CONG TY CP CHUNG KHOAN MB CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tu-do- Hanh phuc

QUY CHE BAN DAU GIA CO PHAN LAN DAU CUA Ban Quan ly Ben xe, tau Bac Lieu

(Ban hanh kern theo Quyet dinh sd: ^2018/MBS/IBHCMOl-QD ngay ivi/.Qh/2018)

Chu-cng I QUY DINH CHUNG

Dieu 1: Pham vi dieu chinh Quy che nay ap dung doi voi viec to chuc ban dau gia co phdn Idn ddu cua Ban Quan ly Bin xe, tau Bac Lieu dugc thuc hien tai Ban Quan ly.

Dieu 2: Giai thich tir ngfr Trong quy che nay, cac tu ngu* duoi ddy dugc hieu nhu sau:

2.1. Bdn ddu gid co phdn la viec ban c6 phdn Idn ddu ciia Ban Quan ly Bin xe, tau Bac Lieu cong khai cho cac nha ddu tu co su canh tranh ve gia;

2.2. Nha ddu tu la to chuc va ca nhan trong, ngoai nuoc theo quy dinh tai Dieu 6 Nghj dinh s6 59/2011/ND-CP ngay 18/7/2011 cua Chinh phu v l viec chuyin doanh nghiep 100% vln Nha nuoc thanh cong ty co phdn;

2.3. Budc gid la khoang each giua cac gia dat mua lien tiep;

2.4. Gid ddu la cac muc gia dat mua co phdn cua cac nha ddu tu tham gia ddu gia dugc ghi vao Phieu tham du ddu gid;

2.5. Menh gid mot co phdn la 10.000 dong (Muoi ngan ding);

2.6. Gid khai diem la 10.000 dong (Muoi ngan dong);

2.7. Tien dat coc la mot khoan tien cua nha ddu tu ung truoc de dam bao quyen tham gia ddu gia;

2.8. To chuc bdn ddu gid la Cong ty Co phdn Chung khoan MB;

2.9. Ban to chuc ddu gid: la co quan do To chuc ban ddu gia thanh lap de to chuc thuc hien viec ban ddu gia co phan va cac cong viec chi tiet co lien quan

2.10. Co phdn khong bdn het cua cuoc ddu gid bao gom so lugng co phdn nha ddu tu trung thdu trong cugc ddu gia cong khai nhung tu choi mua va so lugng co phdn khong dugc nha dau tu dang ky mua theo phuong an ban ddu gia cong khai da dugc duyet;

2.11. Cuoc ddu gid bdn co phdn khong thanh cong la cugc dau gia khong c6 nha dau tu dang ky tham gia hoac chi c6 01 nha ddu tu dang ky tham gia;

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Chircng II QUY DINH CU THE

Dieu 3; Trach nhiem va quyen han cua T6 chirc ban dau gia 3.1. Xay dirng Quy che ban ddu gia c6 phan;

3.2. Xdy dirng ho so cong bo thong tin ve viec ban ddu gia c6 phan can cur theo tai lieu do Ban Quan ly Ben xe, tau Bac Lieu cung cdp;

3.3. Kiem tra dieu kien tham du dau gia, thong bao va t l chuc cho cac ca nhdn, phap nhan du dieu kien de thuc hien dang ky tham du ddu gia, thu tien dat coc;

3.4. Chudn bj dieu kien, co so vat chdt cho viec t6 chuc ban ddu gia c6 phdn; 3.5. Kiem tra, giam sat hoat dong ban ddu gia co phdn theo dung Quy chi; 3.6. Lap bien ban va cong bo kit qua ddu gia;

3.7. Giai quyet nhung thac mac, khieu nai (neu co phat sinh) tai buli ban ddu gia; 3.8. Thong bao ket qua ban ddu gia co phdn cho Ban Quan ly Bin xe, tau Bac Lieu;

3.9. Hoan tra tien dat cgc cho cac ben tham gia ddu gia co tham du ddu gia nhung khong mua dugc;

3.10. Thuc hien cac cong viec khac lien quan din ddu gia ban co phdn.

3.11. Tuyen bo cugc ddu gia khong thanh (neu xay ra);

Dieu 4: Trach nhiem va quyen han cua Ban Quan ly Ben xe, tau Bac Lieu. 4.1. Phoi hgp voi To chuc bdn ddu gid thuc hien cac cong viec sau.-

• Cung cdp va chiu trach nhiem ve tinh chinh xac cua cac tai lieu cung cdp theo yeu cdu cua To chuc bdn ddu gid de cung nhau xdy dung Ban cong bo thong tin.

