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TÜV Product Service Ltd 2006-05-10 1 Electrical Safety Compliance Made Easy A practical approach guide to what you need to know when submitting products for electrical safety testing

Electrical Safety Compliance Made Easy

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TÜV Product Service Ltd 2006-05-10 1

Electrical Safety

Compliance Made EasyA practical approach guide to what you need to know when

submitting products for electrical safety testing

TÜV Product Service Ltd

Who Am I?

2006-05-10 2

Name Mark Penton

Title: Senior Consultant

Employer: TÜV Product Service Ltd

Experience: 20 Years experience in Electrical Safety

History: Worked for Electrolux, TÜV Product Service,

Underwriters Laboratories (UL) & Ericsson

Telephone: 01489 558214

E-mail: [email protected]

TÜV Product Service Ltd

Contents

1. What is Electrical Safety?A brief overview of electrical safety testing

2. Preparing In advanceHow to prepare in advance to ensure things run smoothly when submitting

products

3. Selecting critical components and materials.Guidance on selecting correct components and materials to use in your products

4. Hints and tipsPractical advice to help you avoid problems

2006-05-10 3

TÜV Product Service Ltd

What is Electrical Safety?

TÜV Product Service Ltd

What is Electrical Safety

Electrical safety actually covers a range of issues aimed at

ensuring the product is safe for the user and does not pose a

hazard to the surrounding environment.

Considers the following-

• The design and construction of the product

• The product operation under normal operating conditions

• What happens under fault conditions and component failures

• Interconnection with other equipment and networks

• Selection of materials and components

Despite the term “electrical safety” it actually covers a whole

range of hazards.

2006-05-10 5

TÜV Product Service Ltd

Hazards Addressed by the Standards

Type of Hazard What is addressed

Electric Shock Voltages on accessible parts, insulation between circuits and

parts, leakage current, protective earthing, safety interlocks

Energy Energy on accessible parts, interconnection circuits, fault

conditions

Fire Overloads, component failures, insulation breakdown,

selection of materials, fire enclosures, protective devices

Heat Temperature limits, material properties, cooling & ventilation,

operator accessible parts, fault conditions, material &

component selection, flammable liquids.

Mechanical hazards Operator access, safety interlocks, guarding, mechanical

strength & stability

Radiation hazards Laser (light) radiation, X-radiation, Radio Frequency

Ultraviolet (UV)

Chemical Hazards Toxic vapours and smoke under fault conditions, dangerous

liquids, chemical interaction between materials, warnings

TÜV Product Service Ltd

Types of Safety Testing

There are 2 types of approach to safety testing

1. Type testing:

A one off test on a sample of the product.

A report or certificate relating to the product.

No production control or factory inspections.

No means of ensuring ongoing compliance.

A snapshot based on one sample does not guarantee future product

quality.

Examples of applications for type testing:

To support CE Marking (for inclusion in technical file)

CB Scheme (as basis for obtaining international acceptance & certification)

TÜV Product Service Ltd

Types of Safety Testing

2. Product certification:

An ongoing partnership between manufacturer and certification body.

Initial testing of product.

Regular factory inspections where the product is made.

Certification mark permitted on the product.

Ongoing compliance maintained.

Assignment of a certification mark

Examples of the benefits of certification:

Market access

Consumer confidence

Ongoing production quality

Marketing advantage

TÜV Product Service Ltd

The CB Scheme

Internationally recognised

There are 46 formally participating countries

Recognised in many more countries (eg: South Africa)

And 61 National Certification Bodies - NCBs

With 225 Testing Laboratories – CBTLs

50,000 CB certificates issued each year

Over 400,000 CB Certificates currently in circulation

More than 15,000 manufacturers use the CB Scheme

TÜV Product Service Ltd 2006-05-10 10

Formal participating countries

Argentina

Australia

Austria

Belgium

Brazil

Canada

China

Czech Rep.

