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Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team Leader/IHG Biorisk Management Committee Chairman

Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

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Page 1: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Edsel Allan G. Salonga, RMT, CBOIHG Cytogenetics Team Leader/IHG Biorisk Management Committee Chairman

Page 2: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Seminar Objectives

• Discuss the minimum requirements for developing and implementing a Laboratory Emergency Preparedness and Emergency Response Plan.

• Discuss how to deal with blood and chemical spills and splashes in a laboratory setting.

• Discuss what to do in case of explosives related emergencies.

• Discuss what to do in case of natural disasters related emergencies

Page 3: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Global Biorisk Management Curriculum (GBRMC)

The GBRMC Library is funded by theUS DOD/DTRA Biological Threat Reduction Program

with additional support from the

US DOS Biosecurity Engagement Program

The library is managed by

Sandia National Laboratories

Global Chemical and Biological Security

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Page 4: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Key Messages

• An incident response system is broad in scope and complexity.

• An incident response system requires the input of many stakeholders –some internal and some external.

• Planning and preparation is essential to the success of an incident response system.

• To determine the effectiveness of an incident response system, it must be tested. Drills and other exercises are critical to measure how well as system has been designed and communicated and if it is the appropriate system.

• The right personnel must be notified as part of an effective incident management system.

• Providing feedback from drills and incident response and continually improving the system is imperative for success of the system.

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Biorisk Management: the AMP Model

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Key Components of BioriskManagement

• Biorisk Assessment

– Process of identifying the hazards and evaluating the risks associated with biological agents and toxins, taking into account the adequacy of any existing controls, and deciding whether or not the risks are acceptable

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Key Components of BioriskManagement

• Biorisk Mitigation

– Actions and control measures that are put into place to reduce or eliminate the risks associated with biological agents and toxins

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Key Components of BioriskManagement

• Biorisk Performance

– Improving biorisk management by recording, measuring, and evaluating organizational actions and outcomes to reduce biorisk.

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Incident

Page 10: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Incident

What is the difference between an incident and an emergency?

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Incident versus Emergency

An incident is an event that is likely to have adverse consequences.

An emergency is an incident that requires an immediate response.

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Page 12: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Incidents Some Things to Consider

• Some types of incidents can have adverse consequences that are relatively minor.

• However, small incidents can lead to large ones down the road, especially if they are frequent and breed personnel complacency.

• Society, the government and upper management often decide what constitutes a large or small incident. It is then up to management to determine to what extent resources should be allocatedtoward an incident response management system.

• Because an emergency is simply a particular type of incident, an Emergency Response System will often form part of a largerIncident Response System.

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Incident Response System

What is an Incident Response System?

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Page 14: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Incident Response System

Every Incident Response System must be able to alert to an incident and mobilize a response.

This is the most basic Incident Response System.

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Alert Mobilization

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Objectives of an Incident Response System

• Alerting component – mechanism for alerting – also a SOP

• Mobilization/Response component• Reliable and well-trained people are involved• Well planned, prepared and practiced• Robust – work the same way every time• Be able to help determine root of the problem –

assessment• Have a feedback mechanism for continual

improvement

Page 16: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Model for an Effective Incident Response System

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Planning Preparation

Incident

MobilizationAlert Assessment

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Or, more simply…

Alert, Assessment, and Mobilization

Incident

Planning and Preparation

Model for an Effective Incident Response System

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Incident Response System

The most effective incident response

systems can plan and prepare for potential

incidents, alert and assess actual incidents,

and quickly mount an effective response if

an incident occurs.

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The Phases of an Incident Response System

Thus, we could consider an effective incident response system as concerning itself with three main phases:

Planning and Preparation

Incident

Alert, Assessment, and Mobilization

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Introduction to Planning and Preparation

We will now look more closely at the planning and preparation phase.

Planning and Preparation

Incident

Alert, Assessment, and Mobilization

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Planning and Preparation

Without proper planning and preparation, an incident response system would be unable to alertto an incident in a timely fashion, properly assessthe incident, or mobilize effectively in response.

