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Environmental and Anthropogenic Factors Influencing MercuryDynamics During the Past Century in Floodplain Lakesof the Tapajos River, Brazilian Amazon
Jordan Sky Oestreicher1,2 • Marc Lucotte2,3 • Matthieu Moingt2,3 •
Emilie Belanger2 • Christine Rozon2 • Robert Davidson4 • Frederic Mertens1 •
Christina A. Romana5,6
Received: 7 June 2016 / Accepted: 2 November 2016
� Springer Science+Business Media New York 2016
Abstract In the Tapajos River region of the Brazilian
Amazon, mercury (Hg) is a prevalent contaminant in the
aquatic ecosystem. Few studies have used comprehensive
chronological analyses to examine the combined effects of
environmental and anthropogenic factors on Hg accumu-
lation in sediments. Total mercury (THg) content was
measured in sediments from eight floodplain lakes andPb210 isotope analysis was used to develop a timeline of
THg accumulation. Secondary data representing environ-
mental and anthropogenic factors were analyzed using geo-
spatial analyses. These include land-cover change,
hydrometeorological time-series data, lake morphology,
and watershed biophysical characteristics. The results
indicate that THg accumulation and sedimentation rates
have increased significantly at the surface of most sediment
cores, sometimes doubling since the 1970s. Human-driven
land-cover changes in the watershed correspond closely to
these shifts. Tropical deforestation enhances erosion,
thereby mobilizing the heavy metal that naturally occurs in
soils. Environmental factors also contribute to increased
THg content in lacustrine sediments. Climate shifts since
the 1980s are further compounding erosion and THg
accumulation in surface sediments. Furthermore, variations
in topography, soil types, and the level of hydrological
connectivity between lakes and the river explain observed
variations in THg fluxes and sedimentation. Although
connectivity naturally varies among sampled lakes, defor-
estation of sensitive floodplain vegetation has changed
lake–river hydrology in several sites. In conclusion, the
results point to a combination of anthropogenic and envi-
ronmental factors as determinants of increased THg accu-
mulation in tropical floodplain sediments in the Tapajos
region.
Human mercury (Hg) intoxication in the Tapajos River
region (Fig. 1) is among the highest in the world (Berzas
Nevado et al. 2010; Mergler et al. 2007), attributed to the
frequent consumption of Hg-loaded fish (Dolbec et al.
2001; Lebel et al. 1997; Passos et al. 2007). In the past
decades, researchers have sought to identify the sources of
Hg in the aquatic ecosystem (Berzas Nevado et al. 2010;
Hacon et al. 2008). Indeed, there are gold mining opera-
tions in the region that use Hg as an amalgam (Fig. 1)
(Boas 1997; Malm 1998). However, the metal is also a
naturally occurring element in the region’s soils (Grimaldi
et al. 2008; Roulet et al. 1998b). Studies have found that
deforestation and agricultural activities accelerate soil
erosion and leaching of Hg (Farella et al. 2006; Roulet
et al. 2000). Bound to clay minerals and organic matter, the
metal is then transported to the floodplain and is deposited
in lake and river sediments (Lacerda et al. 2012; Maurice-
Bourgoin et al. 2002; Roulet et al. 1998b).
Much research in the Amazon has focused on recent
anthropogenic change (e.g., agriculture, deforestation,
& Jordan Sky Oestreicher
1 Centro de Desenvolvimento Sustentavel (CDS), Universidade
de Brasılia, Campus Universitario Darcy Ribeiro, Gleba A,
Asa Norte, Brasılia, DF 70910-900, Brazil
2 Institut des sciences de l’environnement (ISE), Universite du
Quebec a Montreal, Montreal, Canada
3 Centre de recherche GEOTOP, Universite du Quebec a
Montreal, Montreal, Canada
4 Biodome de Montreal, Montreal, Canada
5 Centro de Desenvolvimento Sustentavel (CDS), Universidade
de Brasılia, Brasılia, Brazil
6 Universite Paris Descartes, Paris, France
123
Arch Environ Contam Toxicol
DOI 10.1007/s00244-016-0325-1
mining) and its impact on Hg inputs to the aquatic
ecosystem (Almeida et al. 2005; Lacerda et al. 2012;
Roulet et al. 1999, 2000 Sampaio da Silva et al. 2009).
Comparatively few studies have considered Hg dynamics
before the onset of these activities or in undisturbed
ecosystems—except for a few notable works (Laperche
et al. 2014; Maurice-Bourgoin et al. 2002). In fact, there is
a lack of substantial longitudinal research to document how
terrestrial Hg transfers have changed overtime. Moreover,
little attention has been given to natural variation in envi-
ronmental factors, such as soil type, topography, watershed
size, and hydroclimatic cycling, even though they explain
Hg transfer in other regions (Babiarz et al. 1998; Hurley
et al. 1995; Maia et al. 2009; Moingt et al. 2013).
To address these gaps, this paper presents a longitudinal
study of total Hg (THg) loadings in sediments sampled in
eight floodplain lakes in the Tapajos River region. To
examine the combined influence of human activities and
Fig. 1 Tapajos River region and basins selected for this study. The river flows towards the Amazon at the estuary near Santarem
Arch Environ Contam Toxicol
123
environmental factors, THg profiles are analyzed in rela-
tion to hydrological and climate variables, watershed bio-
physical characteristics, lake morphology, and land-cover
change.
