Eldon E Fallon Financial Disclosure Report for 2010

8/3/2019 Eldon E Fallon Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/eldon-e-fallon-financial-disclosure-report-for-2010 1/9

AO 1 0

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Reqtdred by the Ethics

in Governmen t Act of 1978(5 U .S.C. app..~q§ 101-111)

I. Person Reporting (last name, first , middle init ial) 2. Court or Organ izat ion 3. D~te o f Report

F A L L O N , E LD O N E . U .S .D i s t r i ct C o ur t , L o u i s i a n a 06/15/2011

4. Title (Article III judges indicate active or senior status;

magistrate judges indicate full- or pan-time)

U . S . D I S T R I C T J U D G E ( A C T I V E )

7 . C hamber s o r O f f ic e A ddr es s

U. S . DISTRICT C OURT5 0 0 P O Y D R A S S T R E E T - R O O M C 4 5 6NEW ORLEANS, LA 70130

5a. Report T)~e (check appropriate type)

]N o m i n a t i o n , D a t e

[] Initial[] Annual [] Final

5b. [] Amended Report

8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

svlth applicable laws and regulations.

Re v i e ~ n g O f f i ce r Date

6. Repor t ing Per iod

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,! Com plete a l l parts,

check ing the NONE box for each par t where you have no repor table information. S ign on las t page.

I . P O S I T I O N S . m e p o n i n g individual only; seep p. 9-13 of f i l lng instructions.)

D (No reportab leposi tions . )ONE

POSITION

I. Ex -Of f ic io Boar d M ember ~Pas t Pr es iden t

2. T rustee T estam en tary T rust

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

Lou is i a na B a r F ou nda t ion

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)

1-~ NONE (No reportable agreements.)

DATE P A R T I ES AN D T ER M S




Page 2 of 9

N a m e o f P e r so n R e p o r t i n g

F A L L O N , E L D O N E .

D a t e o f R e p o r t

06/15/201 I

1 1 1 . N O N - I N V E S T M E N T I N C O M E . < R e p o s i n g i n d i ~ i d a a l o n d s p o u s e : s e e p p . 1 7 - 2 4 of filing instructions.)

A. Filer’s Non-lnvestment Income

D N O N E ( N o reportable income.)on-investment

DATE SOURCE AND TYPE INCOME

(yours , not spouse’s)

1. 2010 Thom ps on-Wes t (book roy a l ty ) $2,229.40

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were ma rried during any portion of the reporting year, complete this section.

(Dollar amount not required except for honorar ia. )

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment

( Includes those to spouse and dependen t chi ldren; see pp. 25-27 of f i l ing ins truct ions. )

D N O N E (No reportable reimbursements.)

3.

4.

5.

SOURCE DATES LOCATION

Van der bilt Un ive rsity Law Fe b. 4 -5 , 2 01 0 Nashville , T N

School

P U R P O SE I T E M S PAID OR P R O V I D E D

S p e a k e r S e m i n a r P r o g r a m Tr anspor ta t ion , meals , lodg ing



Name of Person Repor t ingFINANCIAL DISCLOSURE REPORT :

Page 3 of 9 F A L L O N , E L D O N r .

V . G I F T S . a . c lu d e s , h o s e ,o s p o u s e Q n d d e p e n d e . t children; s e e p p . 2 8 - 3 1 of filing instructions.)

N O N E (No reportable girls.)

S OUR C E DESCRIPTION

I.

2.

3.

4.

5.

Date of Report

06/15/201 I

VALUE

V I . L I A B I L IT I E S . a n d . d e s t h o s e o / s p o u s e Q n d dependent children; see pp. 3 2 - 3 3 of filing instructions.)

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VALUECODE




Page 4 of 9

N a m e o f P e r s o n R e p o r t in g

FALLON, ELDON E.

Date of Report

06/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse an d dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. C.

