6
DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,. Corporate Office : House*'l g2/A (3rd Floor), Lane*O't, Mohakhali DOHS, Dhaka-l 2O6 Phone :+88-02-9860741,,Fax88-02-9860766,e-mail: [email protected],web:www.doreenpower.com February t6,20tG The Chairman, Bangladesh Securities and Exchange Commission The Managing Director, Dhaka Stock Exchange Limited The Managing Director, Chittagong Stock Exchange Limited The President, Bangladesh Merchant Bankers Association AIITREC Holders of Dhaka Stock Exchange Limited All TREC Holders of Chittagong Stock Exchange Limited All Merchant Banks Subject: IPO Application Process for Doreen Power Generations and Systems Limited. Dear Sir, Please accept our sincere thanks for participating in IPO application process of Doreen power Generations and Systems Limited, To complete the lPo application process successfully, you are requested to follow the steps as mentioned in Part-B (Page No. 5 to 9) of Bangladesh Securities and Exchange Commission's Consent Letter No. (sEc/clllPo-19512072/72 dated January 07, 2076]} and tpo subscription time extension letter No. (SEc/clllPo-195/2012/97 dated February 15, 2016) in connection with the tpo of Doreen power Generations and Systems Limited. Please be informed that the following information and documents need to be submitted from your end within 03 (three) working days from the subscription closing date to the respective stock exchange(s). The subscription has been opened on February 08,aOLO and will be closed on February 22,2OL6 and you have to submit the information and documents on or before February 25,2016, 1. The Electronic copy of Applicants List and Formats are as follows; a) Summarv of the Aoolications: i) The Electronic copy of Summary of the Applications: ii) File name of the 5ummary of the Application should be in the following manner: Security Code then underscore (-) then Summary then underscore (_) Stock Exchange (DSE or CSE)/Merchant Bank (MB) then underscore (_) then TREC code/Merchant Banker serial Number.pdf For Example: DOREENPWR-Summary-DSE-042.pdf (for DSE TREC Hotder/Stockbroker) DORE E NPWR _Sum ma ry_CS E_007. pdf (for CSE TREC H older/Stockbroker) DORE E NPWR -Sum ma ry-M 8-004. pdf ( For l/lercha nt Ba n ker) Name of the Stockbroker/Merchant Bank: Name of the Company/Fund: Category Number of Applicant Number of Shares/Units applied TotalAmount BDT USD GBP EUR Resident Baneladeshi (RB) Affected Small lnvestors (ASl) Mutual Fund (M.F,) Non-Resident Bansladeshi ( NRB) Foreign lnvestors (Fl) Total ,? *ttz-. += Page 1 of 6

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Page 1: DOft€CN POUr€ft HNP SYST€finS LTl,. of IPO_Doreen power.pdf · 2017-01-02 · DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,. Corporate Office : House*'l g2/A (3rd Floor),

DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,.Corporate Office : House*'l g2/A (3rd Floor), Lane*O't, Mohakhali DOHS, Dhaka-l 2O6Phone :+88-02-9860741,,Fax88-02-9860766,e-mail: [email protected],web:www.doreenpower.com

February t6,20tG

The Chairman, Bangladesh Securities and Exchange CommissionThe Managing Director, Dhaka Stock Exchange LimitedThe Managing Director, Chittagong Stock Exchange LimitedThe President, Bangladesh Merchant Bankers AssociationAIITREC Holders of Dhaka Stock Exchange LimitedAll TREC Holders of Chittagong Stock Exchange LimitedAll Merchant Banks

Subject: IPO Application Process for Doreen Power Generations and Systems Limited.

Dear Sir,

Please accept our sincere thanks for participating in IPO application process of Doreen power Generations andSystems Limited, To complete the lPo application process successfully, you are requested to follow the steps asmentioned in Part-B (Page No. 5 to 9) of Bangladesh Securities and Exchange Commission's Consent Letter No.(sEc/clllPo-19512072/72 dated January 07, 2076]} and tpo subscription time extension letter No.(SEc/clllPo-195/2012/97 dated February 15, 2016) in connection with the tpo of Doreen power Generationsand Systems Limited.