This unique study combines geo-spatial analyses with
the first substantial geo-chronological dating of multiple
sediment cores in the region. Lead-210 (Pb210) isotope
techniques are used to establish a timeline of THg accu-
mulation. The system can be compared before and after
anthropogenic activities and the impact of climate events
can be examined (Dearing 2008; Dearing et al. 2010).
Moreover, with multiple sampling sites, highly degraded
watersheds are compared with a pristine forested site.
Materials and Methods
Study Area: Tapajos River Region
The Tapajos River (Fig. 1) is a large tributary of the
Amazon River. It is a floodplain system characterized by a
strong seasonal flood pulse (Junk et al. 1989). Riverbanks
and shoreline lakes are inundated during the rainy season,
from December to May, when there is up to 300 mm of
precipitation per month (INMET 2012). During the
remainder of the year, water levels decrease and lakes are
partially or completely desiccated.
Shoreline lakes can be classified into two morphological
types, building on (Sippel et al. 1992). Lateral-levee lakes
(dish and channel lakes) are elliptical in shape and fed
directly from advection of the river. As such, there is a
short hydrological residency time, currents are at times
lotic, and limnology is primarily influenced by fluvial
forces. These lakes are considered to have a high connec-
tivity with the main river channel (Amoros and Bornette
2002). Blocked-valley lakes, on the other hand, are den-
dritic in shape and are usually linked to the river by canals.
These lakes generally exhibit weak currents (lentic), are
less influenced by the river, and have a higher residency
time. As such, these lakes have a lower connectivity with
the main river channel.
Regional vegetation is predominantly dry upland forest
(EMBRAPA 2007); however, crop and pasture cover has
increased in the past 40 years with agrarian development
and urbanization (Rozon et al. 2015). Riparian zones and
lake outlets are typically occupied by two types of vege-
tation: (1) diverse alluvial forest stands (igapos) that reduce
the flux of water and contaminants during the rainy season
(EMBRAPA 2007; Martinez and Le Toan 2007), or (2)
macrophytes: semi-aquatic, herbaceous reed beds that form
a permeable boundary during flooding (Dunne et al. 1998;
Junk 1997; Tockner et al. 2010). As such, the type of
floodplain vegetation growing at the lake–river boundary
also determines the level of connectivity (Amoros and
Bornette 2002).
Watershed Selection and Characterization
Eight floodplain lakes were selected for sediment sampling
(Fig. 1) according to the following criteria: (1) the extent
of deforestation in the watershed, (2) lake morphology and
connectivity, and (3) the logistical feasibility of sampling.
The geographic limits of each watershed was delimited
using GRASS—an open-source GIS platform (GRASS
Development Team 2012)—and a 30-m digital elevation
model (DEM) (Valeriano 2004) reconstituted from the
Shuttle Radar Topography Mission (SRTM) 90-m resolu-
tion model (USGS 2004).
Morphological and biophysical characteristics of
watersheds were then measured using the DEM and two
satellite images: a 2009 Landsat 7 TM image (available
from the U.S. Geological Survey: www.eros.usgs.gov) and
a 2008 SPOT image (graciously provided by the SEAS-
Guyane Project: www.seas-guyane.org). Variables mea-
sured included slope steepness, lake size, channel length,
and width of vegetation at the lake–river boundary. Soils
were classified according to the Brazilian national classi-
fication system (EMBRAPA 2006) using a map (scale
1:25000) developed by the Zoneamento Ecologico-Eco-
nomico (ZEE) project (Venturieri 2007).
Core Sampling and Sample Preparation
Between January and February 2009, sediments were sam-
pled near the outlet of each lake using a Wildco� hand core
sediment sampler (120 cm in length and 5 cm in diameter)
lined with PVC tubing. During the transition from the dry to
the wet season, water levels are low (around 3 m in depth)
and disturbance of the sediments and water column are
minimal, allowing for easy extraction and handling of sed-
iments. Local fishers also shared their knowledge of the lake
systems to help identify adequate sampling sites—areas of
the lake that are inundated, even in the peak of the dry
season. The sediments were then extracted from the PVC
tube and subsampled at 1-cm intervals. Because the action
of coring can cause mixing of sedimentary layers at the outer
edges of the core, only the center of each 1-cm slice was
retained for chemical analysis; the edges were removed and
put aside for physical analyses. Subsamples were transferred
to glass tubes and were immediately frozen for transporta-
tion to the laboratory.
Laboratory Analysis: THg, C, and N Measurements
All subsamples were freeze-dried. Sample weight was
taken before and after drying to measure water content.
Arch Environ Contam Toxicol
123
Density was measured at every 10 cm along cores by
drying a known volume of sediment (1 cm3) at 60 �C for
24 h. The particle size distribution of five subsamples from
the Araipa Lake were measured using a Beckman Coulter
Laser Diffraction Particle Size Analyzer (LS13320) and the
results were synthesized with the program Gradistat v.4
(Blott and Pye 2001). This lake was chosen over others,
because, as detailed below, it has the lowest sedimentation
rate at thus provides deeper insights into the past.
The following subsamples from each core were chosen
for chemical analysis: the first 15 cm followed by a sub-
sample every 5 cm (20 cm, 25 cm, 30 cm, etc.). If present,
minute traces of leaves, sticks, or other organic material
were removed. Freeze-dried subsamples were then ground
to a homogenous powder with an agate mortar and pestle.