Desc r ip t ion o f Asse t s In co m e d u rin g G ro ss v a lu e a t e n d

( in clu d in g tru s t a s s e ts ) r e p o rt in g p e rio d o f r e p o r t i n g p e r i o d

(1) (2) (t) (2)

Place "(X)" after each asset Amount Type (e.g., Value Va lue

exempt from prior disclosure Code I div., rent, Code 2 Method

( A - H ) or in t . ) (J-P ) C o d e 3

( Q - W )

(] )Type (e.g..

buy. se l l ,

r e d e m p l i o n )

Transac t ions dur ing repor t ing pe r iod

(2) (3) (4)

Da te V a l u e Gain

m m / d d / y y Code2 Code I

O - P ) (A -H )

( 5 )

I d e n t i t y o f

buyer /se l l e r

( i f p r i v a l e

t r a ns a ct ion)

I. PARCEL # 2, NOLA A R ent L W

2. PARCEL # 5, NOLA E R ent O W

3. * P A R C E L # 6 , M S ( P e a r l R i v e r C o u n t y ) C

4. D U K E C O M M O N S T O C K A Dividend

PI W

K T

5. FIDELITY FUND COMMON STOCK A Dividend K T

6. EM PIRE DISTRICT ELECTRIC

C O M M O N S T O C K

7. A N A D O R K O C O M M O N S T O C K

A Dividend

A Dividend

J

K

T

T

8. V I AD C O M M O N S T O C K A D i v i d e n d J T

9. F I NO V A C O M M O N S T O C K A Dividend J T

1 0 . REG IONS BANK [ f o r mer ly AM SOUTH D D i v i d e n d N T( IR A)

1 1 . SCHWAB MONEY MARKET ACCOUNT D Interes t N T

1 2 . SAVING/FIDELITY HOM ESTEAD ASSN’ A I n t e r e s t J T

1 3 . *TESTAMENTARY TRUST None L

1 4 . V ANGUARD INDEX TRUST A D i v i d e n dSMALL CAP STOCK PO RTFOLIO

( NAESX) MUTUAL

1 5 . L E G G M A S O N V A L U E M U T U A L F U N D A Dividend

1 6 . NATIONSBANK CORP (BONDS) B I n t e r e s t Sold 05/I 5/I 0 K A

I. Income Gain Codes: A = $1.000 o r less B = $1,001 - $2 .500 C = $2 .501 - $5 .000 D =$5.0~ I - $15.000

( se e C olu mn s B I a nd D -l) F =$5 0,0 01 - $1 00 ,0 ~ G =$100.0(11 - $1,0~,00Q HI = $1 ,0 00 ,0 01 - $ 5,0 ~.0 ~0 H2 = M or e t ha n $5 ,0 ~.0 00

2. Value Codes J =$15.0~0 or less g =$15.0~ I - $50.0~0 L =$50.001 - $ 100.000 M =$ 100,001 - $250.0~ 0

(See Col um ns CI and D3 ) N =$250,001 - $50~,0~0 O =$5 00 .0 01 - $1 .0 00 ,0 00 P I = $1 .0 0~ .0 ~1 - $5 .0 00 .0 00 P2 =$5.0~0.001 - $25.000.000

P3 =$25.000,001 - $50.00~.0~0 P4 =More than $50.00~.000

3. Value Method Codes Q =Appr a i sa l R =Cosl (Real Estate Only) S =Assessment T = C ash M arkcl

I See Col um n C2) U = Bo o k Va lue V =Ot her W = E s t ima ted

E =$15.0~1- $50.090




Page 5 of 9



D a t e o f R e p o r t

06/I 5/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[-~ N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i O d

(I) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

exempt from prior disclosure C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(I) ( 2 )

Value Value

C o d e 2 M e t ho d

(J -P) C o d e 3

( Q -W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i O d

(I ) (2) (3) ~ (4)

Type(e .g. , D a t e Val ue i Ga i n

b u y , s e l l , m m / d d / y y COde 2 i Code I

r e d e m p t i o n ) (J-P) (A-H)

(5 )I d e n t i~ y o f

buyer/seller

( i f p r i v a t e

t r a n s a c t i o n )

1 7 . * G N M A ’ S P O O L ( B O N D S ) B Interest

1 8 . F N M A M T G P O O L C Interes t

J

J

T

T

1 9 .

2 0 .

2 1 .

2 2 .

2 3 .