Denmark

Finland

France

Germany

Greece

Hungary

India

Indonesia

Ireland

Israel

Italy

Japan

Kenya

Rep. of Korea

Malaysia

Mexico

Netherlands

New Zealand

Norway

Poland

Portugal

Romania

Russia

Singapore

Slovakia

Slovenia

South Africa

Spain

Sweden

Switzerland

Thailand

Turkey

Ukraine

United Kingdom

United States

Serbia and

Montenegro

TÜV Product Service Ltd 2006-05-10 11

Scope of the CB Scheme

Designation Product Category Available IEC Standards

BATT Batteries 60086, 60099, 60254, 61809, 61960, 61982, 62133, 62259, 62281

CABL Cables and cords 60227, 60245, 60702, 60799

CAP Capacitors 60252, 60384, 60939, 61048, 61049

CONT Switches for appliances 60691, 60730, 60934, 61058, 61095, 61508, 61810

EMC Electromagnetic Compatibility CISPR 11, CISPR 12, CISPR 13, CISPR 14, CISPR 15, CISPR 16, CISPR 20, CISPR 22, CISPR 24, 60118,

60204, 60255, 60478, 60533, 60601, 60728, 60870, 60945, 60947, 60974, 61000, 61131, 61204, 61326, 61543,

61547, 61800, 61812, 62040, 62041, 62052, 62053, 62054, 62153, 62236

HOUS Household and similar equipment 60312, 60335, 60342, 60436, 60456, 60530, 60704, 60705, 60967, 61121, 61770, 61817

INST Installation accessories and connection devices 60083, 60309, 60320, 60423, 60439, 60614, 60669, 60670, 60684, 60807, 60884, 60974, 60998, 60999, 61011,

61076, 61084, 61210, 61238, 61242, 61316, 61800, 61984, 62094, 62208

LITE Lighting 60064, 60155, 60238, 60360, 60400, 60432, 60570, 60598, 60838, 60901, 60920, 60921, 60922, 60924, 60926,

60927, 60928, 60929, 60968, 60969, 61046, 61047, 61050, 61184, 61195, 61199, 61231, 61347, 62035

MEAS Measuring instruments 60414, 61010, 61557

MED Electrical equipment for medical use 60580, 60601, 60976, 61676

MISC Miscellaneous 60747, 60900, 60938

OFF IT and office equipment 60825, 60950, 62040

POW Low voltage, high power switching equipment 60158, 60947, 62026, 62271

PROT Installation protective equipment 60127, 60257, 60269, 60282, 60529, 60755, 60898, 61008, 61009, 61643

PV Photovoltaics 60891, 60904-1 to 10, 61194, 61215, 61345, 61646, 61702, 61721, 61829, 62093, PVRS11, PVRS11A

SAFE Safety transformers and similar equipment 60044, 60742, 61558

TOOL Portable tools 60745, 61029, 61939

TOYS Electric toys 62115

TRON Electronics / Entertainment 60065, 60491, 61965

TÜV Product Service Ltd 2006-05-10 12

Why do we need the CB scheme?

Because the world is getting smaller…!

We trade in an international market.

TÜV Product Service Ltd

Preparing in advance

TÜV Product Service Ltd

At the Design Stage

• Ensure design engineers are aware of safety requirements.

– Provide training

– Ensure they have access to the standards

– Seek advice from 3rd parties

– Enlist a consultant

• Consider getting a compliance review at an early stage of development

– Highlight any issues with the design

– Avoid re-design at a later stage

– Advice on component and material selection

2006-05-10 14

TÜV Product Service Ltd

At the Design Stage

• Select already approved components and materials.

– Know your target markets

– Reduce testing requirements

– Avoid potential failures

– Avoid having to change / re-source components

• Don’t design power supplies unless you really need to.

– They involve extensive testing

– Can cost more to test than the end product

– Critical to safety of the product

2006-05-10 15

TÜV Product Service Ltd

Requesting a Quotation

• Know your market

• Where do you want to sell the product?

• Is CE marking sufficient?

• Are international approvals / Certifications required?

• Ensure that these requirements are defined when requesting quotations

• Provide as much information as possible

• Target markets

• Product description / Brochures

• Photos / drawings

• Define power requirements

• Specify other facilities required (water, drainage, compressed air etc..)