• Kiem tra va hoan tdt va chiu trach nhiem ve tinh chinh xac va day du cua ban cong bo thong tin lien quan den ban ddu gia co phdn theo quy djnh

• Cung voi To chuc bdn ddu gid lap danh sach cac nha dau tu tham du ddu gia.

• Cung cdp thong tin lien quan den doanh nghiep va cugc ddu gia cho cac nha ddu tu dugc lua chgn voi DOTI dang ky tham gia ddu gia mua co phdn.

4.2. Cu dai dien tham gia kiem tra, giam sat hoat dong ban ddu gia theo quy djnh cua quy che nay va cac quy dinh hien hanh.

4.3. Ting hgp, bao cao co quan co tham quyin ve tinh hinh va ket qua ddu gia. 4.4. Chiu trach nhiem xu ly doi voi so lugng co phdn khong ban het cua cugc ddu gia ban co

phdn. 4.5. Luu tru Don dang ky tham gia ddu gia va Philu tham du ddu gia ciia nha dau tu sau khi

hoan thanh dgt ddu gia. 4.6. Thuc hien cac hoat dong khac co lien quan den ban ddu gia co phdn.

Dieu 5. Trach nhiem cua nha dau tir tham gia dau gia

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- Tim hieu, thu thap va nghien cuu thong tin v l c6 philu ban dau gia va cac thong tin lien quan den dot dau gia

- Giri Don dang ky tham gia dau gia mua co phdn cho T6 chuc dau gia theo mau tai Phu luc 1 va 2 cua Quy che nay.

- Nha ddu tu nuoc ngoai phai thuc hien theo quy djnh tai Khoan 2 Dilu 6 Nghj djnh s6 59/2011/ND-CP va Khoan 4 Dilu 7 Thong tu s6 196/2011/TT-BTC.

- Nop ddy du tien dat coc bdng 10% gia trj ting si c l phdn dang ky mua tinh theo gia khai diem vao tai khoan ciia To chuc ban ddu gia theo quy djnh tai Dieu 9 Quy chi nay.

- Nop Phieu tham du ddu gia va thuc hien ddu gia theo dung quy djnh. NIU vi pham, nha ddu tu tham gia ddu gia se bj buy bo quyIn tham gia ddu gia va khong dugc hoan tra tiln dat cgc.

- Thanh toan ddy du, dung han tien mua co phdn neu dugc mua.

- Phoi hgp voi To chuc chao ban (Ban Quan ly Ben xe, tau Bac Lieu) de thuc hien cac thu tuc chuyen nhugng theo quy djnh lien quan cua To chuc chao ban.

Dieu 6: Trach nhiem va quyen han cua Ban Chi Dao co phan hoa Ban Quan ly Ben xe, tau Bac Lieu

Cu dai dien tham gia giam sat toan bg qua trinh ban ddu gia co phdn. Dai dien cua Ban Chi dao CO phdn hoa tham gia giam sat phien ddu gia, co quyen trinh bay y kien ve trinh tu, thu tuc to chuc phien ddu gia va cac vdn de phat sinh trong qua trinh chao ban va tai phien ddu gia.

De xudt gia khai diem tai cugc ddu gia co phdn tai Ban Quan ly Ben xe, tau Bac Lieu.

Phoi hgp voi Cong ty co phdn chung khoan MB dang tai thong tin v l viec chao ban c l phdn len website cua Uy ban nhdn ddn tinh Bac Lieu cac ngi dung sau:

+ Quy che ddu gia co phdn Idn dau cua Ban Quan ly Ben xe, tau Bac Lieu;

+Cac thong tin, tai lieu khac lien quan den viec chao ban va phien ddu gia theo quy djnh.

Quyet djnh trong truong hgp co thanh vien Ban to chuc phien ddu gia khong ky vao bien ban xac nhdn ket qua phien ddu gia. Quyet djnh cac vdn de khac theo thdm quyen chu so huu co phdn. Quyet djnh tuyen bo buy ket qua cua phien dau gia neu xac djnh co yeu to anh huong den tinh cong khai, minh bach cua phien ddu gia.

Dieu 7: Cac thong tin chinh lien quan den dot dau gia.

- Loai CO phdn ddu gia

- So lugng CO phan ddu gia

- Menh gia

- Gia khai diem

- Buoc gia

- Buoc khoi lugng

Co phdn pho thong.