Why?

Hint: Think of an incident where there had not been any prior thought on how to respond. What was the outcome?

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Planning

What exactly is planning?

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Planning

Planning is the development of

mechanisms or procedures, in advance, to

achieve a particular goal.

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Planning

In the case of incident response, planning

is the process whereby a potential incident

is considered and evaluated, and

resources are assigned, in order to

generate a response that will appropriately

mitigate any adverse effects.

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Planning

Incident response planning is normally the

responsibility of an institution’s

management.

Top level decision-makers must come

together to determine the best approach for

handling incidents in a particular institution.

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Planning

Management has the authority to make mediumand long-term decisions and allocate appropriate resources towards an incident management system.

Management, however, needs the expertise and advise of other personnel in the institution to adequately make plans.

Why?

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Personnel in the Institution

• Biorisk management advisors – expertise on biorisk assessment, hazards involved, containment and mitigation strategies

• Lab workers – specific facilities, equipment, hazards, procedures, etc. Lab workers must ultimately validate that any planned response to an incident within a laboratory is physically possible to perform and that the desired result results from the response.

• Maintenance staff – may be responsible for dealing with shut down or startup of key utilities, as well as being the group primarily responsible for housekeeping (e.g., with access to cleaning supplies and equipment).

• Worker health program staff – responsible for any post-incident medical response; contribute expertise on public health procedures; may be responsible for reporting anything that could compromise public health to outside agencies

• Internal emergency response staff (security, medical, fire, etc.) – expertise on internal emergency response capabilities and effective response procedures; also, may hold responsibility for reporting reportable incidents to outside agencies.

Page 28: Edsel Allan G. Salonga, RMT, CBO IHG Cytogenetics Team …ihg.upm.edu.ph/sites/images/1. Intro to Incident... · 2019. 7. 3. · SOP •Mobilization/Response component •Reliable

Planning

Often, management can develop high-level

policy and delegate details to those

personnel more familiar with daily

operations and technical work.

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Planning

Planning should result in a document,

developed by management in cooperation

with an institution’s personnel (and others),

that outlines, at a high-level, how the

incident management system will operate.

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Planning

The document should also contain further,

specific details on preparation, alert,

assessment, and response to an incident.

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Preparation

What exactly is preparation?

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Preparation

Preparation derives directly from planning.

It is the act of putting into effect an

institution’s plans prior to an incident, in

order to be in a position to better handle that

incident when it does occur.

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Preparation

The Preparation process includes training

of personnel, acquisition of equipment,

storing of supplies, and physical

modifications to equipment and buildings

when possible, and desirable.

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Preparation

Question:

What kind of information should be included

in a planning document in order to properly

guide the preparation process?

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Preparation

Think about the different types of personnel

who work in a typical lab or institution.

Question:

How should each of these be involved in the

preparation process?

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Model for an Effective Incident Response System

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Alert, Assessment, and Mobilization

Incident

Planning and Preparation

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How to Test an Incident Response System?

Question:

How do you make sure an Incident

Response System is actually working?

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How to Test an Incident Response System? - Drills

Question:How do you make sure an Incident Response System is

actually working?

One way is by conducting drills.

Drills allow verification of whether a system is prepared to

respond adequately to an incident, without actually putting a facility and its personnel at risk.

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Incident Response Systems

Thus, it is unreasonable to rely only on incidents to determine the effectiveness of an Incident Response System, instead Drills are used to simulate incidents.

Planning and Preparation

Incident and Drills

Alert, Assessment, and Mobilization

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Drills

Question:

What different kinds of drills can an

institution use to test their incident

response system, especially in terms of

incidents impacting biorisk?

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Model for Incident Management

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Alert, Assessment, and Mobilization

Planning and Preparation

Incident Drill

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Alert

Alerting is the process of identifying an incident as it is occurring, or after it has occurred, and using that information to generate a response.

