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Vol. 5, 657-666, August /996 Cancer Epidemiology, Biomarkers & Prevention 657
Review
Epidermal Growth Factor Receptor Tyrosine Kinase Inhibitors as
Potential Cancer Chemopreventives
Gary J. Kelloff,’ Judith R. Fay, Vernon E. Steele,Ronald A. Lubet, Charles W. Boone, James A. Crowell,and Caroline C. Sigman
Chemoprevention Branch. Division of Cancer Prevention and Control,
National Cancer Institute, Bethesda, Maryland 20892 [G. J. K., V. E. S.,
R. A. L.. C. W. B., J. A. Cl. and CCS Associates, Mountain View, California94043 [J. R. F., C. C. 5.1
Abstract
Among the most important targets for chemopreventiveintervention and drug development are deregulated signaltransduction pathways, and protein tyrosine kinases arekey components of these pathways. Loss of tyrosinekinase regulatory mechanisms has been implicated inneoplastic growth; indeed, many oncogenes code foreither receptor or cellular tyrosine kinases. Because of itsderegulation in many cancers (bladder, breast, cervix,colon, esophagus, head and neck, lung, and prostate), theepidermal growth factor receptor (EGFR) has beenselected as a potential target for chemoprevention.Because growth factor networks are redundant, selectiveinhibition of signaling pathways activated in precancerousand cancerous cells should be possible. Requirements forspecific EGFR inhibitors include specificity for EGFR,high potency, activity in intact cells, and activity in vivo.
Inhibition of autophosphorylation is preferred, because it
should result in total blockade of the signaling pathway.Inhibitors that compete with substrate rather than at theATP-binding site are also preferable, because they arenot as likely to inhibit other ATP-using cellular enzymes.
Several classes of specific EGFR inhibitors have beensynthesized recently, including structures such asbenzylidene malononitriles, dianilinophthalimides,quinazolines, pyrimidines, [(alkylamino)methyl]-acrybophenones, enollactones, dihydroxybenzyl-aminosalicylates, 2-thioindoles, aminoflavones, andtyrosine analogue-containing peptides. A possible testingstrategy for the development of these and other EGFRinhibitors as chemopreventive agents includes thefollowing steps: (a) determine EGFR tyrosine kinaseinhibitory activity in vitro; (b) evaluate EGFR specificityand selectivity (relative to other tyrosine kinases andother protein kinases); (c) determine inhibition of EGFR-mediated effects in intact cells; (d) determine inhibition ofEGFR-mediated effects in vivo (e.g., in nude mouse tumor
xenografts); and (e) determine chemopreventive efficacyin vivo (e.g., in the hamster buccal pouch or mouse or ratbladder).
Mechanism-based Strategies in the Development ofCancer Chemopreventive Agents: Signal TransductionPathways
A successful and comprehensive strategy to address the cancerproblem encompasses both preventive and therapeutic ap-
proaches. Several types of prevention programs can be envi-
sioned; one is chemoprevention, which involves prophylacticintervention with drugs or micronutrients to inhibit, delay, or
reverse the carcinogenic process before malignancy. Develop-ment of agents that can be used for this type of proscriptiveintervention involves numerous research avenues, including
identification of chemicals that prevent tumorigenesis in animalmodels or in relevant in vitro screening assays. Another ap-proach is to target specific mechanisms involved in the carci-nogenic process. Such a rational, targeted strategy toward de-velopment of chemopreventive drugs has been facilitated by
increased understanding of the biochemical and genetic abnor-malities involved in carcinogenesis. Discovery of agents withnovel mechanisms of action that counter these abnormalitiesand have chemopreventive potential is a major focus of theNational Cancer Institute Chemoprevention Branch drug devel-
opment program (1-3).
One of the most significant advances in recent years isincreased understanding of the biochemical control mecha-nisms involved in regulating cell growth and development.
Cells respond to signals from extracellular stimuli via a com-plicated network of highly regulated events, collectively re-ferred to as signal transduction pathways. Stimulation of thesepathways results in changes in transcriptional activity (re-viewed in Refs. 4 and 5). Although normal cells respond
appropriately to extracellular stimuli, many precancerous and
cancerous cells have lost this ability and display aberrant sig-
naling (reviewed in Ref. 6).Numerous places to interfere with deregulated signaling
pathways can be targeted as potential sites for chemopreventiveintervention. Key components of these pathways are the PTKs,2which catalyze the transfer of the ‘y-phosphate of ATP to thehydroxyl group of tyrosine on numerous proteins (7). Loss ofPTK regulatory mechanisms has been implicated in neoplasticgrowth; indeed, many oncogenes code for PTKs (reviewed inRefs. 8 and 9).
Received 2/2/96; revised 5/7/96; accepted 5/8/96.
The costs of publication of this article were defrayed in part by the payment of
page charges. This article must therefore be hereby marked advertisement in
accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
I To whom requests for reprints should be addressed. at ChemopreventionBranch, National Cancer Institute, Executive Plaza North, Suite 201, 6130
Executive Boulevard, Bethesda, MD 20892.
2 The abbreviations used are: PTK. protein tyrosine kinase; AR, amphiregulin;
CThJ, cervical intraepithelial neoplasia; CIS, carcinoma in situ; CSF-lr, colony-
stimulating factor I receptor; DMBA, 7, 1 2-dimethylbenz(a)anthracene; EGFR.epidermal growth factor receptor; ER, estrogen receptor; HPV, human papillo-
mavirus; IHC, immunohistochemical; tNSr, insulin receptor; PDGFR, platelet-
derived growth factor receptor; PK, protein kinase; 5CC, squamous cell carci-
noma; TGF-a, transforming growth factor a; DAPHI, 4.5-dianilinophthalimide;
DAPH2, 4,5-bis(4-fluoroanilino)phthalimide.