THg was extracted using hydrochloric acid digestion
and the total content was measured using cold vapor atomic
fluorescence spectrometry (Pichet et al. 1999). This method
has a detection limit of 0.1 ng/g for a 250-mg sample. The
accuracy of the method was verified using a Mess-3 cer-
tified standard. Replicates were run on all samples to
ensure precision of THg measurements, with a standard
error ranging from 0 to 4.5.
Total carbon (C) and total nitrogen (N) measurements
were carried out. Samples were combusted in a Carlo Erba
(NA-1500) elementary analyzer attached to a Thermo
Scientific Delta V Advantage isotope ratio mass spec-
trometer, with a relative precision of ±5% (1r) corrected
for atomic weight (Verardo et al. 1990). Replicates were
run on all samples to ensure precision, with a standard error
ranging from 0.019 to 0.50 for C and 0.002 to 0.12 for N
measurements. Atomic C/N ratios were then calculated by
dividing the weight percentage of C to the weight per-
centage of N.
The Anthropogenic Sedimentary Enrichment Factor
(ASEF) was calculated for each of the THg profiles (Lu-
cotte et al. 1995). It is the ratio of the baseline THg content
to the surface level content. The baseline is defined as the
part of the profile before which there is an important and
continual increase in THg content towards the surface.
A Kruskal–Wallis nonparametric ANOVA test, designed to
identify significant differences in population medians, was
performed using the Kruskal.test function in the stats
package of R, an open-source data analysis software
(R Core Team 2012).
Radioisotope Dating
To estimate sedimentation rates and model sediment age,
four cores were selected for 210Pb radioisotope analysis.
These cores were chosen because their geochemical pro-
files exhibited minimal disturbance, which is important
for accurate geochronological modeling. Radiometric
measurements of 210Pb activity were carried out using the
method described by (Moingt et al. 2014). Chronology was
established using downcore unsupported 210Pb and a con-
stant rate of supply (CRS) model (Ghaleb 2009). The CRS
model was chosen, because it provides more accurate
results in Brazilian hydrographic basins compared with
other geochronological models (Bonotto and Garcıa-
Tenorio 2014). To validate sediment age predictions,
Cesium-137 radioisotope (137Cs) measurements also were
taken (Ali et al. 2008). Sediment accumulation rates were
then calculated using the CRS sedimentation rate (cm/year)
and the porosity (g/cm3) of subsamples.
THg accumulation rates were also calculated using the
sediment accumulation rate and THg content. For sub-
samples beyond the level of supported 210Pb activity, THg
accumulation was estimated using the oldest CRS accu-
mulation rate for a given sample. While recognizing that
chronologies using 210Pb are uncertain for ages over
130 years, we nonetheless extrapolate deeper into time for
visual and illustrative purposes.
Land-Cover Change
Land-cover change in the eight watersheds was calculated
using data and methods from (Rozon et al. 2015). In their
study, Landsat images from three non-consecutive years
(1986, 2001, and 2009) were classified into the following
classes: (1) slightly altered old growth forest, (2) advanced
secondary forest growth, (3) initial secondary forest growth,
(4) crop and pasture lands, (5) highly degraded pasture lands,
(6) exposed soils/urban areas, and (7) humid/flooded zones.
To improve the temporal resolution of land-cover change
data, the same procedure was applied to two additional
satellite images captured in 1975 (Landsat 2 MSS) and 1997
(Landsat 7 TM). For each watershed, the proportion of non-
forested area (sum of classes 3–7) was calculated.
To calculate the extent of deforestation in the greater
Tapajos River watershed, a compilation of yearly defor-
estation data from the Sistema de Deteccao de Desmata-
mento em Tempo Real (DETER) program (INPE 2012) and
data from the Brazilian Ministry of the Environment
(MMA/IBGE 2012) were used. All procedures were per-
formed using (GRASS Development Team 2012).
Climate and Hydrological Data
Data were acquired from a hydrological station (048280S,
558990W) and a weather station (048170S, 568000W) located
near the city of Itaituba (Fig. 1). These include: monthly
average precipitation from 1968 to 2010 (INMET 2012),
monthly average stream flow and water-levels of the
Tapajos River from 1972 to 2011 (Cochonneau et al. 2006),
and daily suspended sediment and flow from 1997 to 2012
Arch Environ Contam Toxicol
123
(Cochonneau et al. 2006). These stations offered the most
consistent measurements, are in closest proximity to the
sampling sites, and are downstream from all sampled lakes.
The loess model, a robust technique to extract patterns
in seasonal and cyclical datasets, was used to decompose
the climatological and hydrological data into seasonal,
trend, and irregular components (Cleveland et al. 1990).
