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CHANNELISLANDSHORSERACINGAUTHORITY–(E)HORSEANDOWNERMANUAL

PART1–INTRODUCTORY 3

1. INTRODUCTORY 3

PART2–HORSES 4

2. SCHEME 43. THEREGISTEROFNAMESOFHORSESTRAINEDINTHECHANNELISLANDS 44. MAKINGANAPPLICATIONTOREGISTERAHORSENAME 55. SUPPORTINGDOCUMENTS:HORSEFOALEDINGREATBRITAIN,IRELANDORCHANNELISLANDS 56. SUPPORTINGDOCUMENTS:HORSEFOALEDELSEWHERE 67. AGEANDMARKINGSCERTIFICATES 68. REQUIREMENTSFORANAPPLICATIONTOBEAPPROVED 79. REGISTRATIONOFTHENAME 810. CHANGINGANAME 911. FEESFORANAPPLICATIONUNDERRULE10 912. REQUIREMENTFORAHORSETRAINEDINTHECHANNELISLANDSTOHAVEAPASSPORT 1013. ISSUEANDREPLACEMENTOFAPASSPORT 1014. IDENTITYCHECKSFORHORSESTRAINEDINTHECHANNELISLANDS 1015. IDENTITYCHECKFORHORSETRAINEDOUTSIDETHECHANNELISLANDS 1116. HORSESFROMOUTSIDETHECHANNELISLANDS:EXPORTCERTIFICATESANDPASSPORTS1217. VACCINATIONSAGAINSTEQUINEINFLUENZA 1218. VACCINATIONCHECKS 1419. REQUIREMENTSFORRACINGOUTSIDETHECHANNELISLANDS 1520. RACINGCLEARANCENOTIFICATIONS 1521. PASSPORTENDORSEMENT 1622. APPLICATIONFORPASSPORTENDORSEMENT 1723. REQUIREMENTSFORRACINGINTHECHANNELISLANDS 1724. RECKONINGTHEAGEOFAHORSE 1825. REGISTRATIONOFNON-RACINGAGREEMENTS 1826. NOTIFICATIONOFNEURECTOMYOPERATIONS 1827. RETIREMENTFROMRACINGUNDERRULES 19

PART3–OWNERS 21

28. INTERPRETATIONOFPART3 2129. SCOPEOFCHAPTER2 2130. MAKINGANAPPLICATIONTOREGISTERUNDERCHAPTER2 2131. REGISTRATIONOFSOLEOWNERS 2232. NAMETOBEUSEDWHENRUNNINGAHORSEINOWNERSHIPOFASOLEOWNER 2333. CANCELLATIONOFREGISTRATIONOFINDIVIDUALREGISTEREDASASOLEOWNER 2334. REGISTRATIONOFCOMPANIES 2435. RECOGNISEDCOMPANYANDOWNEROFHORSE 2436. RECOGNISEDCOMPANYTOACTTHROUGHREGISTEREDAGENT 2537. NAMETOBEUSEDWHENRUNNINGAHORSEINOWNERSHIPOFARECOGNISEDCOMPANY2538. DUTYTONOTIFYCHANGESASTOCOMPANYDIRECTORSORSECRETARY 2639. CANCELLATIONOFREGISTRATIONOFARECOGNISEDCOMPANY 26

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40. CANCELLATIONOFREGISTRATIONOFAREGISTEREDAGENT 2641. SCOPEOFCHAPTER3 2742. REGISTRATIONOFAPARTNERSHIP 2743. CONDITIONSFORINITIALREGISTRATION 2744. NAMETOBEUSEDWHENRUNNINGAHORSESUBJECTTOAPARTNERSHIP 2845. OWNEROFHORSEANDOBLIGATIONSOFPARTNERS 2846. NOTIFICATIONOFINFORMATION 2947. CANCELLATIONOFREGISTRATIONOFAPARTNERSHIP 2948. REGISTRATIONOFSYNDICATES 2949. SYNDICATETOACTTHROUGHSYNDICATOR 3050. NAMETOBEUSEDWHENRUNNINGAHORSESUBJECTTOASYNDICATE 3151. CANCELLATIONOFREGISTRATIONOFASYNDICATE 3152. CODEOFCONDUCT 3253. REGISTRATIONOFRACINGCLUBS 3254. RACINGCLUBTOACTTHROUGHCLUBMANAGER 3355. NAMETOBEUSEDWHENRUNNINGAHORSESUBJECTTOARACINGCLUB 3456. CANCELLATIONOFREGISTRATIONOFARACINGCLUB 3457. REGISTRATIONOFSINGLERACELEASINGARRANGEMENT 3458. REGISTRATIONOFLEASINGANDOTHERJOINTARRANGEMENTSNOTWITHINRULE42,48,53OR57 3559. CONDITIONSFORINITIALREGISTRATION 3560. EXPIRYANDRENEWALOFREGISTRATIONOFLEASEOROTHERARRANGEMENT 3661. OWNEROFHORSEANDOBLIGATIONSOFPARTIESTOLEASEOROTHERARRANGEMENT 3662. NAMETOBEUSEDWHENRUNNINGAHORSESUBJECTTOALEASEOROTHERARRANGEMENT 3663. CANCELLATIONOFALEASEOROTHERARRANGEMENT 3764. APPLICATIONOFCHAPTER4 3765. RACINGCOLOURS 3766. CIRCUMSTANCESINWHICHUSEOFOTHERRACINGCOLOURSISREQUIRED 3867. CIRCUMSTANCESINWHICHJOINT-USEOFRACINGCOLOURSISPERMITTED 3968. APPLICATIONTOTHEAUTHORITYTOREGISTERRACINGCOLOURS 4069. APPLICATIONOFCHAPTER5 4170. INFORMATIONABOUTHORSESOFAMBIGUOUSSEX 4171. DEALINGSWITHLICENSEDTRAINERS 4272. OWNERSGIVINGINSTRUCTIONSTORIDERS 4273. ARESTRICTIONONOWNERSCOMPENSATINGRIDERS 4274. AUTHORISEDAGENTSOFANOWNER 4275. OWNER'SSPONSORSHIPAGREEMENTS 43

PART4–SUPPLEMENTARY 44

76. NOTICES,DIRECTIONSANDOTHERDOCUMENTS 4477. COMPUTATIONOFTIME 4478. ARRANGEMENTOFRULESINTOMANUALS 4479. MEANINGOFOWNER 4480. INTERPRETATION:GENERAL 45SCHEDULE1–REGISTRATIONOFHORSENAMES 47SCHEDULE2–COUNTRIESWITHAPPROVEDSTUDBOOKS 50SCHEDULE3–TRAINER-OWNERAGREEMENTS 51SCHEDULE4-REGISTRATIONOFOWNERSHIPNAMES'ANDSTYLES 53SCHEDULE5-SYNDICATECODEOFCONDUCT 54INDEXOFDEFINEDEXPRESSIONS 56

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PART1–INTRODUCTORY1. Introductory1.1. Part (A)3 provides that a horse trained in the Channel Islands is not

qualifiedtobeenteredfororstartinanyraceundertheseRulesunless1.1.1. thenameof thehorse isenteredontheregisterofhorsenames

maintainedbytheAuthority,and1.1.2. the name of the owner is entered in the register of owners

maintainedbytheAuthority.1.2. InthisManual

1.2.1. Part2providesfortheregistrationofhorsenamesandimposesspecificrequirementsapplyingtoanyhorsetrainedintheChannelIslands,and

1.2.2. Part3providesfortheregistrationofthenamesoftheownerofanyhorsetrainedintheChannelIslands,registrationofanowner'sracingcoloursandcertainotherrequirementsapplyingtoowners.

1.3. APersonisliabletoDisciplinaryActionif

1.3.1. hecontravenesarequirementimposedonhimbyorundertheseRules,

1.3.2. any provision of these Rules states that he is taken to havecontravenedanysuchrequirement,or

1.3.3. anyprovisionoftheseRulesstatesthatheisliabletoDisciplinaryAction.

1.4. Disciplinary action may also be taken against a Person in any of the

circumstancesspecifiedinRules(A)56to(A)62.

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PART2–HORSESChapter1–Interpretation2. Scheme2.1. InPart2,unlessthecontextotherwiserequires

Export Certificate, in relation to a horse foaled outside Great Britain,IrelandortheChannelIslands,meansacertificateofpedigreeforthehorsewhich

2.1.1. states the name, pedigree, age, sex, colour andmarkings of the

horse,and2.1.2. isissuedandendorsedbyaRecognisedStudBookAuthorityor,in

theabsenceofsuchanAuthority,theRecognisedRacingAuthorityofthecountryinwhichthehorsewasfoaled,and

2.1.3. isendorsedbytheStudBookAuthorityorRacingAuthorityofanyothercountrywhichthehorsehasvisitedbeforeimportationintoGreatBritain;

Horseincludesmare,gelding,colt,andfillyandforthepurposesofRule17includesapony,mule,assorhinny;MicrochipmeansamicrochipapprovedbytheStudBookAuthorityoftheChannelIslandsorofGreatBritainandIreland;Non-ThoroughbredRegistermeanstheworkauthorisedtobepublishedunderthatnamebytheAuthority;Racecourse Managing Executive means the person who holds aracecourselicencegrantedbytheAuthorityunderPart(F)2;RacecoursePropertymeansanypropertyowned,usedorcontrolledbytheRacecourseManagingExecutive;StudBookmeanstheregisterofthebreedingofthoroughbredhorsesintheircountryoforigin;VeterinaryOfficermeansaregisteredveterinarysurgeonengagedbytheAuthority;Veterinary Surgeon means any qualified veterinary practitionerappropriatelyregisteredtopractice.

Chapter2–RegistrationofnamesofhorsesintrainingintheChannelIslands

3. TheregisterofnamesofhorsestrainedintheChannelIslands

3.1. WheretheAuthorityreceivesanapplicationinrespectofahorsetrained

intheChannelIslandswhichismadeinaccordancewithRules4to7,theAuthoritymayapprovetheapplicationandenterthenameofthehorseintheregisterofhorsenames.

3.2. Anamewhichisregisteredinrespectofahorseshallbethehorse'snameforthepurposesoftheseRules.

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3.3. Each application to register a name must be accompanied by theappropriatefeespecifiedinSchedule(A)1.

4. Makinganapplicationtoregisterahorsename4.1. An application to register the name of a horsemust bemade using the

Prescribedform.

4.2. Theapplicationmust

4.2.1. containsuchinformationastheformmayrequire,4.2.2. be accompanied by the appropriate supporting documents in

accordancewithRule5or6,and4.2.3. besignedbyoronbehalfoftheOwnerorTrainer.

4.3. Indeterminingwhethertoapproveanapplication,theAuthoritymayhave

regardtosuchmattersasitmayconsiderappropriate.5. Supporting documents: horse foaled in Great Britain, Ireland or

ChannelIslands5.1. ThisRuleappliestoanapplicationtoregisterthenameofahorseinany

casewherethehorsewasfoaledinGreatBritain,IrelandortheChannelIslands.

5.2. Theapplicationtoregisterthehorse'snamemustbeaccompaniedby

5.2.1. itspassport(exceptwherethehorsehappenstobeoutsideGreatBritain,IrelandortheChannelIslandsatthetimetheapplicationismade),and

5.2.2. suchotherdocumentsasmayberequiredunderParagraph5.3or5.4.

5.3. Inanycasewherethehorse'spassportdoesnotalreadycontainevidence

from a Veterinary Surgeon that a Microchip has been implanted, theapplicationmustalsobeaccompaniedbyastatement fromaVeterinarySurgeonthatthehorsehasbeenimplantedwithanidentifyingMicrochip.

5.4. InanycasewherethePersonwhosignstheapplicationisunabletoconfirmthemarkingsofthehorseshowninthepassport,theapplicationmustalsobeaccompaniedbyanageandmarkingscertificatethatcomplieswithRule7.1.

5.5. In this Rule references to a horse's passport are to the approveddiagrammaticdocumentofidentityforthehorsewhichisissued

5.5.1. by the Stud Book Authority of Great Britain and Ireland in

accordancewithsuchdirectionsasmaybegivenbytheAuthority,or

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5.5.2. insuchothermannerastheAuthoritymayspecify.6. Supportingdocuments:horsefoaledelsewhere6.1. ThisRuleappliestoanapplicationtoregisterthenameofahorseinany

casewhere the horsewas foaled in a country other than Great Britain,IrelandortheChannelIslands.

6.2. Theapplicationmustbeaccompaniedby

6.2.1. thepassport(ifany)issuedforthathorse,and6.2.2. anageandmarkingscertificatethatcomplieswithRule7.1.

6.3. The application must also be accompanied by a statement from a

VeterinarySurgeonthatthehorsehasbeenimplantedwithanidentifyingMicrochipinanycasewherethehorseistrainedintheChannelIslandsand

6.3.1. the horse's passport does not already contain evidence from a

VeterinarySurgeonthatsuchaMicrochiphasbeenimplanted,or6.3.2. thehorsehasnopassport.

6.4. In this Rule references to a horse's passport are to the approved

diagrammaticdocumentofidentityforthehorsewhichwasissuedontheauthorityofaRecognisedRacingAuthority.

7. Ageandmarkingscertificates7.1. Anageandmarkingscertificateinrespectofahorseisacertificatesigned

byaVeterinarySurgeonwhich

7.1.1. specifiesthemarkingsofthehorse,and7.1.2. statestheageofthehorse.

