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University of Vermont
Vermont Lung CenterUniversity of Vermont
Charlie Irvin PhD, FRES
March, 2015
Revisiting Mechanics in Obstructive Lung Disease
Do we know it all?
TSANZ Annual Meeting
2
No conflicts to disclose
other than the fact that physiology is everything.
Actual Quote
“ …smooth muscle contraction and airway narrowing and that is the fundamental problem in asthma”
Unnamed Accomplished Immunologist from a prestigious East Coast Ivy League University
3
Nadel JA In Asthma Eds KF Austen & L M Lichtenstein Academic Press 1973
Asthma Theory : 1970s
Inflammatory Theory of Asthma: 1980s
4
altered airway function
THE REDUCTIONISM OF ASTHMA
THE cell
THE mediatorThe DRUG
The gene
altered airway function
Magic ??
Courtesy J Lee
5
Animal Models of Asthma
• Guinea-pigs• Rats (Brown Norway)• Dogs• Sheep• Horse• Cat• Rabbit• Nonhuman primates• Coatimundi
Thrilling Days of Yesteryear
Measurement of Peripheral Resistance (Rp) or collateral ventilation
Mitzner. In: The Lung 1997
Paleophysiology
6
Peripheral Airway Resistance
Wagner, ARRD 151:548 1990
25
20
10
5
0
Flow (ml/min)100 200 300 400 500
Pb(cm H20)
Asthmatics (90%)
Normals (103%)
15
Peripheral Airway Resistance Correlates with Methacholine PC20
0
10
30
20
40
50
0 1 2
1/Rp(ml/cm H20-min)
Log MTC PC20
r=0.81 w/o outlierr=0.38 w/ outlier
Wagner, ARRD 151:548 1990
7
Kaminsky et al AJRCCM 152:1784 1995
Changes in Lung Volumes following dry gas Hyperpnea
Kaminsky et al AJRCCM 155:1260 1997
8
Kaminsky et al AJRCCM 155:1260 1997
Pressure-volume Characteristics Suggest Airway Closure
0
0.03
0.06
0.09
0.12
0.15
Control Non-NocturnalAsthma
NocturnalAsthma
Rp (cmH2O/ml/min)
*†
*
†
*†
p = < 0.0001* † :
4 PM4 AM
Kraft et al AJRCCM 163: 1551 2001
9
Seeing is believing
10
University of Virginia
Exercise
FEV1 103% FEV1 40%
Before Post exercise
Samee et al J Allergy Clin Immunol 2003; 111:1205-1211
University of Virginia
Long-term
Baseline 38 Days 412 Days
Baseline 13 Days 70 Days
de Lange et al, Radiology 250:267 2009
11
Airway closure on imaging relates to AHR to MCh
Farrow et al, 2012, JAP
Air
way
Clo
sure
du
rin
g M
Ch
(% o
f lu
ng
volu
me)
r = 0.56p = 0.04
AHR(DRS (log % fall FEV1/µmol
MCh))
Simulation:
• increased airway narrowing compared to controls
Wagers et al J Appl Physiol 96:2016 2004
12
ControlControl
InflamedInflamed
Wagers et al J Appl Physiol 96:2016 2004
Simulation:
• same airway narrowing as controls
• airway lining increased by 20 m
•Closure radius increased to 45 m
•Open airway radii limited to > 67.5 m
Wagers et al J Appl Physiol 96:2016 2004
13
Methacholine
+ air
Methacholine
+ O2
Lundblad et al AJRCCM 175:768 2007
Changes in FEV1 due to narrowing
Airway Narrowing = (FEV1/FVC)
14
Changes in FEV1 due to closure
Airway Closure = FVC
15
Brown et al J Appl Physiol 101:30 2006
0 1 2 3 4 50
1
2
3
4
5
r2=0.67p<0.0001
Admission FEV1
Admission FVC
UVM Emergency Department Asthma Study
16
Airway Closure during MCh
Asthma (62)Control (16)
0.4 0.5 0.6 0.7 0.8 0.9 1.0-10
0
10
20
30
40
FV
C (
% f
all)
FEV1/FVC
Chapman et al, ERJ, 2008
• Airway Closure was predicted by airway narrowing, baseline airway calibre and BMI (r2adj = 0.17, p<0.0001)– Explained very little variation in propensity to airway
closure
• AHR(DRslope) was predicted by airway closure, airway narrowing and baseline airway calibre(r2adj = 0.35, p<0.0001)
Airway closure correlates with AHR
Chapman et al, ERJ, 2008
17
-5 0 5 10 15 20 25 30-2
0
2
4
6
8
10
12
14
16
Increased propensity to airway closure in obese non-asthmatics
Asthma Control Obese non-A
FV
C (
% f
all)
FEV1 (% fall)
p=0.001
Chapman et al, ERJ, 2008
□ Closure = FVC∆ Narrowing = FEV1/FVC
Dose of methacholine (µmol)
Per
cen
t fa
ll in
lun
g fu
nct
ion
FEV1
FEV1
FEV1FEV1
Chapman DG, Farah CS. Salud (i) Ciencia. 2013; 19(6):549)
18
Reduction in AHR is due to Reduction in Closure
p = 0.47 p = 0.035
Airway narrowing Airway Closure
Chapman et al Respirology 2014
NS
Al-Alwan et al AJRCCM 189: 1494 2014
Improvement in AHR is Not Related to Lung Volume
19
Importance of Airway Closure
• In asthmatics, ↑ closure is associated with:–↑ risk of severe exacerbation
–↑ severity & ↓ spirometry
– oral steroid treatment
– symptoms
The Big Questions
• Why do airways close?