• Fan speed control or air conditioning incorporated in the product

• Timescales required

• Budget constraints

2006-05-10 16

TÜV Product Service Ltd

Preparing to Submit for testing

2006-05-10 17

• Collate documentation before submitting

– Circuit Diagrams & Schematics

– Parts Listings

– Mechanical & Exploded drawings

– Critical Component Approvals information

– User and service manuals

– Rating label drawings

– List all accessories and parts required to be included with the product

– Define product families

– List all production facilities

TÜV Product Service Ltd

Preparing to Submit for testing

2006-05-10 18

• Ensure that the equipment is suitably configured for testing

– Worst case normal load conditions

– Provide worst case configuration

– Prepare support equipment loads & cabling

– Provide clear operating instructions

– Write test software

TÜV Product Service Ltd

Preparing to Submit for testing

2006-05-10 19

• Find out how many samples are required

– Complete product

– Power supplies

– Fuses, thermal cut-outs and other components

– Plastic parts

• In-Situ testing at your site can often be the most effective way of testing.

– 100% of our engineers attention

– All support facilities available

– Issues can be resolved face to face

– Fix your problems and clear non compliances on-line with the testing

TÜV Product Service Ltd

Safety Critical Components

and materials

2006-05-10 20

TÜV Product Service Ltd

Safety Critical Components & Materials

These guidance notes are intended to explain what information

is required to show that a safety critical component holds

suitable approval.

This will assist you in preparing the correct information in

advance of submitting your product for testing.

2006-05-10 21

TÜV Product Service Ltd

Which Components are Safety Critical

Mains Components Other components

Mains plugs and cords DC/DC converters

Appliance couplers, EMC filters Fans

Fuses and fuseholders Enclosure materials

Wiring Connectors

Power supplies PCB’s

Capacitors (Class X, Class Y) Thermistors, PTC’s

Transformers

2006-05-10 22

TÜV Product Service Ltd

IEC & EN Investigations

Component approvals should be in the form of a current test certificate / report to a

relevant IEC / EN standard.

The documents should be in English from a CB, CCA or LVD accredited test

laboratory (e.g. TÜV Product Service, VDE). The test certificate must be current

(some have expiry dates) and must detail all relevant information i.e. some certificates

are made up of many pages, all should be supplied.

If the test certificate does not give all of the required details then a copy of the test

report may be required. This is generally the case, for example, with power supply

units where more detailed information is required i.e. maximum rated ambient,

classification of outputs, method of mains isolation.

Self-declaration in the form of a Certificate of Conformity, component marking,

manufacturer’s declaration etc. may also be accepted in some cases. However, the

responsibility that the component is suitably approved remains with you (this would be

stated in any test report issued).

Note: statements like “designed to meet” or “complies with ENxxxx” are not evidence

of suitable component approvals.

2006-05-10 23

TÜV Product Service Ltd

Where Third Party Certification of your product is being sought self-declaration is not

acceptable and 3rd approved components should be used (e.g. TÜV PS, UL, CB,

VDE).

X and Y class capacitors (including discrete components or within filters) - must

comply with IEC 60384-14 2nd Ed.

Mains switches / circuit breakers – the approval documentation must clearly state the

voltage and current ratings.

Where transformers or motors are to be assessed then we require details of the

thermal classification of the winding in accordance with IEC60085 (this also apply to

the windings of inductors). The thermal classification of winding insulation is as

follows:

Class:- A 100ºC; E 115ºC; B 120ºC; F 140ºC; H 165ºC

2006-05-10 24

IEC & EN Investigations

TÜV Product Service Ltd

Flammability of Materials

This refers to plastic or non-metallic materials used in the construction of the unit.

Compliance may be based on self-declaration, and/or suitable documentary evidence

of compliance with the relevant standard for flammability.

This will most commonly be to UL 94.

In order for the suitability of the materials used to be assessed the following

information is required:-

i) The name of the company that holds the UL approval (eg: GE Plastics, 3M).

ii) The name and part number of the material (e.g. Lexan, LX437).

iii) The UL file number (e.g. E143678).

iv) The flammability rating (e.g. V-1, V-2, HB, HF2).

v) Thickness of material used

The name of the approval holder and material is the most important information

required in order for us to confirm compliance.