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Plasma
Membrane
TGFct, Other Ligands
658 Review: EGFR Inhibitors as Cancer Chemopreventives
Two general classes of PTKs are currently recognized:receptor tyrosine kinases, which receive signals directly
through their extracellular domains; and cellular tyrosine ki-nases, which are signal transducers (reviewed in Ref. 10).
Specific PTKs activated during the development of many hu-man neoplasias have been identified. Examples of aberrant
expression of receptor PTKs are EGFR in head and neckcancers ( I I ), p 1 85�-erhB.2 in breast and ovarian cancers, andPDGFR in glioblastomas and breast cancers (reviewed in Ref.
12).
Targeting Specific PTKs: EGFR
Based on the redundancy of growth factor networks, selective
inhibition of signaling pathways activated in precancerous andcancerous cells should be possible. Proliferation of normal cellsis dependent on more than one growth factor, and one growthfactor activates multiple intracellular signaling pathways. Nu-merous genetic knockout experiments have established that if a
particular growth factor-signaling pathway is inactivated, analternative pathway takes over (reviewed in Refs. 8 and 12).
Because overexpression or mutation of an oncogene can lead toconstitutive activation of a single signaling pathway, inhibitionof this specific pathway should not disturb other pathways
necessary for normal cell function. Thus. inhibiting specificPTKs activated in target tissues should result in fewer effects onthe growth of normal compared with precancerous or cancerouscells (reviewed in Refs. 8 and 12).
As noted above, many specific PTKs associated with can-cers of various organs have been identified. One of the mostextensively studied is the product of the c-erbB-1 proto-onco-
gene. EGFR (reviewed in Refs. 13 and 14). Disrupting theEGFR-mediated signaling pathway represents a novel approach
for cancer prevention. The rationale for using EGFR antago-nists as chemopreventive agents, analysis of potential clinicallyrelevant target organs, and identification of inhibitors withspecificity toward intrinsic EGFR tyrosine kinase activity arethe subjects of this review.
EGFR and Signal Transduction
EGFR is a I 70-kilodalton transmembrane protein that is amember of a family of related receptor PTKs that also includesthe proteins encoded by the c-erbB-2 (neu), c-erbB-3, andc-erhB-4 genes (reviewed in Ref. 15). Presently recognized
EGFR ligands are EGF, TGF-a, AR, betacellulin, and heparin-binding EGF (reviewed in Ref. 16). Some ligands includingAR, EGF, and TGF-a are capable of acting as inhibitors, as
well as stimulators, of cell proliferation, depending on thespecific circumstances (reviewed in Ref. 17). The importance
of EGF and TGF-a in controlling cell growth has been wellestablished (reviewed in Refs. 14 and 16); the importance ofother ligands is only beginning to be explored.
Activation of EGFR can occur via autocrine (ligands se-creted by the same cell), paracrine (ligands secreted by othercells), or juxtacrine (membrane-bound forms of growth factorsactivate the receptor on adjacent cells) mechanisms (reviewed
in Ref. 15). On ligand binding, EGFR dimerizes with neigh-boring receptors and is autophosphorylated at three major ty-rosine residues (reviewed in Ref. I 8). Subsequently, the recep-
tor interacts with a number of proteins that are elements ofsignal transduction pathways, including phospholipase Cy,
phosphatidylinositol-3’-kinase, growth factor receptor-binding
protein 2, Src family kinases, and components of the Jak/STATpathway (Fig. I; reviewed in Refs. 19 and 20).
Nuclear
Membrane
Fig. 1. Signal transduction via the EGFR pathway. On ligand binding. EGFR
dimerizes with neighboring receptors and is autophosphorylated at three major
tyrosine residues. Subsequently. the receptor interacts with several proteins,
which are elements of signal transduction pathways. including phospholipase C’y
(PLC’y), phophatidylinositol-3’-kinase (P13-Kinase), growth factor receptor bind-
ing protein 2 (Grb2, Src family kinases, and components of the Jak./STAT
pathway. MAPK, mitogen-activated protein kinase.
Association of EGFR with Carcinogenesis
General Considerations
Deregulated expression of EGFR and its ligands has beenassociated with the development of neoplasia in both animalsand humans. Aberrant EGFR signaling can occur with receptoroverexpression or with mutated forms of the receptor. Bothmethods of activation have been associated with human can-
cers, although overexpression is much more common. The mostfrequently identified receptor mutant, EGFRvIII, has lost amino
acids 6-273. This truncation results in ligand-independent ty-
rosine kinase activity, altered subcellular location, increasedstability (21, 22), and enhanced tumorigenicity (23). Until re-cently, this mutation had only been identified in a limitednumber of gliomas. However, using more sensitive methods, ithas been detected in up to 57% of high-grade and 86% oflow-grade glial tumors, 78% of breast cancers, 73% of ovariancancers, and 16% of non-small cell lung cancers, but not in anynormal tissues examined to date (24-26). EGFR overexpres-sion generally occurs in the absence of detectable alterations in
the gene, although some cases of amplification and rearrange-ment have been observed (reviewed in Ref. 27). Recently, Soberet a!. (28) reported that the elements of the signal transduction
pathway activated by EGFR are determined by the level ofreceptor expressed. At physiological receptor levels, EGF bind-
ing results in phosphorylation of Src homology 2 domain-containing proteins, which is sufficient to induce a normal
mitogenic response. However, when expression of EGFR isincreased, other substrates, such as phospholipase Cy and Ras-GAP, become phosphorylated. This may explain, at least in
part, how EGFR overexpression contributes to carcinogenesis.Increased expression of the EGFR ligands, particularly
TGF-a, has also been linked to tumorigenesis. Transgenic miceoverexpressing TGF-a develop benign skin lesions and cancersof the liver and mammary gland (29, 30). TGF-a can cooperatewith both viral and cellular oncogenes in the induction ofneoplasia in multiple tissues (31, 32), and evidence to support
a role for TGF-a in transformation independent of its stimula-tory effects on cell growth has been presented (33). EGF has
also been associated with carcinogenesis both in vitro and in
vivo (reviewed in Ref. 34). Additionally, the oncogenic action
of ras genes may be mediated in part by the EGFR-signalingpathway; both TGF-a (35) and other ligands (36) have beenimplicated.