• What is in the lumen of the airway and how does that contribute to closure?
• What is the biophysical role of surfactant?
• How do we best target the airway obstruction?
20
Asthma is Like an Oreo Cookie
Acknowledgements:● Denver:
● Sally Wenzel● Juno Pak● Monica Kraft● Richard Martin
Supported by the NIH K08HL04499, R01HL084200, & P20RR155557
● Vermont:● David Kaminsky● Scott Wagers● David Chapman● Jason Bates● Anne Dixon
● U Virginia● Edward de Lange
21
Aim
• To determine whether – airway closure was altered by bariatric
surgery in obese asthmatic subjects
– the reduction in airway closure was associated with improvements in asthma symptoms.
Study design
13 obese asthmatics underwent methacholine challenge before and 12 months following bariatric surgery
Chapman et al Respirology 2014
22
Responsiveness to closure is reduced by weight loss in TH2-low
Airway Narrowing Airway Closure
* p < 0.05 vs pre-surgery
Chapman et al, Respirology 2014
Al-Alwan et al AJRCCM 189: 1494 2014
P < 0.03 NS
Frequency (HZ)
Weight Lost is associated with decreased airway inhomogeneity
23
TH2-high (n = 5) TH2-low (n = 8)
Pre-surgery
Post-surgery
Pre-post change
Pre-surgery
Post-surgery
Pre-post change
Weight loss
p-value
interaction p-value
BMI (kg/m2)
50.9 32.4 18.4 50.7 38.7 11.9 < 0.0001 0.07
FEV1
(% pred)86.2 97.0 -10.8 80.1 91.2 -11.8 < 0.0001 0.86
FVC(% pred)
89.2 99.8 -10.6 82.1 91.0 -8.9 0.001 0.70
FEV1/FVC 79.2 79.6 -0.4 79.0 80.6 -1.5 0.35 0.58PEF (% pred)
91.2 85.4 -3.4 94.7 103.1 -10.2 0.28 0.17
Chapman et al Respirology 2014
Weight loss improves airway closure
Changes in FEV1 due to closure
Airway Closure = FVC
24
Changes in FEV1 due to narrowing
Airway Narrowing = (FEV1/FVC)
Fall in FEV1 due to airway closure
Les
s A
irw
ay C
losu
re
* p < 0.05 vs pre-surgery
Chapman et al, Respirology 2014
25
Airway Closure in Obesity
• Increased airway closure is associated with increased symptoms (Yoo et al, 2007)
• Obesity may increase airway closure – Decreased FRC
– Tidal breathing may occur at or below closing capacity
Region of Interest from micro-CT
Lundblad et al AJRCCM 175:768 2007
26
FVC/FEV1, V2 - V1
-1.0 -0.5 0.5 1.0 1.5
-1.0
-0.5
0.5
1.0
1.5
r2=0.65p=0.0002
Delta FEV1
Del
ta F
VC
UVM Emergency Department Asthma Study
Frey & Suki Lancet 2008
Severe Asthma Exhibits Avalanche Behavior
The Signal is the Noise
27
Mechanical effects of obesity
Beuther, AJRCCM 2006
28
Conclusions“What’s Going on Down There”
• AHR can be caused by many mechanisms
• The principle defect is heterogeneous airway
closure
• The most sensitive and specific tests are those that
assess peripheral airway closure (Rp, RV)
• Enhanced airway closure could explain AHR
• Its all about lung volume
Acknowledgements
University of Vermont
– David Kaminsky– Lennart Lundblad– Lisa Rinaldi– Ryan Norton– Burton E Sobel– Jason H T Bates– Scott Wagers
NCRR- Center of Biomedical Excellence
National Jewish Center
– Juno Pak– Sally Wenzel– Monica Kraft
29
Acknowledgements
University of Vermont
– David Kaminsky– Lennart Lundblad– Lisa Rinaldi– Ryan Norton– Burton E Sobel– Jason H T Bates– Scott Wagers
NCRR- Center of Biomedical Excellence
National Jewish Center
– Juno Pak– Sally Wenzel– Monica Kraft
Airway Closure is reduced following weight loss
Chapman, Irvin, Dixon, unpublished
r = 0.60 p = 0.04
30
0.60 0.65 0.70 0.75 0.80 0.85 0.90
0
5
10
15
20
What predicts Airway Closure?