Please be informed that the following information and documents need to be submitted from your end within 03(three) working days from the subscription closing date to the respective stock exchange(s). The subscription hasbeen opened on February 08,aOLO and will be closed on February 22,2OL6 and you have to submit the informationand documents on or before February 25,2016,

1. The Electronic copy of Applicants List and Formats are as follows;

a) Summarv of the Aoolications:i) The Electronic copy of Summary of the Applications:

ii) File name of the 5ummary of the Application should be in the following manner:

Security Code then underscore (-) then Summary then underscore (_) Stock Exchange (DSE or CSE)/MerchantBank (MB) then underscore (_) then TREC code/Merchant Banker serial Number.pdf

For Example:DOREENPWR-Summary-DSE-042.pdf (for DSE TREC Hotder/Stockbroker)

DORE E NPWR _Sum ma ry_CS E_007. pdf (for CSE TREC H older/Stockbroker)DORE E NPWR

-Sum ma ry-M 8-004. pdf ( For l/lercha nt Ba n ker)

Name of the Stockbroker/Merchant Bank:Name of the Company/Fund:Category Number of

ApplicantNumber of

Shares/Units appliedTotalAmount

BDT USD GBP EURResident Baneladeshi (RB)

Affected Small lnvestors (ASl)

Mutual Fund (M.F,)

Non-Resident Bansladeshi ( NRB)

Foreign lnvestors (Fl)

Total

,? *ttz-. += Page 1 of 6

Page 2: DOft€CN POUr€ft HNP SYST€finS LTl,. of IPO_Doreen power.pdf · 2017-01-02 · DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,. Corporate Office : House*'l g2/A (3rd Floor),

POfiCCN FOU'CB g€NCfiRTIONS RND SYSTCfIIIS [TD.rt Corporate Office : Housei t92lA (3rd Floor), Lane-Ol,Mohakhali EOHS, Dhaka-l2O6l( Phone :+88-02-986A?44,Fax 88-021986O766,e-mail: [email protected],web:www.doreenpower.com

b) Detailed information of aoolications:i) The Electronic copy of detailed information of applications:

Note: ln case of joint application, Name of the Applicant will be only the first applicant name, No Joint Nameshould be added with first applicant name (For example with the help of &landlfitll

ii) File name of the detailed information of the Application should be in the following manner;

Security Code then underscore (-) then Detail then underscore (_) Stock Exchange (DSE or CSE)/MerchantBank (MB) then underscore (-) then TREC Code/Merchant Banker Serial Number.pdf

For ExamplelDORE E N PWR _Detai l_DSE_042. pdf (for DSE TREC Hotder/Stockbroker)

DOREEN PWR _Detai l_CSE_007. pdf (for CSE TREC Holder/Stockbroker)

DOREENPWR _Detail_M8_004.pdf (For Merchant Banker)

c) Applicants' List (Text format with '-' separator):

i) Electronic copy of Applicants' List (text format with tilde '-' separator) in the following format:

For Example:

42-19000"80s3"SANJARl SHARM I N-1201900004437926-RB"2oO-BDT-5800.00- DOREENpWR42-19000-8056-FATEMA BEGUM-1201900004437949-NRB-2oO-USD-74.36 - DOREENpWR

ii) File name of the Electronic copy of Applicants' List should be in the following manner;

security code then underscore (-) then stock Exchange (DSE or csE)/Merchant Bank (MB) then underscore (_) thenTREC Code/Merchant Banker Serial Number.txt

For Examole:DOREEN PWR_DSE_042.txt (for DSE TREC Holder/Stockbroker)

DORE E N PWR_CSE_007.txt (for CSE TREC Holder/Stockbroker)

DOREENPWR_M8_004.txt (For Merchant Banker)

-Ttz--

Name of the Stockbroker/Merchant Bank:

Name of the Company/Fund:Category of applicant: Resident Bangladeshi (RB)/Affected Small lnvestors (ASl)/Mutual Fund (fVF)/l',ton-ResidentBangladeshi (NRB)/Foreign Appliqant (FI)

TREC Code/MerchantBank Serial Number

DPID

(5 Digits)Customer lD(Customer

Tradinp Code)

Name of theApplica nt

BO lD No Applicant Category(RB/ASt/M F/N RB/Fl)

N umber ofSha res/UnitsApplied for

TREC Code/M ercha ntBank SerialNumber

DPrD (s

digits)

CustomerID

(Customer

Trading Code)

Name of thea p plicant

BO

ID

No.