V ANG UARD TOTAL STOCK MKT

INDEX FUND

Dividend M T

MO NEYGR AM INTER NATIO NAL, INC.

[Sp in o f f o f V IAD]

*SCHWABB MONEY MARK ET FUND

(See VII I for explana t ion)

G NMA PASS-THRU X SING LE FLY

A

C

C

D iv id en d J T

Interes t L T

Interes t J T

S E C T O R S P D R T R S B I I N T - E N ER G Y A D i v i d e n d K T

24 . O I L S VC H O L D E R S T R D E P O S T R YR C P T

25 . P I M C O F D S P A C I N VT M G M C O M M DR L S T R D

26 . P O W E R S H A R E S E T FT R U S T D Y N E NE X P R O D

27 .

D i v i d e n d L T

A D i v i d e n d L T

D i v i d e n d J T

B L A C K R O C K I N C O M E T R C O M A Dividend K T

28. FHLM C PO O L A Dividend K T

29 . *ISHARES TR DJ OIL & G AS EXP A Dividend K T

30 . P O W E R S H A R E S E T FT R U S T D Y N A D iv id en d J T

31 . *SHEE’I ’Y RACK S G OLD TR G OLD SHS A D i v i d e n d M T

32 . T E L EC O M H L D R S T R D E P O S IT R Y A D i v i d e n dR C P T

33 . V A N G U A R D W O R L D F D S M A T E R I A L S A D i v i d e n d

ET F

I. In co m e Gain C od es : A = $1,000 o r less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D =$5.001 - $15,000

(See Colunms B I and D4"I F =$50.001 - $100,000 G = $1 00 ,0 01 - $1 .0 00 ,0 00 HI = $1 .0 00 .0 01 - $ 5.0 00 .0 00 H2 ~Morc than $5,000.000

2. Value C o d es J = $15 ,000 or le ss K -$15 ,001 - $50.000 L =$50,001 - $100.000 M =$100.001 - $250.000

(See Col um ns CI and D3 ) N =$250.001 - $500,000 O = $5 00 ,0 01 - $1 ,0 00 .0 00 P I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 P2 =$5.000.001 - $25,000,000

P3 =$25,000,001 - $50.000,000 P4 =More Ihan $50.000,000

3. Value Method Codes Q =Appr a i sa l R =Cost (Real Estate Only) S =Assessmcnl T = C ash M arke t

(See Col unm C2) U : B ook Val ue V = O ther W = E.q im ated

E :$15,001 - $50,000




Page 6 of 9

N a m e o f P e r so n R e p o r t i n g


Date of Report

06/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , ,. a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C.D escription of Assets Incom e during Gross value at end

(including trust assets) reporting period of reporting period

(1) (2) O) (2)

Place "(X)" after each asset Amount Type (e.g., Value Value

exempt from prior disclosure Code I div., rent, Code 2 M e t h od

(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

O)T y p e ( e . g .,

b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(2) (3) (4)

D a t e Value Gain

mrrddd/yy Code 2 Code I

( J - P ) (A-H)

(5 )I d e n t i ty o f

buyer/seller

( i f p r i v a t e

t r a n s a c t i o n )

3 4. P IM C O C OR P OR AT EO P P F D CO M A Dividend L T

35 . REG IONAL BANK HOLDERS TR A D i v i d e n d L T

D E P O S I T R Y R C P T

36 . S T R E E T T R A C K S S E R T R S P D R S & P A Dividend K T

M TL

3 7. P I M C O T O T A L R T N 2 A D i v i d e n d K T

38 . U.S. G LOBAL A Dividend K T

39 . F ID E L I T Y S E L E C T C O M P U T E R S A Dividend K T

4 0. FE D ER AT ED F UN D A Dividend L T

4 1. * GA M B EL LI G RO W T H F UN D A Dividend K T

42 . LEGG-MASO N O PPO R TUNITY FUND A Dividend K T

43 . T. ROWE PR ICE INTERNAT’L A Dividend K T

4 4. VAN GUA RD GN MA B Dividend K T

45 . V A N GU A R D T O T A L S T O C K I N D E X B Dividend M

46 . U.S. SAVING S BOND S A Interes t

4 7. F ID E LI T Y H OM S T EA D (C D s ) C Interes t M

48 . G U A R A NT Y H O M E S T E AD ( C D s ) B Interes t M

49 . C A P I T O L O N E ( f o r m e r ly D R Y A D E S A Interes t KSAV INGS) ( CD s)