FV
C (
% f
all)
FER
Asthma Control Obese
Chapman et al, ERJ, 2008
Baseline FER, ∆FER, BMI (r2adj = 0.17, p<0.0001)
Is Increased Airway Closure in Obese a Mechanical Effect?
Sri Mahadev, unpublished
Per
cen
t of
TL
C (
% p
red
)
Closure at FRC
31
Asthma in the Elderly
• Increased age is associated with worse asthma control (Molimard et al, 2008)
• Aging leads to– Decreased lung function (Hankinson, 1999)
– Decreased lung elastic recoil (Turner, 1968)
– Altered inflammatory expression (Meyer, 1998)
• Aging may increase airway closure thus
Baseline Gas Trapping predicts AHR in the elderly
Age Group
Predictor β Coefficient (SE) Partial r2 Model r2 P Value
Young FEV1/FVC, % pred −0.018 (0.005) 0.32 … …
FENO, ppb 0.658 (0.18) 0.12 … …
Scond/L 5.352 (1.86) 0.07 0.51 < .0001
Old RV, % pred 0.008 (0.004) 0.33 … …
Sacin/L 1.932 (0.002) 0.19 … …
FEV1, % pred −0.009 (0.62) 0.05 0.57 < .0001
Hardaker et al, 2011, Chest
32
Acute/Fatal Asthma: All Airways
Airway closure correlates with AHR
Farrow et al, in press, JAP
Air
way
Clo
sure
du
rin
g M
Ch
(% o
f lu
ng
volu
me)
Log DRS (% fall FEV1/µmole MCh + 3)
r = 0.56p = 0.04
33
Summary
• Increased airway closure is associated with adverse clinical outcomes
• Increased airway closure correlates with AHR measured by spirometry and imaging
• Does alterations in airway closure play a role in clinical phenotypes of asthma?– Elderly
Asthma in the Elderly
• Increased age is associated with worse asthma control (Molimard et al, 2008)
• Aging leads to– Decreased lung function (Hankinson, 1999)
– Decreased lung elastic recoil (Turner, 1968)
– Altered inflammatory expression (Meyer, 1998)
• Aging may increase airway closure thus
34
J Clin Invest 114:104-111, 2004
Case Presentation
• 46 yro female• Asthma since 18-19 yro• Smoker < 20 pk/yr• Poorly controlled• GERD, Sinusitis, Cohns Disease (2004)• Prednisone, LABA/ICS, albuterol nebs,montelukast, etc
FEV1 (%Pred) 1.58 L (54%)Post BD FEV1: 1.66 L (57%)
35
Baseline Gas Trapping predicts AHR in the elderly
Age Group
Predictor β Coefficient (SE) Partial r2 Model r2 P Value
Young FEV1/FVC, % pred −0.018 (0.005) 0.32 … …
FENO, ppb 0.658 (0.18) 0.12 … …
Scond/L 5.352 (1.86) 0.07 0.51 < .0001
Old RV, % pred 0.008 (0.004) 0.33 … …
Sacin/L 1.932 (0.002) 0.19 … …
FEV1, % pred −0.009 (0.62) 0.05 0.57 < .0001
Hardaker et al, 2011, Chest
Airway Closure in Obesity
• Increased airway closure is associated with increased symptoms (Yoo et al, 2007)
• Obesity may increase airway closure – Decreased FRC
– Tidal breathing may occur at or below closing capacity
36
Case Presentation
• 46 yro female• Asthma since 18-19 yro• Smoker < 20 pk/yr• Poorly controlled• GERD, Sinusitis, Cohns Disease (2004)• Prednisone, LABA/ICS, albuterol nebs,montelukast, etc
FEV1 (%Pred) 1.58 L (54%)Post BD FEV1: 1.66 L (57%)
-5 0 5 10 15 20 25 30-2
0
2
4
6
8
10
12
14
16
Increased propensity to airway closure in obese non-
asthmatics Asthma Control Obese non-A
FV
C (
% f
all)
FEV1 (% fall)
p=0.001
Chapman et al, ERJ, 2008
37
0.60 0.65 0.70 0.75 0.80 0.85 0.90
0
5
10
15
20
What predicts Airway Closure?
