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Ethics and statistics Andrew Gelman Department of Statistics and Department of Political Science Columbia University 9 Apr 2014 Andrew Gelman Ethics and statistics

Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

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Page 1: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Ethics and statistics

Andrew GelmanDepartment of Statistics and Department of Political Science

Columbia University

9 Apr 2014

Andrew Gelman Ethics and statistics

Page 2: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

What is an “ethics problem”?

You are considering an action that . . .

I benefits you or some cause you support

I hurts or reduces benefits to others

I violates some rule.

Andrew Gelman Ethics and statistics

Page 3: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Example

I A company gives you $10,000 to assist in research with a newdrug, with a promise of $100,000 more if it is successful.

I But the data are inconclusive: 20/100 deaths with thetreatment, 21/102 deaths with the control

I Should you . . .I look deeper for evidence that the new drug is better?I do an analysis you suspect is wrong?I do an analysis you know is wrong?I fake the data?

Andrew Gelman Ethics and statistics

Page 4: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

He wouldn’t share his videotaped data

Andrew Gelman Ethics and statistics

Page 5: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

“No irrefutable proof”

Andrew Gelman Ethics and statistics

Page 6: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Tough calls

I Fake “ethical dilemmas”I The polluting factory

I Real ethical dilemmasI Allocation of scarce resourcesI When to gather data and when to approve new treatments

I Ethics includes process, intermediate outcomes, and long-termoutcomes

I Any ethics violation can be made ambiguous

I This does not negate the importance of ethics

I Statisticians should be able to appreciate the necessity ofdecision-making under uncertainty and ambiguity

Andrew Gelman Ethics and statistics

Page 7: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Ethics depends on what you know

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Estimates with statistical significance

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Estimates ± standard errors

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I Background: health effects of electromagnetic fieldsI Problems with the Blackman et al. study

I Use of statistical significance to categorize effectsI Noise added in the form of a comparison to an extra control

group

I But they didn’t know better!

I But . . . an ethics violation . . . they refused to share their data

Andrew Gelman Ethics and statistics

Page 8: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Some ethical problems involving uncertainty

I Cost-benefit analysis for environmental hazardsI Problem with “zero tolerance” for riskI Problem with no regulation

I Medical statistics:I The impossibility of equipoiseI Informed consent and randomizationI Long-term benefits of a new treatment

Andrew Gelman Ethics and statistics

Page 9: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

The Commissar for Traffic presents the latest Five-YearPlan

Andrew Gelman Ethics and statistics

Page 10: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Thinking about ethics

I Laziness

I Lying, cheating, and stealing

I Mistakes such as selection bias

I Systematic remedies (the replication and criticism movement)

I Tradeoffs regarding uncertainty

I Is it possible to be an ethicist without being mean to people?

Andrew Gelman Ethics and statistics

Page 11: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Are mainstream statistical methods themselves unethical?

I P-values and statistical alchemy

I “The AAA tranche of subprime science”

I Bayesian inference and subjective science

I The statistical significance filter

I Incentives to exaggerate

Andrew Gelman Ethics and statistics

Page 12: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Find the ethical problem!

Andrew Gelman Ethics and statistics

Page 13: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Some writings on ethics by statisticians

I Douglas G. Altman, “Statistics and ethics in medical research”(seven-part series) British Medical Journal 281–282 (1980–1981).

I Steven N. Goodman, “Ethics and evidence in clinical trials,” ClinicalTrials 2, 195–196 (2005).

I Iain Chalmers, “The scandalous failure of science to cumulateevidence scientifically,” Clinical Trials 2, 229–231 (2005).

I Donald B. Rubin, “The ethics of consulting for the tobaccoindustry,” Statistical Methods in Medical Research 11, 373–380(2002).

I James H. Ware, “Investigating therapies of potentially greatbenefit” (with discussion), Statistical Science 4, 298–340 (1989)

Andrew Gelman Ethics and statistics

Page 14: Ethics and statistics - Columbia University and statistics Andrew Gelman ... I This does not negate the importance of ethics I Statisticians should be able to appreciate the necessity

Some other references on ethics

I Lawrence Kohlberg, “Moral stages and moralization: thecognitive-developmental approach,” in T. Lickona, ed., MoralDevelopment and Behavior: Theory, Research, and Social Issues,31–53. New York: Holt, Rinehart, and Winston (1978).

I Sissela Bok, Lying: Moral Choice in Public and Private Life. NewYork: Pantheon Books (1978).

I Ezekiel J. Emanuel, David Wendler, and Christine Grady, “Whatmakes clinical research ethical?” Journal of the American MedicalAssociation 283, 2701–2711 (2000).

I much more . . .

Andrew Gelman Ethics and statistics