7.2. TheVeterinarySurgeonmustsatisfythefollowingconditions:

7.2.1. TheVeterinarySurgeonmustnotbe7.2.1.1. theOwnerofthehorseoranypersonrelatedtothe

Ownerofthehorse;7.2.1.2. theTrainerofthehorseoranypersonrelatedtothe

Trainerofthehorse;or7.2.1.3. aPersonemployedbytheTrainer.

7.3. TheVeterinarySurgeonmustbeindependentoftheOwnerandTrainerof

thehorse.

7.4. Where the Authority is not satisfied that the Veterinary Surgeon isindependentoftheOwnerandtheTrainerofthehorse,itmayrejectanyageandmarkingscertificate.ThisParagraphapplieswhetherornot the

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Authority subsequently commences an enquiry to consider possibleDisciplinaryAction.

7.5. Where an age and markings certificate is required in support of anapplicationtoregisterthenameofahorse,theAuthoritymustcomparethecertificatewith

7.5.1. if the horsewas foaled in Great Britain, Ireland or the Channel

Islands,themarkingsfirstrecordedforthehorseintheStudBookmaintained by the Stud Book Authority of Great Britain andIreland;

7.5.2. if thehorsewas foaledelsewhere, themarkingscontained in itsExportCertificate.

7.6. TheAuthoritymustnotapprovetheapplicationif

7.6.1. it considers that there is a discrepancy between the age andmarkingscertificateandthedocumentspecifiedinParagraph7.5or7.6.2,and

7.6.2. thehorse'sidentitycannotbeverifiedbyabloodoraDNAtest.

7.7. IfthedeliveryoftheExportCertificateforahorsehasbeendelayed,theAuthoritymayprovisionallyapproveanapplicationsubjecttosubsequentverificationofthehorse'sidentity.

7.8. TheappropriatefeespecifiedinSchedule(A)1ispayablebyanapplicantforthecarryingoutof

7.8.1. acomparisonrequiredbyParagraph7.5,or7.8.2. atestforthepurposesofParagraph7.6.2,

whetherornottheidentityofthehorseisverifiedasaresult.

8. Requirementsforanapplicationtobeapproved8.1. UnlesstheAuthoritydirectotherwiseanapplicationforregistrationwill

onlybeacceptedif8.1.1. ithasreceivedallthedocumentsrequiredbyRules4to7,and8.1.2. itissatisfiedthateachofthefollowingconditionsismetinrespect

oftheapplication.

8.2. Thefirstconditionisthat

8.2.1. thehorse'sidentityhasbeenproperlyverified,and8.2.2. thehorsehasbeenimplantedwithanidentifyingMicrochip.

8.3. Thesecondconditionisthatthehorsehasbeenacceptedforinclusionin

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8.3.1. the Stud Bookmaintained by the Stud Book Authority of GreatBritainandIreland,

8.3.2. aStudBookapprovedbytheInternationalStudBookCommittee(seeParagraph8.6),

8.3.3. theNon-ThoroughbredRegister,or8.3.4. theAutreQuePurSang(AQPSRegister).

8.4. Thethirdconditionisthatthenameofthehorse

8.4.1. hasbeendeterminedinaccordancewithSchedule1,and8.4.2. hasnotbeenreservedunderRule11.

8.5. Thefourthconditionisthatthehorse,anditssireanddam,areeachthe

produceofanaturalserviceorcoveringandthat,inthecourseofbreedingthehorse

8.5.1. anaturalgestationtookplaceinthebodyofthemareinwhichthe

foalwasconceived,and8.5.2. thefoalwasdeliveredfromthemare'sbody.

8.6. Schedule2 lists thecountries in respectofwhichStudBookshavebeen

approvedbytheInternationalStudBookCommittee.

8.7. In Paragraph 8.5, Natural Service or Covering means the physicalmountingofamarebyastallionandwhichcanincludetheimmediatere-inforcementofthestallion'sserviceorcoverbyaportionoftheejaculateproducedbythatstallionduringthatserviceorcoverofthatsamemare.

9. Registrationofthename9.1. WheretheAuthorityapprovesanapplicationitshallregisterthenameof

thehorse.

9.2. InrespectofahorsewhichwasfoaledoutsideGreatBritainortheChannelIslands9.2.1. alettercodeshallbeaddedtotheregistertodenotethecountryof

foaling,and9.2.2. thisshallformpartoftheregisteredname.

9.3. Theregistrationofanameisvoidif

9.3.1. after registration, it appears to the Authority that any of theconditions specified in Rule 8 were not satisfied at the time ofregistration,and

9.3.2. theAuthoritydirectsthattheregistrationshallbevoid.9.4. Theregistrationofanameissuspendedif

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9.4.1. afterregistration,itisfoundthatthatthehorse'sbreedermadeaninaccurate, misleading or fraudulent declaration at the time ofregistration with the Stud Book of Great Britain and NorthernIreland,and

9.4.2. theAuthoritydirectsthattheregistrationshallbesuspended.10. Changinganame

10.1. A name that is registered for a horse may be changed but only in the

followingcircumstances10.1.1. theAuthoritydecidestocorrectanincorrectnamewhichhasbeen

publishedinerror,or10.1.2. anapplicationtoregisteranewnameismadeto,andapprovedby,

theAuthorityunderthisRule.10.2. TheAuthoritymayapproveanapplicationtoregisteranewnameforthe

horseiftheAuthorityhasreceivedallthedocumentsrequiredbyRules4to7andissatisfiedthat10.2.1. eachoftheconditionsforapprovalspecifiedinRule8aremetin

respectoftheapplication,and10.2.2. Paragraph10.3doesnotpreventitfromgivingitsapproval.

10.3. Noapprovalmaybegivenif

10.3.1. the horse has run under these Rules, the rules of a Recognised

RacingAuthorityorinaPointtoPointSteepleChaseruninGreatBritainorIreland,or

10.3.2. thenameof thehorse isalsoregisteredbyaRecognisedRacingAuthorityandthatRacingAuthorityhasnotgivenitspermissiontothenamechange,or

10.3.3. thehorsehasbeenregisteredeitherasabroodmareorasastallionin

10.3.3.1. theStudBookmaintainedbytheStudBookAuthority

ofGreatBritainandIreland,10.3.3.2. theNon-ThoroughbredRegister,or10.3.3.3. any other Stud Book or non-thoroughbred register

whichisauthorisedtobepublishedbyaRecognisedRacingAuthority.

11. FeesforanapplicationunderRule1011.1. AnapplicationunderRule10mustbeaccompaniedbytheappropriatefee

specifiedinSchedule(A)1.Chapter3–Identityandvaccinationofhorses

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12. Requirement for a horse trained in the Channel Islands to have a

passport12.1. EachhorsetrainedintheChannelIslandsmusthaveapassportissuedby

aStudBookAuthority.

12.2. Thepurposeofthatpassportistoensurethatthehorsecanbeidentifiedat all times and, accordingly, the passport must always accompany thehorseandbeavailableforinspection.

12.3. IntheeventoffailuretocomplywithParagraph12.2inrespectofahorsewhichisonRacecourseProperty,theTrainerortheOwnerofthehorseareliabletoDisciplinaryAction.

12.4. Any passport is returnable on demand and is issued subject to thecondition that all the requirements of these Rules relating to passportsmustbecompliedwith.

13. Issueandreplacementofapassport13.1. WheretheAuthorityregistersthenameofahorseunderthisPart,theStud

BookAuthorityshallreviseandre-issueanypassportforthehorsethatitreceivedunderRule5or6.

13.2. TheStudBookAuthoritymay issueapassport forahorse insuchothercircumstancesasitmayconsiderappropriate.

13.3. Apassportisinvalidatediftheseal(spine)isdamagedorbroken.

13.4. TheappropriatefeespecifiedinSchedule(A)1ispayablefor

13.4.1. theinitialissueofapassportunderthisRule,13.4.2. itsrevisionorreissue,or13.4.3. thereplacementofalostpassport.

14. IdentitychecksforhorsestrainedintheChannelIslands14.1. Anidentitycheckmustbecarriedoutonanyhorsewhichistrainedinthe

ChannelIslandsinanycasewherethehorsehasbeendeclaredtoruninaraceunderRule(F)50and14.1.1. theraceisthehorse'sfirstintheChannelIslands,14.1.2. theraceisthehorse'sfirstsincechangingTrainer,or14.1.3. thehorse isrequiredat therequestofaVeterinaryOfficer fora

routinevaccinationorhealthcheck.14.2. When the declaration sheet for the horse is verified in accordancewith

Rule (B)23 (verifying the declaration sheet), the horse and its passport

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mustbeavailableforinspectionbyaVeterinaryOfficernotlessthanthreequartersofanhourbeforetheadvertisedtimefortherace.

14.3. Ifthehorse'spassportisnotavailableinaccordancewithParagraph14.2,theTrainerandtheOwnerofthehorseareliabletoDisciplinaryActionand

14.3.1. inthecircumstancesspecified inParagraph14.1.1or14.1.2, the

horseisnotpermittedtoruninanyraceundertheseRules(seeParagraph1.4ofSchedule(B)3);

14.3.2. inthecircumstancesspecifiedinParagraph14.1.3,thehorsemayruniftheTrainerconfirmsinwritingthatheholdsthepassport.

14.4. WheretherequirementsofParagraph14.2arenotcompliedwithonthefirstoccasionwhentheyapply,theyshallcontinuetoapplyuntiltheyarecompliedwith.

14.5. FailuretopresentthecorrecthorsetotheVeterinaryOfficerasrequiredbyParagraph14.2mayresultinDisciplinaryActionbeingtakenagainsttheTrainer.

15. IdentitycheckforhorsetrainedoutsidetheChannelIslands15.1. ThisRuleapplieseachtimeahorseistoruninaraceundertheseRules

where

15.1.1. thehorseistrainedinoutsidetheChannelIslands,and15.1.2. thedeclarationsheetforthehorseisverifiedinaccordancewith

Rule(B)23(verifyingthedeclarationsheet).15.2. AnidentitycheckmustbecarriedoutinaccordancewithParagraph15.3

or 15.4 and, unless the requirements of those Paragraphs are compliedwith

15.2.1. theTrainerandtheOwnerofthehorseareliabletoDisciplinary

Action,and15.2.2. the horsewill not be permitted to run in any race under these

Rules(seeParagraph2.1ofSchedule(B)3).15.3. If the horse has been issued with a passport by a Recognised Racing

Authority

15.3.1. thehorseand itspassportmustbeavailable for inspectionbyaVeterinaryOfficernotlessthanthreequartersofanhourbeforetheadvertisedtimefortherace,and

15.3.2. theTrainermustensurethattherequirementsofRule23arealsometinrelationtothehorse.

15.4. Ifthehorsehasnopassport

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15.4.1. thehorsemustbepresentedtoaVeterinaryOfficer,notlessthanthreequartersofanhourbeforetheadvertisedtimefortherace,and

15.4.2. thefollowingdocumentsmustbelodgedattheAuthority’sOffice

15.4.2.1. anExportCertificate,and15.4.2.2. anageandmarkingscertificateforthehorsewhichis

signed in Great Britain or Ireland or the ChannelIslandsbyaVeterinarySurgeon,and

theTrainermustensurethattherequirementsofRule23arealsometinrelationtothehorse.

15.5. The age and markings certificate must be completed by a Veterinary

SurgeonwhoisunrelatedtoandindependentoftheOwnerofthehorse,theTrainerofthehorseandanyPersonemployedbytheTrainer.

16. Horses from outside the Channel Islands: export certificates and

passports16.1. Whereahorse is imported into theChannel Islands tobe trained in the

ChannelIslands,theExportCertificateforthehorsemustbereceivedbytheAuthoritybeforethehorsemaybedeclaredtoruninanyraceundertheseRules,andwithin90daysofarrivalintheChannelIslands.

16.2. Ahorsewhich is trainedoutside theChannel Islandsmaynot run for aperiodexceeding90daysontheproductionofitspassportalone.

16.3. ForthepurposesofParagraph16.2,theperiodof90dayscommenceswiththedatewhenthepassportisendorsedbytheRecognisedRacingAuthoritywherethehorseistrainedandisvalidforonejourneyonly.

16.4. Whereahorse is imported into theChannel Islands tobe trained in theChannelIslands,beforethehorsemaybedeclaredtoruninanyraceunderthese Rules, unless otherwise approved by the Authority, the Authoritymust be in receipt of a certificate of analysis issued by an Authority-approved Laboratory reporting no evidence of the presence or use of aprohibited substance or prohibitedmethod prohibited at all times in asample collected from the Horse in accordance with Schedule (G)2Paragraph4.Allsamplecollectionandanalysiscostsshallbebornebytheapplicant.

16.5. The Authoritymay from time to time exempt horses imported into theChannel Islands from certain Recognised Racing Authorities from beingsubjecttotherequirementinRule16.4.

17. Vaccinationsagainstequineinfluenza

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17.1. ThisRuleappliesinrespectofanyhorsewhichentersRacecoursePropertyapartfrom

17.1.1. any foal less than 6 months old whose dam was vaccinated in

accordancewiththisRulebeforefoaling,or17.1.2. horses crossing land which is common ground or is subject to

statutoryrightsforpublicaccessforairandexercise.17.2. The horse must have been vaccinated against equine influenza by a

veterinarysurgeoninaccordancewithParagraphs17.3to17.6.