FV
C (
% f
all)
FER
Asthma Control Obese
Chapman et al, ERJ, 2008
Baseline FER, ∆FER, BMI (r2adj = 0.17, p<0.0001)
□ Closure = FVC∆ Narrowing = FEV1/FVC
Dose of methacholine (µmol)
Per
cen
t fa
ll in
lun
g fu
nct
ion
FEV1
FEV1
FEV1FEV1
38
Is Increased Airway Closure in Obese a Mechanical Effect?
Sri Mahadev, unpublished
Per
cen
t of
TL
C (
% p
red
)
Closure at FRC
The Role of Airway Closure in AHR
• AHR in mice can be attributed to an increased susceptibility to small airway closure (Lundblad et al, 2007)
• Does increased airway closure contribute to AHR in human asthma?
39
Aim
• To determine whether – airway closure was altered by bariatric
surgery in obese asthmatic subjects
– the reduction in airway closure was associated with improvements in asthma symptoms.Study design
13 obese asthmatics underwent methacholine challenge before and 12 months following bariatric surgery
Subject CharacteristicsPre-surgery Post-surgery p-value
BMI (kg/m2) 50.7 ± 6.4 36.3 ± 5.4 <0.0001
ACQ 1.47 ± 0.8 0.60 ± 0.5 0.02
FEV1 (% pred) 82.4 ± 6.0 93.5 ± 5.1 <0.0001
FVC (% pred) 84.8 ± 6.0 94.4 ± 6.7 <0.001
FEV1/FVC 79.1 ± 3.3 80.2 ± 3.3 0.26
PEF (% pred) 91.1 ± 7.8 98.0 ± 8.4 0.04
TLC (% pred) 87.9 ± 10.9 93.8 ± 15.5 0.13
FRC (% pred) 58.0 ± 10.0 79.0 ± 30.1 0.07
ERV (mL) * 0.19 [0.133 – 0.37] 0.78 [0.44 – 1.20] 0.004
RV (% pred) 83.9 ± 12.8 83.9 ± 32.3 1.0
RV/TLC * 0.30 [0.28 – 0.33] 0.32 [0.18 – 0.34] 0.95
Rrs 5Hz (cmH20/L/s) 6.96 ± 1.07 6.16 ± 1.48 0.1
Rrs 5Hz-20Hz (cmH20/L/s)
1.61 [0.79 – 2.39] 0.82 [0.17 – 1.56] 0.21
Xrs 5Hz (cmH20/L/s) * -2.23 [-3.25 ̶ -1.89] -1.39 [-1.75 ̶ -1.03] < 0.001
sGrs 5Hz (cmH20/L/s) * 0.10 [0.06 – 0.12] 0.09 [0.07 – 0.17] 0.74
All data are presented as mean ± 95% CI unless otherwise stated.* Median [IQR]
40
Subject CharacteristicsPre-surgery Post-surgery p-value
BMI (kg/m2) 50.7 ± 6.4 36.3 ± 5.4 <0.0001
ACQ 1.47 ± 0.8 0.60 ± 0.5 0.02
FEV1 (% pred) 82.4 ± 6.0 93.5 ± 5.1 <0.0001
FVC (% pred) 84.8 ± 6.0 94.4 ± 6.7 <0.001
FEV1/FVC 79.1 ± 3.3 80.2 ± 3.3 0.26
PEF (% pred) 91.1 ± 7.8 98.0 ± 8.4 0.04
TLC (% pred) 87.9 ± 10.9 93.8 ± 15.5 0.13
FRC (% pred) 58.0 ± 10.0 79.0 ± 30.1 0.07
ERV (mL) * 0.19 [0.133 – 0.37] 0.78 [0.44 – 1.20] 0.004
RV (% pred) 83.9 ± 12.8 83.9 ± 32.3 1.0
RV/TLC * 0.30 [0.28 – 0.33] 0.32 [0.18 – 0.34] 0.95
Rrs 5Hz (cmH20/L/s) 6.96 ± 1.07 6.16 ± 1.48 0.1
Rrs 5Hz-20Hz (cmH20/L/s)
1.61 [0.79 – 2.39] 0.82 [0.17 – 1.56] 0.21
Xrs 5Hz (cmH20/L/s) * -2.23 [-3.25 ̶ -1.89] -1.39 [-1.75 ̶ -1.03] < 0.001
