWithin the design of components the influence on structural integrity (e.g. bending stress due to dead weightof the (main) component) caused by the lifting tools geometry, position of the attachment / application pointsand vehicle movements, shall be considered.It shall be demonstrated by proper means that the fatigue effect caused by the loading situation duringtransport is insignificant and can be neglected in the structural verification of the blade. Special attentionshall be paid to influence of the vehicles design during:

— transports of rotor blades with segmented design— transports of e.g. tower segments or blades over distances of more than 100 km by means of combined

vehicles consisted of several separated modules, see Figure 3-1— transports of blades in inclined condition by means of vehicles with blade lifting adapter.

Figure 3-1 Road transport by separated modules (blade transport)

In the documentation for road transport following information shall be provided:

— weight and dimensions of the (main) components to be transported— minimum requirements on road widths and curves— required minimum load bearing capacity of the roads— manufacturers’ fastening provisions— measures against vibration— maximum inclination angles— minimum allowable road slope and grade— required minimum overhead clearance— required minimum lay-by length and width— adjustment capability of the vehicle against road camber and elevations.

During planning of the transport a road survey shall be carried out to ensure a safe execution of thetransport. Following aspects shall be considered:

— geometries of roads, bridges and tunnels including width, slope, curves radius, junctions, traffic circles— road condition including dips, installed bumps, functional drainage, traffic situation— restrictions of roads and bridges on height, length and allowable loads


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— widths and heights under bridges and viaducts— availability of lay-by areas for provisional parking— conformity of operations with transport permits issued by national authorities— condition and restrictions of the roads at the installation site (site roads)— sufficient working and manoeuvring area at the transport’s destination (at installation site or intermediate

storage area)— dimensional restrictions passing toll areas and borders— condition of temporary roads at the site.

Carrying capacity of the vehicles shall be approved for the weights of the assets/components to betransported.All cranes used for lifting of the components onto the vehicles:

— shall be appropriately rated for safe handling of the intended weights and dimensions— shall be able to work within the environmental limits.

It shall be ensured that a route survey is carried out to prevent interference during transportation withpotential obstacles (slopes, grades, curves, clearance to bridges etc.).In the documentation following information shall be provided:

— maximum allowable wind speed for loading of the components— other criteria for the interruption of loading (rainfall, lightning hazard, change of wind direction, etc.).

Requirements on warning flags, lights, signs and marking, as well as days and hours allowable for transportoperations shall be considered in accordance with the national and local regulations.During road transport the position of the components on the vehicle as well as the condition of the lashingpoints on the vehicle shall be regularly visually inspected.Components that require a power supply during transport (e.g. nacelle) shall be provided with a suitablepower supply system.

3.3.2 Railway transportRequirements in [3.3.1] shall be considered where applicable.Railcars shall be suitable for transport of the (main) components and approved by the relevant authorities forthis type of transport.

Figure 3-2 Railcar transport (blade transport on two railcars)

It shall be ensured that a route survey is carried out to prevent interference during transportation withpotential obstacles (slopes, grades, curves, loading gauge, space between the tracks, etc.).If two railcars are used for the transport due to the length of the component, it shall be ensured that thecomponent is not endangered by railcars’ relative motion in the curves.

3.3.3 Aircraft transportWithin the design of components the influence on the component’s structural integrity caused by an airplane,helicopter, or hybrid air vehicle during the take-off, landing as well as flight in turbulence condition shall beconsidered where relevant.


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In the documentation for the aircraft transport following information shall be provided:

— maximum allowable wind speed for loading of the components onto/into the aircraft— maximum allowable wind speed and direction for landing— maximum allowable transportation distance and time— other criteria for the interruption of loading (precipitation, lightning hazard, change of wind direction,

etc.).

3.4 Onshore installationWithin the design of the wind turbine foundation and tower following influences shall be considered, ifapplicable:

— influence on the structural design of the foundation from cranes with a possible footprint influencing theWT’s foundation’s affected zone

— influence on the structural design of the tower from attachments of the erecting crane— influence on the structural design of tower and foundation from pulling up the nacelle along the erected

tower.

In the onshore installation documentation, all prerequisites for the execution of the erection work shall bestated, among other

— requirements for the weather conditions (limiting wind speeds, temperatures, rainfall)— requirements for site access and working area and/or adequate curing of the foundation— precise designations and dimensions of all plant components to be assembled and erected together with

all data needed for erection, such as weights, lifting points etc.— special tools or hoisting equipment necessary for the erection considering the loads and weights during

erection— requirements for these tools or equipment e.g. testing or regular inspections— maximum admissible delay between erection of the wind turbine tower and mounting of the nacelle— required qualifications for the technical erection personnel shall be defined in the erection documentation.

In the onshore installation documentation all working steps needed for erection shall be described in formatand level of detail that the qualified technical erection personnel performing the required tasks are able tounderstand the instructions. This means among others:

— auxiliary equipment and resources shall be specified exactly (e.g. lubricants, oil for filling up the gearbox)shall be specified

— references to drawings, specifications or instructions necessary for the erection shall be stated— work instructions including all working steps for bolted and welding connections to be carried out during

erection shall be included— all necessary tests and checks shall be listed— procedures for energizing electrical equipment shall be provided.

In the onshore installation documentation hazardous situations which may arise through deviations fromthe planned erection sequence shall be named and countermeasures shall be specified. Such situations mayinclude:

— lightning, snow, icing, visibility, extreme temperatures, very high winds, prolonged periods of thesubstructure and/or the support structure standing without rotor nacelle assembly at critical wind speeds

— hazardous situations which may arise due to unintended motion or rotation.

In the onshore installation documentation safety and accident-prevention measures shall be specifiedwhich are necessary before or during assembly, installation and erection, e.g. use of personal protectiveequipment, guards or locking devices. For personnel entering any enclosed working space such as the hub orblade interior, safety provisions shall be stated, e.g. standby personnel. Emergency procedures and rescueoperations shall be described.


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In the onshore installation documentation the execution of all checks and working steps within the erectionprocess shall be duly documented. For each check and working step, there shall be appropriate cells inthe documentation template to be filled in, together with fields for recording measurement values andtest results. All adjustment settings and set values as well as the expected measurement results shall bespecified. The following fields shall be provided in addition:

— type identification of the assets and components (manufacturer, supplier or importer, designation, typeand if applicable type variant)

— serial number, operator and installation site of the wind power plant— version numbers of all software and parameter lists which are installed— weather conditions, if the weather is able to influence the quality of work— checklist of the execution of all working steps, tests and checks.

3.5 Nearshore transportDefinition “nearshore transport” in this standard includes water transport via inland waters as well asnearshore transport via vessels or barges near to coast.Within T&I planning of nearshore transport the sheltered character of inland waterways and nearshore areasshall be duly considered. Among other the following shall be taken into account:

— wind speed, significant wave heights specific for the selected transport route— water depth, wind induced water level changes, high water cable and bridge overhead clearance, tidal

variations— currents (speed and direction)— turning circle of long components in narrow areas— dimensional limitations through bridges, locks, etc.

3.6 Offshore transportWithin the conceptual phase of the wind power plant development the following shall be worked out based onthe risk assessment:

— selection of a proper method of offshore transport (“wet” towing of floating components or “dry transport”,i.e. transport of the components on the deck of a barge or vessel)

— selection of an adequate vessel type— selection of a suitable period for transportation, considering typical weather conditions (e.g. tropical or

northern winter storms)— selection of a proper transport route.

Multiple factors shall be considered during selection of the offshore transport method and route, these areamong others:

— dimensions, weight, centre of gravity of the components— environmental conditions (wind, waves, current)— transport loads and sensibility to weather changes— distance and weather window constraints— narrow waterways, obstructions (e.g. bridges, drafts restrictions, locks, cables)— project schedule— availability of safe haven/sheltered areas— potential necessity for routine inspections and, consequently, availability of access to the transported

component and escape in the case of emergency.

Offshore transport documentation shall at least provide following information:

— intended route and duration of sea transport— environmental limits


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— requirements to the transport vessels (including tug power, arrangement of vessels, navigation equipmentetc.) and other equipment used (floating cranes etc.)

— references to drawings, specifications and instructions necessary for the sea transport— required qualifications of the technical personnel.

Routine inspections of components and sea fastening conditions may be required during transport, e.g. aftera period of bad weather. The records shall document the execution of all checks and working steps of theoffshore transport. For each check and working step, there shall be appropriate cells in the documentationtemplate to be filled in, together with fields for recording measurement values and test results.Requirements with respect to different offshore transport sub-operations starting from the load-out of thecomponents are outlined in [3.6.1] to [3.6.3].

3.6.1 Load-outWithin the development of wind power plant the following load-out-relevant aspects shall be worked out:

— proof of the structural integrity of the components subject to load-out including consideration oftolerances and specific operational conditions

— definition of the limiting environmental conditions and maximum allowable load-out duration.

Guidance note:Guidance on loads acting onto the component during specific load-out sub-operations is provided in DNVGL-ST-N001 Sec.10 Load-out.


In the contingency plan for load-outs the following shall be considered:

— hydraulic system failure— hose rupture/leakage— tire puncture and tire pressure— steering irregularities, failure of steering system— traction failure— ballast pump failure— mooring line failure— conservatively estimated duration of repair work— tools and back-up equipment required.

3.6.1.1 Trailer-transported load-outTrailer-transported load-out is a load-out performed by means of self-propelled modular transporters (SPMT),see Figure 3-3.

