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Floquet Transformations and
Harmonic ResonancesEric Prebys, FNAL
Non-linear Perturbations In our earlier lectures, we found the general equations of motion
We initially considered only the linear fields, but now we will bundle all additional terms into ΔB non-linear plus linear field errors
We see that if we keep the lowestorder term in ΔB, we have
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 2
1
1
2
2
2
x
B
By
xx
B
Bx
x
y
),('
),(0
syByBB
sxBxBBB
xx
yy
Δ
Δ
This part gave us the Hill’s equation
),(1
)(
),(1
)(
syBB
ysKy
sxBB
xsKx
x
y
Δ
Δ
Floquet Transformation Evaluating these perturbed equations can be very
complicated, so we will seek a transformation which will simplify things
Our general equation of Motion is
This looks quite a bit like a harmonic oscillator, so not surprisingly there is a transformation which looks exactly like harmonic oscillations
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 3
)(cos)()( ssAsx
111
ds
dds
xs
Plugging back into the Equation
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 4
2/32
22
2/3
2/1
1
1
111
2
1
x
ds
d
d
dx
x
So our differential equation becomes
B
BK
sKxsKx
Δ
2/32
222
2/12/32
22
)()(
We showed a few lectures back that
So our rather messy equation simplifies
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 5
1
0)(
)()()(
)(
22
3
2
K
sw
kswsKsw
sw
k
B
B
B
BK
Δ
Δ
2/322
2/32
222
Understanding Floquet Coordinates In the absence of nonlinear terms, our equation of motion
is simply that of a harmonic oscillator
and we write down the solution
Thus, motion is a circle in the plane Using our standard formalism, we can express this as
A common mistake is to view f as the phase angle of the oscillation. νϕ the phase angle of the oscillation φ advances by 2π in one revolution, so it’s related (but NOT equal to!) the angle
around the ring.
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 6
0)()( 2
sin)(
cos)(
a
a
,
1~
where;cossin~
1sin
~cos
)(
)(
cossin)(
sincos)(
0
0
00
00
222max
2max :Note aax
unnormalized!
Perturbations In general, resonant growth will occur if the perturbation has a
component at the same frequency as the unperturbed oscillation; that is if
We will expand our magnetic errors at one point in f as
But in general, bn is a function of ϕ, as is β, so we bundle all the dependence into harmonics of ϕ
So the equation associated with the nth driving term becomes
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 7
Δ
Δ
0
2/32
2
22
2/51
2/40
2/322/32
0
33
2210
...
!
1...;)(
n
nn
n
yx
n
n
n
bB
bbbBB
B
x
B
nbxbxbxbbxB
m
imnmn
n eCbB
,
2/31
k
imnnm eC ,
22Remember!ξ,β, and bn are all functions of (only) ϕ
resonance!(...)),( Δ iaeB
Calculating Driving Terms We can calculate the coefficients in the usual way with
But we generally know things as functions of s, so we useto get
Where (for a change) we have explicitly shown the s dependent terms.
We’re going to assume small perturbations, so we can approximate β with the solution to the homogeneous equation
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 8
2
0
2/3, 2
11deb
BC im
nn
nm
dsesbs
BC im
nn
nm
)()(
2
11 2/1,
dsdsds
ddd
111
)!(!
!
j
i where;
22
1cos
)0 sopoint starting (define ;cos)(
2
n
jij
iekn
naa
a
kin
knk
nnnn
Δ
Plugging this in, we can write the nth driving term as
We see that a resonance will occur whenever
Since m and k can have either sign, we can cover all possible combinations by writing
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 9
kmi
mnm
n
knk
n
eCknna
Δ
,
2
2
22
)2( where
1
Δ
knkn
m
mk
km
k
m
1resonant
Types of Resonances
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 10
Magnet Typen k Order
|1-k|Resonant tunes
ν=m/(1-k)Fractional Tune
at Instability
Dipole 0 0 1 m 0,1
Quadrupole1 1 0 none (tune shift) -
1 -1 2 m/2 0,1/2,1
Sextupole
2 1 1 m 0,1
2 0 1 m 0,1
2 -1 3 m/3 0,1/3,2/3,1
Octupole
3 3 2 m/2 0,1/2,1
3 1 0 None -
3 -1 2 m/2 0,1/2,1
3 -3 4 m/4 0,1/4,1/2,3/4,1
Effect of Periodicity If our ring is perfectly periodic (never quite true), with a period N,
then we can express our driving term as
Where we have invoked the periodicity as Clearly, if m is any integer multiple of N, then all values are 1.