sGrs 5Hz (cmH20/L/s) * 0.10 [0.06 – 0.12] 0.09 [0.07 – 0.17] 0.74
All data are presented as mean ± 95% CI unless otherwise stated.* Median [IQR]
A/J: increased smooth muscle
0 50 100 1500.0
0.4
0.8
1.2
Time (s)
H
0
2
4
G
0
2
4 experimental control
R N
A/J miceBALBc
Wagers J Appl Physiol 102:221 2007
41
0 50 100 1500.0
0.4
0.8
1.2
Time (s)
H
0
2
4
G
0
2
4 simulated experimental
R N
• Increased fractional narrowing
• Airway closure threshold– 38 microns
A/J
Wagers J Appl Physiol 102:221 2007
A/J
0 50 100 1500.0
0.4
0.8
1.2
Time (s)
H
0
2
4
G
0
2
4 simulated experimental
R N
• Increased fractional narrowing
• Airway closure threshold– 28 microns
A/J
Wagers J Appl Physiol 102:221 2007
42
Measuring airway closure with Spirometry
4
3
2
1
1
Vo
lum
e (L
)
2 3 4 5 6
Time (sec)
Change in FEV1 reflectsClosure = FVCNarrowing = (FEV1/FVC)
Airway Narrowing
Airway Closure
Airway Closure is reduced following weight loss
Chapman, Irvin, Dixon, unpublished
r = 0.60 p = 0.04
43
Reduction in AHR is due to Reduction in Closure
p = 0.47 p = 0.035
Airway narrowing Airway Closure
Extra slides on Obesity study
44
Subject CharacteristicsObese Non-Asthmatic Obese Asthmatic p-value
N (female) 8 (8) 25 (22)Age (years) 41.1 ± 7.4 43.9 ± 4.0 0.47BMI (kg/m2) 48.6 [42.7 – 57.6] 49.9 [42.6 – 55.1] 0.83
FEV1 (% pred) 87.8 ± 9.7 81.5 ± 4.8 0.22FVC (% pred) 91.1 ± 10.4 84.2 ± 4.7 0.19
FEV1/FVC 77.5 ± 5.1 78.4 ± 2.2 0.70
PEF (% pred) 86.1 [76.5 – 90.4] 92.5 [80.8 – 98.3] 0.20
TLC (% pred) 86.0 ± 11.6 84.6 ± 5.7 0.80
FRC (% pred) 52 ± 9.6 62.3 ± 7.2 0.06
ERV (mL) * 0.28 [0.18 – 0.43] 0.33 [0.16 – 0.58] 0.65
RV (% pred) 70.5 ± 13.6 76.2 ± 16.1 0.54
RV/TLC * 0.28 [0.25 – 0.30] 0.28 [0.24 – 0.34] 0.55
Rrs 5Hz (cmH20/L/s) 7.0 ± 3.2 7.0 ± 0.8 0.98
Rrs 5Hz (% pred) 203.4 ± 99.2 180.1 ± 24.8 0.56
Rrs 5Hz-20Hz (cmH20/L/s) 5.1 ± 1.1 5.1 ± 0.6 0.86
Xrs 5Hz (cmH20/L/s) -2.2 [-3.3 ̶ -1.7] -2.3 [-3.7 ̶ -1.8] 0.37
Xrs 5Hz (% pred) 175 [150 – 353] 214 [154 – 315] 0.90
sGrs 5Hz (cmH20/L/s) 0.10 [0.08 – 0.15] 0.09 [0.06 – 0.10] 0.24
DRS (% fall FEV1/µmol MCh) $ 3.8 [3.0 – 3.8] 21.7 [10.3 – 45.8] 0.001
All data are presented as mean ±95% CI unless otherwise stated.* Median [IQR] $ geometric mean ± 95 % CI
Increased Airway Closure in the obese is not exacerbated by asthma
Chapman, Irvin, Dixon, unpublished
Non‐obese, non‐A (0.54)Non‐obese, Asthma (0.60)Obese, non‐A (0.72)Chapman, 2008
45
Lean Lean
ObeseObese
Bariatric surgery
Non‐asthma Asthma
Proportion of Airway Closure NS
NS
Extra slides on Obesity study