355.062 CO phdn.

10.000 dong (Muai ngan d6ng)/c6 phdn

10.000 dong/co phdn (Muai ngan dong)

100 dong (Mot tram dong)

01 CO phan (Mot co phdn)

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- So muc gia : Chi dugc phep ghi t6i da mot muc gia

- So lugng CO phan dang ky : 86 lugng c5 phdn tSi thieu Id 100 c6 phdn va toi da doi

vai cdc to chuc va cd nhdn trong va ngoai nu&c la bdng so lupmg co phdn chao bdn.

- Moi nha ddu tu dugc phat mot phieu dau gia va chi dugc ghi mot (01 mire gid) dat mua vao Phieu tham du dau gia; khoi lugng dat mua cua moi muc gia t6i thilu la 01 c6 phdn va dat theo bgi so cua 01; tong khoi lugng dat mua cua cac muc gia dung bdng so c6 phdn da dang ky.

Dieu 8: Cong bo thong tin 8.1 Cong bo thong tin ve viec ban dau gia tren cac phuong tien thong tin dai chung:

• Cong b6 tren ba (03) s6 bao lien tilp: Bao Dai doan ket (tu ngay 20/03/2018 din ngay 22/03/2018) va Bao Bac Lieu (tu ngay 20/03/2018 din ngay 24/03/2018).

• Cong bo tren website: www.mbs.com.vn; • Cong bo tren website: www.baclieu.gov.vn

8.2 Thong tin cu the lien quan den doanh nghiep va dot ddu gia dugc cong bo tai:

• C O N G T Y C O P H A N C H U N G K H O A N So 259 Trdn Hung Dao, Quan 1, H6 Chi M B - C H I N H A N H H O C H I M I N H Minh.

• B A N Q U A N L Y B E N X E , T A U B A C L I E U QL 1 A, khom 2, phuong 7, TP. Bac Lieu, tinh Bac Lieu

Dieu 9: Doi tugng tham gia dau gia va cac quy dinh lien quan

9.1 Nhung doi tugng tham gia ddu gia: Cac to chuc, ca nhdn Viet Nam va nuoc ngoai theo quy dinh tai Dieu 6 Nghj djnh so 59/2011/ND-CP ngay 18/7/2011 ciia Chinh phii v l viec chuyen doanh nghiep 100% von nha nuoc thanh cong ty co phdn, co du dieu kien sau day dugc tham du ddu gia:

• Co tu each phap nhdn (doi voi cac to chuc); co dia chi cu the, ro rang. Neu nguoi dai dien phap nhan thi phai co gidy uy quyen. Neu la ca nhdn phai co chung minh thu nhdn ddn, gidy to tuy than hgp le va co dii nang luc hanh vi ddn su;

• Doi voi nha ddu tu nuoc ngoai: ngoai cac quy djnh nhu d l i voi phap nhdn va ca nhdn trong nuoc, phai mo tai khoan tien gui tai mot to chuc cung ung djch vu thanh toan theo quy djnh ciia phap luat Viet Nam ve ngoai hoi. Mgi hoat dong lien quan den mua CO phdn deu phai thong qua tai khoan nay;

• Cac to chuc tai chinh trung gian nhdn uy thac ddu tu: Truong hgp cac to chiic tai chinh trung gian nhdn uy thac ddu tu ciia ca nha ddu tu trong nuoc va nuoc ngoai, to chiic nhdn uy thac dau tu co trach nhiem tach biet ro so lugng nha ddu tu, so co phan cua tung nha ddu tu trong va ngoai nuoc dang ky mua;

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9.2 Nhung doi tugng khong dugc tham gia ddu gia mua c6 phdn Idn ddu: Cac to chuc tai chinh trung gian va cac ca nhdn thugc cac to chuc nay tham gia vao viec thuc hien tu vdn, kiem toan, xac dinh gia tri doanh nghiep; T5 chuc thuc hien ban ddu gia c6 phdn va cac ca nhdn thugc to chuc nay co lien quan din cugc dau gia.

Dieu 10: Thu tuc dang ky tham gia dau gia va nop tien dat coc

10.1 Thbi gian, dia diem nhdn don dang ky va lam thu tuc dang ky, dat cgc:

Tu 08h00 din 16h00 cac ngay tir 20/03/2018 den 24/04/2018 tai cac dia dilm neu tai diem 10.2. Dieu 10 Quy chi nay.