on February 13, 2020. © 1996 American Association for Cancer Research. cebp.aacrjournals.org Downloaded from
Cancer Epidemiology, Biomarkers & Prevention 659
Role of Aberrant EGFR Signaling in the Development of
Specific Human Cancers
Abnormalities in the EGFR-signaling pathway have been
associated with the development of many human cancers, al-though in most tissues, the precise role remains unclear. Muchof the available clinical data have been generated from studies
of established cancers. These investigations have shown that in
some organs, EGFR is overexpressed in a subset of cancers;
overexpression may or may not be associated with poor prog-nosis (reviewed in Ref. 14).
Targets for chemopreventive intervention are tissues inwhich aberrant EGFR-mediated signal transduction occurs at a
relatively early time point during tumor development: bladder,
breast, cervix, colon, esophagus, head and neck, lung, andprostate. Examination of changes in EGFR signaling during
premalignant stages of carcinogenesis has been less extensively
studied than in fully transformed tissues. However, two general
patterns have emerged (discussed in detail below). The first
pattern is a trend toward increased expression of EGFR during
the early stages of carcinogenesis, followed by receptor down-regulation. often subsequent to increased ligand production.
This pattern has been observed, for example, in the lung, cervix,and prostate.
The second recurring pattern observed is expansion ofreceptor and/or ligand expression from a subset of cells innormal tissue (usually in the basal layer) to extended cellular
layers during neoplastic progression (e.g. , head and neck, blad-der, and cervix). These changes in cellular distribution are
usually detected using IHC techniques, which allow the main-
tenance of tissue architecture. However, it should be noted thatchanges in receptor distribution can be obscured by the use of
ligand-binding assays, which, despite their increased sensitivityrelative to immunohistochemistry, generally necessitate the use
of tissue homogenates.
Furthermore, interpretation of clinical studies has beenclouded by the use of “normal-appearing” tissue from cancer
patients to determine normal receptor and ligand expressionpatterns and levels. It is well known that field-wide damageoccurs in many tissues exposed to a common carcinogen orharboring a genetic defect. This helps explain the increased risk
that persons who have been treated for a primary tumor exhibitfor the development of second primary tumors (37); indeed,such “cured” cancer patients are important cohorts for chemo-
prevention clinical trials. Because changes in expression may
occur during the very early stages of tumorigenesis, they wouldlikely be overlooked if histologically normal tissue from cancer
patients were used to assess normal tissue levels. For example,such early changes have been noted in expression of EGFR
during the development of oral cancers (see below).
Head and Neck. Increased expression of EGFR protein hasbeen found in histologically normal tissue adjacent to head and
neck SCC compared with cancer-free, non-smoking controls(I 1). Levels of EGFR remained elevated but did not increase in
hyperplastic and dysplastic tissue; a second large increase in
receptor levels was noted in carcinomas. Additionally, althoughonly the basal layer expressed EGFR in the normal epithelium,
expression expanded to all layers, including the superficiallayer, during neoplastic progression. Increased levels of EGFR
and TGF-a mRNA have also been found in histologically
normal mucosa isolated from head and neck SCC patientscompared with noncancer controls (38).
Deregulated signaling through the EGFR pathway has alsobeen examined at specific head and neck cancer sites. Tumorand normal-appearing mucosal samples from patients with oral
SCC, as well as the normal-appearing oral mucosa of heavydrinkers and smokers, displayed increased EGFR expression
compared with levels detected in healthy, non-drinking, non-smoking controls (39). Shirasuna et a!. (40) reported EGFRexpression limited to the basal cells in oral mucosa from
healthy normal controls but extending to other cell layers in oralleukoplakia. Connective tissue from normal controls stainedweakly for EGF, and the intensity increased as lesions pro-
gressed to higher degrees of dysplasia, with the strongest stain-ing in carcinomas. Taken together, these observations suggest
that deregulated expression of EGFR and ligands is an earlyevent during the development of head and neck cancers.
Retinoids prevent the development of second primary tu-mors in cured head and neck cancer patients (41), and these
effects have been suggested to result from down-regulation ofEGFR and TGF-a (38). Some (42) but not all evidence supports
a role for modulation of the EGFR-signaling pathway in the
a.ntiproliferative effects of retinoids in head and neck cancers(43).
Lung. In biopsy specimens from heavy smokers, the percent-
age of cells expressing EGFR increased as the degree of bron-chial epithelial changes progressed from normal appearing tosquamous metaplasia to dysplastic squamous metaplasia to CIS
(44). However, the percentage of positively staining cells wasdecreased in SCC relative to CIS. A shift in the distribution ofcells expressing EGFR was also noted. In the normal epithe-
hum, EGFR was only expressed in the basal layer, but asneoplasia progressed, EGFR extended upward through the ep-
ithelial layer to occupy the full thickness of the epithelium.
