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    March/April 2009wThe APDT Chronicle of the Dogw13www.APDT.com

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    other bulls, causing them to move away (Bouissou 1972)The highest ranked bull will then have priority access tofemales during mating season, food, and resting and grazing areas. During mating season, the others will defer ormove away from females in estrus if a higher ranked bulis near or approaching. They will, however, still aemptto sneak copulations with the estrus females when higherranked males are not close enough to prevent such mat-ings. As a result, in a pasture of several males and manyfemales, the ospring will be sired by more than one bull

    but the highest ranked bull will have the most matings. Thesubordinates are not trying to challenge the dominant bul

    for higher rank; they are simply using an alternate strategyfor mating and obtaining other resources. Similarly, whendogs in our homes avoid stealing food in front of our faces

    but steal behind our backs, they are not exerting rank, ratherthey are using an alternate strategy for geing what theywant. In other words, they are performing the behaviorsthat have worked in the past.

    Unlike a personality, which by denition is a set ofbehavioral characteristics that stays the same across dierent contexts (Capitanio 1999), rank changes depending onthe group to which an animal belongs. If four individualswho are dominant in their own social [continued on next page

    Sophia Yin, DVM

    Abridged from Low Stress Handling, Restraint,and Behavior Modication of Dogs and Cats

    We adopted Berkeley, a male Basenji, a few weeks agofrom breed rescue, explains the concerned woman onthe phone. Since then weve noticed that he growls andbarks at women and girls. He is usually good with me andhas bonded well with my husband, she continues. Butsometimes he gets snarly and growls at me when Im nearhim. The other night we had an incident. I got out of bedin the middle of the night, and when I approached the bedto get back in, he growled at me. I did what my fr iend told

    me, which was to grab him, put him on his back, put myface up to his and growl back at him. He bit me in the face.I had to go to the hospital to get stitches.

    We have all heard advice that relates dog behavior towolf behavior in the wild. The alpha wolf alwayseats rst; therefore you should always eat rst so

    your dog knows youre the leader. Always go through thedoor rst because an alpha would go out ahead. If yourdog growls or barks inappropriately or otherwise misbe-haves, put him in his place by doing an alpha roll, whereyou force him onto his back until he submits. This is whatthe alpha wolf does to his subordinates, and its what you

    should do so your dog knows youre the boss.But are these statements true, and should they be used

    with all dogs? Do you have to dominate the dog in order tolead?

    Several decades ago, social dominance theory and ideasabout wolf behavior in the wild were the primary modelsthat guided how dogs were trained. Training focused onpunishing bad behavior by using choke chains, pinch col-lars and electronic collars, because in the wild wolves wereseen to gain higher rank through force. Since then, our un-derstanding of dog behavior in relation to wolf behavior, aswell as our understanding of dominance and hierarchies in

    wild animals, has become clearer. Furthermore, the scienceof learning has provided a beer understanding of whyanimals behave as they do and how their behaviors can

    be modied. Regardless of this new information, the oldmisinformation regarding dominance and wolf behaviorand its applications to dogs abounds. To understand wheredominance theory ts in with our updated knowledge of

    behavior and behavior modication, and to realize whichbehaviors it does and does not explain in our companionanimals, one rst has to have a good working knowledgeof dominance theory.

    Dominance Is a Relationship Between Two or MoreIndividuals

    While people commonly describe dominance as a traitof an animal, it is not a personality trait. Dominance is arelationship between individuals that is established byforce, aggression and submission in order to determinewho has priority access to multiple resources, such as food,preferred resting spots, or mates (Bernstein 1981; Drews1993).

    For instance, when bulls are introduced to one an-other, they immediately ght to establish rank. The highestranked bull is the one who wins the encounters with all the

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    Dominancevs.UnrulyBehavior Its not surprising that wolves have a more rigid ranking

    system and a greater desire to achieve dominance. In thewild, where wolf packs most often consist of parents andtheir ospring from one or more generations (although theycan contain unrelated wolves), and in wolf packs raised incaptivity (where wolves may or may not be related), gener-ally only the highest ranking male and female mate andother group members help support the puppies. Note thain a pack consisting of a family unit, wolf biologists do no

    refer to the highest ranking male and female as the alphapair since their position is by default due to their status asparents rather than through a ght for high rank (Mech2008). Dogs, on the other hand, often breed promiscuouslymultiple females breed with multiple males. In fact, a studyof feral dogs in Italy found that all the females reproducedallowing the group to meet its full potential for populationincrease. No aempts were made by adult dogs to controlthe reproduction of other dogs (Boitani et al. 1995). Conse-quently, rank in dogs might not have as much of an eecton the individuals ability to pass on his or her genes.