The easiest method of obtaining the information is to obtain a copy of the UL Listing

(Yellow) Card, which can be obtained from the approval holder, the manufacturer of

the material, or from UL’s website.

2006-05-10 25

TÜV Product Service Ltd

Example of UL Flammability Listing

2006-05-10 26

TÜV Product Service Ltd

US / Canadian Investigations

All safety critical components and materials must have current UL or CSA Recognition

and in order to verify this the following information is required:-

i) The name of the company that holds the UL or CSA approval

ii) The type or model number of the component.

iii) The UL file number (e.g. E143678).

The easiest method of obtaining the information is to obtain a copy of the UL Listing

(Yellow) Card, which can be obtained from the approval holder, the manufacturer of

the component/part, or from UL’s website.

Where transformers are to be assessed and an insulation Class higher than Class A

is to be used the UL require a UL Recognised insulation system (OBJY2) to be

employed. (A recognised insulation system is a combination of materials that have

been tested together for suitability of use in prolonged high temperature conditions).

2006-05-10 27

TÜV Product Service Ltd

UL Power Supply Listing

2006-05-10 28

TÜV Product Service Ltd

Example of TÜV PS Certificate

2006-05-10 29

TÜV Product Service Ltd

Example of VDE Certificate

2006-05-10 30

TÜV Product Service Ltd

On-Line Approvals Links

Certification Body Link Certification Body Link

TÜV

Product

Service

www.tuev-sued.de/product

services/services/gblrenwwjohi.

asp

TÜV

Rheinland

www.tuvdotcom.com/pi/web/

byMan.xml?strLevel=-1

VDE www.vde.de/VDE_PI_en/Zertifizi

erungsregister/detailSearch ÖVEwww.ove.at/puz/reg/form.php

CSA

directories.csa-international.org/

KEMA

KEUR

www.kema.com/products_an

d_processes/Certified_produ

cts/Advanced_search/search

.asp#0

FIMKOwww.fimko.fi/certifiedproducts.ht

ml CEBECwww.cebec.sgs.com/Certif/pr

oducts.asp

UL

database.ul.com/cgi-bin/XYV/

template/LISEXT/1FRAME/

index.htm

ETL

etlwhidirectory.etlsemko.com

/WebClients/ITS/DLP/produc

ts.nsf/$$Search?OpenForm

SEMKOge.semko.se/semko/certified/ ASTA

BEAB

www.beab.co.uk/buyers.htm

IMQ

www.imq.it/bgml/cat_prod.asp?l

=inglese&if=&ia=&sett=&cat=&s

ct

2006-05-10 31

TÜV Product Service Ltd 2006-05-10 32

Hints and Tips

TÜV Product Service Ltd

Hints and Tips

• Know your target markets

• Provide as much info as possible at the quotation stage

• Get a copy of the applicable standard

• Select already approved components

• Get a compliance review at an early stage of development

• Don’t rely on datasheets as evidence of component approvals

(“designed to meet” “in accordance with”)

• Don’t design your own power supplies unless you really need to

• Consider In-Situ testing if its practical

• Collate all documentation before submitting for test

2006-05-10 33

TÜV Product Service Ltd

Hints and Tips

• Ensure that the equipment is suitably configured for testing

(worst case normal load conditions)

• Find out how many samples are required

• List all accessories and parts required to be included with the product

• Define product families

• Check the thickness of plastic parts when determining flammability ratings

• Supply equipment fully ready for testing

– loads cables

– support equipment

– test software

• Specify all manufacturing locations

2006-05-10 34

TÜV Product Service Ltd

Hints and Tips

• Ensure support is available during testing

• Select a nominated technical contact

• Attend on first day to assist with set up

• Respond to non-compliances as a package

• Advise when you are going to send new samples

2006-05-10 35

TÜV Product Service Ltd

Summary

1. What is Electrical Safety?

2. Preparing In advance

3. Selecting critical components and materials.

4. Hints and tips

2006-05-10 36

TÜV Product Service Ltd

Thanks for Listening

Any Questions?