It should be noted that abnormal EGFR distribution has
been observed in reactive (squamous metaplasia and inflam-matory atypia) as well as precancerous (dysplasia and CIS)
bronchial lesions associated with both non-small cell lung can-
cer adenocarcinomas and SCC; however, staining was moreintense and involved more of the superficial layer of the epi-
thelium in precancerous compared with reactive lesions. Simul-taneous aberrant expression of EGFR and p53 occurred in SCCand associated preinvasive lesions but not adenocarcinomas
(45).
Esophagus. Deregulated EGFR-mediated signaling has beenlinked to the development of both esophageal adenocarcinomas
and SCC. In Barrett’s mucosa, a premalignant lesion associatedwith the development of esophageal adenocarcinoma, EGFR
and TGF-a expression increased with higher degrees of dys-plasia. Both were also increased in high-risk intestinal meta-plasia compared with lower-risk gastric cardiac metaplasia
(46, 47).
In squamous esophageal lesions, stronger IHC staining forEGFR was observed in dysplasias and CIS than in surroundingnormal mucosa; in invasive cancers, variations in intensity andhomogeneity of receptor expression were reported (48).
Bladder. The distribution of EGFR differs between normal
and neoplastic urothelia. In the normal bladder, EGFR is onlyexpressed on cells of the basal layer, whereas in malignant,dysplastic, and histologically normal tissue from bladder cancerpatients, EGFR is equally expressed on cells of the urothelial
layers, including those directly in contact with urine (49). Raoet a!. (50) observed a progressive increase in the percentage of
EGFR-expressing cells obtained from tissue distant from thecarcinoma, to tissue adjacent to the tumor, to tumor tissue.
Furthermore, patients whose non-muscle-invasive tumors (PTa
and pT3) expressed EGFR were significantly more likely toprogress toward invasive disease (5 1 ). Because high levels ofEGF are excreted in the urine, expression of EGFR in the
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660 Review: EGFR Inhibitors as Cancer Chemopreventives
premalignant and malignant bladder transitional epithelium
could have a significant impact on proliferation of these cells(49). Messing and Resnikoff (49) is currently evaluating
EGFR as a biomarker for bladder neoplasia in a Phase II
clinical chemoprevention trial of the antiproliferative2-difluoromethylornithine.
Prostate. Strong positive IHC staining for EGFR has consis-tently been reported in all basal cells from normal and benignprostate glands. Although reports of EGFR-positive prostatecancers vary, results of seven different studies found dimin-
ished EGFR expression in basal cells of tumors when comparedwith benign glands (reviewed in Ref. 52). Both high-gradeprostatic intraepithelial neoplasia and malignant lesions express
significantly less EGFR protein compared with normal,
atrophic, hyperplastic, and low-grade prostatic intraepithelialneoplasia (53). In one study in which reduced EGFR levels
were noted in malignant compared with normal or benign
prostatic hyperplastic cells, expression of the EGFR ligand
TGF-a was only observed in malignant cells (54).
Colon. Salomon et a!. ( I 7) collated data on 559 colon tumorsfrom 12 studies and concluded that 25-77% expressed EGFR.In general, no significant differences between EGFR levels inadjacent. noninvolved cobonic mucosa and tumor tissue wereobserved. Koenders ci a!. (55) reported higher EGFR expres-
sion in the proximal compared with the distal colon in normal-appearing, but not carcinomatous, tissue. They suggested thatthese regional differences might account, at least in part, for thelack of quantitative differences in EGFR bevels between nor-
mal-appearing and cancerous tissue observed in other studies.
Indeed, this group also reported significantly higher levels of
EGFR in normal-appearing tissue than in carcinomas, suggest-ing that aberrant EGFR expression may be an early event
during colon cancer development.A number of observations suggest that EGFR ligands can
influence the growth and development of precancerous andcancerous colon cells. TGF-a levels were higher in coloncarcinomas compared with normal-appearing mucosa (56), and
a progressive increase in the percentage of lesions expressingTGF-cs was observed during the progression from cobonic ad-enomas to CIS to invasive cancers (57). TGF-cs enhanced thegrowth of an adenoma cell line, and growth was completely
inhibited by anti-EGFR antibodies (58). Deoxycholate, an en-dogenous colon tumor promoter, induces TGF-a mRNA invitro, further supporting a role for this growth factor in the
development of colorectab cancer (59). Additionally, studies
suggest that TGF-a expression can contribute to the transfor-mation of colon cells independent of proliferative effects (33).
Other EGFR bigands have also been implicated in cob-rectal cancer development. Saeki ci a!. (60) detected AR im-munoreactivity in approximately 100% of normal colon sam-pIes, 15% of noninvolved adjacent mucosab samples, 64% of
adenomas, and 50% of colon carcinomas. These results suggestthat changes in AR expression occur in normal-appearing,high-risk coborectal mucosa relative to normal tissue.
Cervix. Most studies agree that in the normal cervical epithe-
hum, expression of EGFR is limited to the basal and parabasalcells, whereas in CIN, expression expands throughout the full
thickness of the epithebium (61-64). Most (61, 62, 65) but notall (66) studies have also shown that expression of EGFR in
cancerous tissue decreases relative to intraepithelial lesions.Indeed, based on preliminary findings that EGFR levels in-
creased in low- and medium-grade CIN but decreased in high-grade CIN and carcinoma, Mitchell and coworkers (65) are
currently evaluating EGFR as a biomarker in chemopreventive
efficacy trials of 2-difluoromethybornithine and the retinoid
alb-trans-N-(4-hydroxyphenyl)retinamide.
In support of the importance of deregulated signaling via
the EGFR pathway during the development of cervical cancer,
immortalization of normal human ectocervical epitheliab cellswith HPV- 16, a known risk factor for cervical cancer, results in
increased EGFR bevels. Retinoic acid reduces EGFR protein
levels and EGF binding in HPV-16-immortalized human ecto-
cervical cells but not in normal cells (67). This is interesting in
light of the ability of retinoic acid to cause regression of CIN
lesions (68).