10.2 Nop tien dat cgc:

Nha ddu tu phai nop tien dat cgc bdng 10% gia tri c6 phdn dang ky mua tinh theo gia khoi diem. Tien dat cgc se khong dugc huong lai. Tien dat cgc nop bdng dong Viet Nam, chuyen khoan vao tai khoan, chi t i l t nhu sau:

Tai khoan s6 115.002.653.319 cua Ban Quan ly B in xe, tau Bac Lieu Tai ngdn hang TMCP Cong thuong - Chi nhanh Bac Lieu.

Nop don ddng ky tham gia ddu gia: Nha ddu tu diln ddy du thong tin vao don ddng ky tham gia ddu gia va nop tai dia diem lam thu tuc ddng ky kem theo xudt trinh cac gidy to sau:

• Doi voi ca nhdn trong nuoc:

- CMND hoac hg chieu;

Gidy nop tien hoac gidy chuyen tien dat cgc.

• Doi voi to chuc trong nuoc:

- Gidy ddng ky kinh doanh (Ban sao co cong chiing);

- Gidy nop tien hoac gidy chuyen tien dat cgc;

Gidy uy quyen cho dai dien thay mat to chuc thuc hien thu tuc tru truong hgp nguoi lam thu tuc la dai dien theo phap luat ciia to chiic.

• Doi voi ca nhdn, to chiic nuoc ngoai: Ngoai quy dinh nhu doi voi ca nhdn, to chiic trong nuoc, phai xudt trinh gidy xac nhdn mo tai khoan tai mot to chiic cung ling dich vu thanh toan dang hoat dong tren lanh tho Viet Nam.

10.3 Nhdn phieu tham du ddu gia:

- Moi nha ddu tu dugc cdp mot Phieu tham du ddu gid duy nhdt;

- Cac nha ddu tu se dugc nhdn Phieu tham du ddu gid ngay sau khi hoan tdt cac thu tuc dang ky;

10.4 Nha ddu tu chi dugc sua doi hoac huy dang ky tham du ddu gia trong thbi han lam thu tuc dang ky neu tren. Truong hgp huy dang ky tham du ddu gia, nha ddu tu phai lam don d l nghi huy dang ky tham du ddu gia theo mau quy dinh cua To chuc bdn ddu gid.

Dieu I I : Lap va nop phieu tham du* dau gia

11.1 Nha ddu tu tu dien Phieu tham du ddu gid. Phieu tham du ddu gid hgp le la:

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- Phieu do To chirc bdn ddu gid phat hanh, co dong ddu treo cua To chirc bdn ddu gid, CO chCr ky cua ngiroi lap philu;

- Diln ddy du, ro rang cac thong tin tren Phiiu tham du ddu gid theo quy djnh;

- Phieu tham du ddu gia khong dugc tay xoa, rach nat;

- Gia dat mua khong thdp hem gia khai dilm; Gia ghi bdng s6 phai khop voi Gia ghi bang chu;

- Co chu ky cua nguoi tham gia ddu gia;

- Bo phieu kin theo cac phuong thuc va thai gian quy djnh tai dilm 11.2 duai day.

11.2 Quy dinh v l nop Phieu tham du ddu gid:

- Cac Nha ddu tu gui Phieu tham du dau gia toi T6 chirc bdn ddu gid truoc 16h00 ngay 26/04/2018.

- Truong hgp nha ddu tu hoac nguoi dugc uy quyIn bo philu true tilp vao hom philu tai dja diem to chuc ddu gia truoc 16 ngay 26/04/2018 thi sau khi bo Philu vao hom phieu phai ky vao Danh sach xac nhdn da bo phieu.

- Truong hgp Nha ddu tu gui Phieu tham du ddu gia bdng thu bao dam qua buu dien thi ngoai bia thu ghi ''Phieu tham du ddu gid cd phdn cua Ban Quan ly Ben xe, tau Bac Lieu" cung voi hg ten, ma so nha ddu tu va dugc gui den theo dja chi sau:

+ Cong ty Co phan Chirng khoan MB - Chi nhanh H6 Chi Minh

Dja chi: Ldu 6, Sl 259 Tran Hung Dao, Quan 1, TP. Ho Chi Minh.

Phieu tham du ddu gia chi dugc chdp nhdn khi thu bao dam cua Nha ddu tu dugc Buu dien chuyen den dja chi tren truoc 16h00 ngay 26/04/2018

- Thbi diem nhdn Phieu dugc tinh la thbi diem Nha dau tu ky vao Danh sach xac nhdn da bo Phieu hoac thbi diem buu dien chuyen thu den.