50 . A L L IA NC E B E R NST E IN INC CO M A Interes t

T

R e d e e m e d 10/09/10 L

T

T

T

Sold 10/26/10 K

A U.S. Bureau of Publ icDebt

A

1. Incom e Gain C od es: A = $1,000 or less B =$ 1.001 - $2,500 C -$2 ,501 - $5 .000 D =$5,001 - $15 ,000

( Se e C olu mn s B I a nd D- I) F = $5 0,0 01 - $ 10 0,0 (~ G - $1 00 .0 01 - $ 1.0 90 ,0 00 HI = $I .0 00 ,0 01 - $ 5.0 00 ,0 00 H2 =More than $5.000.000

2. Value Codes J $1 5,0~ O or less K $15 ,0 01 - $50.00 0 L =$50,001 - $100.000 M =$100,001 - $250.000

(S ee C o lurn n s C I an d D 3) N =$250,001 - $500,000 O =$ 500.001 - $ 1.000.000 PI $1,0OO.001 - $ 5,000,000 P2 = $5,000,001 - $25.000.000

P3 =$25,000.001 - $50.000.000 P 4 -M o re than $ 5 0 . 0 0 ~ , 0 0 0

3. Value Method Codes Q =Appr a i sa l R =Cost (Real Estate Only) S =As~ssm cnt T = C ash M arke t

[ S e e C o l u n m C 2 ) U =B ookVal ue V Other W= E sl ima tcd

E =$15,001 - $50,000




Page 7 of 9


FALLON, ELDON E.

Date of Report

06/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , , . o l o e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

Desc r ip t ion o f Asse t s I n c o m e d u r i n g

( i nc luding t rus t a s s e t s ) r e p o r t in g p e r i o d

(l) (2)

Place "(X)" after each asset A m o u n t Type (g.,

exempt from prior disclosure C o d e I d iv . , r en t ,(A-H) or in t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(t) (2)

V a lu e V a lu e

C o d e 2 M e t h o d

(J -P) C o d e 3

( Q - W )

O)T y p ~ (e.g.,

buy, se l l ,

r e d e m p t i o n )

Transac t ions dur ing repor t ing pe r iod

(2) (3) (4 )

Da te V a l u e Gain

m m / d d / y y Code2 C o d e I

(J-P) (A-H)

(5 )

I d e n t i t y o f

buyer /se l l e r

( i f p r i v a t e

t r a ns a ct ion)

51 . FIDUCIARY CLAYM ORE M LP COM A Interest K

52 . WISDOMTREE TRUST EM ERG MK TS A Interest

ETFK

53 . WISDOM TREE TRUST INTL DIV E FINL A I n t e r e s t K

T

T

54 . BLACKROCK LTD DURATION COM SH A I n t e r e s t K

55 . VANGUARD BD INDEX FD SHORT A I n t e r e s t L

TRM BOND

56 . ISHARES TR BARCLYS TIPS BD A I n t e r e s t L

5 7 . I SH AR ES TR G S C OR P B D FD A I n t e r e s t L

58 . M ARKET VECTORS ETF TR AGRIBUS A I n t e r e s t JETF

59 . SPDR SERIES TRUST BRCLYS SH RT A I n t e r e s t K

ETF

60 . PIMCO M UN INCOM E FD II COM A I n t e r e s t

61 .

T

T

T

T

T

T

Bu y 03/25/10 K

Bu y 02/12/10 L

Bu y 103/04/10 L

Bu y 03/04/10 L

Bu y 03/04/10 J

Bu y 03/04/I 0 K

Bu y 09/23/I 0 J

Sold 11/15/10 J

62 .

63 .

65 .