Applicant Category(RB/Asr/M F/NRB/Ft)

Number of5ha res/U n its

applied for

Currency(BDr/usD/GBP/EUR)

AppliedAmount

Security

Code

DOREENPWR

-$F-Page 2 of 6

Page 3: DOft€CN POUr€ft HNP SYST€finS LTl,. of IPO_Doreen power.pdf · 2017-01-02 · DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,. Corporate Office : House*'l g2/A (3rd Floor),

'1'\(t@=*HF"ff f&#H$;trffiffi],?littr*H,ffifffi '*Hi

d) Draft's (FDD'SI List (submitted bv Non-Resident Baneladesh (NRB) & Foreien Aoolicant):i) Electronic copy of draft's (FDD's) Submitted by the Non-Resident Bangladeshi (NRB) and Foreign

icants:TREC

Code/

Ba nk

sl #

DPID

CustomerID

(Customer

TradingCode)

Applica nts

'Name

BO

ID

No.

Applica ntCategory(NRB/FI)

Currency(BDr/usDlGBP/E

UR)

AmountDraft

No.

Ban k

Name

Branch

Name

Date(dd/m

mlyyyv)

SecurityCode

Remarks

DOREENPWR

For Example:42-19000-8056-FATEMA BEGUM-1201900004437949-NRB-USD-74.36- 000356-5ONALt BANK LTD-WAGE

EARN E R',S CORpORATE-08 I 02 / 20!6-DO RE E N pWR-

ii) File name of the Electronic copy of draft's (FDD's) Submitted by the Non-Resident Bangladeshi (NRB) andForeign applicants should be in the following manner:

Security Code then underscore (_) then Stock Exchange (DSE or CSE)/Merchant Bank (MB) then underscore (_) thenNRB then underscore (_) then TREC Code/Merchant Banker Serial Number.txt

For Examole:DORE E N PWR_DSE_N R8_042.txt (for DSE TREC Hol der/Stockbroker)

DORE EN PWR_CSE_N R8_007.txt (for CSE TREC Holder/Stockbroker)

DOREENPWR_M B_NR8_004.txt (For Merchant Banker)

Bank Certificate

The Stockbroker/Merchant Banker shall deposit the amount (other than NRB and Foreign Applicants) in the"Public lssue Application Account" maintained with its bank within the first banking hour of next working day ofthe subscription closing date, instruct the banker to block the account for an amount equivalent to the aggregateapplication money and to issue a certificate in this regard. The Stockbroker/Merchant Banker shall send theoriginal certificate(s) issued by its banker to their respective stock exchange(s).The amount of subscription money of the successful applicants (Allottee) is required to be remitted fromStockbroker/Merchant Banker within 01 (one) working day on the date of receiving information and documentsfrom the respective Stock exchange(s) in the following way:

a) On the next working day of receiving the documents from Stock exchange(s), the Stockbroker/MerchantBanker shall request its banker to release the amount blocked earlier and remit the aggregate amount ofsuccessful applicants (other than NRB and Foreign Applicants) and fine amount to the following'Escrow'account of Doreen Power Generations and Systems Limited:

2.

3.

Issuer

Account NumberRouting NumberBank NameBranch Name

Doreen Power Generations and Systems LimitedL5OL2O2461.L90001 (f o r BE FTN A/C No. : 0202461 19OOO1)

06026L726BRAC Bank LimitedGulshan Branch, Dhaka

b) On the next working day, the Stockbroker/Merchant Banker shall unblock the customer accounts; informthe successful applicants about allotment and the unsuccessful applicants about releasing their blockedamounts.

-rl> +y*-Page 3 of 6

Page 4: DOft€CN POUr€ft HNP SYST€finS LTl,. of IPO_Doreen power.pdf · 2017-01-02 · DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,. Corporate Office : House*'l g2/A (3rd Floor),

DOB€€N POIIJ€R SCNCBRTIONS RND SVSTCfUIS TTD.Corporate Office : House-l92/A (3rd Floor), Lane-O't, Mohakhali DOHS, Dhaka-1206Phone : +88-02-9tfi:O744,Fax:88-02-9860766, e-mail: info@doreenpowencom, web: www.doreenpower.com

c) The Stockbroker/Merchant Banker shall provide the Doreen Power Generations and Systems Limited witha statement of the remittance amount (other than NRB and Foreign).

d) The Stockbroker/Merchant Banker can recover the withdrawal charges, if any, from the applicants up to anamount of Tk.5.00 (five) per withdrawal.