Otherwise, the sum describes a closed path in the complex plane, which adds to zero, so
That is, we are only sensitive to terms where m is a multiple of the periodicity. This reduces the effect of the periodic non-linearities
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 11
1
0
22
0
2
0
22
2
0
22
0
2
0
,
)(
...)2
2()2
()()(
N
l
NlimN
im
NN
imNN
imNimim
mn
edef
deN
fdeN
fdefdefC
fN
f
2
jNm
jNmdefNCN
immn
if 0
if )(
2
0
,
Resonant Behavior Remember that our unperturbed motion is just
A resonance will modify the shape and size ofthis trajectory, so we replace a with a variable rand we can now express the postion in the rξ plane
We express r2 in terms of our variables and we have
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 12
sin)(
cos)(
a
a
1tan
sinsin)(
coscos)(
rr
rr
m
imnm
nn
m
imnnm eCreC
rd
d
r
,1
,
222
2
2
22
sincos22
222
Plug in nth driving term for this
Example: Third Order Resonance Sextupole terms (n=2) can drive a third order resonance
We will consider one value of |m| at a time
We’ll redefine things in terms of all real components by combining the positive and negative m values
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 13
m
imm
m
imm
eCrd
d
eCrd
dr
2,3
2,23
2
cos1
sincos2
dse
B
beC imim
m
22/3
2, 2
1
mBmA
dsmB
bmdsm
B
bm
dsmB
beCeC
mm
imm
imm
sincos1
sinsin1
coscos1
cos1
2,2,
22/322/3
22/32,2,
Evolution of Angular Variable We have
These are our general equations to evaluate the effects of particular types of field errors. Remember that our sensitivity to these errors is actually contained in the Cm,n coefficients
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 14
m
imnm
nn
m
imnm
n
m
imnm
n
eCr
r
eCeC
d
d
,11
22
,12
222
,12
22222
2
2
1
cos1
11
1
1
tan
2,
2
use
m
imnnm eC
So we have define real driving terms
So we plug this into the formulas
For unperturbed motion and we’re interested in behavior near the third order resonance, where n ~ m/3, so
All other terms will oscillate rapidly and not lead to resonant behavior
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 15
dsmB
bB
dsmB
bA
m
m
sin
cos
22/32,
22/32,
mmmmB
mmmmAr
mBmArd
dr
m
m
mm
3coscos3coscos
3sinsin3sinsin4
1
sincossincos2
2,
2,3
2,2,23
2
3133m
m
So we’re left with
The angular coordinate is given by
We perform yet another transformation to the (rotating) coordinate system
We then divide the two differentials to get the behavior of r2 in this plane
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 16
about caret don' weterms3sin3coscos8
1
sincoscos1
2,2,3
2,2,3
mBmAr
mBmArd
d
mm
mm
mBmArd
drmm 3cos 3sin
4
12,2,
32
3
~3
~
m
d
d
d
d
m
3
~ mNote: in an unperturbed system, this would just be
~3sin
~3coscos
81
3
~3cos
~3sin
41
~~2,2,
3
2,2,3
2
2
mm
mm
BArm
BAr
dd
ddr
d
dr
This equation can be integrated to yield
A and B are related to the angular distribution of the driving elements around the ring. We can always define our starting point so B=0, so let’s look at
a is an integration constant which is equal to the emittance in the absence of the resonance.
This is ugly, but let’s examine some general features
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 17
12
~3sin
~3cos
312
~3sin
~3cos 2,2,322,322 mmm BA
rrm
BArra
12
~3cos
2,322
mArra
A largefor solution no3
5,
2,
3
~3
4,
3
2,0
~6
11,
2
3,
6
7,
6
5,
2,
6
~
2max
2
2min
2
22
rr
rr
ar
The separatrix is defined by a triangle. We’d like to solve for the maximum a as a function of the driving term A. When a corresponds to the maximum bounded by the separatrix, we have that at
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 18
sepd
r
~
sepsepsepsep aadar2
3
6cos
6
~
Plug this in when the angle =0, and we have
max
2,
2,
2,3
3
2
2
2
3
824
31
3
4
12
~3cos
2
3
2
3
m
sep
sepm
msepsepsep
Aa
aA
Aaaa
In general
8
3
3
64
22,
22,
22,
22,
22
max
mm
mm
BA
BA
dsB
BB
dsB
BA
m
m
3sin2
3cos2
2/32,
2/32,
Behavior in Phase Space We convert back to our normal Floquet angle
So as we move around the ring, f advances andthe shape will rotate by an amount (m/3)f
Since m/3~ν is a non-integer, particles must alwaysmake three circuits (Δϕ=6π) before the shape completelyrotates at the origin.
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 19
123
3sin3
3cos 2,2,322
mB
mA
rramm
3
m
Application of Resonance If we increase the driving term (or move the tune closer to m/3),
then the area of the triangle will shrink, and particles which were inside the separatrix will now find themselves outside
These will stream out along the asymtotesat the corners.
These particles can be interceptedby an extraction channel Slow extraction Very common technique
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 20
Extraction Field
Septum
Unstable beam motion in N(order)
turns
Lost beam
Extracted beam
Hamiltonian Approach to Resonances
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 21
We now want to define a new coordinate which represents the “flutter” with respect to the average phase advance.
We define a new coordinate θ, such that
We want to transform to new variables θ and I. Try
unperturbed Hamiltonian
Third Order Resonances Revisited
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 22
In the x plane + a sextupole
sextupole moment
We have
We expand this in a Fourier series
The rest proceeds as before
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 23
Expand the cos3 terms and just keep the cos terms.
Looking at Hamilton’s Equations, we have
Examine near
Define a new variable
USPAS, Knoxville, TN, Jan. 20-31, 2014Lecture 11 - Floquet Transformations and Resonances 24
The part of the Hamiltonian which drives the resonance is
We now have the equations of motion
the fixed points are when the two are zero so
The rest proceeds in a similar fashion as before…