11.3 Trubng hgp Phieu tham du ddu gid bi rach nat: Nha ddu tu phai yeu cdu TS chirc bdn ddu gid doi phieu moi sau khi da nop phieu cu cham nhdt truoc 15 phut truoc thbi diem kit thuc bo Phieu vao hom phieu.

11.4 Trubng hgp nha ddu tu mdt phieu: Nha ddu tu phai lam don (theo mdu quy dinh) dl nghi To chirc bdn ddu gid cap lai phieu moi va phieu cu coi nhu khong con gia tri cham nhdt truoc 15 phut truoc thbi diem ket thiic bo phieu vao hom phieu.

Dieu 12:Cac dieu kien ve uy quyen

12.1 Nha ddu tu co the uy quyen cho ngubi khac thuc hien toan bg hoac mot phdn cac ngi dung uy quyIn sau:

- Nop Dan ddng ky tham du ddu gid (Ngubi uy quyen vdn phai ky tren Don);

- Nop tien dat cgc (Ngi dung nop tien phai ghi ro nop tien cho Ten ngubi uy quyen mua so lugng cb phdn cua Ban Quan ly Ben xe, tau Bac Lieu);

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- Bo Phieu tham du ddu gid vao hom Phieu (Ngubi uy quyIn van phai ky tren Philu, ngubi dugc uy quyen phai ky vao Danh sach xac nhan bo Philu);

- Gui Phieu tham du ddu gid true tiep cho To chuc bdn ddu gid (Ngubi dugc uy quyIn phai ky vao Danh sach xac nhan bo Philu).

12.2 Viec uy quyen doi voi ca nhan dugc the hien bdng van ban va hgp le khi ngubi uy quyen va ngubi dugc uy quyen mang CMND hoac hg chilu din ky uy quyIn tai Cong ty C l phan Chung khoan MB, hoac co ky dong dau chirng kiln cua Chinh quyIn dia phuong noi cu tru.

12.3 Viec uy quyen doi voi phap nhan se dugc thuc hien theo phap luat dl i voi uy quyIn trong doanh nghiep.

Dieu 13: Dja diem va thoi gian to chu-c mb hom phieu

13.1 Dja diem to chuc dau gia:

Ban Quan ly Ben xe, tau Bac Lieu

Dja chi: QL lA, khom 2, phuong 7, TP. Bac Lieu, tinh Bac Lieu.

13.2 Thbi gian bdt ddu mo hom philu ddu gia: 14h30 Ngay 27/04/2018

Dieu 14: Xem xet cac dieu kien de to chuc cugc dau gia

Truoc gib to chuc ddu gia. To chuc bdn ddu gid se kilm tra va xac djnh ro:

- Danh sach cac nha ddu tu du dieu kien tham du dau gia;

- So lugng phieu tham du ddu gia phat ra;

Cugc ddu gia dugc tien hanh khi co it nhdt 02 (hai) nha ddu tu du dieu kien tham du ddu gia. Neu khong du dieu kien nay thi khong to chuc ddu gia, cugc ddu gia dugc coi la khong thanh.

Dieu 15: Thuc hien dau gia 15.1 Ljch ddu gia nhu sau:

TT Ngi dung Thbi gian

1 To chuc bdn ddu gid tien hanh niem phong hom phieu

H i i 16h00 ngay 26/04/2018

2 Dai dien To chuc bdn ddu gid va Dai dien Ban Quan ly Ben xe, tau Bac Lieu kiem tra Niem phong hom phieu

H i i 16h00 ngay 26/04/2018

3 Dai dien To chuc bdn ddu gid cong bo nhung thong tin chu yeu ve dgt dau gia.

H i i 14h00 ngay 27/04/2018

4 To Kiem phieu kiem phieu va nhap cac thong tin vao he thong.

Hi i 14h30 ngay 27/04/2018

5 Thong bao Ket qua ddu gia. H i i 15hOO ngay 27/04/2018

6 Ban To chuc dau gia tuyen bo ket thuc cugc ddu gia.

H i i 15h30ngay 27/04/2018

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15.2 Tai thai diem bat dau cube ban dau gia, Dai dien Tb chirc ban ddu gia hoac nguoi dugc uy quyen cbng bb nhung thbng tin chu yeu nhu:

- Ten dan vj ddu gia, vbn dieu le, sb lugng cb phdn ban ddu gia cbng khai, sb lugng nha ddu tu va sb lugng cb phdn dang ky mua;

- Gia khoi diem cua cb phdn chao ban va nhung hanh vi bi coi la vi pham Quy chi ddu gia, bj loai tru khbi cube ddu gia, dugc hoac khbng dugc nhdn lai tiln dat cgc;

- Trinh tu va thu tuc ddu gia va nguyen tac xac djnh quyIn dugc mua cb phdn theo gia ddu gia;

15.3 Xac djnh ket qua ddu gia

Ket qua ddu gia dugc xac djnh theo nguyen tac nhu sau:

- Xac djnh theo gia dat mua tu cao xubng thdp, nha ddu tu dat mua theo gia nao thi dugc mua cb phdn theo gia do.