Because residuals (irregularities) were randomly dis-
tributed and demonstrated no temporal trends, the additive
model was deemed an appropriate method for removing the
Table 1 Structural characteristics of sampled lake and their drainage basin
Lake Lake
size
(km2)a
Watershed
size (km2)
Watershed
to lake
ratio
Soil
classes
Mean
slope
steepness
(%)
Proportion of
slopes\10%
incline
Lake–river
ConnectivitybLake
Shape
Vegetation at
lake outlet
(widthc) (m)
Canal
lengthc
(m)
Araipa 3.0 217.79 69.47 58%
argisol
8.64 0.36 Medium–
high
Dendritic 2–5 (river) –
42%
latosol
10%
neosol
Bom
Intento
0.27 3.33 12.33 100%
latosol
10.28 0.44 Low Elliptical 5–8 (canal) 65
Brasilia 1.97 527.38 268.59 79%
argisol
3.73 0.63 Medium Elliptical 3–7 (river) –
11%
latosol
10%
neosol
Cupu 1.97 81.21 40.32 42%
argisol
2.98 0.33 Medium Dendritic 7–9 (canal) 26
58%
latosol
Ipanema 0.08 16.48 206.97 100%
latosol
8.06 0.34 Low Elliptical 1 (canal) 88
Ipaupixuna 1.27 91.37 71.98 80%
argisol
2.60 0.16 Medium–
high
Dendritic 1–4 (river) –
11%
latosol
9%
gleysol
Piracana 2.39 702.79 297.47 81%
argisol
3.26 0.43 Medium Elliptical 3–9 (river) –
17%
latosol
2%
gleysol
Torbias 0.21 115.08 553.19 70%
latosol
3.19 0.38 High Elliptical 0 –
27%
argisol
3%
neosol
a Mean lake size, calculated from multiple dry season measurements using classified satellite imagery (Rozon et al. 2015)b Connectivity with the main river channel at the time of sampling based on shoreline lake classifications by (Sippel et al. 1992). Connectivity is
a function of floodplain vegetation at the lake–river boundary and lake morphology. Note that these variables change over time due to natural
ecosystem successionsc Measured using dry season satellite imagery (Rozon et al. 2015). ‘‘River’’ indicates that the vegetated area separating the main river channel
from the lake was measured. ‘‘Canal’’ indicates that the lake is connected to the river by a canal, and so the vegetated area between the canal and
the main river channel was measured
Arch Environ Contam Toxicol
123
seasonal component from the original time-series datasets.
Suspended sediment and flow data were only available at
irregular time-steps, sometimes with months or years
missing between measurements; as such, trend analysis
was not feasible. All data manipulations and analyses were
undertaken with the zoo and stats packages in (R Core
Team 2012; Zeileis and Grothendieck 2005).
Results
Watershed Characteristics
The small and contiguous watersheds of Ipanema and Bom
Intento (Fig. 1) have some of the steepest slopes (average
steepness of 8.06 and 10.28%, respectively; Table 1).
Ipaupixuna and Cupu, on the other hand, have the flattest
topography (average steepness of 2.60 and 2.98%
respectively).
In most watersheds in the study region, Argisols are the
predominant soil class (similar to Ultisols of the U.S.
system) (Table 1). These are highly weathered soils that
exhibit leaching of the fine clay fraction to lower horizons.
However, in the Ipanema, Bom Intento, and Torbias
watersheds, soils are almost exclusively Latosols. These
soils tend to have higher Hg content due to elevated levels
of iron and aluminum sesquioxydes (Roulet et al. 1998b).
Lakes were categorized by their level of connectivity
with the main Tapajos River channel (Table 1). Bom
Intento Lake has low connectivity due to its dense vege-
tation at the lake outlet and long canal, which reduce the
flow of matter and energy between the lake and the river.
As such, Bom Intento is primarily fed from the surrounding
watershed and there is a high hydrological residence time.
Brasilia Lake does not have a canal and less vegetation at
the lake–river boundary. It was thus classified as having
mid-range connectivity with the Tapajos River (Table 1).
Conversely, Torbias Lake is directly linked to the Tapajos
River, separated only by a few macrophyte communities at
the lake–river boundary. With a highly permeable vegeta-
tive barrier, Torbias Lake is predominantly fed from
advection of the river and has a shorter residence time. The
lake was thus classified as having the highest level of
connectivity (Table 1).
Land-Cover Change
In 1975, all watersheds had close to 100% forest cover
(Fig. 2a). Since then, most watersheds have undergone
extensive forest loss, sometimes by up to 50%. However,
the Torbias watershed does not follow these trends. Instead,
forest cover has remained relatively constant over the past
40 years (Fig. 2a).
Deforestation was most acute in the Ipaupixuna water-
shed, followed closely by Piracana (Fig. 2a). These two
watersheds are located near the city of Itaituba (Fig. 1),
where urbanization has been ongoing since the early 1980s
(Rozon et al. 2015). Notably, however, Ipaupixuna’s land
cover stabilized after 1997. Bom Intento was deforested at
a faster rate and earlier relative to other watersheds in close
proximity (e.g., Cupu, Araipa, and Ipanema; Figs. 1, 2a).
Proportionally, the deforested area in Bom Intento parallels
that of Ipaupixuna; however, the net deforested area is
actually different between the two watersheds (2 and
32 km2 for Bom Intento and Ipaupixuna, respectively).
Bom Intento Lake’s relative rapid forest loss is thus a
function of its small size (Table 1).
Fig. 2 Total deforested area for selected watersheds (a) and for the
Tapajos River watershed (b) from the 1970s to present day
Arch Environ Contam Toxicol
123
Vegetation at the lake–river boundary has changed
overtime in some lakes. In the case of Araipa Lake, a
sparse barrier of pioneering trees was observed at the outlet
at the time of sampling. However, satellite imagery from
1975 shows that vegetation was minimal and discontinuous
in the past—comparable to the macrophyte barrier
observed in present day Lake Torbias. Similar transitions
were observed at the boundary of Cupu and Brasilia lakes.