Figure 3-3 Trailer-transported load-out of a topside (offshore substation)


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Structural integrity of the component during trailer-transported load-out shall be verified under considerationof a three point support condition caused by possible deflections, e.g. due to:

— trailer inclinations due to improper co-ordination in operation of the hydraulic suspension system— ground surface conditions— overturning effects due to horizontal loads— behaviour of a link span bridge between the quay and the vessel (due to vessel mooring and ballasting,

distance between the vessel and the quay, securing the link span to vessel and quay).

During T&I planning as well as prior to start of trailer-transported load-out following aspects shall beconsidered:

— water depth, water level— local environmental conditions, especially the possibility of sea and swell waves, currents, tides, wind

induced water level changes— sufficient load bearing capacity of the quay— quays surface condition and absence of obstructions on the trailer path— sufficient linkspan bridge capacity— appropriate linkspan bridge securing— barge, linkspan bridge and quay alignment tolerances— influence of the linkspan bridge slope on the component— slope change and movements of the linkspan bridge due to wave or swell action— manoeuvring capabilities and hydraulic lifting capacity of the trailers— reaction loads from wind— inertia due to accelerations during start and stop— differential traction, steering inaccuracies, improper co-ordination in the operation of the hydraulic

suspension— adequate braking capacity at any time— soil bearing capacity (in case of grounded load-out i.e. where the barge or vessel is supported at the sea

bottom during the load transfer phase).

Following tests and checks shall be carried out prior to start of trailer-transported load-out:

— functional test of the ballast systems including back-up ballast system— operational check of the trailers (SPMT)— check of availability of the fuel for the power pack.

Within the execution of trailer-transported load-out following shall be duly monitored:

— environmental conditions— duration of the load-out— structural deflections— elevation of the barge or vessel against the quay, movements of the linkspan bridge and other tolerances

defined in the load-out method statement.

3.6.1.2 Skidded load-outSkidded load-out may be performed by means of pulled or self-propelled skid-shoes moving the componentover low-friction blocks laid onto skid-ways.


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Figure 3-4 Skidded load-out of a jacket onto a barge

Requirements in [3.6.1.1] shall be observed where relevant.During T&I planning as well as prior to start of the skidded load-out following aspects shall be considered:

— skidding shoes, rails, wires and anchor points strength capability as well as sufficient flexibility of skidshoes to compensate the level and slope changes

— condition of skid beams (skid rails), lateral guides, wires and anchor points— levelness tolerances of the skid beams (skid rails)— limiting operating values and allowed tolerances— adequate braking capacity of the system at any time— barge/link-beam relative movements— availability and functionality of retrieval system.

Following tests and checks shall be carried out prior to start of skidded load-out:

— visual checks of the wires skidding shoes, rails, lateral guides, wires, anchor points— operational checks of the push-pull unit (functioning of the remote control, lifting of hydraulic cylinders,

transport motion, where relevant)

Within the execution of a skidded load-out following shall be duly monitored:

— motions of the barge or vessel against the quay, seabed clearances and other tolerances defined in theload-out method statement.

Load-out analyses of the skidded component shall consider the elasticity, alignment and as-built dimensionsof the shore and vessel skidways. Verification of structural integrity of the component during skidded load-outshall be carried out for the following deflections:

— deviation of any single component “corner” support with respect to the other “corner” supports by 25 mm— deviation of any single component support with respect to the other supports by 15 mm.

3.6.1.3 Lifted load-outLifted load-out is a lifting operation performed by land- or vessel-based cranes for the purpose of load-outonto a barge or transportation vessel, see Figure 3-5.


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Figure 3-5 Lifted load-out of a jacket onto a barge

During T&I planning as well as prior to the start of a lifted load-out the following aspects shall be considered:

— water depth— local environmental effects, especially the possibility of waves, swell, current, tide— sufficient load bearing capacity of the quay— soil bearing capacity (in case of grounded load-out, i.e. where the barge or vessel is supported at the sea

bottom during the load transfer phase)— limiting operating values (hoisting velocity, tilt, relative motions, environmental conditions)— vertical clearance between the underside of the component and the top of the barge (vessel), considering

any possible heel, trim, motion— horizontal clearance between the component and any other previously loaded-out structure— under-keel clearance i.e. vertical distance between the lowest part of the barge (vessel) hull and the

seabed – before and after load-out.

Verification of the lifting points and lifted structure design shall be carried out in accordance with App.B.Following tests and checks shall be carried out prior to start of a lifted load-out:

— check of the sling conditions— non-destructive test (NDT) of the padeyes and their connection to the structure of component.

Within the execution of lifted load-out the following shall be duly monitored:

— environmental conditions— duration of the load-out— application of protection bumpers, guides and their support points— component deflections— motions of the barge or vessel against the quay, seabed clearances— tilt of lifted components especially for multi-hook lifts or statically indeterminate conditions— relative motions of lifted component— hoisting velocity— position and orientation— other tolerances defined in the load-out method statement.

3.6.1.4 Float-outFloat-out as a load-out performed for components fabricated in a dry dock, brought afloat due to their ownbuoyancy or additional temporary buoyancy tanks and towed from the fabrication site.


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During T&I planning as well as prior to start of float-out the following aspects shall be considered:

— influences of local environmental conditions and dock water inlet arrangement— consideration of intact and damage stability cases, definition of allowable duration for the critical

conditions— sufficient load bearing capacity of the dry dock— provision of guiding and fendering arrangements.

Guidance note:Further guidance on loads acting onto the component during float-out sub-operation is provided in DNVGL-ST-N001 Sec.12 Towout of dry-dock or building basin.


Following tests and checks shall be carried out prior to start of float-out:

— visual checks of guiding and fendering arrangements— visual checks of temporary buoyancy tanks, connection points to the component— functional test of temporary buoyancy (collapsible rubber bags)— visual checks of dry-dock area, piping outlets/inlets, filter boxes, plugs to avoid blockage due to debris,

etc.— visual check of mooring, positioning and towing systems, wires, quick release hooks, winches, etc.

Within the execution of the float-out the following shall be duly monitored:

— environmental conditions— duration of the float-out— draughts of the self-buoyant component, bottom clearance— position and orientation of the component— lateral clearance during passage of float-out channel.

3.6.2 Wet towingWet towing assumes wet transport to the offshore site of a floating structure (e.g. gravity base structures,monopoles, jacket substructures) supported by their own buoyancy buoyancy (and possible temporarybouyancy) and pushed/pulled by tugs, see Figure 3-6.

Figure 3-6 Wet towing of a monopile

During the design of the component the structural strength shall be verified. All relevant loads shall be takeninto account, among other (where relevant):

— hydrostatic loads due to external water pressure on submerged structures or internal water pressure inwater filled compartments

— wave slamming loads, normal wave and current induced loads— aero- and hydrodynamically induced vortex shedding and the risk of vortex induced vibrations (especially

when transported vertically)— interaction between the towed component and the propeller race— increased draught due to interaction between the seabed and the towed component


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— channel effects in narrow passages.

The buoyancy of the self-floating component shall be estimated on the basis of an accurate geometric model.The buoyancy shall be estimated for all relevant draughts. The position of the centre of buoyancy shall beestimated accordingly. Effect of possible variations in buoyancy shall be considered.Auxiliary and permanent buoyancy tanks, similar buoyant structures and attachments to the towedcomponent shall be designed to withstand the loads.Rubber diaphragms (plugs) shall have sufficient strength to withstand internal and external water head orair pressure including loads due to temperature changes after assembly. The rubber diaphragms shall alsobe capable of withstanding relevant hydrodynamic drag and inertia forces during towing. Rubber diaphragmsshall be protected against wear, heat, and frost after assembly.Monitoring of hydraulic pressure and/or water leakage inside the floating component shall be foreseen torecognize sinking. Contingency plan shall be worked-out for the case of sinking.In case of towing of piles bundles:

— bundle towing connections and wires should be designed based on dynamic analysis of the launch, towingand holdback forces

— bundle break-out forces shall be conservatively estimated; the effects of launch track slope/settlement,mechanical resistance, launch bogie/roller conditions and other relevant parameters that influence thebreak-out force shall be considered

— the stability of the total bundle and tow heads/structures shall be calculated for all stages of the launch,tow installation and flooding; side current forces, hydrodynamic effects during tow and free surface effectsduring flooding operations shall be considered

— bundle behaviour during tow should as far as possible be estimated during design. Inline structures shouldas far as possible be designed in a way that will minimize the generation of hydrodynamic drag, inertiaand lift forces that could cause an instable/fluctuating bundle configuration during tow

— sensitivity studies shall be carried out for essential parameters such as weight, ballast, buoyancy, salinity,cross current, towing speed, back tension, internal pressure loss etc. for relevant phases.Guidance note:Further guidance on loads acting on the component during wet towing sub-operation is provided in DNVGL-ST-N001 Sec.11 Seavoyages.


3.6.3 Dry transportDry transport (dry towing, vessel transport) assumes transport of component(s) loaded onto a flat top cargobarge, general purpose cargo carrier, submersible heavy lift vessel or jack-up vessel, see Figure 3-7.


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Figure 3-7 Dry transport of wind turbine components

The grillage elements (including shimming plates) shall be used to distribute a concentrated deck loadto a sufficient number of load carrying elements. Sea fastening shall be used to secure the transportedcomponents from rotations (e.g. overturning) and translations in all directions. The sea fastening,grillage and shimming plates design shall duly reflect structural strength limitations of a component to betransported. Effects of global loads on local strength shall be considered.Grillage and sea fastening shall be designed and erected taking into account all physical limitations impliedby the load transfer procedures/methods both to and from the transport vessel(s).Typical physical limitations may be related to:

— available heights— strict tolerances, etc. imposing requirements to erection/welding sequence— load-out trailer layout— space needed for (operation of) load-out systems, e.g. pumps, hoses, pull/push units— set down tolerances and shimming requirements— aero- and hydrodynamically induced vortex shedding and the risk of vortex induced vibrations (especially

when transported vertically)— cutting/handling offshore— securing of components before lifting— possible need to set down the component again and re-instate sea fastening offshore.