17.3. The vaccines administered must either appear on the list of equineinfluenza vaccinations which is maintained by the Authority or beacceptabletoaVeterinaryOfficer.

17.4. Thehorsemusthavereceivedtwoprimaryvaccinationswhicharegivennotlessthan21daysandnotmorethan92daysapart.

17.5. Ifsufficienttimehaselapsed,thehorsemustalsohavereceived

17.5.1. aboostervaccinationwhichisgivennotlessthan150daysandnotmore than215daysafter thesecondcomponentof theprimaryvaccination,and

17.5.2. further booster vaccinations at intervals of notmore than eightmonths apart (or such lesser time as the Authority may, in anemergency,decide).

17.6. Noneofthevaccinationsmusthavebeengivenonthedayofaraceinwhich

thehorseisdeclaredtorunoronanyofthe6daysbeforetherace.

17.7. IntheeventoffailuretocomplywithanyoftherequirementsofthisRuleinrespectofahorsewhichisonRacecourseProperty

17.7.1. unlesstheStewardshavegiventheirpermissionthehorsewillnot

bepermittedtoruninanyrace;and17.7.2. the Trainer or the Owner of the horse is liable to Disciplinary

Action.17.8. TheTrainerortheOwnerofthehorseshallnotbeliableunderRule17.7

when

17.8.1. thefailuretocomplywiththerequirementsofthisRuleoccurredprior to the horse coming into the Trainer or Owner's care orcontrol,and

17.8.2. aVeterinaryOfficerhassubsequentlyinspectedthenon-compliantpassportandincorrectlystampeditassatisfactory,and

17.8.3. theTrainerortheOwnerhasnotpreviouslybeennotifiedoftheerror.

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18. Vaccinationchecks18.1. ForthepurposesofdeterminingwhethertherequirementsofRule17have

been met, the following documents must be available for inspection inrespectofahorsewhichisonRacecourseProperty

18.1.1. anypassportissuedforthehorse,or18.1.2. thevaccinationrecordsforthehorse.

18.2. Where the horse has a passport, the vaccination section of the horse's

passport must have been completed by a Veterinary Surgeon or aRecognisedRacingAuthority.

18.3. Vaccination records for a horse whichmeet the conditions specified inParagraph18.4maybereliedonwhere

18.3.1. thehorseistrainedinacountrythatdoesnotissuepassports,or18.3.2. nopassporthasbeen issuedforahorsewhich isbrought to the

meetingasacompanionanimal.18.4. The conditions are that the vaccination records include a combined

identificationandvaccinationcertificate signedbyaVeterinarySurgeonwhichidentifiesthehorse,statesthatithasreceivedvaccinationsagainstequineinfluenzaandgivesthedatesofeachvaccination.

18.5. TheconditionsinParagraph18.2shallberegardedasnothavingbeenmetifanyentryinapassportofdetailsofvaccinationagainstequineinfluenzahasbeenalteredinanywayotherthanwhere

18.5.1. anincorrectentryhasbeencompletelydeleted,and18.5.2. anewentryhasbeenmadeandsigned

18.5.2.1. bytheVeterinarySurgeonwhogavethevaccination,

or18.5.2.2. if that Veterinary Surgeon (or his representative)

provided details of the vaccination to anotherVeterinarySurgeon,bythatotherVeterinarySurgeon.

18.6. Any passport or vaccination recordmust be completed by a Veterinary

Surgeonwhosatisfiesthefollowingconditions:

18.6.1. TheVeterinarySurgeonmustnotbe:

18.6.1.1. theOwnerofthehorseoranypersonrelatedtotheOwnerofthehorse;

18.6.1.2. theTrainerofthehorseoranypersonrelatedtotheTrainerofthehorse;or

18.6.1.3. aPersonemployedbytheTrainer;and

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18.6.2. TheVeterinarySurgeonmustbe independentof theOwnerandTrainerofthehorse.

18.7. Where the Authority is not satisfied that the Veterinary Surgeon is

independentoftheOwnerandtheTrainerofthehorse,itmayrejectanypassportorvaccinationrecord.ThisParagraphapplieswhetherornottheAuthority subsequently commences an enquiry to consider possibleDisciplinaryAction.

Chapter4–Racingoutsidecountryoftraining19. RequirementsforracingoutsidetheChannelIslands19.1. No horsewhich is trained in the Channel Islandsmay race outside the

ChannelIslandsunlesseither

19.1.1. a racing clearance notification in respect of the race has beenissuedforthehorseunderRule20,or

19.1.2. any passport issued for the horse by a Recognised RacingAuthorityhasbeenendorsedunderRule21.

20. Racingclearancenotifications20.1. In this Rule, a racing clearance notification is a notification from the

AuthoritytoaRecognisedRacingAuthority

20.1.1. stating that the Trainer holds a licence to train granted by theAuthority,and

20.1.2. statingthatthenameoftheOwnerofthehorseisregisteredanddoesnotappearontheForfeitList,and

20.1.3. indicatingwhetherthehorseisfreefromrestrictionsthatpreventsitfromracing.

20.2. Wherearacingclearancenotificationisrequiredforahorseinrespectofa

race,therequestmustbemadetotheAuthoritynolaterthantwoworkingdayspriortothedeadlineforthepre-racedaydeclarationfortherace.

20.3. Whereanotificationisissued,itisvalidonlyfortheraceorfortheperiodstatedonthenotification.

20.4. Ifthenotificationisforastatedperiod

20.4.1. theperiodmaynotexceed90days,20.4.2. anewnotificationmustberequestedif,duringtheperiod,thereis

anychangetotheTrainerorOwnerofthehorse,and20.4.3. thehorsemaynotremainoutsidetheChannelIslandsaftertheend

oftheperiodwithoutfirstobtainingpermissiontodosofromtheAuthorityandrequestinganewracingclearancenotification.

16

20.5. Any request for a notification which is made under Paragraph 20.2 or20.4.3mustbeaccompaniedbytheappropriatefeespecifiedinSchedule(A)1.

20.6. Whereanotificationisissuedforahorsetoruninmorethanoneraceinthesamecountry,thenotificationceasestobevalidwhenthehorseleavesthatcountry.

20.7. Wherethehorseistoraceinmorethanonecountry

20.7.1. anotificationmaybe issuedby theAuthority only in respect ofracesinthefirstcountrytobevisited,and

20.7.2. in respect of any race in each subsequent country, a racingclearance notification must be requested from The RecognisedRacing Authority of the country last visited by the horsewhichimmediatelyprecedesthatinwhichtheraceistobeheld.

20.8. AracingclearancenotificationreferredtoinParagraph20.7.2willindicate

only whether any new restrictions have been imposed on the horse topreventitfromracingand,ifsuchrestrictionsareimposed,itwillspecifythedetailsoftherestrictions(withsuchdetailsalsobeingforwardedtotheAuthority).

21. Passportendorsement21.1. ThisRuleappliesonlyifahorsetrainedintheChannelIslands

21.1.1. is to raceunder the rulesofaRecognisedRacingAuthorityofacountryotherthantheChannelIslands,and

21.1.2. maynotdosoinaccordancewiththerulesofthatRacingAuthorityunlessthepassportissuedunderRule13inrespectofthehorsehasbeenendorsedbytheAuthority.

21.2. TheTrainerofthehorsemayapplytotheAuthorityforendorsementofthe

horse'spassport.21.3. Anyapplicationfortheendorsementofapassportmustbeaccompanied

bytheappropriatefeespecifiedinSchedule(A)1.

21.4. Thepassportmaybeendorsedat theAuthority'sOfficeoratsuchotherplaceastheAuthoritymaydetermine.

21.5. Apassport issignedanddatedonendorsementand theendorsement isvalidforonemonthfromthatdate.

21.6. IfthehorsedoesnottravelbeyondtheChannelIslands,theTrainer(orhisrepresentative) must return the passport to the Authority’s Office forcancellation.

17

22. Applicationforpassportendorsement22.1. Where an endorsement under Rule 21 is to be done at the Authority's

Office,anapplicationforendorsementmustbesubmittedtotheAuthoritytogetherwith

22.1.1. thepassportissuedunderRule13inrespectofthehorse,22.1.2. thenameoftheOwnerofthehorse,and22.1.3. thenameofthecountrytowhichthehorseistravelling.

23. RequirementsforracingintheChannelIslands23.1. NohorsewhichistrainedinoutsidetheChannelIslandsmayraceunder

theseRulesunless23.1.1. The Authority has received a racing clearance notification in

respectoftheracefromaRecognisedRacingAuthoritybythecloseofbusinessthedaypriortothedaythehorseisdeclaredtorununderRule(F)50,or

23.1.2. the horse's passport has been endorsed by or on behalf of theRecognised Racing Authority of the countrywhere the horse istrained;and

23.1.3. thehorsehasbeenpresentintheChannelIslandsforaminimumoftendaysbeforetherace;and

23.1.4. thehorsehasprovidedasampleinthatperiodwhichdisclosesnoevidence of the presence or use of a prohibited substance or aprohibitedmethodlistedasprohibitedinSchedule(G)1.

23.2. ThesamplemusthavebeencollectedbytheAuthorityandanalysedbya

LaboratoryapprovedbytheAuthority.23.3. ForthepurposesofParagraph23.1.1,aracingclearancenotificationisa

notification

23.3.1. stating that the Trainer is duly qualified in the country of thatRecognisedRacingAuthority,

23.3.2. statingthatallrequirementsoftherulesoftheRecognisedRacingAuthoritythatapplytotheownerofthehorsearemet,and

23.3.3. indicating whether the horse is free from any restriction thatpreventsitfromracing.

23.4. Aracingclearancenotificationorendorsementofahorse'spassportmust

bevalidandmustbedatednotmorethan90daysbeforetherace.

23.5. FailuretocomplywithanyoftherequirementsofthisRulemayresultinDisciplinaryActionbeingtakenagainsttheTrainerofthehorseunlesstheTrainersatisfiestheAuthorityortheStewardsthatthefailurewasduetocircumstanceswhichtheyconsideracceptable.

18

23.6. The Authority may from time to time exempt horses from certainRecognisedRacingAuthoritiesfrombeingsubjecttotherequirementsinParagraphs23.1.3and23.1.4.

Chapter5–Miscellaneous

24. Reckoningtheageofahorse24.1. TheageofanyhorseshallbereckonedasbeginningonJanuary1stinthe

yearinwhichitisfoaled.25. Registrationofnon-racingagreements25.1. InthisRule,aNon-RacingAgreementisanagreementunderwhichahorse

whichhasbeenretiredfromracingbyitsOwneristransferredtoanotherPerson,butsubjecttoaconditionthatthehorsewillnotraceagain.

25.2. TheAuthoritymayregisteraNon-RacingAgreementonlyifaFormNRA1is25.2.1. inthePrescribedform,25.2.2. signedbythePersontransferringthehorseandbythetransferee,

and25.2.3. submittedtotheAuthority.

25.3. TheFormNRA1mustbeaccompaniedbythehorse'spassport.

25.4. Where a Non-Racing Agreement is registered, it shall be recorded by

Authorityandthehorse'spassportendorsedaccordingly.

25.5. WhereaNon-RacingAgreementisregistered,theAuthoritywillnotifythePersonwhotransferredthehorseofanyoccasiononwhichthehorse isreportedasbeingintrainingoranattemptismadetoenterittoruninaraceundertheseRules,whicheveristheearlier,andwillpreventthehorsefrombeingenteredtoruninanysuchrace.

25.6. TheAuthoritymaycanceltheregistrationofaNon-RacingAgreement

25.6.1. whereitreceivesawritten,andsigned,noticeofcancellationinthePrescribed Form NRA2, from all Persons who signed the FormNRA1,or

25.6.2. insuchothercircumstancesasitconsidersappropriate.25.7. TheAuthoritywilluphold requests fromRecognisedTurfAuthorities to

reciprocateanequivalentagreement,andwillpreventanysuchhorsefrombeingenteredorruninaraceundertheseRules.

26. Notificationofneurectomyoperations

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26.1. InthisRule,aNeurectomyisdefinedasaprocedurewhichpermanentlyinterfereswithaspecificandanatomicallyrecognisednerveusingsurgery,cryosurgery, chemical interference or any other means resulting indesensitisationofanypartofthelimb.

26.2. When a horse that is under the care or control of a Licensed TrainerundergoesaNeurectomy,thatTrainermustnotifytheAuthoritynolaterthan7daysafterthehorsehasundergonetheNeurectomy,andensurethatthesurgeonendorsesthehorses'passport.

26.3. WhereahorsethatisnotunderthecareorcontrolofaLicensedTrainerundergoesaNeurectomy

26.3.1. theOwnermustnotifytheAuthoritynolaterthan7daysafterthe

horsehasundergonetheNeurectomy,andensurethatthesurgeonendorsesthehorses'passport,and

26.3.2. intheeventthatthehorsesubsequentlycomesunderthecareorcontrol of a Licensed Trainer, that Trainer must notify theAuthoritynolaterthan7daysafterthehorsehascomeunderhiscareorcontrol.