46
Subject CharacteristicsObese Non-Asthmatic Obese Asthmatic p-value
N (female) 8 (8) 25 (22)Age (years) 41.1 ± 7.4 43.9 ± 4.0 0.47BMI (kg/m2) 48.6 [42.7 – 57.6] 49.9 [42.6 – 55.1] 0.83
FEV1 (% pred) 87.8 ± 9.7 81.5 ± 4.8 0.22FVC (% pred) 91.1 ± 10.4 84.2 ± 4.7 0.19
FEV1/FVC 77.5 ± 5.1 78.4 ± 2.2 0.70
PEF (% pred) 86.1 [76.5 – 90.4] 92.5 [80.8 – 98.3] 0.20
TLC (% pred) 86.0 ± 11.6 84.6 ± 5.7 0.80
FRC (% pred) 52 ± 9.6 62.3 ± 7.2 0.06
ERV (mL) * 0.28 [0.18 – 0.43] 0.33 [0.16 – 0.58] 0.65
RV (% pred) 70.5 ± 13.6 76.2 ± 16.1 0.54
RV/TLC * 0.28 [0.25 – 0.30] 0.28 [0.24 – 0.34] 0.55
Rrs 5Hz (cmH20/L/s) 7.0 ± 3.2 7.0 ± 0.8 0.98
Rrs 5Hz (% pred) 203.4 ± 99.2 180.1 ± 24.8 0.56
Rrs 5Hz-20Hz (cmH20/L/s) 5.1 ± 1.1 5.1 ± 0.6 0.86
Xrs 5Hz (cmH20/L/s) -2.2 [-3.3 ̶ -1.7] -2.3 [-3.7 ̶ -1.8] 0.37
Xrs 5Hz (% pred) 175 [150 – 353] 214 [154 – 315] 0.90
sGrs 5Hz (cmH20/L/s) 0.10 [0.08 – 0.15] 0.09 [0.06 – 0.10] 0.24
DRS (% fall FEV1/µmol MCh) $ 3.8 [3.0 – 3.8] 21.7 [10.3 – 45.8] 0.001
All data are presented as mean ±95% CI unless otherwise stated.* Median [IQR] $ geometric mean ± 95 % CI
Increased Airway Closure in the obese is not exacerbated by asthma
Chapman, Irvin, Dixon, unpublished
Non‐obese, non‐A (0.54)Non‐obese, Asthma (0.60)Obese, non‐A (0.72)Chapman, 2008
47
Lean Lean
ObeseObese
Bariatric surgery
Non‐asthma Asthma
Proportion of Airway Closure NS
NS
-.4
-.35
-.3
-.25
-.2
-.15
-.1
-.05
0
.05
FE
V1/
FV
C(n
atur
al lo
g, f
ract
ion
pred
icte
d,
post
-alb
)
2.7 2.8 2.9 3 3.1 3.2 3.3 3.4 3.5 3.6
Luminal area large airways (natural log, post-alb, at TLC)
(p=0.0124, R2=0.39)
The site of the increased resistance to expiratory flow in asthma (when smooth muscle tone eliminated) was due to a narrowing of the lumen of the large airways
48
-1.0 -0.5 0.5 1.0 1.5
-1.0
-0.5
0.5
1.0
1.5
r2=0.52p=0.002
Delta BD FEV1
del
ta B
D F
VC
U Vermont/ Mc Gill ED Asthma Study
Resoltion visit
Loring, S. H. et al. J Appl Physiol 102: 841-846 2007;
Transpulmonary pressure (PL)-lung volume (VL) curves after GI and GE
49
Loring, S. H. et al. J Appl Physiol 102: 841-846 2007;
Lung volumes after glossopharyngeal insufflation (GI) and GE
University of Virginia
0
1
2
3
4
5
Ven
tila
tio
n d
efec
t sc
ore
Healthy subjects
MildIntermittent
MildPersistent
ModeratePersistent
SeverePersistent
0.480.58
0.99
0.26
1.99
n = 13n = 13
n = 20
n = 12
n = 18
asthmatics
0.69
de Lange et al, CHEST 2006;130:1055-1062
50
Bates et al. Am J Respir Crit Care Med 177: 261-8, 2008
Synergy!