During the development of the component to be transported positioning tolerances on the grillage including,if applicable, effect of vessel hull beam deflections shall be considered.Verification of the components structural design shall be carried out in accordance with App.B.Sea fastening design for offshore installation operations should allow easy release and provide adequatesupport and horizontal restraints until the component may be lifted clear of the vessel, or launched asapplicable.Before departure an inspection of the sea fastening and the component shall be carried out to confirmcompliance with above stated requirements.Tow-out criteria shall be established and agreed for all towing operations. The towing criteria shall considerall limitations imposed by weather restricted transports.The crew of the towing vessel(s) for the towed component(s) shall be familiar with the equipment andinstallations which may be used during the voyage. The crew shall be instructed whether regular inspectionsof the sea fastening and the component(s) are necessary and which actions are to be undertaken in case ofany deviation from the approved conditions.


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Adequate contingency shall be provided for sailing in narrow areas and/or in areas with heavy traffic.

3.7 Offshore installation

3.7.1 DocumentationAll prerequisites for the execution of the erection work of an asset (component) of the wind power plant shallbe stated in the offshore installation documentation, among others:

— requirements for the weather conditions (limiting wind speeds, temperatures, precipitation, wave height,water level and current speed, visibility, etc.)

— requirements for site access and working area or adequate curing of the foundation or any groutedconnections

— precise designations and dimensions of all components to be assembled and erected, together with alldata needed for erection, such as weights, lifting points etc.

— special tools or equipment necessary for the installation with due consideration for the loads and weightsduring installation

— requirements for these tools or equipment, e.g. testing or regular inspections— maximum admissible time between installation of the substructure and erection of the rest of the support

structure, and the maximum admissible delay until mounting of the topsides structure or the RNA of thewind turbine

— requirements for the vessels (tug power, navigation equipment etc.) and other equipment used (floatingcranes etc.)

— quantities of all equipment and material necessary for the installation (e.g. grouting material, bolts,mooring and fastening equipment, special tools)

— required qualification of the technical personnel.

In the offshore installation documentation all working steps needed for erection shall be described in formatand level of detail that the qualified technical erection personnel performing the required tasks are able tounderstand the instructions. This means among other provision of the following information:

— auxiliary equipment and resources (e.g. lubricants, grouting materials, oil for filling up the gearbox)— references to drawings, specifications or instructions necessary for the offshore installation— arrangement of installation vessels, buoys, lights etc. including the mooring / positioning equipment— lifting, lowering, touchdown and ballasting procedures including admissible draft(s) and / or bottom

clearance(s)— work instructions including all working steps for bolted and welding connections to be carried out during

erection— all necessary tests and checks— procedures for energizing electrical equipment and de-energizing in case of emergency requirements— necessary monitoring of seabed conditions (including condition of the scour protection, condition of the

installed gravel beds below a gravity base foundations).

In the offshore installation documentation hazardous situations which may arise through deviation from theplanned erection sequence shall be named and countermeasures shall be specified. Such situations mayinclude:

— lightning, snow, icing, visibility, extreme temperatures, very high winds, waves or currents duringinstallation, prolonged periods of the substructure and/or the support structure standing without topsidesstructure at critical wind speeds and/or wave frequencies

— hazardous situations which may arise due to unintended motion or rotation.

Safety and accident-prevention measures which are necessary before or during assembly, installation anderection, e.g. use of personal protective equipment, guards or locking devices shall be specified in theoffshore installation documentation. For personnel entering any enclosed working space such as the hub or


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blade interior, safety provisions shall be stated, e.g. standby personnel. Emergency procedures and rescueoperations shall be described.The execution of all checks and working steps within the erection process shall be duly documented inthe offshore installation documentation. For each check and working step, there shall be appropriate cellsin the documentation template to be filled in, together with fields for recording measurement values andtest results. All adjustment settings and set values as well as the expected measurement results shall bespecified. The following fields shall be provided in addition:

— type identification of the offshore asset (where applicable: designation, type, type variant, rated power,identification and position at the offshore site, water depth, manufacturer, supplier, importer)

— weather conditions, if the weather is able to influence the quality of work (e.g. temperature, rain, snow,lightning, visibility, ambient light, average wind speed, gust wind speed, wave height and tidal condition)

— version numbers of all software and parameter lists which are installed— checklist of the execution of all working steps, tests and checks.

3.7.2 LaunchingLaunching is a process of sliding of the component into the sea from the ballasted barge or other floatingunit, see Figure 3-8.

Figure 3-8 Launching of a jacket

During T&I planning following aspects relevant for launching shall be considered:

— water depth at the launch site as well as the seabed condition— launch barge submergence behaviour— weight and CoG of the object— influences of skidway friction and tilt beam motion on the structure of the component— minimization of sea fastening to simplify launching process— positive pressure in intact/sealed compartments.

When the component to be launched has sufficient floating capability, the barge shall be separated from thestructure by appropriate additional ballasting to avoid unwanted impacts.Documentation for launching shall include the following information:

— limiting environmental conditions— contingency plan for failure of operational systems— description of the necessary checks of the barge, operational systems and equipment— description of tightness tests for compartments, seals, closures.

The following tests shall be carried out before the start of transport to the launching location:

— tightness test of compartments, seals, closures— checks of the barge, operational systems and equipment (operational systems and closures shall be in the

proper condition and orientation).

During the launching following parameters shall be duly monitored:


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— position of the barge and launch direction— environmental conditions including wind and current (both speed and direction)— draught, heel, trim and stability of the launched component— clearance of the component.

3.7.3 LiftingElements which may be subjected to shock loading during the lifting and lowering procedure shall beespecially considered and duly strengthened. Protection by guides and in special cases fendering may benecessary.Lift points should be configured such that the risk of damage and/or accidental release of slings (due topossible impact loads) are negligible. Lift point layout and rigging design shall ensure adequate stability andacceptable tilt of the component during all phases.

Figure 3-9 Lifting of a topside

Adequate stability of the component shall be ensured considering:

— all possible unfavourable combinations of sling loads (especially during upending), buoyancy (and changesof buoyancy), inaccuracy in the determination of the centre of gravity or its shift (especially duringlowering into the water)

— vertical wave loads— horizontal (differential) wave loads— current loads— lift dynamics— tolerances of weight from manufacturing— motions of the lifting vessel.

Dynamic loading shall be considered to account global dynamic effects resulting from vessel motions, boom,wire and rigging stiffness, boom tip location and motions, crane movements and wind loading.Verification of the lift points and lifted structure design shall be carried out in accordance with App.B.


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3.7.4 Set-downSet-down is a process of unloading the hook upon lowering of the lifted component onto the sea bed or onthe substructure.

Figure 3-10 Set-down of a jacket

Allowable maximum set-down velocity shall be determined during development phase based on impactanalysis. It shall be ensured that this set-down velocity is not exceeded. It may be necessary to use a heavecompensator to ensure that the actual set-down velocity is less than or equal to the maximum allowable set-down velocity.The component shall be set-down smoothly and with minimal delay to avoid exposure to high waves, windgusts or low-cycle fatigue. It is recommended to incorporate tolerances of the initial positioning into thestructure.It is recommended that the set-down speed is limited to a maximum value of 0.5 m/sec and impact loads tono more than 3% of the (submerged) weight (including added mass).The component set-down onto seabed shall be capable of being levelled if there is a sloping or unevenseabed surface. Levelling procedure for set-down component shall be duly described in the T&Idocumentation and shall include acceptance criteria (deviation from verticality).

3.7.5 PilingDesign of pile foundations shall comply with DNVGL-ST-0126 (for foundations of wind turbines), DNVGL-OS-C101 (for other offshore steel structures).Following aspects shall be considered during T&I planning and development of the piling procedure:

— soil characteristics— pile driving method— sizes of driving and reserve hammers— lifting equipment for hammers and piles— lifting/upending procedure for piles— noise mitigation.

Piles shall be equipped with penetration markings showing the pile penetration in the soil.


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Figure 3-11 Piling of a jacket pile

Following aspects shall be duly investigated during the development of the pile driving procedure:

— feasibility of the pile installation shall be proven by a drivability study or an equivalent analysis— structures with piled foundations shall be assessed with respect to stability for both operation and

temporary design conditions, e.g. prior to and during installation of the piles— if subsea templates shall be applied during piling, the on-bottom stability of the template shall be verified

under consideration of environmental loads both on template and pile(s), duration of piling and expectedsoil conditions

— pile driving refusal criteria shall be defined and evaluated for the selected hammers— the hammer shall be selected based on site specific drivability analysis under consideration of soil

characteristics and hammer properties— noise mitigation approach (e.g. by means of bubble curtain, sound dampers) shall be calculated and

evaluated on effectiveness, where required— followers should be used for the installation when it is not possible or not preferred to directly drive the

pile’s tip— to avoid driving on the water column, vent holes shall be provided in the pile or in the follower; it shall be

considered that holes in the pile reduce pile’s yield strength— total pile stresses (static plus dynamic) shall not exceed the pile’s yield strength.