However, other groups have found no correlation between
expression of EGFR and the presence of HPV or between
EGFR and low- versus high-risk HPV types when stratified by
grade of CIN (63, 64). Because the malignant potential of CIN
is highly correlated to HPV type, these results suggest that
EGFR expression may be a marker of proliferation rather than
an integral component of the cervical transformation process.
Breast. The results of studies examining expression of EGFR
and its ligands in breast cancers vary significantly. Klijn et a!.
(69) compiled data from 40 different series of patients (n =
5232) and calculated that, on average, 45% (range, 14-91%) of
human breast cancers express EGFR. A much higher percent-
age (about 80%) express one or more EGFR bigands. Cancer
cells backing EGFR that continue to express EGFR-activating
ligands may do so to stimulate stromab cells needed to support
tumor growth (70).
Although the actual percentages of tumors expressing
EGFR differ among studies, a consistent inverse correlation
between expression of EGFR and ER in breast cancers has been
reported (69, 70). Some cancers express both receptors; how-
ever, evidence suggests that even when both receptors arepresent, they are not expressed in the same cancer cells. Co-
expression in tumor tissue was only observed in a subset of
cells from a mixed invasive ductal CIS. In contrast, EGFR and
ER are frequently coexpressed in normal-appearing cells ob-
tamed from breast cancer patients (7 1). One explanation for
these changes in expression patterns is that malignant conver-
sion may be associated with attainment of independence for at
least one of these growth factors. Furthermore, this suggests
that premalignant cells unresponsive to antiestrogens may still
be responsive to growth inhibition via the EGFR-signaling
pathway.
Particularly relevant for the purposes of chemoprevention,
expression of EGFR in ductal cells of needle aspirates from
women at high risk for breast cancer development (first-degree
relative with breast cancer, prior breast cancer, or precancerous
mastopathy) was significantly higher than in bow-risk controls
(72).
Taken together, these observations suggest that normal
breast cells are dependent on both EGFR and ER for growth.
Cells at high risk for tumor development may overexpress
EGFR, leading to increased proliferative activity. As they pro-
gress toward malignancy, these cells may lose their dependence
on one or both of these growth factors. However, the subset of
transformed cells that no longer express cellular receptors may
continue to express EGFR bigands to stimulate the growth of
stromal cells needed to support tumor cell growth.
Thus, it is clear that EGFR signaling is deregulated during
the carcinogenic process in a number of tissues, making selec-
tive inhibition of this pathway a viable chemopreventive
approach.
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Benzylidene Malononitriles Dianhlinophthalimides
H
0 N o
X�N�,N�X
DAPH1, X=HDAPH2, X=F
RG 14620
Quinazolines I(All�amino)methYllaaYloPhen0nes
i�) � N(CH�)2R,”�”NH ..-
�: Ph-CH2-0 � �
CAQ: R,=Cl; R�,R�=H EGFR Inhibitor 18AG 1478: R,=Cl; R,,R�=OCH,PD 153035: R,=Br; R,,R�=0CH,
Enollactones Dthydroxybenzylaminosalicylates
OH OH C0,(CH,)3-Ph
�
BE.23372M 2-Hydroxy-5-[N-[(2,5-dihydroxy-phenyl)methyl]amino]benzoicAcid 3-Phenylpropyl Ester
2-Thioindoles Aminoflavones
COOH NH�
c�’SJ$31� ::c#{231}r6
HOOC NH2 0
PD 146568 6-Hydroxy-3’,5,7-triaminoflavone
where X is one ofthe following heterocyclic tyrosine analogs:
Cancer Epidemioloaj�, Biomarkers & Prevention 661
Fig. 2. Structures of EGFR-specific tyrosine kinase inhibitors.
Inhibiting the EGFR-signaling Pathway
Although the effects of retinoids on EGFR function, such asthose described above for head and neck and cervix, may beinvolved in its observed chemopreventive action, these com-
pounds are well known to have numerous other biologicalactivities (reviewed in Ref. 73). More definitive conclusionsregarding the effects of modulation of EGFR function can bedrawn by examining the consequences of specifically blockingEGFR activity. Antitumor activity against xenografts of EGFR-dependent cell lines has been demonstrated with EGFR-specificmonocbonal antibodies (e.g., Ref. 74). Another approach is toblock EGFR function by inhibiting the receptor’s intrinsic
tyrosine kinase activity.Numerous naturally occurring compounds inhibit PTK
activity. Quercetin, a flavonoid and well-known chemopreven-
tive agent (reviewed in Ref. 75), was the first PTK inhibitordiscovered. However, quercetin also inhibits several other en-zymes including cAMP-dependent PKA, PKC, and other ATP-
using enzymes (reviewed in Ref. 76). The related isoflavonegenistein is more selective toward PTKs than quercetin, but ittoo inhibits other enzymes, such as histidine protein kinases(reviewed in Ref. 77) and topoisomerases (reviewed in Ref.78). Other natural products, such as erbstatin, herbimycin A,bavendustin A, and (+)-aeroplysinin-l, are also potent PTKinhibitors with increased selectivity toward PTKs and are thus
potential lead compounds for the design of novel antisignaling
drugs. Numerous synthetic tyrosine phosphorybation inhibitors,
collectively known as tyrphostins, have been developed (re-viewed in Ref. 76); some specifically inhibit EGFR tyrosine
kinase activity and are discussed below.
Requirements for Specific PTK Inhibitors
Several authors have elaborated the requirements for de-velopment of specific PTK inhibitors (e.g., 10, 12, 76, 77, 79).