Vegetation is thicker in present day satellite images,
pointing towards an increase in mature flooded forest cover
at these lake–river boundaries. The opposite, however, was
observed for Ipanema Lake. In 1975, the lake–river
boundary was thicker and in mature flooded forest cover,
while in 2009 this barrier was thinned (Table 1).
Cumulative deforested area in the greater Tapajos River
watershed (Fig. 2b) generally parallels the early temporal
trajectories in sampled watersheds. The region was mostly
forested before 1970, and there was a rapid increase in
deforestation between 1985 and 2004.
THg, C, and C/N Profiles
In general, a common trend is observed across THg profiles
(Fig. 3). Deeper within most profiles, THg content is rel-
atively constant, remaining around a general baseline value
ranging between 100 and 150 ng/g. At a depth of
40–60 cm, depending on the sample, there is a rapid
change in THg loadings, tending towards surface enrich-
ment. While there are fluctuations in THg content deeper
along some cores, for example Bom Intento, Torbias, and
Araipa lakes, these variations do remain about the baseline.
In the case of Piracana Lake, a baseline could not be
established, as the core is shorter (65 cm in length). It was
not possible to collect a deeper sample in this lake.
Fig. 3 Hg profiles of sampled sediment cores. Standard error bars are shown where there was discrepancy among replicates
Arch Environ Contam Toxicol
123
Fig. 3 continued
Table 2 Mean THg content,
ASEF values, and associated
statistics
Lake THg l ± q (ng/g) Baseline depth (cm) AEF F-stat ANOVA (p value)
Araipa 217 ± 26 40 1.14 56.52 \0.0001
Bom Intento 153 ± 37 45 1.88 39.70 \0.0001
Brasilia 142 ± 43 40 1.85 367.27 \0.0001
Cupu 109 ± 30 40 1.71 64.85 \0.0001
Ipanema 200 ± 24 30 1.09 7.25 0.0195
Ipaupixuna 1 98 ± 20 40 1.59 283.11 \0.0001
Ipaupixuna 2 98 ± 20 40 1.18 20.98 0.0007
Piracana 183 ± 26 40 1.54 112.3 \0.0001
Torbias 160 ± 14 40 1 0.000 1.000
The Kruskal–Wallis nonparametric ANOVA test is for the null hypothesis that enrichment is not signifi-
cant; that is, there is no statistical difference between the baseline and surface THg. The depth at which the
baseline begins is indicated. Two ASEF values were calculated for Lake Ipaupixuna because there are
changes in the THg trends at the surface: at 40 cm and again at 13 cm. Ipaupixuna 2 is calculated as the
THg for the all surface subsamples (from 35 to 1 cm), whereas Ipaupixuna 1 only considers THg loadings
only from the 35–13 cm subsamples
Arch Environ Contam Toxicol
123
In most sediment profiles, there is significant THg
enrichment towards the surface, with levels of 200 to
250 ng/g that are typical of surface sediments in the region
(Roulet et al. 2000) (Table 2). In Brasilia, Cupu and Bom
Intento lakes, surface THg content has nearly doubled from
baseline levels (Table 2; Fig. 3). On the other hand, there is
no significant increase for the Torbias profile (p = 1.000;
Table 2). Surface THg enrichment in Ipanema and
Ipaupixuna lakes is significant, but not statistically strong
(Table 2).
The C and C/N profiles also indicate common trends
among most cores (Fig. 4). While variations deeper in the
cores vary, all profiles have pronounced surface level
enrichment of C content. Interestingly, Araipa, Torbias,
Brasilia, Cupu and Ipanema cores demonstrate strikingly
similar C profiles. Variations are most extreme in the
Torbias sample. This trend corresponds to a decrease in C
approximately 40–60 cm and a marked increase again after
20–10 cm. In all cases, the C/N ratios follow a similar
trajectory to C profiles. Two of the largest lakes,
Fig. 4 Proportion of total C and C/N atomic ratios for sampled cores. Solid circles represent %C and squares represent C/N ratios. Standard
error bars are shown for replicates. Note different scales are sometimes used to facilitate interpretation and visualization of the profiles
Arch Environ Contam Toxicol
123
Ipaupixuna and Piracana (Table 1), however, exhibit
smaller variations in C content, tending to increase at the
surface. Their C/N ratios remain relatively constant with a
slight downward trend towards the surface. This is due to
an increase in C content while N remains constant. The C
profile of Bom Intento Lake is unique. There is a constant
and increasing trend along the core, tending towards very
high values at the surface (Fig. 4).
Water content remains fairly constant in Bom Intento,
Piracana, and Ipaupixuna samples, followed by a sharp
increase at the surface (Fig. 5). In Araipa, Torbias, Ipa-
nema, and Brasilia lakes, both dry density and water con-
tent vary considerably along cores, although these two
variables consistently maintain an inverse relationship
(Fig. 5). Visual inspection of these samples indicated that
sediments were finer and more clayey in Torbias, Araipa,
and Ipanema lakes at a mid-depth of about 20–50 cm
(depending on the core). At this depth, water content is
very low and density is high. Sediments became notably
more granular towards the surface, where densities are
lower and water content is higher.