- Nha ddu tu tra gia cao nhdt dugc quyen mua du sb co phdn da dang ky theo cac muc gia da tra. Sb cb phdn con lai Idn lugt dugc ban cho cac nha ddu tu tra gia cao liln k l cho den het sb cb phdn chao ban.

- Trubng hgp cac nha ddu tu bb gia ngang nhau nhung sb cb phdn chao ban it hon tbng sb cb phdn dang ky mua thi sb co phdn cua tung nha ddu tu dugc mua xac djnh nhu sau:

Sb cb phdn tung nha ddu tu dang ky mua gia Sb CO phdn nha Sb cb phan ,^^^g ^^^^

dau tu duoc = con lai chao X j^y^ Tbng sb cb phdn cac nha ddu tu dang ky mua

gia bang nhau

- Trubng hgp cbn du cb phieu le, sb cb phdn le nay dugc phdn bb cho nha ddu tu cb khbi lugng dang ky mua Ibn nhdt tai muc gia do.

- Ket qua ddu gia dugc ghi vao bien ban va cb chu ky cua dai dien To chirc bdn ddu gid va doanh nghiep.

Dilu 16: Thong bao k i t qua dau gia cho nha dau tu Nha ddu tu dugc nhdn ket qua ddu gia qua dien thoai trubc 17h ngay 27/04/2018 Nhung

Nha ddu tu nao trung gia din nhdn kit qua ddu gia bang van ban tu 9h denl6h ngay 02/05/2018 tai To chuc thuc hien ban ddu gia. Nhung Nha dau tu khbng trung gia se dugc nhdn ket qua dau gia bang van ban theo dubng buu dien.

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Dieu 17: Phuong thuc va dia diem thanh toan tien mua co phan

17.1 Can cu vao thong bao ket qua dau gia do To chuc bdn ddu gid ban hanh, nha ddu tu trung gia mua co phdn co trach nhiem thanh toan tiln mua c l phdn trong thai han: tu ngay 02/05/2018 din ngay 09/05/2018.

17.2 Hinh thuc thanh toan tien mua co phdn: Thanh toan bdng ding Viet Nam theo hinh thuc nop tien mat hoac chuyen khoan theo phuang thuc dugc quy djnh tai dilm 10.2 Dilu 10 Quy che nay.

Dieu 18: Xu ly cac truong hgp vi pham

18.1 Nhung truong hgp sau ddy bi coi la vi pham Quy chi ban ddu gia, bj loai ra khoi cugc ddu gia va nha ddu tu khong dugc nhdn lai tien dat cgc:

- Khong nop philu tham du dau gia;

- Dang ky nhung khong dat mua toan bg hoac mot phan sl c l phdn da dang ky, Nha ddu tu se khong dugc nhdn lai so tien dat coc tuong ung vai sl c l phdn khong dat mua.

- So lugng CO phdn dat mua cao han so lugng co phdn da dang ky mua;

- Gia dat mua thdp hon gia khai diem;

- Khong thanh toan ddy du so tien mua co phdn dugc quyen mua theo ket qua ddu gia trong thai gian va dja diem quy djnh, Nha ddu tu se khong dugc nhdn lai so tien dat cgc tuong ung vai so co phan tu choi mua.

18.2 Nhung truang hgp sau ddy bi coi la vi pham Quy che ban ddu gia, bj loai ra khoi cugc ddu gia va nha ddu tu dugc nhdn lai tien dat cgc:

- Phieu tham du ddu gia khong co ddu treo cua To chiec bdn ddu gid;

- Phieu tham du ddu gia khong co chu ky cua nguoi lap philu;

- Phieu tham du ddu gia khong dugc dien ddy du, ro rang cac thong tin theo quy dinh;

- Phieu tham du ddu gia bj tdy xoa, rach nat;

- Gia ghi bang so khong khop voi Gia khi bang chu;

- Phieu tham du ddu gia khong co chu ky ciia ngubi tham gia ddu gia. 18.3 Cac trubng hgp vi pham khac se dugc To chuc bdn ddu gid xem xet cung voi Ban Quan

ly Ben xe, tau Bac Lieu xem xet quyet djnh hinh thuc xu ly.