26.4. ToestablishacontraventionofParagraph26.3.2 it isnotnecessarythat

knowledge of the Neurectomy on the part of the Licensed Trainer bedemonstrated,althoughtheAuthoritymaydecidenottotakeDisciplinaryAction in respect of a contraventionof Paragraph26.3.2 if the LicensedTrainersatisfiestheAuthoritythathetookallreasonableprecautionsandexercised all due diligence to ascertain whether or not the horse hadpreviouslyundergoneaNeurectomy.

26.5. NotificationofaNeurectomytotheAuthoritymustbeaccompaniedbythe

horse'spassport.

26.6. When a Neurectomy is notified in accordance with this Rule, theNeurectomyshallberecordedbytheAuthorityandthehorse'spassportendorsedaccordingly.

26.7. A horsewhich has been subject to a Neurectomy shall be permanentlyineligibletorace.

27. RetirementfromracingunderRules27.1. AnOwnermay notify the Authority of the permanent retirement of his

horse from racingunder theRules ofRacing throughnotification to theAuthorityusingthePrescribedformasstipulatedfromtimetotime.

27.2. NotificationpursuanttoParagraph27.1shallhavetheeffectprovidedforinManual(G).

20

27.3. ThehorsewillremainineligibletoraceundertheRulesofRacingunlessanduntilthefollowing

27.3.1. theAuthority’sOffice has receivednotification that the horse is

seekingre-eligibility.SuchnotificationshallbebythePrescribedformasstipulatedfromtimetotime,andcanbesubmittedbytheOwner who retired the horse pursuant to Paragraph 27.1 oranothersubsequentOwner;and

27.3.2. thehorseandtheResponsiblePerson(s)havecompliedwithanyrequirements imposed by the Authority pursuant to Schedule(G)2, providing forwhereabouts information tobeprovided forthepurposesofOut-of-CompetitionTesting;and

27.3.3. any samples collected pursuant to Paragraph 27.3.2 show noevidence of the presence or use of a prohibited substance orprohibitedmethodlistedasprohibitedinSchedule(G)1.

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PART3–OWNERS

28. InterpretationofPart3

28.1. ForthepurposesofChapters2and3DisqualifiedPersonmeansapersonwhoisforthetimebeingadisqualifiedpersonpursuantto

28.1.1. theseRules,and28.1.2. anyRulesofRacingpreviouslyinforce.

28.2. In this Part, references to the ownership of a horse are to its legalownership.

28.3. No entrymaybemade in the register under this Part in respect of anyequitableinterestintheownershipofahorse.

29. ScopeofChapter229.1. ThisChapterprovidesfortheregistrationofthenamesofthefollowingas

ownersofanyhorsetrainedintheChannelIslands29.1.1. aSoleOwner,or29.1.2. aCompany.

29.2. ForthepurposesofParagraph29.1.2

29.2.1. Companymeans a body incorporatedwith limited or unlimitedliability under a statutory enactment and includes a bodyincorporatedoutsidetheChannelIslands;

29.2.2. Director, in relation to a body corporate whose affairs aremanagedbyitsmembers,meansamemberofthebodycorporate.

In this Part, references to a Person include a partnership or unincorporatedassociationofpersons.30. MakinganapplicationtoregisterunderChapter230.1. AnapplicationreceivedbytheAuthorityinrespectoftheownershipofa

horsefallingwithinthescopeofRule30.1shallbemadeinaccordancewiththeprovisionsofthisChapter,andsuchofthefollowingprovisionsasapplytotheapplicantinquestion:

30.1.1. Rule31appliestoanapplicationmadebyaSoleOwner,and30.1.2. Rule34appliestoanapplicationmadebyaCompany.

30.2. TheAuthoritymayapprovetheapplicationifitconsidersitappropriateto

doso.

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30.3. AnapplicationforregistrationintheregisterofOwnersunderthisChapter

30.3.1. mustbemadeusingthePrescribedform,and30.3.2. must be sent to the Authority’s Office, together with the

appropriatefeespecifiedinSchedule(A)1.30.4. Proceduresfortheconsiderationanddeterminationofapplicationsareset

outinSchedule(A)6.

30.5. Different forms may be Prescribed for applications for registration ofdifferentcategoriesofowner.

30.6. Indeterminingwhethertoapproveanapplication,theAuthoritymayhaveregard to such matters as it considers appropriate, including (but notlimitedto)thosespecifiedinrelationtoeachdescriptionofapplicant.

30.7. WheretheAuthorityapprovesanapplication

30.7.1. itshallentertheOwner'snameintheregister,and30.7.2. the entry becomes effective from the beginning of the day

following the day of approval unless directed otherwise by theAuthority.

30.8. Inapprovinganapplication,theAuthoritymayimposesuchrestrictionsor

conditions as it considers appropriate for or in connection with theapproval(forexample,byrequiringtheprovisionofguaranteesorothersecuritybyanydirectororotherofficerofabodycorporate).

31. RegistrationofSoleOwners

31.1. AsoleOwnerisanindividualwhohasaninterestinallorpartofahorse.

31.2. TheregistrationofaSoleOwnerintheregisterofOwnersmustbemadein

accordancewithRules31to33.31.3. AnapplicationforentryintheregisterofOwnersasaSoleOwner

31.3.1. mustcontainallinformationrequiredbythePrescribedForm,and31.3.2. mustbeaccompanied, if requiredbytheAuthority,byacopyof

anydocumentrequestedbytheAuthority.31.4. Inrelationtoapplicationsmadeinaccordancewiththeseprovisions,the

Authority

31.4.1. must refuse to approve the application if the individual is aDisqualifiedPerson,and

31.4.2. mayrefusetoapprovetheapplicationinsuchothercircumstancesasitconsidersappropriate.

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31.5. WheretheAuthorityapprovestheapplication:

31.5.1. it may register the Sole Owner subject to such restrictions orconditionsasitconsidersappropriate,and

31.5.2. theregistrationshallbecomeeffectivefromthebeginningoftheday following the day of approval, unless the Authority directsotherwise.

32. NametobeusedwhenrunningahorseinownershipofaSoleOwner32.1. AnyhorseownedbyaSoleOwnermustbeenteredandrunundertheSole

Owner'snameexceptwheretheAuthorityhasregisteredaperson'sscreen,stageorpennameonthegroundsthatthepersonisbetterknownpubliclybyanassumednamethanbyhisrealname.

32.2. ThepersonalrepresentativeofanindividualwhoisdeceasedmayrunthehorsesolelyunderthefollowingdescriptionunlesshehasbeennotifiedbytheAuthoritythatheisrequiredtomakeanapplicationunderthisParttoregisterhisownnameintheregisterofOwners

Executor(s) (or Administrator(s) or Personal Representative) of insertnameofthedeceasedPerson.

32.3. Ahorsewhichisenteredorruninaraceusinganamethatisotherwise

than inaccordancewith thisRule is liable tobedisqualifiedunderRule(A)66(seeGround6ofthatRule).

33. CancellationofregistrationofindividualregisteredasaSoleOwner33.1. ThisRuleappliestoanindividualwhosenameisenteredintheregisterof

OwnersasaSoleOwnerofahorse.

33.2. ASoleOwner'sregistrationisvoidif,whenhisapplicationforregistrationwasapprovedbytheAuthority

33.2.1. hewasaDisqualifiedPerson,or33.2.2. hehasbeendeclaredéndesastreorabankruptcyorderhadbeen

madeagainsthim.33.3. ASoleOwner'sregistrationshall immediatelyceasetobevalid if,atany

timeaftertheapprovalofhisapplicationforregistration

33.3.1. heisdeclaredtobeaDisqualifiedPerson,33.3.2. hehasbeendeclaredéndesastreorabankruptcyorderhadbeen

madeagainsthim;33.3.3. hedoesnothaveahorsereturnedasbeingintrainingunderthese

Rulesfor24months,or33.3.4. theAuthoritygivesadirectionunderParagraph33.4.

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33.4. TheAuthoritymayatanytimedirectthataSoleOwner'sregistrationshallceasetobevalidinsuchothercircumstancesasitconsidersappropriate.

33.5. WhereaSoleOwner'sregistrationisvoidorceasestobevalidunderthisRuletheAuthorityshallremovehisnamefromtheregister.

33.6. IfaPerson'snameisremovedfromtheregisteronthegroundthattheSoleOwnerwasaDisqualifiedPersonorwasdeclaredéndesastreorsubjecttoa bankruptcy order, the Authority may not approve an application torestorehisregistrationuntil33.6.1. threemonthshaveelapsedfromthedateonwhichtheSoleOwner

ceasedtobedisqualifiedorbankrupt,unless33.6.2. the Authority is satisfied that the circumstances of the

disqualification or bankruptcy were outside his reasonablecontrol.

34. RegistrationofCompanies34.1. TheregistrationofaCompanyintheregisterofOwnersmustbemadein

accordancewithRules34to45.

34.2. ACompanymustberegisteredwiththeAuthorityifthehorseownedbythatCompanyistobeenteredorruninaraceundertheseRules.

34.3. AnapplicationforentryintheregisterofOwnersmadebyaCompanymust

34.3.1. containallinformationrequiredbythePrescribedform,and34.3.2. be accompanied by such other details as the Authority may

require.34.4. WhereanapplicationismadeinaccordancewithRule30andthisRule,the

Authority

34.4.1. mustrefusetoapprovetheapplicationifitappearstoitthatanyofthedirectorsorsecretary(orjointsecretary)ofthecompanyisaDisqualifiedPerson,and

34.4.2. mayrefusetoapprovetheapplicationinsuchothercircumstancesasitconsidersappropriate.

34.5. WheretheAuthorityapprovestheregistrationapplication:

34.5.1. it may register the Company subject to such restrictions orconditionsasitconsidersappropriate,and

34.5.2. theregistrationshallbecomeeffectivefromthebeginningoftheday following the day of approval, unless the Authority directsotherwise.

35. RecognisedCompanyandOwnerofhorse

25

35.1. ACompanywhichisforthetimebeingregisteredunderRule34isreferred

tointheseRulesasaRecognisedCompany.

35.2. In relation to any horse in the ownership of a Recognised Company,referencestothehorse'sowneraretothecompanyactingthroughanagentwhoisappointedandregisteredinaccordancewithRule36.

36. Recognisedcompanytoactthroughregisteredagent36.1. ForthepurposesoftheseRules,aRecognisedCompanymaynottakeany

stepsinrespectofahorseinitsownershipunless

36.1.1. the Recognised Company has appointed one ormore agents toexercisethepowersofowneronitsbehalf(theRegisteredAgent),

36.1.2. atleastonesuchagenthasbeenapprovedbytheAuthority,and36.1.3. the name of the agent and the particulars of the horse are

registeredwiththeAuthority.36.2. Inparticular

36.2.1. anyentryofahorsemustbemadebyaRegisteredAgent,and36.2.2. a horse may not fulfil any engagement at any time when the

RecognisedCompanyhasnoRegisteredAgent.36.3. Where an agent is appointed for the purposes of Paragraph 36, the

appointmentmust bemade using the Prescribed form and executed onbehalfoftheRecognisedCompany,byadirectorofthecompany.

36.4. TheAuthoritymayrefusetoapproveanagentunderParagraph36

36.4.1. iftheagent'sappointmenthasnotbeenmadeinaccordancewithParagraph36.3,

36.4.2. iftheagentisaDisqualifiedPerson,or36.4.3. in such other circumstances as the Authority considers

appropriate.

36.5. NoagentwillberegisteredunderParagraph36unlesstheAuthorityhasreceivedtheappropriatefeespecifiedinSchedule(A)1.

36.6. UnlessregistrationofanagentisrenewedbytheAuthorityonreceiptofpaymentoftheappropriatefee,theregistrationexpiresattheendofeach12monthperiodthatstartsontheanniversaryoftheinitialregistration.

37. NametobeusedwhenrunningahorseinownershipofaRecognised

Company37.1. AnyhorseintheownershipofaRecognisedCompanymustbeenteredand

runinanyraceusingthenameoftheRecognisedCompany.

26

37.2. A horse which is entered or run using any other name is liable to be

disqualifiedunderRule(A)66(seeGround6ofthatRule).

38. DutytonotifychangesastoCompanyDirectorsorsecretary38.1. ARecognisedCompanymustensurethattheAuthorityisnotifiedof

38.1.1. thenameandcontactdetailsofanynewDirectoroftheCompany,38.1.2. anychangestothedetailsoftheotherDirectors,an38.1.3. theappointmentofanewsecretary.

38.2. 44.2NoticeunderParagraph38.1.1mustbesentnolaterthan21daysafter

theappointmentofthenewDirector.

38.3. NoticeunderParagraph38.1.2or38.1.3mustbesentassoonasreasonablypossibleaftertheoccurrenceoftheeventtowhichitrelates.

39. CancellationofregistrationofaRecognisedCompany39.1. TheregistrationofaRecognisedCompanyshall immediatelyceasetobe

validif39.1.1. aDirectoroftheCompanybecomesaDisqualifiedPerson,39.1.2. anofficerofthecompanyfailstoprovidewithinareasonabletime

anyinformationrequiredbytheAuthority,or39.1.3. theAuthoritygivesadirectionunderParagraph39.2.

39.2. TheAuthoritymayatanytimedirectthattheregistrationofaRecognised

Companyshallceasetobevalid

39.2.1. ifaRegisteredAgentofthecompanyisorbecomesaDisqualifiedPerson,

39.2.2. ifthecompanymakesanyassignmentforthebenefitofcreditorsormakesanycompositionwithcreditors,

39.2.3. ifanyactionorproceedingsunderinsolvencyorbankruptcylawistakenagainstthecompany,

39.2.4. if the company is the subject of a voluntary or compulsoryliquidation (other than for the purpose of reconstruction oramalgamation)

39.2.5. in such other circumstances as the Authority considersappropriate.