If for the positioning of a pile a template (base frame) is used, its on-bottom stability shall be verifiedwithin the development phase. To prevent sliding the pile installation sequence should be started with theinstallation of two piles in diagonal corners.Jacket piles shall be installed in a sequence which achieves stability of the jacket in all stages of theinstallation. A proper arrangement for locating and guiding the piles into the pile sleeves shall be established.This requirement is of particular importance for subsea operation. Horizontal clearances between hammer,pile or follower and the jacket structure shall not be less than 1 m.Fabrication tolerances, clearances, deflections and pile sway have to be considered.The following risks, means of their mitigation and contingencies, as well as relevant limiting values, methodof their measurements/monitoring and acceptance criteria shall be described in the T&I documentation:

— failure of hydraulic system— failure of electrical system— soil plug rise during piling— failure of mechanical components of the hammer (including due to fatigue reasons)— pile refusal due to unexpected soil properties or pile set-up after piling interruption


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— pile running (unexpectedly too high driving progress)— failure of the remotely operated vehicle (ROV) used for the monitoring of piling process— influence of noise mitigation on the hammer efficiency— sticking of the follower in the pile— exceedance of noise limits— welding equipment failure, should the pile be extended at the offshore site by an additional part welded to

the pile’s tip— unacceptable inclination of the driven pile— unacceptable deformation (including dents, pile ovalization)— additional or oversized shear keys, and the clearance of the hammer guides.

Upon completion of the pile driving the influences on the pile structure shall be verified in accordance withDNVGL-ST-0126 (foundations of wind turbines), DNVGL-OS-C101 (other offshore steel structures).All deviations from the approved procedure identified on site (including all damages, design modifications,deviations from sequence and timing) as well as their reasons (if known) shall be duly recorded and analysedon impact on the structural integrity.During T&I planning following options for reducing of the pile driving resistance may be considered in thecase the pile reaches refusal before the target penetration:

— plug removal inside the pile e.g. by drilling or jetting and air lifting to reduce pile driving resistance— soil removal below the pile toe by means of similar technique— drilling an oversized hole under the pile toe with consequent grouting of the annulus between the pile and

the drilled hole.

During pile installation pile-driving-records shall contain blow counts and hammer energy for every pile.T&I documentation for drilling remedial action shall describe following risks, means of their mitigation andcontingencies, as well as indicate relevant limiting values, method of their measurements/monitoring andacceptance criteria:

— failure of hydraulic system— failure of crane, lifting equipment— failure of ROV used for the monitoring of drilling process— hose rupture and oil spillage— pile or pile toe damage by the drilling equipment.

After pile installation the pile fatigue assessment shall be carried out based on pile-driving records. Influenceof the deviation from verticality (as defined in the design documentation) and any kind of pile deformation(including pile ovalization) shall also be evaluated for acceptance.

3.7.6 Float-overFloat-over operation is a possibility for the installation of topsides of OSS or accommodation platforms. Thefollowing manoeuvres are carried out during the float-over operation:

— positioning of the barge in order to align the topside structure with the substructure— ballasting of the barge to submerge and connect the topside with the substructure (set-down/transfer).

Planning of the float-over operation shall ensure that:

— the structural integrity of the topside due to load effects during float-over (hydrostatic pressure,deflections, environmental conditions including waves and wind) is not endangered

— the topside has adequate static and dynamic floating capability and stability— adequate clearance between the topside and substructure (considering motions of the platform and tidal

effects) is provided— the legs of the substructure are duly protected from impact by the barge by means of fenders


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— vertical and horizontal forces during topside’s set-down onto the substructure are damped and equalizedby polyester lines attached to winches on the barge, by correspondent protective pads or shock-absorbersinstalled on the legs.

Methods shall be considered to minimize the risk of striking contact between the barge and the topside,immediately following set-down (e.g. due to wave impact or incorrect ballasting).During float-over careful consideration of the prevalent currents, waves and swell (height, period, direction)is required.

Guidance note:Further guidance on float-over operations is provided in DNVGL-ST-N001 Sec.15 Lift-off, mating and float-over operations.


3.7.7 Jacking-upJacking-up is the method of topside elevation onto the offshore substructure (jacket) by means of temporaryhydraulic jacking system.All lifting equipment (hydraulic strand jacks) used for the installation shall be designed for sufficient safeworking limits.Strand wires shall be kept clean all the time. During onshore preparations (assembly at the manufacturingyard) any works above or nearby the installation equipment that may potentially affect the strand wires(sandblast, weld, grind, cut) shall be prevented, relocated or isolated by covering with sheets or blankets.Special care shall be taken to prevent twisting or kinking of the strands.Any seawater contact with the strand jacks placed on the head legs shall be prevented.In the T&I documentation following information shall be stated:

— environmental criteria for the installation (among other significant wave height, wind speed, rain- orsnowfall limitations)

— uncovered maximum strand wire exposure time— expected duration of the overall lifting (shall be in-line with the weather forecast window)— description of lifting speed control.

Environmental limits may not be exceeded during installation and shall be duly monitored.Prior to the start of the installation the following checks shall be performed:

— availability of functions of the central computer responsible for control of hydraulic lifting equipment— pressurization and absence of leakages of the hydraulic system— cleanliness of every strand jack— level checks of the engine (fuel, oil) and in the hydraulic aggregates (hydraulic fluid).

Once the topside is elevated it shall be levelled e.g. by lifting by the correspondent strand jacks. Levellingcriteria shall be stated in the T&I documentation.

3.7.8 Welding connectionsDuring design of steel structures, accessibility of the welding areas during offshore activities (includinginstallation and repairs) shall be considered (e.g. by installation of temporary scaffolding and protectionrequired for welding).All welding carried out on the construction site shall be carefully planned; shelter, lighting and weatherprotection shall be planned depending on the welding process. It should be aimed at conditions that areequivalent to workshop conditions.Procedures and test specifications for all welding and tests shall be available at the construction site.Tests which are required for the respective structural category or execution class shall be carried out; weldingparameters shall be applied according to specifications. Qualification of welders and NDT operators shall alsobe confirmed before start of welding operations.


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Preparation of working area, storage of welding consumables, cleaning and joint preparation, pre-heating,welding, waiting time, NDT testing, coating, coating inspection shall be monitored during execution.The influence of the pile driving fatigue on the welding shall be analysed and compared with the designassumptions.

3.7.9 Bolted connectionsDesign of the bolted connections shall comply with DNVGL-ST-0126.Installation documentation shall provide instruction for the execution of the bolted connection. Thisinstruction shall contain at least the following information:

— pre-treatment or checks of the surfaces to be joined (including coating thickness, flatness, roughness)— if additional activities at the flanges (e.g. underpinning) during the connecting work are already intended

in the design, these shall be described together with the necessary materials. If these activities onlybecome necessary when certain criteria are exceeded (e.g. maximum gap widths), the criteria andmeasurement procedures shall be stated

— lubrication condition of thread and bolt/nut— tightening procedure and all data needed for the manufacturing (e.g. preloading, torque required,

tightening tool)— tightening sequence.

3.7.10 Grouted connectionsDesign of the grouted connections shall comply with DNVGL-ST-0126 and DNVGL-RP-0419.The grouting procedure shall be defined in detail by the manufacturer of the grouted connection in a methodstatement. The method statement shall contain at least the following information:

— responsibilities and qualification of personnel— materials applied— storage of materials (grout, binder, mixing water) during transport and installation— equipment (mixing plant, pump, grout lines, cranes, testing lab) definition of required environmental

conditions— specification of required environmental conditions (air temperature, water temperature, wind and wave

conditions, weather window, temperature of mixing/pumping equipment, temperature of relevant steelparts)

— detailed description of working steps during grouting procedures— specification of measures to be taken for grouting at low temperatures (if applicable)— detailed description of measures to be taken in case of interruptions of the grouting process— specification of the maximum duration of the grouting process (specifically, how long should the grouted

structures be supported)— detailed description of quality control (material tests etc.)— specification of requirements for health/safety.

The following checks shall be performed before starting the grouting process:

— check of permissible environmental conditions as per method statement— inspection of components and structural details (dimensions, geometry, surface quality, corrosion

protection, cleanliness, marine growth, state and condition of grout seal)— check of materials: grout material (type, batch, manufacturing date, data sheets, storage conditions),

mixing water (storage conditions, fresh water)— check of mixing/pumping equipment (visual check of mixer, pumps and grout lines and coupler elements)— check of implementation of quality control as per method statement.

The following checks shall be performed during the grouting process:


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— check of permissible environmental conditions as per method statement— check of mixing procedure (minimum/maximum water content, mixing process)— check of maximum duration for grouting process as per method statement— visual inspection of the mixed grout and check of relevant grout properties (consistency, air void content,

sampling for compression tests)— documentation of any irregularities and deviations to method statement— check of grout overflow, visual inspection of overflowing grout.

The following checks have to be performed after the grouting process:

— check of permissible environmental conditions as per method statement and relevant documentation— analysis of test results performed on grout properties and accordant documentation.

In case that the grouting process had to be interrupted and no procedure had been defined how to continuethe grouting process in the method statement, DNV GL shall be involved before continuation of the groutingprocess in order to agree on a suitable procedure to continue the work.