4, Stock Exchange will provide you the following information and documents, which will be received from issue'a) The Electronic copy of Applicants' List (text format with tilde '-' separator) in the following manner:

For Examole:

42-19000-8053-SANJARI SHARMIN-1201900004437924-RB- DOREENpWR-2oO-BDT-s800-O-870-493o-CC1442-19000-8056-FATEMA BEGUM-1201900004437949-ASt- DOREENpWR-2oO-BDT-5800-2oO-O-O-

42-19000-8066-4MENA KHATUN"1201900004438s49-Ft- DOREENpWR-2oO-USD-74.36-200-0-0-) Remarks ccL{lccLslcCl6 means, applicant have violated BsEc consent letter condition number l,alLS/t6 olPart-A

b) Allotment letter in electronic format (pDF format) with signatures.

5. All drafts submitted by NRB or Foreign applicants shall be deposited in the lssuer's respective ,Escrow, accountsand refund shall be made by the lssuer by refund warrants through concerned stockbroker or merchant banker ortransfer to the applicant's bank account through banking channel within 10(ten) working days from the date of lottery,

General lnformation:

Subscription for RB, ASl, MF and Non-Resident Bangladeshi (NRB) & Forelgn applicants will be dlrectly received bythe all eligible stockbrokers and merchant bankers within the following subscription period:

Subscription Opens on: February 08, 2016 and Subscription Closes on: February 22,2OL6

The Stockbroker/Merchant Banker should submit the following information and documents within 03 (three)working days from the subscription closing date (on or before February zs, 2016l send it to the respectiveStock Exchanges(s).

The Electronic copy information will be as follows:a) summary of the Applications (pdf format) by lpo Data transmission system,b) Detailed information of applications (pdf format) by IPO Data transmission system,c) Applicants' List (text format with tilde '-'separator) by lpo Data transmission system,d) Tt-e report (list) of the drafts submitted by the Non-Resident Bangladeshi (NRB) and Foreign applicants by

IPO Data transmission system.

TREC

Code/M.Bank Sl

DPID

CustomerID

(Customer

TradingCode)

Applicants'Name

BO

ID

No.

AppllcantCategory(RB/ASr/

MF/N RB/

Fr)

Securlty

Code

#ofShares/

Units

appliedfor

Currency(BDr/uso/GBPIE

UR)

AppliedAmount

*ofAllottedShares

Fin e

Amount

NetRefund

AmountRem a rks

DORE EN PWR

t --Yttz-- t\Page 4 of 6

Page 5: DOft€CN POUr€ft HNP SYST€finS LTl,. of IPO_Doreen power.pdf · 2017-01-02 · DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,. Corporate Office : House*'l g2/A (3rd Floor),

DOR€€N POIU€R g€NCRRTIONS RND SYST€fUIS TTD.Corporate Office : House-.'l 92/A {3rd Floor), Lane*O'1, Mohakhali DOHS, Dhaka-1 2o6Phone : +88-02-9860744,Fax 88-02-9860766, e-mail: [email protected], web: www.doreenpower.com

The Hard copy documents will be as follows:a) The original Bank Certificate issued by its banker,b) Original Drafts (FDD's) submitted by the Non-Resident Bangladeshi (NRB) and Foreign applicants along with

the list containing the draft information (format mention in the above 1(d)).Note: Customer lD' 'tna Code should be written on the front side (where blank space isavoilablel of the draft with the followino format:

FSS r$Hffifft+h*sidfrffiffiftEqEqr

qgqftf, frqiq Erqe

DSE ' ' ^ TREC Code "chont Banker Serial Number-Customer tD.

For Exam pler DSE-007-0000321 CSE-007 -002563/MB-OO9-002365

'sTW qffls {Cr*stnmel.'s } ffilTr*dimg (ode}

Fftr+1ErW ww tfffurwffi+rB

*Stsck Hr*kerrMerehant ffiamker rts,FBs $BrTtqffiff {frorrt sir$ei qWffi Btffg(EFH frrs qt{+ eeff mql EM rflq FDD sqq qT ssr{ qry frr"{qgtm trsffiHryST qf,,m l"

"FDD dH qtry{# {frorrt side} rS(E*lTI Erffr (riBE'{Fencit) qIe'E ry6 ffiry fiqffi,ff{ ':ffi'q]laf ffiq{t tryffi:' sffiq s,f,ffi .ftw {$eal} Et qtEla q.fii wfl[sTq s-st