Dieu 19: Xu ly so co phan chua ban dugc do hanh vi vi pham Quy che ban dau gia gay ra va so luoTig khong ban het

Trubng hgp het thbi han thanh toan nhung nha ddu tu khbng nop hoac chi nop mot phdn tien. To chirc bdn ddu gid se thbng bao tbi Ban Quan ly Ben xe, tau Bac Lieu trong vbng 02 (hai) ngay lam viec ke tu ngay het han nop tien mua cb phdn cua Ban Quan ly Ben xe, tau Bac Lieu v l sb lugng cb phdn chua ban dugc de xu ly theo quy dinh.

Dilu 20: Xu ly tien dat coc 20.1 Dbi vbi Nha ddu tu cb tham gia ddu gia hgp le nhung khbng dugc mua c l phdn va Nha

ddu tu vi pham quy che ddu gia nhung dugc nhdn lai tien dat cgc thi trong thbi gian tu

9

9h00 din 15h30 cac ngay tir 02/05/2018 den 11/05/2018, To chiec bdn ddu gid co trach nhiem thanh toan lai tien dat coc cho cac doi tirgng.

20.2 Doi voi cac khoan tien dat cgc khong phai hoan lai do nha dau tu vi pham quy che dau gia quy dinh tai Dieu 18 Quy che nay dugc To chiec bdn ddu gid chuyin cho Ban Quan ly Ben xe, tau Bac Lieu trong vong 10 ngay lam viec ke tu ngay ket thuc cugc ddu gia dl xu ly theo quy djnh.

Dieu 21: Cac quy dinh khac

Mgi thac mac khieu nai cua nha ddu tu (neu co) phai dugc neu len va giai quyet trong cugc ddu gia. Ban to chuc ddu gia se khong chju trach nhiem doi voi cac thac mac khieu nai cua nha dau tu sau khi cugc ddu gia ket thuc.

To chiec bdn ddu gid khong chju trach nhiem ve gia trj ciia co phdn ban ddu gia, tru trubng hgp khbng thbng bao ddy dii, chinh xac nhung thbng tin do Ban Quan ly Ben xe, tau Bac Lieu cung cdp.

Dieu 22: Hieu Igc thi hanh Quy che nay cb hieu lire thi hanh ke tu ngay ky./.

TO C H L T C B A N D A U G I A

CONG TY CO PHAN CHUNG KHOAN MB

»HO TONG GIAM DOC

L E THANH NAM

10

CONG H O A X A H Q I CHU N G H I A V I E T N A M Doc lap - Ty do - Hanh phuc

-—-oOo—--, ngay thang nam

DON DANG K Y THAM GIA DAU GIA MUA CO PHAN (Doi vai nha ddu tu trong nuac)

Kinh gui: Cong ty Co phan Chung khoan M B

Ten to chuc, ca nhan tham gia: Qu6c tich:

Dia chi:

Dien thoai: Fax: E-mail (nlu c6): j

S6 CMND / S6 DKKD (d l i voi t6 chuc): Cdp ngay: Cdp tai:

I I n So tai khoan tien: Chu tai khoan: Ngdn hang:

So CO phan dang k y mua: Bang chu:

Sau khi nghien cuu ho so ban ddu gia co phdn Idn ddu cua Ban Quan ly Ben xe, tau Bac Lieu,

toi/chung toi tu nguyen tham du cuoc ddu gia co phdn do Quy Cong ty to chuc va cam ket thuc hien

nghiem tuc quy dinh ve ddu gia va ket qua ddu gia do Quy Cong ty cong bo.

NIU vi pham, toi/chiing toi xin chiu trach nhiem truoc phap luat./.