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SECTION 4 TRANSPORT AND INSTALLATION OF ASSETS ANDCOMPONENTS

4.1 Foundations and substructuresFoundations and substructures, see Figure 4-1, form the subsea part of the asset’s structure. This standardcovers fixed substructures rigidly connected to the seabed by means of pile foundation, under the effect ofown weight (gravity base structure) and negative pressure (suction bucket).

monopole foundation pile foundation gravity base foundation

Figure 4-1 Offshore foundations and substructures

Design of foundations and substructures shall comply with DNVGL-ST-0126 (foundations of wind turbines)and DNVGL-OS-C101 (other offshore steel structures).Requirements of Sec.3 shall be considered as relevant.Within the execution of foundation (substructure) installation it shall be ensured that the installation locationdoes not deviate from the coordinates indicated in the design documentation limits. In case that suchdeviations exist, assessment shall be carried out to ensure that the deviations do not endanger

— the structural integrity of the asset over the life-time of the asset (among others due to new specificenvironmental conditions e.g. depth, sea bed properties, currents, wind turbulences)

— the power cable system design— ship navigation and environment— the existing assets (crossing of other cables, pipelines) and un-exploded ordnances.

4.1.1 Gravity base structureOffshore gravity base structures are substructures held in place by gravity. They may be built using concreteas well as precast element solutions and are typically constructed onshore and towed (floating) to their finalposition offshore. Tanks or cells inside the gravity base structure may be used to control buoyancy during


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transportation. By flooding the cells with water the gravity base structures are set down. In order to havesufficient ballast, cells are typically filled with sand, rock or other materials.During T&I planning all loads which may occur due to effects such as hydrostatic pressure, impacts, mooring,guiding, pulling by tugs and winches, etc. should be considered in the design of the gravity base structure.Prior to dry-dock flooding and prior to transport to the installation site the following shall be carried out priorto dry-dock flooding:

— check of blockage of the installation systems: piping for flooding, grouting, skirt water evaluation, etc.— the weight of the gravity base structure should be calculated on the basis of accurate specific weights and

volumes and/ or weighed or estimated weights of parts of the component, equipment, etc.— the buoyancy of the gravity base structure should be estimated on the basis of an accurate geometric

model and weight limits— the position of the center of buoyancy should be estimated accordingly.

Trial-ballasting test should be performed prior the start of the transport.For float-out the requirements of [3.6.1.4] shall be considered.During the transport of gravity base structures afloat the following shall be monitored:

— draught, trim, and under-keel clearance— position and orientation of the component— environmental conditions including tide— air pressure in air pressurised compartments— air leakage— water plug (preventing escape of the air from the compartment inside the gravity base structure providing

buoyancy), if relevant.

4.1.2 Monopile and transition pieceRequirements for transport in [3.6] and piling procedure in [3.7.5] shall be considered.The inside of the transition piece (TP) shall be inspected prior to start of the transport to the installation site.Special attention shall be paid to the grout seal.Prior to the installation of TP the navigational lights previously temporarily installed on the monopile shall beremoved. The monopile surface shall be duly cleaned to ensure proper execution of grouting connection.Inclination of the monopile and TP shall be in acceptable range depending on defined total tolerance for thetower axis. Reference is made to DNVGL-ST-0126.Earth connection between TP and monopole shall be ensured to fulfil the requirements of IEC 61400-24, EN50522. Tests shall be carried out upon complete installation.Installation of a TP-cover is required to ensure suitable condition of TP till the commencement of tower(segment) installation.

4.1.3 JacketRequirements for piling and grouting in [3.7.5] and [3.7.10] shall be considered.During T&I planning a contingency plan shall be evaluated for the case of congestion/blockage of thegrouting pipe. Double redundancy shall be provided on jackets, i.e. in case that the primary grouting pipefails there shall be two additional options provided (e.g. supplemental grouting pipe and stinger connector forgrouting with the involvement of a ROV).Earth connection between jacket and piles shall be ensured to fulfil the requirements of IEC 61400-24, EN50522. Tests shall be carried out upon complete installation.Depending on the design and method of installation, e.g. pre-piling, post-piling, use of mud-mats a propersea bed preparation is required.


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If temporary support is foreseen for holding the jacket during curing of the grout, it shall be removed(released) after curing of the grout to transfer the load through the grouting connections. The removal andretraction of temporary supports shall preferably be tested onshore, before load-out.An adequate weather window shall be chosen and sufficient temporary support of the jacket shall beguaranteed during grouting and grout curing to prevent early-age cycling of the grout material.

Guidance note:Further guidance on jacket installation operation is provided in DNVGL-ST-N001 Sec.13 Jacket installation operations.


4.1.4 Suction bucketThe driving force for the suction bucket to penetrate the soil is the hydrostatic pressure related to the depthat the installation site and the vacuum established inside the bucket.During T&I planning a contingency plan shall be worked out for the case of congestion/blockage of theconcrete route. Double redundancy shall be provided i.e. in case if the primary route fails there shall be twoadditional options provided (e.g. supplemental hose connector and stinger vent hole for concreting with theinvolvement of a ROV).Installation of the suction bucket should be monitored by a ROV at all times (penetration sequences,grouting).Once the suction buckets are flooded and setdown on the seabed (or scour protection) is completed, it shallbe ensured that the openings in the bucket (e.g. concrete overflow holes) are closed to enable the pumps tocreate the required negative pressure for penetration into the soil by pumping out the water from the bucket.For substructures with several suction buckets the penetration process shall be carried out on all suctionbuckets simultaneously. The inclination of the substructure shall be constantly monitored. In case thatlevelling is required this shall be achieved by decreasing or increasing the suction pumping rate specificallyon every single suction bucket.Acceptance criteria for the penetration depth and inclination shall be stated in the T&I documentation.Within the development phase it shall be confirmed that during filling the bucket with the concrete, anyuplifting piston-effect from the concrete pressure may not occur. The level of concrete inside the bucket andflow rate of the pumped concrete shall be monitored. The overflow holes will be prepared and be open duringthis procedure.Upon the completion of concreting, all openings in the bucket shall be sealed.

4.2 Scour protectionWithin the development of a wind power plant the following shall be prepared concerning scour:

— procedures, contingency plan— investigation of influence (punch-through) of the scour protection on the substructure.

In the T&I documentation dimensions of the different layers (filter, armour) of the scour protection aroundthe foundation (substructure) shall be defined, including layer height, radius, side slopes, vertical andhorizontal tolerances, gravel specifications. Timescale for the installation duration as well as limitingenvironmental conditions shall be provided.Prior to start of the transport and during the installation of the scour protection the following shall beensured:

— sufficient quantity of appropriate scour materials and all necessary deployment equipment shall beprepared for mobilisation

— the anti-scour material shall be transported and installed with the specifications in the designdocumentation (including gravel material, weight, grading in mm, coefficient of uniformity)

— care should be taken when laying scour protection to ensure that bad weather and/or high currents duringthe installation phase do not cause damages to the lower layers.


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During the installation of the scour protection (and especially during current direction change) regularintermediate check surveys shall be carried out to verify the touchdown point, the building up progress andthe quality of the work.After completion of the work an as-built report shall be issued including comparison of original design of thescour protection with the as-built configuration.

Guidance note:Cables should be trenched or otherwise protected in scour-prone areas. Additional precautions may be required close to J-tubes orI-tubes at a substructure, especially immediately after laying of the cable.


4.3 Corrosion protectionWithin the development of a wind power plant the following shall be considered with regard to the corrosionprotection:

— the mechanical integrity of anode fastening devices during installation— cathodic protection is mandatory for the submerged zone and shall serve jacket and jacket piles (where

relevant); sufficient electrical connectivity between them shall be provided— installation procedure including drawings of the detailed design showing location of individual anodes,

requirements for preparation, specification of materials and equipment to be used, information onhandling and storage of anodes and materials for anode installation, reference to welding and/or brazingprocedure specifications and qualification of personnel carrying out welding/brazing, inspection and testingof anode fastening

— the splash zone coated areas not covered by the anodic protection, to avoid further unnecessary damageduring T&I, or to ensure that repairs where necessary are implemented before installation.Guidance note:Reference is made to DNVGL-RP-0416 Corrosion protection for wind turbines.


4.4 Power cablesDetailed design of the transport and installation steps for the cable system and its interfaces is a process thatshall address all possible scenarios such as the following:

— cable storage, load-out and transport— cable laying, e.g. offshore, in landfall area and/or at infrastructure crossings— cable pull-in at offshore units and landfall— cable burial, including burial tools and their characteristics— cable protection by non-burial methods— cable jointing— contingencies.

Risk assessments shall be carried out for each step of the installation process. An overall installation manualshall be developed. The installation manual shall include detailed procedures for the individual installationsteps, including the relevant operational parameters and limiting weather conditions established in theinstallation analyses.The installation method chosen shall facilitate control over the cable configuration at all times.Detailed requirements related to T&I of the power cable system with a focus on offshore, landfall and, whereapplicable, onshore construction are specified in DNVGL-ST-0359.


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Transmission

Substation(onshore)

Wind turbines

Substation(onshore)

Substation(offshore)

Wind turbines

Figure 4-2 Power cable system

4.5 TowerA common tower design for both onshore and offshore wind turbines is a tubular steel tower, which ismanufactured in sections of typically 20-30 m length with flanges at both ends. The tower will typically havecircular cross-sections.In segmented steel and concrete towers the cross-sections are divided into a number of panels whichtypically are assembled by bolts. A major advantage for a segmented tower design is the facilitation oftransportation.Lattice towers are typically manufactured by means of welded or bolted tubular steel profiles or L-section steel profiles. The lattice towers are typically three- or four-legged and consist of corner chordsinterconnected with bracings in a triangulated structure. A major advantage of a lattice tower design is theabundance of experienced lattice tower designers and manufactures from other industry sectors.During T&I planning the following shall be considered for towers and tower segments/panels:

— manufacturers T&I manuals— requirements of Sec.3 (as relevant), as well as of App.B— relevant conditions from the WT Type Certificate.