Questions:

What are some ways one could alert?

Who would you alert?

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Alert

An institution’s incident response plan, as

developed by management, should address

procedures for alerting appropriate

personnel in the event of an incident.

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Alert

Question:

How would one determine whether alertingshould occur during an incident, or after the incident?

Hint: What are the key factors about the incident that would make a difference about when to alert?

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Assessment

In part, the answer to the previous question

is a matter of assessment.

Assessment is the evaluation of the type

and severity of an incident, in order to

determine an appropriate response.

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Assessment

Question:

Who should conduct an incident

assessment?

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Assessment

Question:

How do you assess an incident?

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Alerting and Assessment

Alerting and assessment provide information as to the existence and nature of a particular incident.

Some incidents are self-resolving, and by the time an alert is raised and the incidentis assessed, a specific response may not be needed.

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Mobilization

Mobilization is the activation of personnel

and use of equipment to respond directly to

an incident and hasten its resolution.

Question:

What are some factors that determine the

mobilization?

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Mobilization

Questions:

1. When an incident is considered to be resolved?

2. Who determines that an incident is resolved?

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Model for Incident Management

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Alert, Assessment, and Mobilization

Incident

Planning and Preparation

Alert, Assessment, and Mobilization

Planning and Preparation

Incident Drill

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Feedback

Feedback could be considered a fourth phase of an Incident Response System.

Planning and Preparation

Incidents and Drills

Alert, Assessment, and Mobilization

Feedback

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Model for Incident Management

A Model for an Effective Incident

Response System

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Alert, Assessment, and Mobilization

Planning and Preparation

(Feedback) Incident Drill

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Feedback

Question:

What types of information are necessary to

provide feedback that addresses the

strengths and weaknesses – success and

failures – of the current incident response

system?

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Model for Incident Management

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Alert, Assessment, and Mobilization

Planning and Preparation

(Feedback) Incident Drill

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Outside Responders

As part of both planning and preparation

as well as alerting, assessment, and

response, an incident response system

must interact with the outside world in

order to properly manage serious incidents.

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Model for Incident Management

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External

(Police,

Fire,

Emergency

Medical

Services,

etc)

Alert, Assessment, and Mobilization

Planning and Preparation

(Feedback) Incident Drill

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Outside Responders

It is often not economical for an institution to develop the capacity to respond to large, infrequent incidentsand emergencies completely on its own.

Also, depending on the laws of the jurisdiction that an institution is located in, there might be certain kinds of incidents that the institution cannot respond to.

Thus, coordination with police, fire brigades, and emergency medical services are crucial for effective incident response.

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Outside Coordination

Question: How would outsiders such as the fire brigadeinteract with an institution during each of these incident response system phases?

• Planning and Preparation

• Alert & Assessment

• Mobilization

• Feedback

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ReviewQuestion:

What are the four phases of an effective

Incident Response System?

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Review

Question:

What is the difference between an

Emergency Response System and an

Incident Response System?

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Management Other Personnel

Planning and

PreparationYes No

Alerting, Assessment,

and ResponseYes Yes

Feedback Yes Yes

ReviewQuestion:

Do you agree with this table? Why or why not?

Responsibilities in an Incident Response System

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ReviewQuestion:Which part of an incident response system is the most basic?

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External

(Police,

Fire,

Emergency

Medical

Services,

etc)

Alert, Assessment, and Mobilization

Planning and Preparation

(Feedback) Incident Drill

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Review

Question:

Why is outside coordination so important

for an incident response system?

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Review - Key Messages • An incident response system is broad in scope and complexity.

• An incident response system requires the input of many stakeholders –some internal and some external.

• Planning and preparation is essential to the success of an incident response system.

• To determine the effectiveness of an incident response system, it must be tested. Drills and other exercises are critical to measure how well as system has been designed and communicated and if it is the appropriate system.

• The right personnel must be notified as part of an effective incident management system.

• Providing feedback from drills and incident response and continually improving the system is imperative for success of the system.

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