40. Cancellationofregistrationofaregisteredagent40.1. Theregistrationofanagentappointedbythecompanyshallimmediately

ceasetobevalidif40.1.1. theregistrationofthecompanyceasestobevalidunderRule39.1,40.1.2. theagentisorbecomesaDisqualifiedPerson,

27

40.1.3. the agent is declared én desastre or becomes subject to abankruptcyorder,

40.1.4. thepaymentoftheannualfeerequiredbyRule36.5isinarrearsbymorethan14days,or

40.1.5. theAuthoritygivesadirectionunderParagraph40.2.40.2. TheAuthoritymayatanytimedirectthattheregistrationofanagentshall

ceasetobevalid

40.2.1. ifitisrequestedtodosoonbehalfoftheRecognisedCompanybyadirectorofthecompany;or

40.2.2. insuchothercircumstancesasitconsidersappropriate.41. ScopeofChapter341.1. ThisChapterprovidesforregistrationofthefollowingarrangementsasto

theownershipandmanagementofanyhorsetrainedintheChannelIslands

41.1.1. aPartnership,41.1.2. aSyndicate,41.1.3. aRacingClub,41.1.4. aleasethatappliestoahorseforasinglerace,or41.1.5. anyotherleaseorsharedarrangementfortherunningofahorse.

42. RegistrationofaPartnership

42.1. Whereahorsehastwoormorelegalownersthehorsemayberegistered

asaPartnership.

42.2. ThePartnershipwillconsistofanumberofPartnerswhoeachshallbeoneormoreofthefollowing:

42.2.1. SoleOwner;42.2.2. aRecognisedCompany,42.2.3. aSyndicate,or42.2.4. aRacingClub.

42.3. InrelationtoanyhorseintheownershipofaPartnership,referencestothe

horse'sOwneraretothePartners.

42.4. APartnershipmustberegisteredwiththeAuthorityifthehorseownedbythatPartnershipistobeenteredorruninaraceundertheseRules.

43. Conditionsforinitialregistration43.1. TheregistrationofaPartnershipintheregisterofOwnersmustbemade

inaccordancewithRules42to46.

43.2. NoPartnershipmayberegisteredunless:

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43.2.1. theapplicationismadeusingthePrescribedformandissenttothe

Authority’sOffice,43.2.2. eachofthePartnersisregisteredinhisownright inaccordance

withRule42.2,43.2.3. the application specifies the Partnership nameunderwhich the

horseistorun,and43.2.4. the appropriate fee for initial registration specified in Schedule

(A)1hasbeenreceivedbytheAuthority.43.3. Where an application ismade in accordancewith Rules 42 and 43, the

Authority

43.3.1. mustrefusetoapprovetheapplicationifitappearstoitthatanyofthePartnersisaDisqualifiedPerson,and

43.3.2. mayrefusetoapprovetheapplicationinsuchothercircumstancesasitconsidersappropriate.

43.4. WheretheAuthorityapprovestheregistrationapplication:

43.4.1. it may register the Partnership subject to such restrictions orconditionsasitconsidersappropriate;and

43.4.2. theregistrationshallbecomeeffectivefromthebeginningoftheday following the day of approval, unless the Authority directsotherwise.

44. NametobeusedwhenrunningahorsesubjecttoaPartnership44.1. AnyhorseintheownershipofaPartnershipmustbeenteredandrunin

anyraceusingthenameofthePartnershipthatwasspecifiedforthehorseintheapplicationforregistrationunderRule43.

44.2. A horse which is entered or run using any other name is liable to bedisqualifiedunderRule(A)66(seeGround6ofthatRule).

44.3. The Partnership name may be changed only with the approval of theAuthorityonpaymentoftheappropriatefeespecifiedinSchedule(A)1.

45. OwnerofhorseandobligationsofPartners45.1. InrelationtoanyhorsesubjecttoaPartnership,referencestothehorse's

owneraretoeachPartner.

45.2. APartnermayassignhisshareinahorse(inwholeorinpart)subjecttoobtaining the consent of all other Partners and on payment of theappropriatefeespecifiedinSchedule(A)1.

45.3. The Partners of a horse subject to the Partnership shall be jointly andseverally liable for any sum due under these Rules as a result of any

29

engagement for thehorse that ismadebeforeanoticeof termination isreceivedbytheAuthorityunderRule47.1.1.

46. NotificationofInformation46.1. InrespectofaPartnership,theAuthoritymustbenotifiedof:

46.1.1. anychangestothecompositionofaPartnership;46.1.2. the relativeproportions of eachPartner's ownership interest in

anyhorsesubjecttothePartnership;and46.1.3. suchotherdetailsastheAuthoritymayrequest.

46.2. InformationrequiredbyRule46.1mustbeprovidedtotheAuthorityno

laterthan21daysafterthechangeorrequestoccurs.47. CancellationofregistrationofaPartnership47.1. TheregistrationofaPartnershipshallimmediatelyceasetobevalidif

47.1.1. anyPartnerorhisAuthorisedAgentgivesnoticetotheAuthorityoftheterminationoftheagreementforPartnership,or

47.1.2. theAuthoritygivesadirectionunderParagraph47.2.47.2. TheAuthoritymayatanytimedirectthattheregistrationofaPartnership

shallimmediatelyceasetobevalid47.2.1. ifanypersonslistedinRule42.2ceasestoberegisteredwiththe

Authority,or47.2.2. insuchothercircumstancesasitconsidersappropriate.

48. RegistrationofSyndicates48.1. Whereahorsehastwoormorelegalownersthehorsemayberegistered

underaSyndicate.

48.2. TheregistrationofaSyndicateintheregisterofOwnersmustbemadeinaccordancewithRule48.

48.3. ASyndicatemustberegisteredwiththeAuthorityifthehorseownedbythatSyndicateistobeenteredorruninaraceundertheseRules.

48.4. EachSyndicatemustappointatleastonePersontomanage,administerorpromoteaSyndicate(theSyndicator).

48.5. TheSyndicatormustberegisteredasanOwnerwiththeAuthorityinhisownright.

48.6. TheregistrationapplicationsubmittedbytheSyndicatemustbemadeto,andbeapprovedbytheAuthority,andsuchapplicationmust:

30

48.6.1. besubmittedtotheAuthority,togetherwiththeappropriatefeeas

specifiedinSchedule(A)1;48.6.2. bemadeusingthePrescribedform;and48.6.3. providesuchotherdetailsastheAuthoritymayrequire.

48.7. InrespectofaSyndicate,theAuthoritymustalsobenotifiedof:

48.7.1. theresignationofaSyndicator;48.7.2. theappointmentofanewSyndicator;48.7.3. any changes to the composition of the participants in the

Syndicate;48.7.4. anychangetothehorsesownedbytheSyndicate;48.7.5. anychangetothenamesandcontactdetailsofallparticipantsin

theSyndicate (to includeaPersonwithany legal interest in thehorse)astheAuthoritymayrequire;and

48.7.6. suchotherdetailsastheAuthoritymayrequest.48.8. InformationrequiredbyRule48.7mustbeprovidedtotheAuthorityno

later than21daysafter theresignation,appointment,changeorrequestoccurs.

48.9. TheAuthoritymayrefusetoapprovetheregistrationapplicationwhere:

48.9.1. theSyndicator(s)doesnotholdanexistingregistrationwiththeAuthoritypursuanttoRule48.5above;or

48.9.2. insuchothercircumstancesasitconsidersappropriate.48.10. WheretheAuthorityapprovestheregistrationapplication:

48.10.1. it may register the Syndicate subject to any restrictions orconditionsitconsidersnecessary;and

48.10.2. theregistrationshallbecomeeffectivefromthebeginningoftheday following the day of approval, unless the Authority directsotherwise.

49. SyndicatetoactthroughSyndicator49.1. EachSyndicatorshallbetheOwnerofthehorseandshall,subjecttoRule

49.2:

49.1.1. be jointlyandseverally liable foranysumsdue fromtheOwnerundertheseRules;and

49.1.2. be subject to all other liabilities, duties and privileges ofownership.

49.2. ASyndicatorwhohasresignedinaccordancewithRule48.7.1:

31

49.2.1. shallbeliableforanysumswhichaccruedorbecameduebeforenoticeofhisresignationhasbeenreceivedbytheAuthority;but

49.2.2. shallnotbeliableforanysumswhichbecomedueafternoticeofhisresignationhasbeenreceivedbytheAuthority.

49.3. Noprivilegeofownershipshallattachtoanyparticipants inaSyndicate

whoisnotaSyndicator,exceptfortheprivilegeofrunningahorseunderthenameofaSyndicate.

49.4. For the purposes of these Rules, a Syndicatemay not take any steps inrespectofahorseinitsownershipunlesstheyaretakenbyoneormoreSyndicators.

50. NametobeusedwhenrunningahorsesubjecttoaSyndicate

50.1. AhorseregisteredunderaSyndicatemustbeenteredandruninanyraceusingthenameoftheSyndicatespecifiedintheapplicationforregistrationunderRule48.

50.2. A horse which is entered or run using any other name is liable to bedisqualifiedunderRule(A)66(seeGround6ofthatRule).

50.3. The Syndicate name may be changed only with the approval of theAuthorityonpaymentoftheappropriatefeespecifiedinSchedule(A)1.

51. CancellationofregistrationofaSyndicate51.1. TheAuthoritymayatanytimedirectthattheregistrationofaSyndicate

shallceasetobevalid:

51.1.1. whereatanytimethereisfewerthanoneSyndicator;51.1.2. where any of the members in the Syndicate is or becomes a

DisqualifiedPerson;51.1.3. whereaSyndicatorfailstoprovidewithinareasonabletimeany

informationrequiredbytheAuthority;51.1.4. if it appears to the Authority that any of the members in the

SyndicatehasceasedtomaintainaninterestineachhorseintheownershipoftheSyndicate;

51.1.5. ifanyaction,proceedingsorarrangementunderanyinsolvencyorbankruptcylawistakenbyoragainstanySyndicator;

51.1.6. iftheAuthorityconsidersthatappropriatefinancialarrangementsarenot inplaceforthepurposesofsecuringpaymentofall feesandthereceiptofallpaymentswhichareduefromtheownerinconnectionwithracing;

51.1.7. where a Syndicator fails to adhere to the Code of Conduct (asdefinedinRule52);or

51.1.8. in such other circumstances as the Authority considersappropriate.

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52. CodeofConduct52.1. Where,inrespectofaSyndicate:

52.1.1. the arrangement is managed, administered or promoted by aSyndicatorwhoreceivespayment,inrelationtotheirrole,and/or

52.1.2. the method(s) of attracting participation in the arrangementincludeinvitationstothepublic,whetherbywayofadvertisementorotherwise,

theSyndicatormustadheretocodeofconductatSchedule5(theCodeofConduct).

53. RegistrationofRacingClubs53.1. Whereahorse's legalowner invitesparticipationfromother individuals

butretainsthelegalownershipinteresttoformanownershipentity,thehorsemayberegisteredunderaRacingClub.

53.2. TheregistrationofaRacingClubintheregisterofOwnersmustbemadeinaccordancewithRule53.

53.3. ARacingClubmustberegisteredwiththeAuthorityifahorseownedbythatRacingClubistobeenteredorruninaraceundertheseRules.

53.4. EachRacingClubmustappointatleastonePersontomanageoradministeraRacingClub(theClubManager).

53.5. TheClubManagermustberegisteredasanOwnerwiththeAuthorityinhisownright.

53.6. TheregistrationapplicationsubmittedbytheClubManager(s)onbehalfoftheRacingClubmustbemadeto,andbeapprovedbytheAuthority,andsuchapplicationmust:

53.6.1. besubmittedtotheAuthority,togetherwiththeappropriatefeeas

specifiedinScheduleA(1);53.6.2. bemadeusingthePrescribedForm;53.6.3. providesuchotherdetailsastheAuthoritymayrequire.

53.7. InrespectofaRacingClub,theAuthoritymustalsobenotifiedof:

53.7.1. theresignationofaClubManager;53.7.2. theappointmentofanewClubManager;53.7.3. at the requestof theAuthority, a listof allPersonswhoare (or

were)membersoftheRacingClubasatsuchdateastheAuthoritymayrequest;

53.7.4. anychangetothelistofhorsestorunundertheRacingClub;

33

53.7.5. anyRacingClubmemberwhoisorbecomesaDisqualifiedPerson;and

53.7.6. suchotherdetailsastheAuthoritymayrequest.53.8. InformationrequiredbyRule53.7mustbeprovidedtotheAuthorityno

later than21daysafter theresignation,appointment,changeorrequestoccurs.

53.9. TheAuthoritymayrefusetoapprovetheregistrationapplicationwhere:

53.9.1. one or more of the Club Managers does not hold an existingregistrationwiththeAuthoritypursuanttoRule53.5above;o

53.9.2. insuchothercircumstancesasitconsidersappropriate.53.10. WheretheAuthorityapprovestheregistrationapplication:

53.10.1. it may register the Racing Club subject to such restrictions orconditionsasitconsidersappropriate;and

53.10.2. theregistrationshallbecomeeffectivefromthebeginningoftheday following the day of approval, unless the Authority directsotherwise.