E.ffiY T

And send it to the following addresses (Bv Hand Onlv):

Dhaka Stock Exchange Limited (DSE)

Swantex Bhaban (7th Floor), 9/t, Motijheel C/A,Dhaka - 1000

3. Service charse & withdrawal charge:

a) Service charge Tk.5.00 (Taka Five) per application shall be paid by the applicant at the time of submittingapplication (As per clause 24, part-B of Bangladesh Securities and Exchange Commission,s Consent LetterN o. (S EClCtlt p}-Lgs I 2Ot2/ t2 dated J a n ua ry 07, 2076).

b) The Stockbroker/ Merchant Banker can recover the withdrawal charges, if any, from the applicants up toan amount of Tk'5.00 (Taka Five) per withdrawal (As per clause 18, part-B of Bangladesh Securities andExchange Commission's consent Letter No. (sEc/culPo-1g5l2oL2ltzdated January 07,20L61.

-+ += Page 5 of 6

Chittagong Stock Exchanse LimitedDhaka Office

Eunoos Centre, 15th Floor,52-53 Dilkusha, Dhaka

Chittagong OfficeCSE Building, 1080 Sk. MujibRoad Agrabad, Chittagong

,ue Dhaka-1000, Phone : +88-02-9665339-40, Fax : 88-024614645Ueaa:.Q{.fiqe ; WalsowTorrrrer {f6th .F.k)dr} 21', Kaiil'Naarul lslani Aven

Page 6: DOft€CN POUr€ft HNP SYST€finS LTl,. of IPO_Doreen power.pdf · 2017-01-02 · DOft€CN POUr€ft gcfilCBRTlONS HNP SYST€finS LTl,. Corporate Office : House*'l g2/A (3rd Floor),

DOfiffN POIIJ€fi OCHffRTIOTTS RND SYSTCfTIIS LTD.corporate office : Ho,use:l92/A-(Brd Floor), Lane*Orl, Mohakhali DOHs, Dhaka*l 206Phone : +88-02-9860744 Fax: 88-02'9860766,'e-mail: info@doreenpow€r,corn, web: www.doreenpower.com

4, How to find out the lotterv result:

Firstly see your Stock Exchange(s)/Merchant Banker code then see your TREC code/Merchant Banker SerialNumber then see your Trading code or Costumer lD.

For an example of Doreen Power Generations and Svstems Limited

01-007-000035768 (For DSE TREC holder/Stockbroker)02-007-000000546 ( For CSE TREC holder/Stockbroker)03-007-001002367 (F or Mercha nt Ba n ker)

Y TREC Code means your Stock Exchanges TREC Holder Number.

Y Merchant Banker Serial Number will be found on Dhaka Stock Exchange website.

5. Contact Person:

Name of the Person Name of the CompanyContactNumber

E-mail

Mostafa MoinDoreen Power Generationsand Systems Limited

0171,30!2493 [email protected]

Afroz AlamDoreen Power Generationsand Svstems Limited

01730051121 afroz@ doreenpower,com

Abdullah Shaleh ArafinAlliance Financial ServicesLtd

01733085641 [email protected]

Sumit PodderAlliance Financial ServicesLtd

01.61L664432 [email protected]

Sirazul lslam ICB Capital Management Limited 01919443514 [email protected]. Fazlul Hoque ICB Capital Management Limited 01712740t44 fazl ul. icm I (oemai LcomMd. Golam Faruk SATCOM lT Limited 01619397705 mdgolamfaruk@smail,comBishwaiit Sutradhar (Bisu) SATCOM lT Limited 01616597531 [email protected] is for your kind information and necessary action.

Thanking you,

Yours sincerely,

\\-.-:z,v\o-

{{,)

rahzeeb Alam Siddiqu" 1Managing Director

n{tuNasrin Sultana

Chief Executive OfficerDoreen Power Generations and Systems Limited Alliance Financial Services Limited ICB Capital Management Limited

Enclosure:

!. BSEC Consent Letter for Doreen Power Generations and Systems Limited (SEC/C|/|PO-1gslzOLZlLZ datedJanuary 07,2OL6l.

2. BSEC IPO SubscriptionTime Extension Letterfor Doreen Power Generations and Systems Limited(SEC/CUIPO-19sl21L2l97 dated February 15, 2016).

--1tz-.

Muhammad Nazrul lslim,Managing Director & CEO

Page 6 of 6