Requirements include: specificity among the kinases [e.g. , ser-me and threonine protein kinases (such as PKC) and histidineprotein kinases]; specificity toward the target PTK, in this case,
EGFR (numerous other PTKs, such as PDGFR, CSF-lr, andINSr, may also be inhibited); high potency; activity in intact
cells; and activity in vivo. Inhibitors can act at the level ofautophosphorybation or on downstream targets; autophospho-rylation is the preferred site, because it should result in total
blockade ofthe signaling pathway. Inhibitors that compete withsubstrate rather than at the ATP-binding site are also preferable,because they are not as likely to inhibit other AlP-using ceb-lular enzymes. Additionally, the high ATP concentrations in thecell may render inhibitors that are quite effective against theisolated enzymes inactive in intact cells (80).
Tyrosine Analog Containing Peptides
EGFR Kinase Inhibitors
The following discussion presents an overview of the structural H-Ar Arg-GIu.GIu-Leu-Gin-Aap-Aap-X-GIu-OH
classes of drugs that have been developed as EGFR inhibitors
(see Fig. 2). Based on their activity in in vitro and in vivoscreening assays, some of these drugs may have chemopreven-
tive potential. It should be noted that PTK inhibitors that do notmeet all the requirements set forth above may still be viablechemopreventive drugs under appropriate circumstances.
Also, most currently available animal data have been ob-tamed in models relevant for establishing chemotherapeuticeffectiveness, i.e. , inhibition of growth of transplantable tumors
or tumor cells in vivo. Because changes in EGFR-mediated Decapepades
signaling occur during the process of carcinogenesis, effective-ness or ineffectiveness toward established tumors may not
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662 Review: EGFR Inhibitors as Cancer Chemopreventives
accurately predict activity or inactivity toward precancerouslesion growth and development. This differential effectivenesshas been demonstrated, for example, with retinoids, which arewell-established chemopreventive agents but have generallybeen ineffectual against established tumors in animal models(reviewed in Ref. 81).
Benzylidene Malononitriles
Extensive work on structures based on erbstatin and tyro-
sine incorporating the benzylidene malononitrile nucleus has
been carried out by Levitzki ( 12, 76) and Gazit et a!. (82). Someof these compounds can discriminate between PTKs; some caneven discriminate between EGFR and the closely relatedpl85’�”�2, which have 80% homologous kinase domains(12, 80). Based on its inhibitory activity toward EGFR kinase
activity, Rh#{244}ne-Poubenc Rorer is developing the tyrphostin RG14620 as a topical antipsoriatic. Abnormalities in EGFR regu-bation are implicated in the etiology of this disease (83). RG14620 inhibits EGF-stimulated cancer cell proliferation in vitro
and EGF-dependent tumor growth in nude mice (84). Topicaland i.p. pharmacokinetic data on RG 14620 have been pub-lished (85). RG-l3022 may also be undergoing developmentfor treatment of EGFR-associated cancers (10, 84); however,
studies have shown that this drug shows limited specificity for
EGFR (86).
Dianilinophthalimides
The class of DAPH1 compounds differs by only two
carbon-carbon bonds from the PKC inhibitor staurosporineagbycone; however, they have very different physicochemical
and biochemical profiles. DAPHI (CGP 5241 1) is specific forEGFR relative to PKC. casein kinases, and several other PTKs.In cells, DAPH1 inhibited autophosphorylation of EGFR andthe closely related p1 85cerbB2 but not PDGFR. Most impor-tantly, DAPHI displayed antitumor activity in a nude mousexenograft model against tumors overexpressing EGFR or
pl85c��2 but had no effect on PDGF-dependent tumors. The
compound did not cause gross toxicity after 15 days of treat-ment, although it did not have absolute specificity for EGFR(87).
To enhance the stability of DAPH1 in vivo, blockade of
metabolic hydroxylation was achieved by synthesis of afluorine-substituted derivative, DAPH2. In cells, DAPH2selectively inhibited signals mediated via the EGF andpl85���2 pathways, but not other tyrosine kinases; selective
antitumor activity was also demonstrated for EGF-dependentrelative to PDGF-dependent xenografts in mice. However,DAPH2 was not as selective toward specific PKC isozymes asthe parent compound; in particular, it inhibited the PKC-f32isozyme with potency equal to that of EGFR. Pharmacokineticsof DAPH2 in rats and mice has been determined (88).
Quinazolines
Fry et a!. (89) have developed quinazobine derivatives, asexemplified by the highly potent and specific EGFR kinaseinhibitor PD 153035 [4-(3-bromoanilino)-6,7-dimethoxyquina-zoline]. It is competitive with respect to AlP, rapidly sup-presses autophosphorylation of EGFR, with a bow picomolarinhibition constant, and selectively blocks EGF-mediated cel-lubar processes, including mitogenesis, early gene expression,and oncogenic transformation. However, PD 153035 was re-cently reported to be inactive in vito against the growth ofEGFR-dependent tumors (90). As noted above, this result does
not necessarily preclude its having chemopreventive activity.
Further structure-activity studies on quinazoline and relatedheterocyclic derivatives have been carried out by this Parke-Davis research group (91); however, PD 153035 remains themost potent compound identified.
The closely related quinazolines CAQ (92) and AG 1478(93) have also been synthesized. AG 1478 has been reported to
be selective for EGFR and to block autophosphorylation in
intact cells. It is being evaluated in vivo (cited in Ref. 12).
Pyrimidines
A study of 7-aminopyrido[4,3-d]pyrimidines containing
aromatic side chains revealed that this series displayed EGFRinhibitory activity similar to the corresponding quinazobines(94); however, as for the related quinazolines, none was aspotent as PD 153035.