54. RacingClubtoactthroughClubManager54.1. InrelationtoanyhorseintheownershipofaRacingClub:

54.1.1. referencestothehorse'sowneraretotheClubManager(s);54.1.2. ifthereismorethanoneClubManager,eachClubManager:

54.1.2.1. shallbetreatedasifheweretheOwner(s);54.1.2.2. shall, subject to Rule 54.2, be jointly and severally

liableforanysumsduefromtheOwnerundertheseRules;and

54.1.2.3. ClubManagersshallbesubjecttoallotherliabilities,dutiesandprivilegesofownership.

54.2. AClubManagerwhohasresignedinaccordancewithRule53.7.1:

54.2.1. shallbeliableforanysumswhichaccruedorbecameduebefore

noticeofhisresignationhasbeenreceivedbytheAuthority;but54.2.2. shallnotbeliableforanysumswhichbecomedueafternoticeof

hisresignationhasbeenreceivedbytheAuthority.

54.3. NoprivilegeofownershipshallattachtoanyparticipantsinaRacingClubwhoisnotaClubManager,exceptfortheprivilegeofrunningahorseunderthenameofaRacingClub.

34

54.4. ForthepurposesoftheseRules,aRacingClubmaynottakeanystepsinrespectofahorseinitsownershipunlesstheyaretakenbyoneormoreClubManager.

55. NametobeusedwhenrunningahorsesubjecttoaRacingClub55.1. AnyhorseregisteredunderaRacingClubmustbeenteredandruninany

race using the name of the Racing Club specified in the application forregistrationunderRule53.

55.2. A horse which is entered or run using any other name is liable to bedisqualifiedunderRule(A)66(seeGround6ofthatRule).

55.3. The Racing Club name may be changed only with the approval of theAuthorityonpaymentoftheappropriatefeespecifiedinSchedule(A)1.

56. CancellationofregistrationofaRacingClub56.1. TheAuthoritymayatanytimedirectthattheregistrationofaRacingClub

shallceasetobevalidif:

56.1.1. atanytimethereisfewerthanoneClubManager;56.1.2. anyofthemembersoftheRacingClubisorbecomesaDisqualified

Person;56.1.3. a Club Manager fails to provide within a reasonable time any

informationrequiredbytheAuthority;or56.1.4. in such other circumstances as the Authority considers

appropriate.57. Registrationofsingleraceleasingarrangement57.1. WhereahorseisleasedtoaPersonforoneraceonly

57.1.1. the leasingarrangementmustberegistered if thehorse is tobe

enteredorruninthatrace,and57.1.2. the registration must take place on or before the day which

precedes that onwhich thehorse is declared to run in the raceunderPart(F)6.

57.2. NosingleraceleasingarrangementmayberegisteredunlessitisapprovedbytheAuthority.

57.3. AnapplicationforregistrationunderthisRulemustbe

57.3.1. madeusingthePrescribedform,and57.3.2. senttotheAuthority,togetherwiththeappropriatefeespecified

inSchedule(A)1.

35

57.4. Indeterminingwhethertoapproveanapplication,theAuthoritymayhaveregardtosuchmattersasitmayconsiderappropriate.

57.5. Ifitdecidestoapprovetheapplication57.5.1. the Authoritymay register the single race leasing arrangement

subject to such restrictions or conditions as it considersappropriate,and

57.5.2. theregistrationshallbecomeeffectivefromthebeginningofthedayfollowingthedayofapproval.

57.6. In relation to any horse subject to a single race leasing arrangement,

referencesintheseRulestothehorse'sowneraretothelesseeorlesseesunderthearrangement.

58. RegistrationofleasingandotherjointarrangementsnotwithinRule

42,48,53or5758.1. ThisRuleapplieswhereahorseissubjecttoaleaseorotherarrangement

whichdoesnotfallwithintheprecedingprovisionsofthisChapter.

58.2. Any such lease or arrangementmust be registered if the horse is to beenteredorruninaraceundertheseRules.

58.3. RegistrationunderthisRuleextendsonlytothehorseinquestion(and,ifthere ismore thanonehorse, separate registration is required for eachhorse).

58.4. The registration takes effect immediately once all of the conditions forinitialregistrationspecifiedinRule59havebeenmet,butthisissubjecttothe requirement to renew registration under Rule 60 and to anycancellationofregistrationunderRule63.

58.5. Whereahorse58.5.1. isenteredforaracebeforeitbecomessubjecttoaleaseorother

arrangementwithinParagraph58.1,and58.5.2. runs in that race before the lease or other arrangement is

registered,

thehorseisliabletobedisqualifiedunderRule(A)66(seeGround7).58.6. TheAuthoritymaypublishsuchinformationasitconsidersappropriatein

respectofanyleaseorotherarrangementregisteredunderthisRule.59. Conditionsforinitialregistration59.1. NoleaseorotherarrangementfallingwithinRule58.1mayberegistered

unlessthefollowingconditionshavebeenmetinrelationtoit

36

59.1.1. notmorethantwelvePersonsaretorunthehorseunderthelease

orotherarrangement,59.1.2. eachofthosePersonsisregisteredinhisownrightunderChapter

2as

59.1.2.1. aregisteredindividual,or59.1.2.2. aRecognisedCompany.

59.2. theappropriatefeeforinitialregistrationspecifiedinSchedule(A)1issent

totheAuthority’sOffice,and

59.3. acopyofthetermsoftheleaseorotherarrangement,whichissignedbyalltheparties,isdeliveredtoAuthority.

60. Expiryandrenewalofregistrationofleaseorotherarrangement60.1. Any registration under Rule 58.1 expires at the end of each 12 month

periodthatstartsontheanniversaryoftheinitialregistration.

60.2. TheAuthoritymay,onanapplicationmadetoit,renewtheregistrationbutonlyif

60.2.1. it is satisfied that the requirements of Rule 59.1.1 and 59.1.2

continuetobemetinrelationtotheleaseorotherarrangement,and

60.2.2. it receivespaymentof theappropriate fee specified inSchedule(A)1.

61. Owner of horse and obligations of parties to lease or other

arrangement61.1. Inrelationtoanyhorsesubjecttoaleaseorotherarrangementregistered

underRule58,references intheseRulestothehorse'sowneraretothelesseeorlessees.

61.2. ForthepurposesoftheseRules,thePersonwhograntstheleaseorotherarrangementinrespectofahorseshallberegardedashavingnointerestinthehorseunlesshereceivesashareoftheprizemoneywonbythehorseorcontributestotheexpenseofrunningit.

62. Name tobeusedwhen running ahorse subject to a leaseor otherarrangement

62.1. AhorsesubjecttoaleaseorotherarrangementregisteredunderRule58

mustbeenteredandruninanyraceusingthenameofanyPersonlistedinRule59.1.2.

37

62.2. AhorsewhichisenteredorruninaraceusinganyothernameisliabletobedisqualifiedunderRule(A)66(seeGround6ofthatRule).

63. Cancellationofaleaseorotherarrangement63.1. RegistrationunderRule58shallimmediatelyceasetobevalidif

63.1.1. anyofthePersonslistedinRule59.1.2ceasestoberegisteredinhisownrightunderChapter2,or

63.1.2. theAuthoritygivesadirectionunderParagraph63.2.63.2. TheAuthoritymayatanytimedirectthattheregistrationofleaseorother

arrangementshallceasetobevalid

63.2.1. iftheAuthorityconsidersthatappropriatefinancialarrangementsarenot inplaceforthepurposesofsecuringpaymentofall feesandthereceiptofallpaymentswhichareduefromtheownerinconnectionwithracing,or

63.2.2. 80.2.2insuchothercircumstancesasitconsidersappropriate.64. ApplicationofChapter464.1. ThisChapterappliestoanyPersonunderwhosenameahorseistorunin

araceundertheseRules.65. Racingcolours65.1. SubjecttoParagraphs65.2and65.3andRule66

65.1.1. the Owner of a horsemust register colours for racingwith theAuthority,and

65.1.2. thehorsemustcarrythosecoloursinanyraceundertheseRules.65.2. Alesseeunderasingleraceleasingarrangementmay,ifhehasnocolours

registeredinhisname

65.2.1. registercoloursforthedayoftheraceonly,or65.2.2. racethehorseincoloursalreadyregisteredtoanotherPersonifhe

haspreviouslyobtainedthatPerson'swrittenpermissiontodoso.65.3. Where the Owner of a horse trained outside the Channel Islands has

coloursregisteredforhimbyaRecognisedRacingAuthority,thehorsemaycarrythosecoloursif

65.3.1. adeclarationofthecoloursismadetotheAuthorityinrespectof

eachrace,and65.3.2. thatdeclarationismadebythetimedeterminedfortheclosingof

entriesunderPart(F)5.

38

65.4. AnOwnerwhohasmorethanonesetofregisteredcoloursmustinformtheAuthoritywhichcoloursarenominatedashisFirstColours.

65.5. TheAuthoritymaydirectthattheregistrationofanOwner'sracingcoloursshallceasetobevalidinsuchcircumstancesasitconsidersappropriate.

65.6. An Owner whose horse is declared to run under Rule (F)50 withoutregistering colours in accordance with this Rule shall be taken to havecontravenedarequirementimposedonhimbythisRule.

65.7. WhereahorserunsincoloursotherthanthosepermittedbythisRule,theTrainerofthehorseshallalsobetakentohavecontravenedarequirementimposed on him by this Rule unless he or the Owner can satisfy theAuthority

65.7.1. thatthecircumstancesofthefailuretocarrytheregisteredcolours

fallwithinRule66,or65.7.2. thatthefailurewasduetocircumstancesoutsidetheirreasonable

control,

and,wheretheTrainerdoessatisfytheAuthoritythatthefailurewasthefaultoftheOwner,DisciplinaryActionmaybetakenagainsttheOwner.

65.8. TheAuthoritymaydecidenottotakeDisciplinaryActionagainstanOwner

for contravention of any of the requirements of this Rule if the ownersatisfiestheAuthoritythatthecircumstancesinwhichthecontraventionoccurredareacceptable.

66. Circumstancesinwhichuseofotherracingcoloursisrequired66.1. An Owner must declare alternative colours if asked to do so by the

AuthorityortheJudge.

66.2. IndecidingwhichOwnermustdeclarealternativecolourstheAuthorityortheJudge

66.2.1. may take into account the lengthof time the colourshavebeen

registered to the Owner, giving preference to the longer-establishedregistration,but

66.2.2. has absolute discretion over which colours are required to bechanged.

66.3. Where

66.3.1. anOwnerhasmorethanonehorserunninginthesamerace,or66.3.2. anOwner'shorsewillnotbecarryinghisFirstColoursinarace,

theOwnerortheTrainermustdeclarealternativecolourstotheAuthorityby1.00p.m.onthedayformakingdeclarationstorununderRule(F)50.

39

66.4. The alternative colours referred to in Paragraph 66.3.1 must, as a

minimum,haveadifferentcolouredcapwhich

66.4.1. isnotblack,and66.4.2. doesnotcontainacolourwhichappearsinthecapofthedeclared

colours for anyof thatOwner's otherhorses in the race, exceptwherethatcolourfeaturesonlyinastaroradiamond.

66.5. If the Owner or the Trainer fails to make the declaration required by

Paragraph 66.3 he must declare alternative colours to the Clerk of theScalesbeforetheriderweighsout.

66.6. Unless the change is at the Judge's request on the racecourse, thealternativecoloursmustnotbealreadyregisteredtoanotherOwnerunlesspermissionhasbeenobtained.

66.7. WherenodeclarationismadepursuanttoParagraph66.3above,orwhereahorserunsincoloursotherthanthosedeclaredunderParagraph66.3,DisciplinaryActionmaybetakenagainsttheTraineror,wheretheTrainersatisfies the Authority that the faultwas that of the Owner, against theOwner.

67. Circumstancesinwhichjoint-useofracingcoloursispermitted67.1. WhereracingcoloursarealreadyregisteredtoanOwner,ahorsemayalso

carrythosecolourswhilstrunningunderthenameofanotherOwnerif

67.1.1. the joint use of colours has been authorised in any of thecircumstancesspecifiedinParagraph67.2,67.3or67.4,and

67.1.2. the particulars of joint use have been registered with theAuthority.

67.2. Whereracingcoloursareregisteredinthenameofanindividual(B),Bmayauthorisejointuseofthemby

67.2.1. aRecognisedCompany,wherethehorseisownedbythecompany

andBisaRegisteredAgentforthecompany,67.2.2. aRacingClub,wherethehorseisownedbytheclubandBisaClub

Manager,67.2.3. aSyndicate,wherethehorseissubjecttotheSyndicateandBisa

SyndicatororamemberintheSyndicate,67.2.4. aPartnershipwherethehorseissubjecttothePartnershipandB

isaPartner,or67.2.5. aleaseorotherarrangementregisteredunderRule58,wherethe

horseissubjecttotheleaseorarrangementandBrunsthehorseunderit.

40

67.3. WhereracingcoloursareregisteredinthenameofaRecognisedCompany(C),aRegisteredAgentofCmayauthorisejointuseofthemby

67.3.1. aSyndicate,wherethehorseissubjecttotheSyndicateandCisa

SyndicatororamemberintheSyndicate,and67.3.2. aPartnershipwherethehorseissubjecttothePartnershipandC

isaPartner,or67.3.3. aleaseorotherarrangementregisteredunderRule58,wherethe

horseissubjecttotheleaseorarrangementandCrunsthehorseunderit.