During T&I planning it shall be considered that tubular towers shall be designed so that resonance with thefrequencies of vortex shedding will not occur during transport and installation. Vortex-induced vibrationsmay be prevented by designing for an arrangement of special protection (temporary wind spoilers otherwiseknown as strakes, vortex ropes) and/or by designing for arranging the structural components and theirtemporary supports appropriately.Transportation method and arrangement (including necessary supports inside tower segments) shall bedescribed and match with the assumptions of the component design.For both, concrete and steel tower segments, the following is valid:

— wooden cradles with at least 10 cm thickness shall be applied for the intermediate storage, on thetransport vehicle (or ship) and onsite preassembly works

— wooden cradles shall have either spacing or geometry suiting the radius of the tower segment/panel


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— alternative solutions to wooden cradles can be applied if their effectiveness is justified— for the load-out the number of lifting loops, their material and breadth shall be chosen in such way that

the structural integrity is not endangered due to dead weight of a segment, accelerations during lift up,movements during load-out excited by environmental conditions

— proper levelling and centering of the segments shall ensure that the limits set within the design are notexceeded.

Tower weight shall be compared with the theoretical assumptions made during the development phase.If grout connections shall be performed (e.g. for joining concrete towers segments/panels) sampling andtests are required to assure integrity of the joints. Reference is made to [3.7.10].Before installation commences, the pre-installation inspection shall be carried out according to themanufacturer’s instructions, which shall include the following:

— check whether elements inside the tower (e.g. pre-installed ladders, switching cabinets) are distorted orbent, whether signs of cracks and dents (outside the design limits) are not considered

— in the pre-assembled tower segments – whether all bolts are marked as torqued and no turning isconsidered

— check whether flanges of tower segments are even and free of foreign elements ensuring parallel joiningof the flange surfaces (since a gap in the flange connection leads to a strong increase in loading of thebolts) and correctly coated

— inspect the bolt holes in the flanges as well as flanges themselves for corrosion and cracks— check whether bolts are free of damages and impurities, free of any sign of corrosion, scratches, bents

and crack-development— check whether the bolts are handled as per manufacturer’s requirements; this includes their lubrication

and temperature requirements.

If applicable, tightening/torqueing procedure (including sequences and values) shall be carried out inaccordance with the manufacturer’s instructions. Calibration of the bolting equipment used for tower segmentinstallation shall be applied to check the output torque (tightening moment) of the tool within acceptabletolerance.Once the installation is completed, the following checks and tests according to the erection manual shall beperformed:

— condition of grounding and bonding wires as well as their terminations (including at ladder assembly)— bolts marking indicating as-torqued position— condition of the top flange joint/bottom flange joint with respect to damages or irregularities (inspection

to be performed on both sides)— condition of lights, lighting cables and light switches, power sockets, power supply cables and cable

support system to be inspected visually— condition of pre-installed ladders including fall arrest system.

All deviations (items missing, damages found) as well as the cause of the damages (if known) shall be dulyrecorded. Deviations and damages identified upon installation of the tower shall be analyzed for impact onthe structural integrity of WT.

4.6 NacelleDuring T&I planning the following shall be considered for nacelles:

— manufacturers installation manuals— requirements of Sec.3 (as relevant), as well as of App.B— relevant conditions from WT type certificate

Influences of T&I conditions and of the transport arrangement on the structural integrity of the nacelle shallbe considered during T&I planning. Lifting points shall be adequately dimensioned.Transportation method and arrangement shall be described and match to the assumptions of the componentdesign.


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Transport fastening in the nacelle shall be described and weather protection shall be ensured (i.e.maintenance of atmospheric conditions inside the nacelle).Corrosion protection of machined surfaces (e.g. flanges) shall be guaranteed e.g. by wax-based corrosioninhibitors. Upon assembly, the temporary corrosion protection shall be duly removed.Handling of components shall be described and protection against mechanical damage shall be foreseen (e.g.protection against contact of nacelle with securing transport chains).In case that extended duration of nacelle storage or transport is expected, regular rotation of the drive trainshall be ensured in accordance with the manufacturer’s requirements.Furthermore during long stand still / idling periods, e.g. caused by missing grid when the turbine is erectedand installed, regular rotation of drive train and sufficient lubrication shall be ensured in accordance with themanufacturer requirements.Nacelle weight shall be compared with the theoretical assumptions made during design development.Reference is made to App.B.

1 – nacelle cover; 2 – main bearing; 3 – pitch drive; 4 – hub; 5 – rotor blade; 6 – main shaft; 7 – yawdrive; 8 – gearbox; 9 – lift point; 10 – disk brake; 11 – generator; 12 – electrical cabinet; 13 – ladder; 14 –elevator; 15 – upper tower segment

Figure 4-3 Rotor-nacelle-assembly and upper tower segment of a wind turbine


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NDT testing for surfaces and volumetric flaws shall be carried out on load carrying metallic components inaccordance with DNVGL-ST-0361.Following tests and checks shall be carried out prior to start of T&I:

— Visual inspection of the hook-on points (pad eyes, trunnions), clamping points (e.g. yaw bearing)— check for absence of damages, holes, scratches on fiber glass surfaces— check the condition of the seals and hatches— check of the paintwork inside the nacelle— visual inspection for damages and deviations: main shaft, gearbox fans, gearbox and its oil pipes, brakes,

generator and generator fans, yaw drives, cabinets and other components— check whether loose parts (tools, instruments, fire extinguishers, personal protective equipment, mobile

ladder, etc.) are secured or removed— check whether the transport covers are applied where required, are intact and correctly positioned.

Limiting values for accelerations and vibrations of sub-components and other parts (e.g. electrical cabinets,switchboards, etc.) should be obtained from the component manufacturer and be considered accordingly.Lifting points (clamping points or hook-on points) where the consequences cannot be predicted or the usageexceeds the intended function or deviates from the intended load-path shall be confirmed by the componentmanufacturer. Examples: Hook-on points located on the main gearbox, clamping of yaw bearing duringtransport.All deviations (items missing, damages found) as well as the cause of the damages (if known) shall be dulyrecorded. Deviations and damages identified upon installation of the nacelle shall be analyzed for impact onthe structural integrity of WT.

4.7 RotorDuring T&I planning the following shall be considered for WT rotors:

— manufacturers installation manuals— requirements of Sec.3 (as relevant), as well as of App.B— relevant conditions from the WT type certificate.

In addition, for blades DNVGL-ST-0376 shall be applied.In order to ensure the integrity of all bolted connections of the blades and rotor star to the sea fastening(pedestal) all tightening elements (bolts and nuts) are to be visually inspected after each transport phase.During the transport the connection shall be regularly inspected for movement. If nuts indicate turning fromthe original position, the bolted connection shall be retightened using proper equipment to the specifiedpreload condition.Before the installation of the rotor commences and upon finalization of the installation all necessary checksshall be carried out in accordance with the manufacturer’s instruction, including:

— check of the nose cone parts for scratches, other signs of damage— check that the hatch is undamaged and closes properly— check that the handrails (if any) are undamaged and installed and secured properly— inspection of the hub (both outside surfaces and internal steel structure and equipment) for cracks,

scratches and other signs of damage— inspection of the flanges for signs of corrosion or damage— check of the pitch drives for damage— check of the connecting cables visually for damage and secure contacts— check whether the hub entrance has been delivered including star-like ladder, platforms, ladder support,

connectors and bolts, nuts and washers.

If for the installation of single blade or of the pre-assembled rotor turning of the WT main shaft is required,operability of relevant equipment shall be tested in advance before the start of T&I including the turningactuator, control unit, gearbox oil heating. Blades bearing openings should be equipped with the safety nets.


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All deviations (items missing, damages found) as well as the cause of the damages (if known) shall be dulyrecorded. Deviations and damages identified upon installation of the rotor shall be analyzed for impact on thestructural integrity of the WT.

4.8 TopsideRequirements of Sec.3 (as relevant), as well as of App.B, shall be considered.During T&I planning

— weather window (i.e. environmental conditions and allowable time frame) for T&I procedures shall bedefined

— transport conditions shall be assessed to investigate whether additional support or temporary bracing forthe equipment installed inside the topside as well as on its open decks is required.

Transport and lifting arrangement (e.g. overall geometry of rigging) shall comply with the assumptions madein the design of the topside. Verification of the topside structure design including lift points shall be carriedout in accordance with App.B.Machinery, components and systems and electrical installations should be designed to withstand themaximum inclinations and accelerations due to roll, pitch, yaw, surge, sway, heave motions of thebarge (vessel) during transport. Limiting values (accelerations, vibrations) shall be obtained from themanufacturers (electrical cabinets). If required, additional support, temporary bracing shall be provided.Following equipment may potentially require additional support or temporary bracing:

— transformers— converters— shunt reactors— external coolers or radiators— tanks containing liquids (e.g. transformer conservator tanks, fuel storages, daily tanks, water tanks

intended for firefighting, sanitary needs, etc.)— gas bottles— diesel generators— switchgears and switchboards— containers on open decks— gas bottles.

It shall be ensured that additional support or temporary bracing will not damage steel structure of thetopside.Following additional measures may be required:

— physical protection, lifting or fixture for gratings, ladders, handrails, doors, electrical panels, substationcranes hoisting

— removal and transport in a transport container of fire extinguishers, furniture etc. potentially subject todrop during T&I with subsequent their installation upon completion of the topside installation

— lowering of masts, antennas, ventilation units etc. potentially subject to damage during load-out, lifting.