I. Income Gain Codes: A =$1,000 or less B = $1 ,001 - $2 ,500 C = $2 ,501 - $5,000 D =$5,001 - $15,0~0

(See Col um ns B I and D4 ) F -S50.001 - $100.000 G =$100,001 - $I,000,00 H I = $1 ,0 0 9. 00 1 - $ 5, 09 0. 00 0 H 2 = M or e t ha n $ 5. 00 0, 00 0

2. Value Codes J -$15,000 or less K $15, 001 - $50, 000 L =$50,001 - $10~.000 M =$100,001 - $250,000

(S ee C o lumn s C I an d D 3) N =$250,001 - $500.000 O =$500.001 - $1,009,000 PI =$1.000,001 - $5.000,090 P2 =$5,000,001 - $25,000.000

p3 -$25.000.001 - $ 50.000.000 P4 M ore t han $50, 000, 000

3. Value Method Code~ Q =Appr a i sa l R :C o s t {R ea l E s ta te O n ly ) S =Assessment T = C ash M arke t

(S¢ c Col um n C2) U = Bo o k Va lue V = O th e r W = E s t ima ted

E =$15,001 - $50,000




Page 8 of 9

N a m e o f P e r so n R e p o r l i n g

F A L L O N , E LD O N E .

Dale of Report

06/15/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,~ica,epa, o~rr,pon.)

V II . INV ESTMENTS AND T RUSTS.

# 3 . F a r m a n d p a s t u r e l a n d . R a i s e c a t t le a n d s e l l c o w s .

# 13. Asse t s o f Tes tmen tar y T r us t .

( I ) Trus tee , w i th no d i r ec t pe r sona l in te re s t , for Account of T es tamenta ry T rus t on deposi t with Bank One, New Orleans , Louis iana . The in te re s t incom e is pa idp u r s u a n t t o t h e t e r m s o f t h e T r u s t m m o n t h l y ~ n s t a l lm e n t s t o : .. . . i : i: ~-] Turstee’s/]ar e the p r incipa l benef ic iar ies o f the T r us t .

(2) Lo t~’~-~?~Es ta t es , Geneva Coun ty , Alabama, app ra i s ed va lue $600

# 17. GNMA’S POOL BOND S is pr inc ip le reduc t ion on a gove rnment mo r tgage pool .

#2 I. SCHWABB MONEY M ARKET FUND is funds in an IRA cash reserve with money in andout, s i m i l i a r t o a b a n k a c c o u n t . T h i s f u n d i s t r e a t e d l ik e a C D ,

and som e of the funds a re used to pu rchase o the r s tocks , i .e . , the va lue a t beginning of the yea r w as grea te r than the va lue a t the end a s the funds were r educed bypur chase o f mor e shar es in f und .

#29. ISHARES TR D J OIL & GAS EXP ( inc ludes previous #35 , same fund)

# 3 I . STREET TRAC KS G OLD T R G OLD SHS ( includes p r ev ious # 38 , same f und) .

# 4 1. Pr ev ious ly r epor ted as G AMBO G ROW TH FUND, should be G AMBELLI G ROW TH FUND.




Page 9 of 9

Name of Person Report ing

F A L L O N , E LD O N E .

Date of Report

06/15/201 I

IX. CERT IFICATION.

1 c e r t i f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

accura t e , t rue , and comple t e t o the bes t o f my kno~vledge and be l i e f , and tha t any in fo rmat ion no t repo r t ed was wi thhe ld because i t met app l icab le s t a tu to ryp rov i s ions permi t t i ng non -d i sc losure .

I f u r t h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncomp l i ance wi th the p rov i s ions o f 5 U.S .C. app . § 501 e t . s eq . , 5 U.S .C. § 7353 , and Jud ic i a l Conference regula t ions .

Signatnre: S/ELDON E. FALLON

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINAL SANCTIONS (5 U.S.C. app . § 104)

C om m i t te e on F i na nc i a l D i s c lo s u r eAdm inis t ra t ive O ff ice of the Uni ted Sta tes Cour tsSui te 2-301O ne C o l u m b u s C i r c le , N . E.W a s h i ng t on , D . C . 2 0 5 4 4

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Eldon E Fallon Financial Disclosure Report for 2010