67.4. TheAuthoritymay,onanapplicationtoit,permitthejointuseofracing

colours

67.4.1. insuchcircumstancesasitmayconsiderappropriate,and67.4.2. subjecttosuchrestrictionsorconditionsasitmayspecify.

67.5. ForthepurposesofParagraph67.2or67.3

67.5.1. any authorisation by B, or by C's Registered Agent, must be in

writing,signedbyhimandsenttotheAuthority’sOffice,and67.5.2. any Owner making joint use of colours already registered to

another must take any necessary steps to register new racingcoloursintheeventthatthejointuseceasestobeauthorised.

68. ApplicationtotheAuthoritytoregisterracingcolours68.1. AnapplicationfortheregistrationofracingcoloursunderRule66.1must

be

68.1.1. madeusingthePrescribedform,68.1.2. senttotheAuthority’sOffice,and68.1.3. accompaniedbytheappropriatefeespecifiedinSchedule(A)1.

68.2. Ifitconsidersitappropriatetodoso,theAuthoritymaywaivesomeorall

oftheinstructionscontainedinthePrescribedforminrespectoftheOwnerofahorsewhosecoloursarealreadyregisteredwithaRecognisedRacingAuthority.

68.3. TheAuthoritymaydetermine

68.3.1. the colour shades and combinations that are available forregistration,

68.3.2. thefeaturesthatsufficientlydistinguishonesetofracingcoloursfromasimilarsetsoastoallowbothtoberegistered,

68.3.3. thecircumstancesinwhichre-registrationandtransfersofracingcoloursmaybepermitted,and

68.3.4. alldisputesastotherightstoparticularcolours.

41

68.4. TheAuthoritymay

68.4.1. registeranOwner'sracingcoloursforaperiodof1yearorforsuchotherperiodastheAuthoritymaydetermine,and

68.4.2. mayrenewsuch registrationonpaymentof theappropriate feespecifiedinSchedule(A)1.

68.5. Atransferofcolourswillbepermitteduponpaymentoftherelevantfeeassetout inSchedule(A)1.This fee isnotapplicablewhere the transfer ismadeto

68.5.1. aspouse,68.5.2. aparent,68.5.3. achild,68.5.4. siblings68.5.5. civilpartners,68.5.6. theexecutorsortheadministratorsofsuchpersons,or68.5.7. ifthetransferor,orinthecaseofadeceasedtransferortheheirto

hisracinginterests,68.6. AttheAuthority'sdiscretion,coloursmayalsobetransferredbetweena

RegisteredOwnerand

68.6.1. aRacingClubregisteredunderRule53,68.6.2. aRecognisedCompanyregisteredunderRule34,68.6.3. aPartnershipregisteredunderRule42,or68.6.4. aSyndicateregisteredunderRule48.

provided the Registered Owner is a Club Manager, Registered Agent,Partner or Syndicator as the casemay be of the ownership category inquestionorviceversa.

68.7. Coloursmayonlybetransferredbacktotheoriginalregistrant.69. ApplicationofChapter569.1. InthisChapter

69.1.1. alltheRulesapplytoPersonsregisteredintheregisterofOwnersunderChapter2or3,and

69.1.2. inaddition,Rule75alsoappliestoanyotherOwnerunderwhosenameahorseistoruninaraceundertheseRules.

70. Informationabouthorsesofambiguoussex70.1. AnOwnermust,assoonaspossible,notifytheAuthoritywhenahorsein

hisownershipisfoundtobeofAmbiguousSex.

42

70.2. A Horse of Ambiguous Sex means a horse whose visible sexualcharacteristicsarecontradictedbyitsgeneticmake-up/internalorgans.

71. Dealingswithlicensedtrainers71.1. Schedule 3 requires Owners whose horses are trained by a Licensed

Trainertoenterintoanagreementwiththetrainerandmakesprovisionastothetermsofsuchagreementsandtheirenforcement.

71.2. LicensedTrainermeansaPersonwhoholdsatrainer'slicencegrantedbytheAuthority.

72. Ownersgivinginstructionstoriders72.1. Any Owner or Registered Agent of a Recognised Company who gives

instructions to the rider of his horse must comply with Rule (C)38(securingthebestpossibleplacing)andis liabletodisciplinaryactioninthecircumstancessetoutinRule(C)38.4.

73. Restrictiononownerscompensatingriders73.1. AnOwnermustnot

73.1.1. givetotheRiderofhishorseanymaterialreward,gift,favourorbenefitinkindinrecognitionoftheconsequencetothatRiderofanyDisciplinaryActiontakenagainsthim,or

73.1.2. instructanotherpersontodosoonhisbehalf.74. AuthorisedagentsofanOwner74.1. ThisRule

74.1.1. appliestoanyOwnerwhosenameisregisteredintheregisterofOwners,but

74.1.2. doesnotapplytoanyRecognisedCompany.74.2. APersonisauthorisedtoactonbehalfoftheOwnerforthepurposesof

theseRulesonlyif

74.2.1. heisappointedasanAuthorisedAgentbyadocumentwhichisinthePrescribedformandsignedbytheappointor,

74.2.2. thedocumenthasbeensenttotheAuthority’sOfficeandisforthetimebeingregisteredintheregisterofAuthorisedAgents,and

74.2.3. theappropriatefeespecifiedinSchedule(A)1ispaid

74.2.3.1. fortheinitialregistrationofthedocument,and74.2.3.2. attheendofeach12monthperiodthatstartsonthe

anniversaryoftheinitialregistration.

43

74.3. WhereahorseissoldwithengagementstoanotherPerson,anyagentofthesellerappointedinaccordancewiththisRuleshallberegardedastheAuthorisedAgentofthepurchaserbutonlyinrespectofentrieswhichhavealreadybeenmade,butwhicharenotclosed,atthetimeofsale.

74.4. Registration of an agent appointed in accordance with this Rule shallimmediatelyceasetobevalidif

74.4.1.1. theagent'sappointmentiscancelledbyhimorbythe

owner,74.4.1.2. thepaymentof theannual fee is inarrearsbymore

than14days,or74.4.1.3. theAuthoritygivesadirectionunderParagraph74.6.

74.5. The Authority may, in such circumstances as it considers appropriate,

direct that the registration of the document appointing the agent inaccordancewiththisRuleshallceasetobevalid.

75. Owner'ssponsorshipagreements75.1. OnanapplicationmadetoitunderthisRuleandinaccordancewiththe

Code of Conduct, the Authority may approve and register an Owner'ssponsorship agreement in such circumstances, and subject to suchrestrictionsorconditionsasitconsidersappropriate.

75.2. An Ownermay apply for approval by sending a copy of the agreementtogetherwiththeapplicationfeespecifiedinSchedule(A)1.

75.3. If the Authority decides to approve the application it may register thesponsorshipagreementsubjecttosuchrestrictionsorconditions,andforsuchperiod,asitconsidersappropriate.

44

PART4–SUPPLEMENTARY76. Notices,directionsandotherdocuments

76.1. Unlessthecontextotherwiserequires,Rules(A)91(thegivingofnotices

etc),(A)92(thegivingofnoticesetcinelectronicform)and(A)93(deemedserviceofdocuments)haveeffectinrelationtoanynotices,directionsordocumentswhichareauthorisedorrequiredtobegivenorsentundertheprovisions.

77. Computationoftime

77.1. ExceptwheretheseRulesprovideotherwise,whenthespecifiedperiodfor

doinganyactattheAuthority'sOfficeendsonadayonwhichtheofficeisclosed,thatactwillbedoneintimeifdoneby5.00pmonthenextdayonwhichtheAuthority'sOfficeisopen.

78. ArrangementofRulesintoManuals78.1. TheseRulesaremadeupofthefollowingManuals

78.1.1. TheGeneralManual(A)78.1.2. TheRaceManual(B)78.1.3. TheTrainerManual(C)78.1.4. TheRiderManual(D)78.1.5. TheHorseandOwnerManual(E)78.1.6. TheRaceAdministrationManual(F)

78.2. EachManualisofequalstandingandthefactthattheseRulesaredividedintoManualsdoesnotaffecttheweightofanyrequirementsspecifiedineachManual.

79. MeaningofOwner79.1. Inrelationtoahorse,referencesinthisManualtotheowner

79.1.1. inrelationtoahorseintheownershipofaSoleOwner,aretotheindividual,

79.1.2. inrelationtoahorseintheownershipofaRecognisedCompany,aretothecompany,

79.1.3. inrelationtoahorseintheownershipofaSyndicate,aretoeachSyndicator,

79.1.4. inrelationtoahorsesubjecttoaPartnership,aretoeachPartner,79.1.5. inrelationtoahorseintheownershipofaRacingClub,aretoeach

ClubManager,79.1.6. inrelationtoahorsesubjecttoanyleasingorotherarrangement

whichdoesnotfallwithintheprovisionsofParagraphs79.1.1to96.1.5,aretothelesseeorlesseesunderthearrangement,

45

andanysuchreferencetoanOwneralsoincludesapart-owner.79.2. InthisManualClubManagermeanstheindividualappointedinaccordancewithRule53;PartnermeansanindividualorentitywhosenameisregisteredintheregisterofOwnersinaccordancewithRule42;Partnership means an arrangement through which a horse is registered inaccordancewithRule42;Racing Club means an arrangement through which a horse is registered inaccordancewithRule53;RecognisedCompanymeansacompanywhichisforthetimebeingregisteredintheregisterofOwnersunderRules34to40;RegisteredAgent,inrelationtosuchacompany,meansanagentofthecompanyregisteredunderRule36;Sole Owner means an individual whose name is registered in the register ofOwnersinaccordancewithRule31;Syndicate means an arrangement through which a horse is registered inaccordancewithRule48;SyndicatormeanstheindividualappointedinaccordancewithRule48.80. Interpretation:general80.1. Definitionsof

80.1.1. termsusedinonlyoneRulearesetoutinthatRule,80.1.2. termsused in only Part 2 or 3 of theManual are set out at the

beginningofthatPart,and80.1.3. termsusedinmorethanonePartoftheManualaresetoutinRule

79andinthefollowingprovisionsofthisRule.80.2. InthisManual,unlessthecontextotherwiserequiresAuthorisedagent

80.2.1. inthecaseofarecognisedcompany,meanstheregisteredagentofthecompanyunderRule36;

80.2.2. otherwise,meansanypersonauthorisedbytheAuthoritytoactasagent or sub-agent for another person in exercise of theAuthority'spowersunderRule(A)84;

theAuthoritymeanstheChannelIslandsHorseracingAuthority;Authority-approvedLaboratorymeansoneofthelaboratorieslistedinthelistofAuthority-approvedlaboratoriesinSchedule(G)5asitmaybeupdatedbytheAuthorityfromtimetotime;the Authority’s Officemeans the office for the time being appointed by theAuthorityastheofficeoftheChannelIslandsHorseracingAuthority(thepresentaddress is Apartment 1, Sable Argente Apartments, La Route De St. Aubin, St.Helier,JerseyJE23SF);DisciplinaryActionmeansanyactiontakenbytheAuthorityPart(A)6orbytheStewardsunderPart(B)1;

46

theForfeitListmeansthelistmaintainedbytheAuthorityunderRule(A)79;Personincludesabodycorporate;PrescribedmeansprescribedbytheAuthority;RecognisedRacingAuthoritymeansaracingauthorityofacountrywhichisforthetimebeingrecognisedbytheAuthorityunderRule(A)83;these Rules means all the Rules of Racing, including provisions which arecontainedinanyotherManual;TrainermeansanypersonwhoholdsalicencetotrainwhichisgrantedbytheAuthorityorwhoseauthorisationbyaRecognisedRacingAuthoritycorrespondstosuchalicence(whichincludesapermit);andWorkingDaymeansMondaytoFridaybetweenthehoursof9amand5pmandexcludesSaturday,SundayandanyBankHolidays.80.3. Wordsimportingthemasculinegenderincludethefeminine.

80.4. Thesingularincludestheplural(andviceversa).

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Schedule1–Registrationofhorsenames1. Registrationofhorsenames1.1. Thefollowingnamesarenotavailableforregistrationforahorse

1.1.1. subjecttoParagraph3,anamealreadyregisteredintheregisterofhorsenamesunderPart2;

1.1.2. subjecttoParagraph4,anamefollowedbyoneormorenumbers;1.1.3. a name on the International and Domestic Lists of Protected

Names;1.1.4. anameofmorethan18characters,includingsignsorspaces;1.1.5. anamemadeupentirelyof initials,or include figures,hyphens,

full-stops, commas, signs, exclamationmarks, inverted commas,forwardorbackwardslash,colonandsemi-colon;

1.1.6. anamethatstartswithasignotherthanaletter;1.1.7. anamecontainingmorethansevensyllables;1.1.8. anamethepronunciationofwhichtheAuthorityconsiderstobe

identicalorunacceptablysimilar,to1.1.8.1. anamethatisontheInternationalorDomestic

ListsofProtectedNames,or1.1.8.2. aname that is already registered for ahorse

foaledinayearthat iswithin10yearsoftheyear of foaling of the horse to which theapplicationrelates;

1.1.9. anamewhichtheAuthorityconsiders

1.1.9.1. is suggestive or has a vulgar, obscene orinsultingmeaning,

1.1.9.2. isinpoortaste,1.1.9.3. maybeoffensivetoreligious,politicalorethnic

groups,1.1.9.4. mayotherwisecauseoffence,1.1.9.5. maycauseconfusion in theadministrationof

racingorbetting,or1.1.9.6. isthenameofawell-knownhorse.