Prior to the start of the topside transport the following shall be duly checked:

— application and condition of additional supports, temporary bracings, physical protection, fixtures— removal of unsecured or unstable objects (tools, instruments)— sealing of the venting tubes in tanks containing liquids— theoretical design weight shall be compared with results from physical weighing.

Transportation method and arrangement shall be described and matched with the assumptions of thecomponent design. Description of process for connection between topside and jacket, e.g. by welding shallinclude process, qualification of personnel, welding process specification, testing.Following working steps and parameters shall be considered and monitored during installation:


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— weather restrictions— lowering speed, accuracy, stabbing of topside— execution of offshore welding, connection between jacket and topside

condition of hook on points (pad eyes, trunions) – by NDT and visually, preferably after each lift (also yardlift).

4.9 Meteorological mastThe meteorological mast (met mast) consists normally of a foundation (for offshore met mast – gravity base,monopile or jacket), on which a lattice tower is mounted, see Figure 4-4.Requirements of Sec.3, [4.1], [4.3] and [4.5] (as relevant), as well of App.B shall be considered.Further aspects of T&I relevant for the certification are specified in DNVGL-SE-0420.

Support structure

Substructure

TowerTower

Foundation

Foundation

Figure 4-4 Offshore and onshore met mast structural components


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SECTION 5 DECOMMISSIONING TRANSPORT OF A WIND POWERPLANT

5.1 GeneralThe removal, i.e. deconstruction and transport of the wind power plant assets including all equipmentfrom the site may be enforced by law or may be performed for economic, environmental or for reasons ofreputation.However before commencing the construction of the wind power plant the deconstruction and transportconcept should be developed. It shall contain the assessment of the feasibility of the selected deconstructionand transport methodology. Deconstruction should in general be achieved by reversing of the installationprocesses. Where reversing of the installation and transport processes is not realistic, the feasibility of themethod of the deconstruction and transport intended to be applied upon decommissioning shall be supportedby the proven examples from offshore industry.The detailed decommissioning and deconstruction manuals should be developed at latest during operationalphase of the project and shall be adapted continuously where necessary to meet the actual conditions andcircumstances of the power plant and its environment.The decommissioning and deconstruction manual shall document at least the following:

— methodology and description of all working steps of the decommissioning of all the wind power plantassets

— methodology and description of all working steps of the deconstruction of all decommissioned assets— methodology and description of all working steps of the transport of all deconstructed assets.

Guidance note:Further guidance on deconstruction and disposal transport of the wind power plants is provided in DNVGL-ST-N001.


5.2 Substructures and foundationsFor both onshore and offshore projects national regulations shall be considered with regard to

— allowance that the assets remain at their location— definition of allowable heights of parts of the substructures and foundations left in the ground— allowable method of the removal.

The following should be considered in the case of absence of correspondent national and local regulations:

— potential effects on the safety of surface or subsurface navigation and other uses of the sea— rate of deterioration of the material and its present and possible future effect on the marine environment

including wildlife— risk that the material will shift from its position at some future time— costs, technical feasibility, and risks of injury to personnel associated with removal of the assets— determination of another application purpose and reasonable justification allowing the substructure/

foundation or parts thereof to remain on the site.

Guidance note:Reference is made to the following regulations:

— IMO “Guidelines and Standards for the Removal of Offshore Installations and Structures on the Continental Shelf and in theExclusive Economic Zone”

— Guidance notes for industry “Decommissioning of offshore renewable energy installations under the Energy Act 2004”,Department of Energy & Climate Change (UK)



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If removal of a foundation and/or substructures is required, investigations shall be carried out regarding,e.g.:

— method and phases of removal— environmental conditions— risks involved— necessary equipment to be provided during operations— structural arrangements and mechanical devices (pipes, fittings etc.) to be provided already during

construction phase, and measures required to ensure that removal operations will be possible at theexpected time.

If removal is anticipated, this should be assessed by analyses of the ground reactions generated during theremoval procedure. This should be carried out in order to ensure that the resistance may be overcome withthe means available. The analysis shall be based on upper bound ground parameters.

Guidance note:Regarding skirted foundations (e.g. suction buckets), suction forces tend to develop at the foundation base and the tips of skirts.These forces may be overcome by sustained uplift forces or by introducing water into the confined base compartments to relievethe suction.


Setup effects, consolidation effects, uneven separation from ground surface, possible drop-off of ground orunder base grout, weights of accumulated debris and marine growth should be considered.Suction installed foundations may be removed by reversing the installation process and applyingoverpressure in the bucket instead of under pressure.Reference is made to DNVGL-ST-0126 and DNVGL-OS-C101 for further details.

5.3 Power cablesCables that are planned to be removed should be classified by their destination, i.e. “scrap” or “re-use”. Thisclassification will to some extent define the failure modes, limit states and acceptance criteria which shall bechecked.Decommissioning of power cables intended for “re-use” should be planned, conducted and documented insuch a way that degradation mechanisms are reduced and the cable may be re-commissioned and put intoservice again.The decommissioning concept, including the withdrawal from service and abandonment / removal options,shall cover the following:

— relevant international, national and local regulations— natural environment (benefits of not disturbing the seabed, possible pollution, future affects)— obstruction of surface navigation, also in comparison to existing installations, wrecks and debris— possible motions of sediments— future management of an out-of-service cable system— procedure and technical feasibility of cable removal.

Guidance note:Reference is made to DNVGL-RP-0360.



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APPENDIX A ASSESSMENT OF RISK POTENTIAL

A.1 GeneralThis appendix provides an approach for the identification of potential hazards and the assessment of the riskpotential.A hazard is a potential source of harm. Harm may be related to human injury, negative environmentalimpact, damage to asset/component or a combination of these. An incident which occurs when a hazard isrealised is a hazardous event or a failure.Risk is the likelihood of a specified undesired event (hazard, see [A.2]) occurring within a specified period orin specified circumstances. Risk may be expressed as the combination of:

— consequence of that event (see [A.3]), and— probability (see [A.4]).

A.2 Hazard identificationHazard is a deviation (departure from the design and operating intention) which may cause damage, injuryor other form of loss. Hazards may potentially affect the execution of the transport and installation of windpower plants causing:

— injuries of the personnel or fatality— increase of T&I costs (due to delay, further complication or additional steps)— losses of asset, components, equipment— impact on reputation and public relation— a combination of these.

Table A-1 provides examples for hazards (deviations, irregularities, undesired events) to successful and safeexecution of the transport and installation, possible causes and consequences. Potential consequences aregiven for personnel health and safety, environmental and economic consequences.

Table A-1 Hazard identification

Number Hazards (deviations,irregularities, undesired events) Possible causes Possible consequences

1 Asset design/T&I equipment design

1.1

Failure of asset or component, dueto

— structural damage— loss of component’s buoyancy— loss of anchor line, mooring— congestion of a piping (grouting

system, hydraulic line of jacketsleeve gripper)

— fire, explosion

a) unreasonable dimensioningand design

b) lack of protectionc) insufficient scope or

performance of checks andtests before and during T&I

d) wrong weather forecast

Personnel health and safetyconsequences (injury, fatality)Economic consequences (loss ofasset, components, equipment;increase of T&I costs; reputation)

Environmental consequences(waste, pollution)


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1.2

Failure of T&I machinery andequipment e.g.

— loss of vessel or barge control,collision, impact, grounding,stranding

— failure of crane or SPMThydraulic system, hydraulichammer, ballast pump, groutingmixer

— failure of compressed air, wateror electrical power supply

— failure of communication

a) unreasonable selection oflifting appliances, hydraulichammers, bolts tighteningequipment

b) decrease of equipmentefficiency, ability andreliability due to cooling andlubrication state, rusting,eroding, wear

c) inappropriate maintenanceand repair of machinery andequipment

Personnel health and safetyconsequences (injury, fatality)Economic consequences (damage,collapse, reputation)


1.3 Delays, schedule conflicts

a) late appointment ofinstallation ships andequipment

b) complex access formaintenance and repair ofthe installation equipment

c) design issues relevant forasset/component

Economic consequences (costs,reputation)

2 Methods and procedures

2.1 Failures or damages within theexecution of T&I procedures

a) asset and componentsdesign faults

b) unreasonable selection ofT&I methods, absence ofnecessary protections

c) application of a new or non-proven technology

d) unreasonable selection ofonshore transport route,quay, berth, installationvessel, barges, seafastening, preassembly orintermediate storage area

Personnel health and safety (injury,fatality)Economic consequences (damage,collapse, reputation)


2.2 Collision, impact, grounding,stranding

a) unreasonable transportroute selection (lengthand duration, lack of safehavens, etc.)

b) unreasonable selection ofT&I methods

c) application of a new or non-proven technology




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a) unreasonable selection ofT&I methods

b) unreasonable selection ofquay, berth, installationvessel, barges, seafastening, preassembly orintermediate storage area

c) lack of redundancy,unavailability of contingencyplan

Economic consequences (costs,reputation)Environmental consequences(waste, pollution)

3 Materials and substances

3.1

Failures or deviations within theexecution of T&I procedures, e.g.