    This dierence in social systems and the related dif

    ferences in drive for high rank are most likely due in parto the process through which they evolved. Contrary topopular belief, dogs probably evolved through a processof self-domestication as scavengers, rather than as huntersover the last 15,000 years (Coppinger and Coppinger 2002)According to this theory of self-domestication, peoplemoving into selements accumulated trash around theirliving areas and in dumps. Wolves with low ight distancesscavenged in the trash sites and werent scared away whenpeople approached, while those with greater ight distances ed when people approached from as far as a mile awayThe ancestral wolves who had lower ight distances wereable to survive and reproduce beer in environments near

    humans than were other wolves. Over many generationsthey changed genetically into a separate population thatwas easier to tame and could more easily live in close proximity to humans. As scavengers living o humans, theydid not need to live in cohesive packs. Thus, unlike wolvesferal domestic dogs do not live in tightly knit family unitsthat cooperate to hunt, rear young and protect communaterritorythree factors that dene canid packs (Mech 1970cited in Boitani 1995).Rather, they live in what one mightmore appropriately call groups (Boitani 1995), with groupsize dependent on ecologic conditions. In some conditionsdogs often spend much time alone rather than with othergroup members (MacDonald and Carr 1995). The primary

    benet of living in a group seems to be increased ability todefend a territory or resource, since feral dogs sometimeshave to compete with wolves or other scavengers for foodDogs also accept others into their group more willinglythan do wolves.

    A lower drive to aain high rank, compared to wolves, isalso seen in the way dogs greet new individuals. For wildanimals like wolves and many primates, the appearanceof new individuals is generally seen as a threat. It is thenorm for these animals to ght upon rst greeting. Whileritualistic posturing might be displayed during greet-ings and can decrease the likelihood of full-on ghting,>

    groups are all placed together, only one will be dominant inthe new group (Capitanio, wrien communication 2008).

    How the Dominance-Submissive Relationship isMaintained It is important to realize that an actual dominance-submissive relationship only exists when one individualconsistently submits. Once a dominance-submissive rela-tionship is established, it is reinforced through warning

    postures and ritualistic aggressive and submissive displaysrather than full-blown ghting, although the ritualistic dis-plays can be quite aggressive. The most stable relationshipsare those in which the submissive individual automaticallydefers to the dominant individual in the absence of anythreatening postures by the dominant animal. For instance,the higher-ranked individual approaches a preferred rest-ing spot directly and the subordinate moves away. Or thedominant individual approaches the subordinate to walk

    by and the subordinate averts his gaze. In less stable rela-tionships or in those in which the dominant individual isnot condent about his ability to maintain higher rank orhas an aggressive personality, continued robust aggressive

    displays occur.

    Dominance-submissive relationships do exist amongsome household pets. With many of our household pets,including dogs and cats, dominance-submissive relation-ships between individuals may exist. But hierarchies are notnecessarily linear, individuals can share similar ranks andclear hierarchies may not always exist. For instance, whencanine guests stay at my house, my 16-year-old Australiancaledog Zoe would invariably establish her top positionregarding valued resources. She had priority access to thethings she wanted when she wanted it. Jonesy, my young

    Jack Russell Terrier and the guest on the other hand usually

    share the same rank. That is, they share toys or steal toysand food equally.

    Dogs have a tempered drive to aain high rank, com-pared with wolves. So whats dierent about wolf and doghierarchies? One dierence is that dogs have a tempereddrive to gain high rank, compared with the average wolf.At Wolf Park, where unrelated wolves live in small packs incaptivity, researchers have noted that status is often gainedopportunistically. Consequently, whereas dogs tend toshow clear signsor posturingthat they are vying forhigher status, signs of imminent aacks in wolves are oftensubtle or even absent. Each interaction between wolves is a

    way for one wolf to test the other for weakness. As a result,the lowest-ranked wolf in the pack might aack the alphawolf during play if he detects the alpha wolf is ill or weak.Thus, the lowest-ranked wolf could opportunistically aainthe alpha position (Yin 2004; Klinghammer E., personalcommunication 1999).Wolf hierarchies and those of otherwild animals, are so competitive that when an individualis removed from the group for as lile as several hoursto one day, he or she may have to reestablish rank uponreintroduction (Goodman P., wrien communication 2008).Dogs are generally much more relaxed about rank. Theycan easily be away from their group for weeks to monthsand then re-enter seamlessly.

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    In contrast to wolves, dogs with established relationships do not routinely greet each other every morning in amanner that displays their rank. Additionally, the posturesdogs are able to show vary somewhat by breed. Paedomor-phic breeds (those resembling more juvenile stages of woldevelopment) like the Cavalier King Charles Spaniel havea smaller communicative repertoire than breeds that morephysically resemble the adult wolf (Goodwin et al. 1997).