1.1.10. anamealready registered to a siblingorparent of thehorse in

question.1.2. For the purposes of Paragraph 1.1, the use of the definite or indefinite

articledoesnotconstituteadifferentname.1.3. The following names are available for registration for a horse if the

conditionsspecifiedaremet

1.3.1. thenameofapublicPersonmayberegisteredifthePersonorhisfamilyhavegivenpermission;

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1.3.2. a name which the Authority considers to be of commercialsignificancemayberegisteredifappropriatepermissionhasbeenobtained;

1.3.3. anamewhichtheAuthorityconsiderstobethatofaprominentcompany,productortradenamemayberegisteredif

1.3.3.1. thewrittenapprovalof thecompanyorbodyassociatedwiththenamehasbeenobtained,or

1.3.3.2. theAuthorityissatisfiedthatthenamehasanalternativemeaningincommonusage.

1.4. Anamewhichhasalreadybeenenteredintheregisterofhorsenamesshall

become available for registration for a different horse at the end of themonthoftherelevantyearduringwhichitbecameavailable,asdeterminedinaccordancewithParagraphs1.5to1.7.

1.5. Where the name was registered to a brood mare, the relevant year iswhicheverofthefollowingfirstoccurs

1.5.1. yearsafterthemare'sdeath,1.5.2. 10 years after the last recorded year in which the mare was

coveredorproducedafoal,or1.5.3. whenthemareattains30yearsofage.

1.6. Wherethenamewasregisteredtoastallion,therelevantyeariswhichever

ofthefollowingfirstoccurs

1.6.1. 15yearsafterthestallion'sdeath,1.6.2. 15yearsafterthelastrecordedyearinwhichthestallioncovered

oneormoremares,or1.6.3. theyearwhenthestallionattains35yearsofage.

1.7. Where thenamewas registered toanyotherhorse, the relevantyear iswhicheverofthefollowingfirstoccurs

1.7.1. 5yearsafterthehorse'sdeath,or1.7.2. theyearwhenthehorseattains20yearsofage.

1.8. An exceptionmay bemadewhere the name of a horsewhich has been

reporteddeadandhasnotracedissoughtforre-usebythesameapplicant.

1.9. Whereanameisnotavailableforahorse,anumeralmayonlybeaddedtothenameif

1.9.1. the horse was foaled in Great Britain, Ireland or the Channel

Islands,and1.9.2. itisnotintheStudBookmaintainedbytheStudBookAuthorityof

GreatBritainandIreland.

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1.10. If thesamename issimultaneouslyclaimed for twohorses, theorderofpriorityshallbedeterminedbylotattheAuthority.

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Schedule2–Countrieswithapprovedstudbooks

Argentina Kenya Trindad andTobago

Australia Korea TunisiaAustria Lebanon TurkeyAzerbaijan Lithuania UkraineBahrain Malaysia United Arab

EmiratesBarbados Mexico United States of

America andCanada andPuertoRico

Belgium andLuxembourg

Morocco Uruguay

Brazil Netherlands UzbekistanBulgaria NewZealand VenezuelaChile Norway China Oman Colombia Panama Croatia Paraguay Cyprus Peru CzechRepublic Philippines Denmark Poland DominicanRepublic

Qatar

Ecuador Romania Finland Russia France SaudiArabia Germany Serbia, Bosnia &

Herzegovina

GreatBritainandIreland

Slovakia

Greece Slovenia Hungary South Africa &

Zimbabwe

India Spain Italy Sweden Jamaica Switzerland Japan Syria

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Schedule3–Trainer-owneragreements1. Requirementforagreement1.1. ThisScheduleapplies to theownerofanyhorsewhich is trainedby the

LicensedTrainer.

1.2. WhereaLicensedTraineristotrainahorseownedbyanyPerson,heandthe ownermust enter into a training agreement in respect of thehorsebeforeitrunsinanyracerunundertheseRules.

1.3. TheAuthoritymaydeterminenottotakeDisciplinaryActionagainstanyowner who fails to comply with Paragraph 1.1 if he can satisfy theAuthoritythattherewasanacceptablereasonforthefailure.

2. Formofagreement2.1. Atrainingagreementmustbesignedandmustsetoutthetermsagreed

betweenthepartiesinrespectofatleastthefollowing

2.1.1. thebasictrainingfee(expressedasanamountpayablebyweekorbycalendarmonth);

2.1.2. allotherregularexpenses(suchasgallopfees,shoeingcostsandthelike);

2.1.3. the extent of the Licensed Trainer's authority to incur anyadditionalchargesorexpensesfortheaccountoftheowner(suchasveterinaryfees);

2.1.4. provision for variation to be made as to any of the mattersspecifiedinParagraphs2.1.1to2.3.1andforpropernotificationofvariation;

2.1.5. thetimeandmethodofpaymentbytheowner;2.1.6. anyprovisionforaTrainer'slien;2.1.7. anymatterastotrainingagreementswhichisrequiredbyacode

ofconductissuedunderRule52;and2.1.8. suchothermattersastheAuthoritymayfromtimetotimedirect.

3. Durationofagreement3.1. Atrainingagreementshalllapseif

3.1.1. the owner does not have a horse in trainingwith the LicensedTrainerforacontinuousperiodof24months,

3.1.2. theTrainerhasceasedtoholdalicencegrantedbytheAuthority,or

3.1.3. either party to the agreement gives the otherwritten notice oftermination.

4. Reportbylicensedtrainerofnon-paymentoffeesetc

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4.1. Payment period, in relation to any account due, means the period of 3monthsbeginningwiththedateonwhichtheaccountwassent.

4.2. Where,beforetheendofthepaymentperiod,aLicensedTrainerdoesnotreceivefromtheownerfullsettlementofanyaccountdueunderatrainingagreement entered into in accordance with this Schedule, the LicensedTrainermayreportthemattertotheAuthority.

5. Consequencesofnon-payment5.1. Where the Authority sends a notice to the owner that a report of non-

paymenthasbeenmadebythetrainer,theownermust

5.1.1. makethepaymentdue,or5.1.2. provide to theAuthorityawrittenexplanation fornon-payment

thatisacceptabletotheAuthority,beforetheendoftheperiodof8daysstartingonthedatethenoticewasreceived.

5.2. IftheownerfailstocomplywithParagraph6.1

5.2.1. thetotalamountdue(andanyVATpayable)shallbetakentobearrearsdueundertheseRules,and

5.2.2. thenameoftheownerwillbeaddedtotheForfeitList.

5.3. Paragraph5.2ofthisScheduletakeseffectfromtheendoftheperiodof30daysstartingwiththedateoftheAuthority'snoticeunderParagraph5.1.

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Schedule4-RegistrationofOwnershipNames'andStyles1. RegistrationofOwnershipNames'andStyles

1.1. EveryOwner or ownership groupmust register a unique name style to

assistintheadministrationofracing.Itisthisnamethatwillbeusedwhenentriesandlistsofrunnersarepublished.

1.2. ThefollowingnamesthatapplytoallcategoriesofownershipinChapters2and3arenotavailableforregistration:

1.2.1. names already on the register, compiled andmaintained by the

Authority;1.2.2. namesofmorethan40characters,includingsignsorspaces;or1.2.3. namesofwhichtheAuthorityconsidersaretoosimilartoaname

ontheregister.

1.3. ThefollowingrestrictionappliestoSoleOwnersasprovidedforinRule32:

1.3.1. names of which the Authority are satisfied that the personconcerned is better known publically by their assumed, screen,stageorpennamethantheirrealname.

1.4. The following restrictions apply to companies, Syndicates, Racing Clubs

andPartnershipsasprovidedforinChapters2and3:

1.4.1. anamewhichtheAuthorityconsiders

1.4.1.1. is suggestive or has a vulgar, obscene orinsultingmeaning;

1.4.1.2. maybeoffensivetoreligions,politicalorethnicgroups;

1.4.1.3. isinpoortaste;1.4.1.4. tobe inappropriateuseofnamesmadeupof

internetsiteaddresses;1.4.1.5. mayotherwisecauseoffence;1.4.1.6. maycauseconfusion in theadministrationof

racingorbetting;or1.4.1.7. isthenameofaprominentCompany,Product

or Trade except where registered for thatCompanyorBodyAssociation.

1.5. TheAuthoritymayrefusetoacceptorcancelanyregistrationasprovided

forinRule(A)21.

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Schedule5-SyndicateCodeofConduct1. CodeofConduct1.1. InaccordancewithRule52,thisCodeofConductappliestoallownership

arrangementsregisteredasaSyndicatewhere

1.1.1. the arrangement is managed, administered or promoted by aSyndicatorwhoreceivespayment,inrelationtotheirrole,and/or

1.1.2. the method(s) of attracting participation in the arrangementincludeinvitationstothepublic,whetherbywayofadvertisementorotherwise.

1.2. The Syndicator must ensure that at the time of commencement of the

Syndicateandthroughoutitsduration,thereisawrittencontractbetweenthe Syndicator and the participantswhich addresses and identifies, butmaynotbelimitedto,thefollowingmatters:

1.2.1. the express acknowledgement from the participant/s that

membership of the Syndicate may not necessarily provide afinancialreturn;

1.2.2. the intended duration of the Syndicate, the mechanism for itstermination and the methods and conditions (if any) by whichparticipants may leave the Syndicate other than on finaltermination;

1.2.3. whether the horse(s) is wholly owned by the participants orwhetherthehorseissubjecttoaleaseorotherarrangement;

1.2.4. thenumberofhorsesinvolvedintheSyndicate,theproportionateinterestintheSyndicateofeachparticipantandtheirrightsof(orlackof)tosell,lease,transferorassigntheirshare/s;

1.2.5. thecostofparticipationforeachparticipantandwhethersuchcostisfixedorsusceptibletoalteration;

1.2.6. the details and/or means of calculating and paying anyremuneration to be received by the Syndicator and any thirdparties;

1.2.7. a full financial statement for the Syndicate and the process bywhichanyfinancialsurplusordeficitwillbecreditedorchargedtotheparticipantsintheSyndicate;

1.2.8. thetimeatwhichandprocedurebywhichthestatement(s)oftheSyndicate'scostsrecoveredandexpenditurewillbepresentedtotheparticipants.Suchstatement(s)shallbeexclusiveorinclusiveof GST as appropriate depending upon the GST status of theSyndicate;

1.2.9. whetherandinrespectofwhichrisksthehorse(s)willbeinsuredand whether the participants of the Syndicate are thebeneficiaries;

1.2.10. whetherthehorse(s)willbeinitiallytrainedbyanamedtrainer;and

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1.2.11. theprocessbywhichtheSyndicatemakesanydecisionsrelatingtothemanagement,training,andtimeandmethodofsaleofthehorse(s).

1.3. ThisCodeofConductdoesnotpurporttodictatethetermsofthematters

setoutatParagraph1.2,onlythattheyaremattersthataretobeagreedattheoutsetofaSyndicate.Eachcontractbetween theSyndicatorand theparticipantsinthatSyndicatemustcontainmateriallyidenticaltermsonthematterssetoutinParagraph1.2.

1.4. EachparticipantintheSyndicateshouldbeawarethattheyareboundbytheRulesofRacing.ParticularattentionshouldbedrawntothoseRulesprohibitingthesharingofInsideInformation(Rule(A)29).

Note:InallcasesitistheresponsibilityoftheparticipantintheSyndicateoncomplaintofafailuretocomplywiththisCodeofConducttoprovidetotheAuthoritytheevidencewhichtheAuthorityconsidersnecessarytosupportthatallegation.

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IndexofdefinedExpressions

1. Thisindexprovidesaguidetowordsorexpressionswhicharedefinedgenerallyandsoliabletobemetinprovisionswhichdonotthemselvescontainthedefinition.

2. WhereatermisusedonlyinoneRule(orinaseriesofcloselyconnectedRules),thedefinitionwillbesetoutinthatRule.AlwayschecktheRuleitselfbeforelookingatthisindex.

3. Whereatermisusedinmorethanoneplace,itwillstartwithacapital

letter.Thesecondcolumnofthisindextellsyouwhereyoucanfindthesubstantivedefinition.

4. ThisindexisnotpartoftheseRules.

Definedterm Where term is defined (references are to Rules in this Manual unless other specified)

AuthorisedAgent 80theAuthority 80theAuthority’sOffice 80ClubManager 53Company 29Director 29DisciplinaryAction 80DisqualifiedPerson 28ExportCertificate 2theForfeitList 80Horse 2HorseofAmbiguousSex 70LicensedTrainer 71Microchip 2NaturalServicingorCovering 8Neurectomy 26Non-RacingAgreement 25Non-ThoroughbredRegister 2Owner 79Partner 79Person 80Prescribed 80RacecourseManagingExecutive 2RacecourseProperty 2RacingClub 79RecognisedCompany 79RecognisedRacingAuthority 80RegisteredAgent 79theseRules 80StudBook 2

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Syndicate 79Syndicator 79Trainer 80VeterinaryOfficer 2VeterinarySurgeon 2