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DOXA LIMITED
July 2015
Please note this is not a solicitation. I am responding to your request for information regarding the business at hand. I look forward to your response post haste you will notice a non-solicit document in attachment please fill it out. Please comply with the line of direction below.
Information Needed
Please provide basic overview of the parameters for the papers they are seeking to buy, this way, “The Desk” will in turn revert with something exactly or close to what the candidate(s) are seeking. The goal is to facilitate the process forward in a proper and expeditious way. Be so kind as to provide answers to the following: 1. Type of Client – Private or Institutional, with compliance in place 2. Type of Paper – plain vanilla Bonds/MTNs: New Issues vs Seasoned and readily trading, or both? 3. Issuers – Bank (US and/or European) vs Corporate or both? 4. Rating – what is the minimum rating acceptable? 5. Coupon Range – what is the acceptable Coupon Range? 6. Volumes – Total Volumes needed? (Please note the initial tranche volume will be 50-100M) 7. Price – what price range is acceptable to the Client for New Issues or Seasoned and readily trading Paper? 8. Parameters – with respect to the purchasing principle we are respectful to understand their procedures with expressed intentions to create a synergistic environment for all involved. Please provide purchasing procedures according to principal purchaser. What will follow is a meeting between the Desk Provider and the Principle Purchaser. There will be no interference from intermediaries just principle to principle.
This questionnaire is issued pursuant to a specific request; it is not intended nor should it be
construed as constituting a solicitation for the purchase or sale of any investment.