Granulometric analysis of five subsamples from Araipa
Lake confirms that there were important texture changes
along the core (Fig. 6). These changes correspond to
fluctuations in density and water content (Fig. 5). For
example, clay particle content is highest at 30 cm, when
Fig. 4 continued
Arch Environ Contam Toxicol
123
density is highest and water content is low. Deeper along
the core, at 80 cm, there is markedly less clay. This cor-
responds to low density and high water content. Given the
links between granulometric changes and density and water
content in the Araipa sample, it is assumed that similar
textural changes occurred in sediment samples from Ipa-
nema, Brasilia, and Torbias lakes.
Sedimentation Rates and Sediment Age
The results of the radioisotope analysis show that 210Pb
supported activity is reached at about 20 cm for both Cupu
and Brasilia cores. On the other hand, supported activity
was measured much deeper in the Bom Intento core
(50 cm) and closer to the surface in Araipa (15 cm; Fig. 7).210Pb activities generally follow a classic radioactive decay
curve. There are, however, signs of disturbance regimes in
sediment samples. This is likely due to natural (hydrolog-
ical) resuspension or bioperturbation processes. Such dis-
turbances rendered dating other samples of interest, notably
the Torbias core, unfeasible.
Sedimentation rates are high at the surface of sediment
cores (Fig. 7). This corresponds to the onset of significant
increases in THg content (Fig. 3; Table 2). In Araipa Lake,
the sedimentation rate doubled between 15 cm and the
surface (0.25–0.59 cm/year). In contrast, the sedimentation
rate in Cupu Lake varied slightly over time (0.21 cm/year
at a depth of 40 cm, 0.23 cm/year at the surface). In both
Fig. 5 Density and water content profiles of sampled cores. Circles represent density measurements and squares represent percent water content
Arch Environ Contam Toxicol
123
Brasilia and Bom Intento lakes, sedimentation rates
increased by nearly fourfold (0.11 cm/year at a depth of
40 cm, 0.41 cm/year at the surface) and fivefold (between
0.23 cm/year at a depth of 65 cm, 1.25 cm/year at the
surface) respectively.
To correct for the effect of changing sedimentation rates
over time, THg accumulation was calculated (Fig. 7). The
four lakes show a similar timeline of events with respect to
THg accumulation. Although variations were observed in
the 1920s–1960s, it is not until after the 1970s that there
was a notable shift in THg fluxes to lacustrine sediments.
This is most pronounced in Brasilia and Bom Intento Lakes
(Fig. 7). In Cupu Lake, annual accumulation follows this
temporal trend; however, the net amount of THg input is
relatively lower compared to other lakes.
Hydro-Climatological Trends
Figure 8 shows monthly hydro-climatological data with the
regular seasonal component removed. Within the time
period analyzed, no overall increasing or decreasing trends
are observed for monthly flow and water level data
(Fig. 8). Notwithstanding, the effect of El Nino Southern
Oscillation (ENSO) (cycle with 3- to 5-year periodicity)
(Botta et al. 2002; Marengo 2009) is apparent in these
hydrological datasets (Fig. 8). In particular, there was a
Fig. 5 continued
Arch Environ Contam Toxicol
123
period of frequent El Nino events from the late 1980s until
the beginning of the 21st century (Marengo 2004, 2009),
resulting in very low water-levels (Fig. 8).
The monthly precipitation trend shows a shift in 1982
(Fig. 8). This corresponds to a period of low rainfall
between the 1950s and 1980s in the Amazon, attributed to
long-term hydroclimatic cycles with a 28-year periodicity
(Botta et al. 2002; Marengo 2009). Although there are
reports of an overall drying trend in the greater Amazon
basin, regional variations in rainfall are notable (Duffy
et al. 2015; Foley et al. 2002), and there is evidence of a
modest positive trend in precipitation in the northern
region1 (Marengo 2009).
Daily flow measurements in the Tapajos River are highly
cyclical, due to seasonal flooding (Fig. 9). Peak sediment
loadings were measured in 2009–2010, whereas flow
remained within the seasonal range (Fig. 9). With long gaps
in the time-series data, it could not be determined if sediment
loadings significantly increased between 1997 and 2012.
Continuous data from 2005 to 2012, however, indicates that
suspended sediment measurements remained relatively low
until 2010, when a single event increased loadings.
Discussion
There has been an important shift in the geochemical
composition of lacustrine sediments in the Tapajos River
region in the last century. A significant enrichment of THg
content was observed at the surface of all sampled sedi-
ments, with the exception of the Torbias Lake core (Fig. 3;
Table 2). Most saliently, THg fluxes began increasing after
the 1970s (Fig. 7). This appears to be linked to the onset of
land-cover changes in the region (Fig. 2) as well as shifts in
climate (Fig. 8).
In the past 40 years, there has been extensive defor-
estation of dryland and seasonally flooded forests (igapos)
for ranching and agriculture (Oestreicher et al. 2014;
Rozon et al. 2015). Land-cover changes accelerate erosion
and leaching (Foley et al. 2005; Lal 2001), mobilizing soil
particles and naturally occurring elements, such as Hg
(Farella et al. 2006; Roulet et al. 1999, 2000). The heavy
metal then accumulates in lake sediments, as observed in
this study (Fig. 7). Although there was a brief gold rush in
the 1980s/1990s in the Tapajos region (Bezerra et al.
1996), profiles show no peak in THg at this time (Fig. 7).