    How Dominance Theory Relates to InteractionsBetween Humans and Animals

    While in some cases humans have problems with theirpets because their pets are using aggression to guard mul-tiple types of resources, in most cases our problem is thathe pets are just unruly or misbehaving. For instance, dogs

    jumping on people are not vying for higher rank; they aresimply jumping because they want aention and they oftenget it by doing so. When dogs jump on counters to steafood or cats jump up to investigate when youre not in sightdespite having been punished previously when you arepresent, they are using an alternate strategy for obtaining

    food and geing the chance to investigate. Their strategy isrewarded because they often do get the food and do get toinvestigate, at least for a short period. These unruly behaviors occur not because the animals are vying for rank bu

    because the behaviors have been rewarded in the past. Assuch, a dominance-submission model is irrelevant for mosof the behaviors we want our animals to perform, such ascoming when called, walking calmly [continued on next page]

    aggression and injuries do occur. The aggression and pos-turing continues until a dominantsubordinate relation-ship is established.

    Unlike wolves, socialized dogs are more likely tobe friendly upon greeting. Just as humans greet with ahandshake and an interest in geing to know each other,rather than an interest in aaining high rank, dogs typi-cally greet just to determine whether the other individualwill be friendly and playful. In fact, we want our dogs to be

    friendly with all other dogs so they can play at dog parksand get along in our human-based society. The domesticdogs sociability toward other dogs is likely due in part toneoteny, the retention of puppy-like traits. Dogs readilyinvestigate new objects and form social bonds with unfa-miliar individuals, even from other species, in the absenceof specic taming techniques.

    Dogs have a less ritualized communication system.Along with a less rigid hierarchy and dominance-submissiverelationships, dogs also have a less ritualized communica-tion system. Wolves regularly display their status throughritualized postures and greetings. The alpha wolves are

    easy to recognize because they greet with head high andtail raised. Subordinates routinely approach the alphawolves in a submissive mannercrouching with tail low,licking lips and rolling over to expose the belly (submissiveroll). Note that the high-ranked wolves do not throw thesubordinates into a roll; rather, the subordinates oer thesubmissive roll as a sign of their deference in the same wayone might kneel or curtsy when greeting royalty.

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    Coppinger, R., and L. Coppinger. 2002. Dogs: A New Under-standing of Canine Origin, Behavior, and Evolution.New York:Scribner.

    Domjan, M. 2003. The Principles of Learning and Behavior.5thed. Belmont, Calif.: Wadsworth/ Thomson Learning.

    Drews, C. 1993. The concept and denition of dominancebehavior. Behaviour125:284-313.

    Goodman P. Wrien communication with author, June 19,2008.

    Goodwin, D., J.W.S. Bradshaw, and S.M. Wickens. 1997. Pae-domorphosis aects agonistic visual signals of domesticdogs.Animal Behavior53:297-302.

    Kaiser, R.B., R. Hogan, and C.S. Bartholomew. 2008. Lead-ership and the fate of organizations. American Psychologist63(2):96-110.

    Klinghammer E. Personal communication with author,June 22 1999.

    Knowles, H.P., and B.O. Saxberg. 1971. Personality and Lead-ership Behavior. Reading, Mass.: Addison-Wesley.

    MacDonald, D.W., and G.M. Carr. 1995. Variation in dogsociety: Between resource dispersion and social ux. InThe Domestic Dog: Its Evolution, Behaviour and Interactionswith People, ed. J. Serpell, 199-216. Cambridge: CambridgeUniversity Press.

    Martinez, M., A. Calvo-Torrent, and M.A. Pico-Alfonso.1998. Social defeat and subordination as models of social

    stress in laboratory rodents: A review. Aggressive Behavior24:241-56.

    Mech, L.D. 2008. What every happened to the term alphawolf? International Wolf. (hp://www.wolf.org/wolves/newsiwmag/2008/winter/winter2008.asp)

    Price, E.O. 2002. Animal Domestication and Behavior. NewYork: CABI Publishing.

    Yin, S. 2004. How to Behave So Your Dog Behaves. NeptuneCity, N.J.: TFH Publications.

    Dr. Sophia Yin, a 1993 graduate of the UC Davis School oVeterinary Medicine, is the author of three books: The SmalAnimal Veterinary Nerdbook, a best-selling textbook forveterinarians, How to Behave So Your Dog Behaves, andher newest textbook Low Stress Handling, Restraint, andBehavior Modifcation in Cats and Dogs. She earned herMasters in Animal Science in 2001 from UC Davis where shestudied vocal communication in dogs and worked on behaviormodication in horses, giraffes, ostriches, and chickens. Duringthis time she was also the award-winning pet columnist for theSan Francisco Chronicle. Upon receiving her degree focused onanimal behavior, Dr. Yin served for ve years as a lecturer in theUC Davis Animal Science Department. She taught three upper

    division undergraduate courses in domestic animal behaviorand supervised students in various animal training and behavioresearch projects. She also developed the MannersMinder posi-tive reinforcement dog training system currently being sold byPremier Pet. Dr. Yin currently sees behavior housecalls, worksat San Francisco Veterinary Specialists (www.SFVS.net), writesfor several veterinary and popular magazines, has consulted forthe Santa Barbara Zoo, and lectures internationally on animabehavior. She is also on the executive board for the AmericanVeterinary Society of Animal Behavior. For more information

    please visit her website at www.AskDrYin.com.