0
25
50
75
100
125
Methacholine concentration (mg/ml)
Baseline 1.25 3.125 12.5 50
0.0
0.5
1.0
1.5
2.0
2.5
Naive PLL(33 g) Ova PLL(33 g)+Ova
------ PLL(100 g) + Ova
H (
cmH2
O.s
.ml
-1
)R
(cm
H2O
.s.m
l-1
)
Effect of bariatric surgery on airway hyperreactivity &
inflammation
51
Study Questions1) Obese asthmatic patients would have
evidence of increased markers of asthmatic inflammation compared with obese nonasthmatic patients.
2) Bariatric (weight-loss) surgery would lead to improved airways hyperesponisveness, asthma control, and reduced makers of inflammation.
Dixon et al J. Allergy Clin. Allergy 2011
Bariatric Surgery
Normal N= 21
Asthmatics N= 23
Months from Surgery
3 6 9 12
V V V VV
Study Design
1) Cross sectional2) Parallel Group Intervention
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Inclusion Criteria
• Asthmatics– PC20 < 16 mg/ml or Increase FEV1 or FVC > 12 %
200 ml
– Doctor diagnosis
– Asthma Rx prescription
• Normal– No diagnosis of asthma
– PC20 > 16 mg/ml or negative bronchodilator responDixon et al J. Allergy Clin. Allergy 2011
Exclusion Criteria
• Asthmatics and/or normals– Smoking > 20 pack years
– Smoking in last 6 months
– FEV1 < 60%
– Significant other disease
– Thiazolidinedione • (antidiabetic med that effects adipokines)
Dixon et al J. Allergy Clin. Allergy 2011
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CONSORT Diagram
Dixon et al J. Allergy Clin. Allergy 2011
Dixon et al J. Allergy Clin. Allergy 2011
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Dixon et al J. Allergy Clin. Allergy 2011
Co-morbidities in bariatric surgery
Condition BMI
n = 2559 40-50 50-60 >60
Hypertension (%) 51.7 58.3 58.8
Sleep apnea (%) 41.5 53.7 67.6
Diabetes (%) 31 34.2 41.8
Asthma (%) 21.2 26 32.7
DVT/PE (%) 3 4.4 8.5
Congestive heart failure 1.4 3.6 5.7
Belle et al Surg Obes Relat Dis. 2008;4(4):474-480
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Does obesity alter the phenotype of asthma?
When compared to obese controls, asthmatics show:
1) No difference in sleep apnea, GERD or rhinitis
2) Worse lung function
3) While serum adiponectin trends lower, leptin levels were not differentDixon et al J. Allergy Clin. Allergy 2011
Response to Treatment in Obese Asthmatics
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Post Surgical Change in BMI
25
30
35
40
45
50
55
60
65
70
75
-3 0 3 6 9 12 15
months post surgery
BM
I
p < 0.0001
Dixon et al J. Allergy Clin. Allergy 2011
Post Surgical Asthma Control
months post surgery
01
23
4
0 3 6 9 12
p < 0.0001
ACQ
Dixon et al J. Allergy Clin. Allergy 2011
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Dixon et al J. Allergy Clin. Allergy 2011
Dixon et al J. Allergy Clin. Allergy 2011
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Effect of Weight loss on AHR
0
5
10
15
0 12
P < 0.03
PC20
Dixon et al J. Allergy Clin. Allergy 2011
Airway hyperreactivity inversely proportional to BMI
-10
12
3L
og A
irway
Hyp
erre
activ
ity
3.4 3.6 3.8 4 4.2 4.4
Log Body Mass Index
P=0.04, rho= -
59
P < 0.001 NS
Dixon et al J. Allergy Clin. Allergy 2011
Dixon et al J. Allergy Clin. Allergy 2011
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Question:
Does the improvement of AHR in the non-atopic subject relate to changes in “systemic inflammation”?