This indicates that the effect of mining on THg fluxes is
likely minimal compared with land-cover change (Roulet
et al. 1998a, 1999).
Indeed, in the Torbias watershed, where land-cover
change has been negligible (Fig. 2), no significant surface
enrichment was observed (Table 2). Under primary forest
cover, raindrop impact on soils is limited and rainwater
tends to percolate through soil horizons (Fostier et al.
2000). As such, runoff, erosion, and overall Hg loss is
significantly lower on forested soils compared with agri-
cultural areas (Almeida et al. 2005; Beliveau et al., in
press).
Increased THg fluxes also correspond to a shift in pre-
cipitation in the 1980s and the onset of more frequent El
Nino events in the past 25 years (Fig. 8) (Marengo 2009).
Consequently, there have been more severe droughts
(Fig. 8) and more frequent and extreme short duration
rainfall events in this region (Marengo et al. 2009; Val-
verde and Marengo 2014). With stronger raindrop impact,
particularly after prolonged dry seasons, coarse particles
are more likely to be eroded (Beliveau et al., in press). In
the highly deforested Araipa watershed, for example,
coarse (sand) particles were measured only at 10 cm and
no other depth (Fig. 6). This corresponds to the 1980s
according to geochronological modeling (Fig. 7), when the
area deforested increased by more than 20% in a short time
(Fig. 2). Coarse sediments were similarly found at the
surface of the Ipanema and Cupu cores. Intensification of
drought periods also results in forest loss due to fires and
tree mortality (Malhi et al. 2008), further increasing the
risk of erosion. This indicates that a combination of both
land-cover change and climate variability are likely driving
increased THg loadings in sediments in the Tapajos River
region over the past decades.
The surface enrichment of THg in recent years (Fig. 3)
also may be explained by the complex feedbacks between
Fig. 6 Granulometry of selected sub-samples from the Lake Araipa
core
1 When the effect of increasing El Nino events is removed.
Arch Environ Contam Toxicol
123
climate, land-cover, and the biogeochemical cycling of
mercury (Roland et al. 2012). For example, deforestation
and climate change also increase the pH and temperature of
the aquatic environment (Batalha et al. 2014; Lacerda et al.
2012; Marengo et al. 2009). Such a shift in physiochemical
conditions promotes the sedimentary sequestration of Hg
from the suspended or dissolved fractions of the water
column in the tropics (Chakraborty and Babu 2015).
However, it is likely that deposition of terrestrial matter is
the primary mechanism of Hg accumulation in sediments,
given that sedimentation rates and THg content have sub-
stantially increased over time (Fig. 7). Nonetheless, Hg
isotopic analysis of mass-dependent and mass-independent
fractionations would complement these findings and help
to understand better the behavior, fate, and origin of the
metal in the floodplain system (Blum et al. 2014).
In addition to climate and land-cover change, watershed
biophysical characteristics explain THg accumulation
profiles (Fig. 7). Sediment yield and hydrologic response
are scale-dependent processes (Chang 2003; Merten et al.
Fig. 7 Total Pb210 activity for the four lakes and the CRS age and estimate Hg flux. Standard error bars are shown where there was discrepancy
among replicates
Arch Environ Contam Toxicol
123
2016), such that smaller watersheds, like Bom Intento or
Ipanema (Table 1), can accumulate sediments (and asso-
ciated Hg) more quickly (Fig. 7). As such, the response to
land use change, and even climate variability, may be
amplified (Krishnaswamy et al. 2001) (Fig. 7). In larger
watersheds, such as Araipa, Ipaupixuna, and Piracana
(Table 1), hydrologic flow paths are longer and soil parti-
cles are trapped in gullies, bottom slopes, or other sedi-
mentary sinks in the basin (Hamilton and King 1983;
Krishnaswamy et al. 2001). As such, the response to land
use change is dampened in larger basins (Fig. 7). Similarly,
erosion is more pronounced on steep slopes, so farming on
these areas can contribute substantially to Hg accumulation
in sediments (Belanger 2012; Beliveau et al., in press). The
Bom Intento watershed has some of the steepest slopes and
Latosol soils (Table 1), known to have high Hg loadings
(Roulet et al. 1998b). Accordingly, some of the highest
levels of sedimentary THg were measured in this lake
(Fig. 3; Table 2).
In this sense, the spatial arrangement of the landscape is
important, including where deforestation occurs. Distur-
bance of riparian vegetation can increase the flow of soil
particles and contaminants, because it acts as a buffer
between the terrestrial to aquatic systems (Fennessy and
Fig. 7 continued
Arch Environ Contam Toxicol
123
Cronk 1997). In Bom Intento Lake, one-third of seasonally
flooded forests in the riparian zone were removed between
1997 and 2001, corresponding to the most important
increase in THg accumulation rates in this sample (Fig. 7).
In fact, approximately 75% of this sensitive ecotone had
been deforested or degraded in all watersheds at the time of
the study—with the exception of Torbias Lake.2 On the
other hand, the preservation of riparian zones can limit
sediment and THg fluxes to waterbodies (Celentano et al.
2016).