— failure of crane or SPMThydraulic system, hydraulichammer, ballast pump, groutingmixer

— congestion of a piping (groutingsystem, hydraulic line of jacketsleeve gripper)

— failure of compressed air, wateror electrical power supply

— structural failures of anchor line,mooring and other

a) unreasonable selectionof materials for design ofassets, components,

b) unreasonable selection ofmaterials for design of seafastening, T&I equipment




a) unavailability of water,compressed air, electricalpower supply etc. at pre-assembly or intermediatestorage area, installation site


4 Measurements and tests

4.1 Failures or deviations within theexecution of T&I procedures

a) unreasonably selectedmeasurement or testmethods (e.g. during checkof location coordinates,verticality of substructures,check of limits and targetvalues within bolting,grouting, NDT of padeyes,welded joints, etc.)

b) inappropriate accuracy ofmeasurements and tests

c) low reliability ofmeasurements and tests

d) poor readability of theresults



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4.2 Delays, schedule conflictsa) failure or damage of

measurement and testingequipment


5 Environment

5.1

Pollution, waste at the installationsite, preassembly or intermediatestorage area (oil, fuel release fromgenerator, day tanks, storage tanks,gearboxes)

a) fire, explosion due toincorrect securing of thecomponents containinghazardous goods:flammable liquids, explosivesubstances, pressure vessels

Environmental consequences(waste, pollution)Economic consequences (costs,reputation)

Personnel health and safety (injury)

5.2 Excessive noise disturbance levela) failure of noise protectionb) unexpected properties of the

sea bed

Personnel health and safety (injury)Economic consequences (costs,reputation)

5.3Delays, schedule conflicts due tounexpected deterioration of weatherconditions

a) unreliable weather forecastb) unexpected detection of

unexploded ordnancec) unexpected properties of the

sea bed

Personnel health and safety (injury,fatality)Economic consequences (costs,reputation)

6 Personnel and organizational issues

6.1

Occupational physical hazards

— personnel accidents— illnesses— man overboard— unauthorized intervention— terrorism

a) geometric limitations withintransport

b) inappropriate (sea) fasteningand securing of assets

c) adverse weather and seastates

d) inappropriate or insufficientequipage with tooling,personal safety equipment

e) insufficient POB

Personnel health and safety (injury,fatality)Economic consequences (costs andreputation)

6.2 Dropped object, swinging load

a) inappropriate liftingb) human errorc) adverse weatherd) sling whole or partial failuree) mechanical failure



6.3 Ship collision, impact, grounding,stranding

a) insufficient qualification ofthe staff

b) hilarity, human errorc) equipment failure



6.4 Epidemic diseasea) food poisoningb) bio hazardc) seasickness

Personnel health and safety (injury)


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a) insufficient qualification ofthe staff

b) poor management andcoordination

c) onshore transport delaysd) non-availability of the

barges, installation vessels,T&I equipment

e) financial issues e.g.bankruptcy of T&Isubcontractors

f) absence of the permissions,certificates

Economic consequences (costs andreputation)

A.3 Consequences evaluation

A.3.1 Personnel health and safety consequencesPersonnel health and safety consequences evaluation should consider important factors such as:

— fatality— injury— illness— man over board

Safety consequences should consider the potential death and injury of personnel and are commonlyexpressed in terms of potential loss of life (PLL).An example of a safety consequences scale is shown in Table A-2 with ranges from very low (LL) to very high(HH).

Table A-2 Safety consequences scale

Category PLL Description

HH > 1 multiple fatalities

H 1 single fatality

M 10-1 major injury, permanent disability

L 10-2 minor injury

LL 10-3 slight injury

A.3.2 Environmental consequencesEnvironmental consequences analysis requires estimation of factors such as:

— pollution through discharge of liquids— gas releases, also regarding greenhouse potential— loss of highly toxic chemicals


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— excessive noise.

Environmental consequences should be limited to local and global damage to the environment alone; notincluding safety and economic aspects.An example for an environmental consequences scale is shown in Table A-3. The definition of units(monetary, volumetric) depends on environmental incident severity coupled with the design philosophy of theasset (component) and materials applied.

Table A-3 Environmental consequences scale

Category COF (litres of oil) Description

HH > 16 000 massive effect

H 10 000 – 16 000 major effect

M 1000 – 10 000 local effect

L 100 – 1000 minor effect

LL < 100 slight effect, negligible

A.3.3 Economic consequencesEconomic consequences should include all financial matters in relation to a potential incident including:

— repair costs— costs due to delays and schedule conflicts— clean-up costs— value of lost production— fines— reputational losses.

Economic consequences should be expressed in monetary terms (cost of failure, COF) using appropriatecurrency units.An example of an economic consequences scale is shown in Table A-4, assuming an installation value of 25 M€.

Table A-4 Economic consequence scale

Category COF (€) Description

HH > 5 M massive effect

H 500 k – 5 M major effect

M 50 k – 500 k local effect

L 5 k – 50 k minor effect

LL < 5 k slight effect, negligible

The economic consequences of business interruption may be estimated from duration and extent ofproduction downtime, multiplied by the value of production.

A.4 Probability of failureProbability of failure (POF) is the probability of an event occurring per unit time (e.g. annual probability).


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An example of a probability of failure scale is shown in Table A-5.

Table A-5 Probability of failure scale

Category POF / year Description

HH > 10-2 failure expected

H 10-3 to 10-2 high probability of failure

M 10-4 to 10-3 Medium probability of failure

L 10-5 to 10-4 Low probability of failure

LL < 10-5 failure not expected

A.5 Risk matrixRisk may conveniently be represented by means of a risk matrix. A separate matrix for each consequencecategory should be established.The common risk matrices shall be harmonised and standardised at the beginning of the design process andused for all risk assessments related to the installation under review.To achieve adequate resolution, a 5 × 5 matrix is recommended as shown in Figure A-1. All matrices shoulduse the common probability scale on one (normally the vertical) axis and individual consequence scales onthe other (normally the horizontal) axis.The risk is commonly divided into three or four (pictured) categories which should be the same for safety,environmental and economic aspects:

— H: High risks are unacceptable and actions shall be taken to reduce the risk level— M: Medium risk may be further divided into tolerable (upper) and broadly acceptable (lower) regions to

focus on efforts for risk control

a) Risks are tolerable once all reasonably practicable actions have been taken to reduce them. Furtherreduction action is needed, unless the costs are grossly disproportionate to the benefits.

b) Risks are broadly acceptable if most people would not be concerned by them. Further action isappropriate where cost-effective, or where needed to ensure that risks do not increase.

— L: Low, negligible risks do not require actions to be taken.

A matrix with three categories may be divided into H = unacceptable, M = tolerable with action required andL = broadly acceptable with no action required.


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HM HH

HH

H

M

M MM

MM

MM

M M

M M

M M M

L

L L

HH

L M H HHLL

LL

L

M

H

Prob

abilit

y

Consequence

Figure A-1 Example of a risk matrix


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APPENDIX B VERIFICATION OF STRUCTURAL INTEGRITY

B.1 GeneralAppendix B provides references to DNV GL standards containing methodology structural integrity verificationof assets/components under consideration of loads introduced into the structure by other elements (liftingpoints, supports, sea fastening).

B.2 Lifting acceptance criteria

B.2.1 Lifting pointsB.2.1.1 GeneralThe analysis of the lifting points and attachments to the structure shall be performed, using the most severeload. For the derivation of hook, lifting point and rigging loads reference is made to DNVGL-ST-N001 Sec.16[3].

B.2.1.2 Arrangement of padeyesGeneral considerations and requirements for the design of padeyes are given in DNVGL-ST-N001 Sec.16[9.5]. Guidance on padeye design calulations is given in DNVGL-ST-N001 App.P [2].

B.2.1.3 Arrangement of trunnionsGeneral guidance and requirements regarding trunions are given in DNVGL-ST-N001 Sec.16 [9].Through-thickness loading of the trunnions and their attachments to the structure shall be avoided ifpossible. If such loading cannot be avoided, the material used shall be documented to be free of laminations,with a recognized through-thickness designation.The trunnion stub shall generally be welded to the shell by means of a full penetration weld.The shell and the substructure are also subject to strength investigation with the local loads, especially whenthe shell is unstiffened.

B.2.2 Assets and componentsThe structure to be lifted shall be designed according to the principles laid down in the following standards(under consideration of loads introduced into the structure by others elements, among other by liftingpoints):

— support structures for wind turbines: DNVGL-ST-0126— other offshore steel structures: DNVGL-OS-C101— nacelle and hub of wind turbines: DNVGL-ST-0361— rotor blades of wind turbines: DNVGL-ST-0376— offshore substations: DNVGL-ST-0145.

B.3 Transport acceptance criteriaThe structure to be transported shall be designed according to the principles laid down in the followingstandards (under consideration of loads introduced into the structure by others elements, among other byfastening and support):

— support structures for wind turbines: DNVGL-ST-0126— other offshore steel structures: DNVGL-OS-C101— nacelle and hub of wind turbines: DNVGL-ST-0361— rotor blades of wind turbines: DNVGL-ST-0376


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— offshore substations: DNVGL-ST-0145.

For onshore transport the influence of the vehicles design and road surface condition on the fatigue state ofthe components shall be analysed, see [3.3.1].For offshore transport the influence of the distance and duration of the transport on the fatigue state of thecomponents shall be analysed for transports over 500 nautical miles.During the development phase motion criteria may be applied according to DNVGL-ST-N001 Sec.11 [3].For the verification of motion influences during offshore transport, loads for the relevant environmentalconditions shall be determined by motion analysis.

Cha

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CHANGES - HISTORICThere are currently no historical changes for this document.

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DNVGL-ST-0054 Transport and installation of wind power plants€¦ · · 2017-06-28Changes - current Standard — DNVGL-ST-0054. Edition June 2017 Page 3 Transport and installation