[(Alkylamino)methyljacrylophenones
This group of compounds was designed to act as multi-substrate complex inhibitors based on the transition state pro-posed for tyrosine kinases. In vitro, they selectively inhibitedEGFR relative to v-ab!, c-src, or PKC. i.p. administration of theEGFR inhibitor 18 (1 -[4-(benzyboxy)phenyl]-2-[(dimethyl-amino)methyl]-3-[3,4-dimethybphenyl)-thio]propan-1-one) at
0.1 x the maximum tolerated dose significantly inhibited thegrowth of human breast carcinoma cells in nude mice (95).However, based on the differences between inhibition of EGF-dependent tyrosine phosphorylation and antiproliferative activ-
ity, the authors suggested that other mechanisms of action are
also likely (95).
Enollactones
Tanaka et a!. (96) isolated and synthesized the fungalmetabolite BE-23372M, which consists of an enoblactone ring
and two catechob rings. It appears to be specific for EGFR andis competitive with respect to substrate peptide and to ATP.Autophosphorylation of solubilized EGFR and of EGFR inintact cells was also inhibited.
Dihydroxybenzylaminosalicylates
A series of 5-[(2,5-dihydroxybenzyl)amino]salicybate
compounds have been tested against EGFR kinase activity (97).The 5-[(2,5-dihydroxybenzyl)-amino]salicybate moiety waschosen as a simplified model for lavendustin A, one of the mostpotent in vitro natural product PTK inhibitors identified to date.Some of these compounds were competitive with respect to
ATP; others were noncompetitive. All the inhibitors were non-competitive with respect to the peptide substrate. Based onselectivity toward EGFR relative to PKC and PKA and the
ability to inhibit EGFR autophosphorylation, promising com-pounds were identified (e.g., 2-hydroxy-5-[N-[(2,5-dihy-
droxyphenyl)methyb]amino]benzoic acid 3-phenylpropyl es-ter). No results from studies of the inhibitory activity of thesecompounds toward the growth of tumors bearing amplifiedEGFR are yet available.
2-Thioindoles
A group at Parke-Davis (98), in collaboration with re-searchers from the University of Auckland School of Medicine(99, 100), screened approximately 100,000 compounds from
their chemical library for inhibitory activity against a variety of
tyrosine kinases. Using this approach, 2-thioindobes were found
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Cancer Epidemiology, Biomarkers & Prevention 663
Table I Steps in preclinical evaluation of EGFR inhibitors as
chemopreventive drugs
1 . in vitro inhibition of EGFR tyrosine kinase activity (including inhibition of
EGFR autophosphorylation)
2. In vitro assays with a battery of other tyrosine kinases (e.g., p185’ ��hB�2
p60�_.”#{149},PDGFR. CSF-lr, and INS-r) and other protein kinases to
determine specificity and selectivity
3. Inhibition of autophosphorylation and EGFR-mediated proliferation and
transformation in intact cells (e.g., A43l carcinoma cells)
4. In SitS) inhibition of EGFR in tumor system dependent on EGFR pathway
(e.g., xenografts of A43l cells in nude mice)
5. In l’fl’() demonstration of chemopreventive activity in animal models of
carcinogenesis dependent on or strongly associated with EGFR pathway
(e.g., possibly DMBA-induced hamster buccal pouch, N-butyl-N-(4-
hydroxybuty)nitrosamine-induced rat or mouse bladder, DMBA- or N-
methyl-N’-nitrosourea-induced rat mammary gland. and azoxymethane-
induced rat colon)
to be inhibitors of EGFR. Some compounds in this series, suchas PD 146568, have shown selectivity toward EGFR.
Aminoflavones
Some members of a series of synthetic aminoflavones
(e.g., 6-hydroxy-3’,5,7-triaminoflavone) were effective in vitro
against EGFR kinase (101).
Tyrosine Analogue-containing Peptides
Two decapeptides containing the fluorenylmethoxycar-
bonyb derivatives of two homochirab tyrosine analogues, a pyr-idine N-oxide and a pyridone, were synthesized by Andrews etal. (102). Both peptides inhibited autophosphorylation in vitro,
but relatively high concentrations were required. Although theinhibitory mechanism was not determined, the authors sug-
gested that these peptides have the potential to serve as mech-anism-based (irreversible) inhibitors based on their similarity tothe enzyme substrate.
Approach to Developing EGFR Kinase Inhibitors asChemopreventive Agents
A number of in vitro and in vivo tests may be used in the
development of EGFR kinase inhibitors as potential chemopre-ventive agents. A possible testing strategy is outlined below(Table 1). Priorities for further development would be based onresults at each of the following steps (in order).
Determine EGFR Tyrosine Kinase Inhibitory Activity
Inhibition of EGFR-catalyzed incorporation of [32P]ATP
into various substrate peptides can be assessed (e.g., Ref. 89).Sources of EGFR include A43 1 human epidermoid carcinomacells (e.g., Refs. 89 and 92) and the purified recombinant EGFRintracellular domain (e.g., Ref. 87). It is important to demon-strate inhibition of EGFR autophosphorylation.
Evaluate EGFR Specificity and Selectivity
The specificity (e.g. , serine and threonine protein kinaseversus PTK) and selectivity (various PTKs versus EGFR)
should be determined. Fry et a!. (98) have described an exten-
sive screening battery examining the effects of potential inhib-itors on several PTKs in addition to EGFR, includingp185��”�2, p6o%.sr( PDGFR, CSF-Ir, and INSr. Barret et a!.
(79) have recently described a simple method to ascertain theability of a compound to inhibit the activity of a panel of protein
kinases using a single substrate to facilitate targeting of specificPTKs and cell types.