T O CHLTC, CA NHAN V I E T DON Chu ky, ho ten, ddng ddu (neu cd)

C O N G HOA X A H O I CHU N G H I A V I E T N A M Doc lap - T y do - Hanh phuc

—-oOo-—-, ngay .. thang nam

DON DANG K Y THAM GIA DAU GIA MUA CO PHAN

(Doi vai nha ddu tu nuac ngoai)

Kinh gui: Cong ty Co phan Chung khoan MB

Ten to chuc, ca nhan tham gia: Qu6c tich:

Dia chi:

Dien thoai: Fax: E-mail (neu co):

So ho chieu / So DKKD (doi voi to chuc): Cap ngay: Cap tai:

/ /

So tai khoan tien: Chu tai khoan: Ngan hang:

So CO phan dang k y mua: Bang chu:

Ban sao xac nhan uy quyen cho:

Ten ngubi dugc uy quyen (neu cb): Sb CMND / Hg chibu:

Sau khi nghien cuu h i so ban ddu gia c l phdn Idn ddu cua Ban Quan ly Bin xe, tau Bac Lieu,

toi/chung toi tir nguyen tham dir cuoc ddu gia c l phdn do Quy Cong ty t l chuc va cam ki t thuc

hien nghiem tuc quy dinh v l ddu gia va k i t qua ddu gia do Quy Cong ty cong b l .

Neu vi pham, toi/chung toi xin chiu trach nhiem truac phap luat Viet Nam ./.

Xac nhdn cua t l chuc cung ung dich vu TO CHLTC, CA NHAN VIET DON thanh toan nai ma tai khoan Chie ky, ho ten, dong ddu (niu cd)

9.2 Nhung doi tugng khong dugc tham gia ddu gia mua c6 phdn Idn ddu: Cac to chuc tai chinh trung gian va cac ca nhdn thugc cac to chuc nay tham gia vao vice thuc hien tu vdn, kiem toan, xac djnh gia trj doanh nghiep; T6 chuc thuc hien ban ddu gia c6 phdn va cac ca nhdn thugc to chuc nay co lien quan din cugc ddu gia.

Dieu 10: Thu tuc dang ky tham gia dau gia va nop tien dat coc

10.1 Thbi gian, dja diem nhdn don dang ky va lam thu tuc dang ky, dat cgc:

Tu 08hOG din 16h00 cac ngay tu 20/03/2018 den 24/04/2018 tai cac dia dilm neu tai diem 10.2. Dieu 10 Quy chi nay.

10.2 Nop tiln dat cgc:

Nha ddu tu phai nop tiln dat cgc bdng 10% gia tri cb phdn dang ky mua tinh theo gia khbi diem. Tien dat cgc se khbng dugc hubng lai. Tiln dat cgc nop bdng dbng Viet Nam, chuyen khoan vao tai khoan cua TS chiec bdn ddu gid:

Tai khoan sb 115.002.653.319 ciia Ban Quan ly Bin xe, tau Bac Lieu Tai ngdn hang TMCP Cbng thuong - Chi nhanh Bac Lieu.

Nop don ddng ky tham gia ddu gia: Nha ddu tu dien ddy du thbng tin vao don ddng ky tham gia ddu gia va nop tai dia diem lam thu tuc ddng ky kem theo xudt trinh cac gidy tb sau:

• Dbi vbi ca nhdn trong nubc:

CMND hoac hg chieu;

- Gidy nop tien hoac gidy chuyen tien dat cgc.

• Dbi vbi tb chuc trong nubc:

Gidy ddng ky kinh doanh (Ban sao cb cbng chung);

Gidy nop tien hoac gidy chuyen tien dat cgc;

Gidy uy quyen cho dai dien thay mat tb chuc thuc hien thu tuc tru trubng hgp ngubi lam thu tuc la dai dien theo phap luat cua tb chuc.

• Dbi vbi ca nhdn, tb chuc nubc ngoai: Ngoai quy djnh nhu dbi vbi ca nhdn, tb chuc trong nubc, phai xudt trinh gidy xac nhdn mb tai khoan tai mot tb chuc cung ung dich vu thanh toan dang hoat dbng tren lanh thb Viet Nam.

10.3 Nhdn phieu tham du ddu gia:

- Moi nha ddu tu dugc cdp mot Phieu tham du ddu gid duy nhdt;

- Cac nha dau tu se dugc nhdn Phieu tham du ddu gid ngay sau khi hoan tdt cac thu tuc dang ky;

10.4 Nha ddu tu chi dugc sua dbi hoac huy dang ky tham du ddu gia trong thbi han lam thu tuc dang ky neu tren. Trubng hgp huy dang ky tham du ddu gia, nha ddu tu phai lam don dl nghi huy dang ky tham du dau gia theo mau quy djnh cua To chiec bdn ddu gid.

Dieu 11: Lap va nop phieu tham dg dau gia

11.1 Nha ddu tu tu diln Phiiu tham du ddu gid. Phieu tham du ddu gid hgp le la:

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