Visceral fat expression levels
Sideleva et AJRCCM accepted
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05
10
15
0 .2 .4 .6Visceral Fat Leptin Expression
Relationship between visceral fat leptin expression and AHR
PC20
Sideleva et AJRCCM accepted
Subcutaneous fat expression levels
Sideleva et AJRCCM accepted
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Summary
• Increased airway closure is associated with adverse clinical outcomes
• Increased airway closure correlates with AHR measured by spirometry and imaging
• Does alterations in airway closure play a role in clinical phenotypes of asthma?– Elderly
– Obesity
Case Presentation
• 46 yro female• Asthma since 18-19 yro• Smoker < 20 pk/yr• Poorly controlled• GERD, Sinusitis, Crohns Disease (2004)• Prednisone, LABA/ICS, albuterol nebs, montelukast, etc
FEV1 (%Pred) 1.58 L (54%)Post BD FEV1: 2.21 L (75%)
What is the pathophysiological causeof the low FEV1?
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Kaminsky et al AJRCCM 162: 179 2000
Peripheral Resistance (Rp) vs. Plateau Pressure (Pp)
Kaminsky et al AJRCCM 162: 179 2000
64
Residual Volume vs Rp
4 pm4am
RV
(L
)
1.0
2.0
3.0
4.0
.10 .20 .30
RV
(L
)
1.0
2.0
3.0
4.0
.10 .20 .30
mean Rp (cmH2O/ml/min)
r = 0.59p = 0.03
r = 0.71p = 0.004
Kraft et al AJRCCM 163: 1551 2001
Interim ConclusionInterim Conclusion
The principle response of the asthmatic lung appears not to be airway narrowing, but airway closure.
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Evidence for lung de-recruitmentEvidence for lung de-recruitment
• Lack of acute pressure drops indicative of airway narrowing.
• Parallel changes in peripheral lung compliance
• In severe asthma(NA), Rp losses flow dependence
• Sudden falls in Rp when flow(pressure) is increased.
• Correlation of Rp with RV
• Increased PV hysteresis
• Polarized helium or Technigas : ventilatory defects
ParadoxParadoxHow does airway closure and lung derecruitment lead to airways hyperresponsiveness ??
RV
AHR
Rp
?
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0 30 60 90 120 150 1800
50
100
150
200
250
ControlInflamed
(% c
ha
ng
e fr
om
ba
selin
e)
Time (s)
Rn
Methacholine 12.5 mg/ml
DI
0 30 60 90 120 150 1800
50
100
150
200
Time (s)
(% c
ha
ng
e fr
om
ba
selin
e)
ControlInflamedGti
Methacholine 12.5 mg/ml
DI
0 30 60 90 120 150 1800
30
60
90
120
150
Time (s)
ControlInflamed
(% c
ha
ng
e fr
om
ba
selin
e)
Hti
Methacholine 12.5 mg/ml
DI
Wagers et al J Appl Physiol 96:2016 2004
Anatomy Based Computational Model
Anatomy Based Computational Model
• Lung cast
• Impedance for each airway
Gomes, Respir Physiol Neurobiol 130 (3): 317-25, 2002.
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Kaminsky et al AJRCCM 152:1784 1995
The Role of Airway Closure in AHR
• AHR in mice can be attributed to an increased susceptibility to small airway closure (Wagers et al 2004, Lundblad et al, 2007)
• Does increased airway closure contribute to AHR in human asthma?
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0 1 2 3 4 50
1
2
3
4
5
r2=0.71p<0.0001
“Resolution” FEV1
“Resolution”FVC
UVM Emergency Department Asthma Study
University of Virginia
H3He MRI1H MRI
H3He ventilation images
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University of Virginia
Mild intermittentasthmatic
FEV1 96% pred
Moderate persistentasthmatic
FEV1 69% pred
Severe persistent asthmatic
FEV1 81% pred
H3He MR of asthma
de Lange et al, CHEST 2006;130:1055-1062
Case Presentation
• 46 yro female• Asthma since 18-19 yro• Smoker < 20 pk/yr• Poorly controlled• GERD, Sinusitis, Crohns Disease (2004)• Prednisone, LABA/ICS, albuterol nebs, montelukast, etc
FEV1 (%Pred) 1.58 L (54%)Post BD FEV1: 2.21 L (75%)
Why is the FEV1 low?Why is her post BD FEV1 still low?What other tests should be conducted?