Determine Inhibition of EGFR-mediated Effects in Intact
Cells
Selective inhibition of autophosphorylation and effects onEGFR-mediated proliferation and transformation can be exam-med in whole cells. A43l carcinomas cells, which express highbevels of EGFR, have been extensively used for this purpose(e.g., Refs. 89 and 98). Swiss 3T3 fibroblasts stimulated with
various growth factors can be used to determine inhibitor se-
bectivity on phosphorylation reactions (e.g., Refs. 87, 89, and
98).
Determine Inhibition of EGFR-mediated Effects in Vivo
Several authors (e.g. , Refs. 8 and 98) have discussedrequirements for testing PTK inhibitors in vivo. Minimal re-quirements include deregulation of the specific PTK in thetarget tissue and demonstration that tumor growth depends onthe targeted signaling pathway. In this case, EGFR should beknown to be overexpressed in the tumor, and tumor growth
should be dependent on its expression. Xenografts of A43 Icells in nude mice overexpress EGFR, and their growth can beinhibited by treatment with anti-EGFR monocbonal antibodies
(reviewed in Refs. 87 and 98). This animal model has been usedto demonstrate activity of EGFR kinase inhibitors in a chemo-therapeutic setting (e.g., Ref. 87).
Determine Chemopreventive Efficacy in Vivo
DMBA-induced cancer in the hamster buccal pouch has
been suggested as a model for human head and neck cancers(103). Overexpression of EGFR in this model has been ob-served in both dysplastic lesions and SCCs ( 104). Pendingvalidation of the dependence of these lesions on EGFR fortumor growth, this model may be especially useful to assess the
chemopreventive effects of EGFR kinase inhibitors. Tests for
chemopreventive efficacy in other established animal tumormodels in which high bevels of proliferation are particularlyimportant to carcinogenesis (e.g. , rat bladder and colon and
mammary and mouse bladder) may logically follow. See thearticle by Steele et a!. (105) for a description of the animalmodels currently used in the National Cancer Institute Chemo-prevention Branch drug development program.
Discussion and Conclusions
The use of specific and selective PTK inhibitors represents a
rational, targeted approach toward development of chemopre-ventive drugs. Because of the redundancy of cellular signaling
pathways, inhibition of a specific deregulated pathway in can-cerous or precancerous lesions offers the possibility of minimaleffects on normal cell function.
Deregulated signaling via the EGFR-mediated pathwayhas been linked to carcinogenesis in several target organs of
high interest to the Chemoprevention Branch, as reviewedabove. However, the precise role of aberrant EGFR signalingduring neoplastic development in most tissues remains unclear.Interpretation of results has been further obfuscated by the useof normal-appearing tissue from cancer patients to determinereceptor and bigand expression in normal tissue, which could
obscure potential field effects. However, in many tissues, in-creased expression of EGFR occurs early during neoplastic
progression, followed by down-regulation, often subsequent to
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664 Review: EGFR Inhibitors as Cancer Chemopreventives
increased ligand production. This suggests that inhibition ofEGFR tyrosine kinase activity may be a viable chemopreven-
tive strategy.Targeting EGFR activity may afford some unique chemo-
preventive opportunities. Based on the inverse correlation be-
tween expression of ER and EGFR observed during breastcancer development, premalignant cells unresponsive to anties-
trogens may still be responsive to growth inhibition via theEGFR signaling pathway. In the bladder, expression of EGFRin a normal-appearing, high-risk urothelium but not in normal
tissue exposed to urine may provide a means to selectivelytarget precancerous cells.
Several authors have elaborated on problems with the
current methods available for establishing the effectiveness ofspecific PTK inhibitors (e.g., Refs. 7-9, 77, 79, and 98). Theserange from appropriate methods for in vitro testing to identifi-
cation of relevant animal models. Establishing selectivity andspecificity toward PTKs may be quite difficult because of the
numerous protein kinases currently known. Additionally, manyof the compounds specific for a particular PTK inhibit other
protein kinases at higher doses; thus, high doses could lead toback of selectivity and specificity accompanied by toxicity.
Careful dose-response studies will be necessary to establishtherapeutic windows.
Furthermore, effects on unknown enzymes may occur. For
example, Osherov ci’ a!. (80) developed two tyrphostins, both ofwhich are competitive with respect to ATP but specific in vitro
for EGFR or p1 85c-erbB-2 despite the 80% homology betweenthe kinase domains ofthe two receptors. In intact NIH/3T3 cellstransfected with either EGFR or pl85c�1��l (possessing the
pl85�r�a kinase domain), autophosphorylation and endoge-nous substrate phosphorylation were not inhibited by either
compound, despite the observation that mitogenic signaling
induced by EGF in both transfected cells was blocked by thesetwo agents. The authors suggested that the high intracellularATP levels prevented binding of the inhibitors to their receptors
and that the antiproliferative effects of the compounds weremediated by an element downstream, presumably a tyrosine
kinase.Unfortunately, the design of EGFR inhibitors directed at
the catalytic site is hindered by the lack of a three-dimensionalstructure for the enzyme (106). Many EGFR kinase inhibitorsidentified to date are competitive with ATP, increasing the
likelihood of interacting with other ATP-using enzymes. Asdiscussed above, such compounds may be inactive or active
only at much higher concentrations in intact cells comparedwith the isolated enzyme because of high intracellular ATP
bevels. Despite these hurdles, progress has clearly been made indeveloping candidate drugs with apparent specificity toward
EGFR kinase activity, some of which are active in vivo. Recent
publication of the structure of the INSr kinase domain (107),which shares extensive homology to other PTKs (106), as well
molecular modeling of the EGFR catalytic site (108), should
enhance drug discovery efforts (10).
Acknowledgments
We gratefully acknowledge Mary K. Doeltz for her review of and contributions
to the manuscript.
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