Vegetation at the lake outlet also will affect sedimentary
dynamics, because it regulates lake–river connectivity
(Amoros and Bornette 2002). For example, in the late
1980s, the seasonally flooded forest at the lake–river
boundary of Ipanema Lake was slashed and burned; this
caused extreme flood pulses in the years that followed, as
the lake abruptly transitioned to an open system. Indeed,
there is evidence of this in the Ipanema core: a decrease in
organic C content and increase in density at around
30–40 cm (Figs. 4, 5), which corresponds to textural
changes (coarser particles) and the presence of charcoal in
the sample. These physiochemical shifts appear to be due
to the fact that in seasonally flooded forests, sedimentary C
content is elevated owing to high ecosystem productivity
(Kalliola et al. 1991) and water flow is lower compared to
permeable and connected systems (Dunne et al. 1998; Junk
1997; Tockner et al. 2010). Evidence of a similar transition
in lake–river connectivity is found deep in the core of Lake
Araipa (40–60 cm; Figs. 5, 6). Because there is no satellite
imagery or hydroclimatic data from this time, it is unclear
whether this was due to human activity or natural events
(e.g., extreme floods, fire) (Junk and Piedade 2011; Salo
et al. 1986; Worbes et al. 1992). Notably, Cupu and Bra-
silia lakes have strikingly similar C and density profiles
(Figs. 4, 5), suggesting that lake–river connectivity also
may have changed over time.
Connectivity also explains the unique variations in the
Torbias Lake THg profile (Fig. 3). With its elliptical
shape and macrophytes (floating reed beds) growing at the
outlet, the lake–river boundary is highly permeable (Junk
1997; Junk and Piedade 2011; Sippel et al. 1992). As
such, this open lake system is strongly influenced by the
Tapajos River (Amoros and Bornette 2002), leading to
seasonal resuspension of sediments and mixing of par-
ticulate matter (Tockner et al. 2010; Tockner and Stanford
2002). Furthermore, there is considerable seasonal varia-
tion of THg levels in the waters of the Tapajos (Roulet
et al. 1998a). Given this, the unique THg profile in this
core is likely due to the fluctuations of flow and suspended
sediments in the main river channel (Fig. 9) (Aalto and
Nittrouer 2012; Maurice-Bourgoin et al. 2007). In par-
ticular, the frequency of El Nino events (Fig. 8) is an
important driver of episodic deposition in floodplains, the
effect of which has been observed in stratigraphic records
elsewhere in the Amazon (Aalto et al. 2003).
While lake–river connectivity clearly affects sedimen-
tary dynamics, it seems to have little effect on THg accu-
mulation. Deeper in many cores, THg content and
accumulation rates fluctuate but remain close to baseline
values. This provides further evidence that recent land-use
change is the primary source of Hg deposition in surface
Fig. 8 Long-term hydrological and rainfall data from the Itaituba
station (Fig. 1) decomposed into the estimated trend and the
seasonally adjusted values. Dotted lines represent the mean and
standard deviation (1r) for the datasets. Arrows indicate strong El
Nino years
2 The riparian zone is considered to be a 100-m buffer zone around
the lake limits. Calculated using data from (Rozon et al. 2015).
Arch Environ Contam Toxicol
123
sediments and that the metal originates from the local
drainage basin (Belanger 2012).
Conclusions
In areas where land-cover changes have occurred, a sig-
nificant enrichment of THg was documented at the surface
of lacustrine sediments in the Tapajos River. This is a
serious concern for environmental and human health in the
region. New road developments and hydroelectric dam
projects are planned for the near future, and they will
promote further deforestation of upland forests. Moreover,
disturbance of vegetation in sensitive areas merits consid-
eration in management strategies and development plan-
ning—this includes riparian zones and the lake–river
boundary with its unique seasonally flooded ecosystem.
These areas are key determinants of THg accumulation and
sedimentation dynamics, as they regulate the connectivity
between terrestrial and aquatic ecosystems and between the
lake and the river. Given this, future research should
examine the spatial configuration of land-cover change to
better quantify the extent to which these areas regulate the
flux of contaminants in tropical floodplain systems. Hydro-
climatic cycles and events also influence THg accumula-
tion and sedimentary dynamics in the floodplain. Because
shifts in climate variables occurred at the same time as
land-cover changes, this study cannot determine the rela-
tive contribution of anthropogenic disturbances and climate
factors on THg. Nonetheless, it seems important for future
research to include climate change in study designs, par-
ticularly if rainfall anomalies and seasonal flooding
become more extreme or if river chemistry shifts.
Acknowledgements This study was performed as part of the Poor
Land Use, Poor Health Project (PLUPH 2012), a research endeavor
that examined the interconnections between environmental change
and human health in the Brazilian Amazon in 2008–2012. This
research was made possible through funding by the Global Health
Research Initiative (GHRI), the International Development Research
Centre (IDRC), the GEOTOP strategic cluster, the Canadian National
Research council (NSERC), and the Quebec Research Foundation
Fig. 9 Recent daily flow and
sediment loadings of the
Tapajos River from the Itaituba
station (Fig. 1)
Arch Environ Contam Toxicol
123
(FQRNT). The authors thank Sophie Chen, Bassam Ghaleb, Leandra
Fatorelli, Annie Beliveau, Stephane Tremblay, Jose Raimundo Serra
Nogueira (Ray), Chiquinho, Naldo, Marie Tissot, Joevin, Pierre
Taillardat, and Carlos Jose Passos. They graciously assisted with data
collection and analysis, provided their local and specialized knowl-
edge, or gave key insights, suggestions, and logistical support that
made this paper possible. Many thanks to the community members
who participated in this study.
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